United States v. Price

10-2493-cr
United States v. Price
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN
CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE
EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
“SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY
PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held at the
2 Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of New York, on
3 the 5th day of October, two thousand eleven.
4
5 PRESENT: JOHN M. WALKER, JR.,
6 CHESTER J. STRAUB,
7 DEBRA ANN LIVINGSTON,
8 Circuit Judges.
9
10
11 UNITED STATES OF AMERICA,
12 Appellee,
13
14 -v.- No. 10-2493-cr
15
16 GERARD PRICE,
17 Defendant-Appellant.
18
19
20 For Appellee: EMILY BERGER, DANIEL S. SILVER, BERIT W.
21 BERGER, Assistant United States Attorneys, for Loretta E.
22 Lynch, United States Attorney, Eastern District of New York,
23 Rochester, New York
24
25 For Defendant-Appellant: GUY OKSENHENDLER, New York, New York
26
27
28
1 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
2 DECREED that the judgment of the district court be AFFIRMED.
3 Defendant-Appellant Gerard Price (“Price”) appeals from a judgment of the United States
4 District Court for the Eastern District of New York (Garaufis, J.), filed June 21, 2010, convicting
5 him, after trial by jury, of racketeering in violation of 18 U.S.C. § 1962(c); racketeering conspiracy
6 in violation of 18 U.S.C. § 1962(d); murder in aid of racketeering in violation of § 1959(a)(1); drug-
7 related homicide in violation of 21 U.S.C. § 848(e)(1)(A); conspiracy to maintain narcotics stash
8 houses in violation of 21 U.S.C. § 846; illegal use of firearms in violation of 18 U.S.C.
9 § 924(c)(1)(A); and witness tampering in violation of 18 U.S.C. § 1512(b)(1); and sentencing him
10 to life imprisonment, three years’ supervised release, special assessments totaling $700, and
11 restitution of $60,000. On appeal, Price argues that he is entitled to a new trial due to ineffective
12 assistance of counsel, that there was insufficient evidence to support the jury’s verdict as to certain
13 counts, and that the district court abused its discretion in denying his motion for a new trial because
14 the jury’s verdict went against the weight of the evidence. We assume the parties’ familiarity with
15 the underlying facts, procedural history of the case, and issues on appeal.
16
17 I. Ineffective Assistance of Counsel
18 The Sixth Amendment guarantees effective assistance of counsel to criminal defendants.
19 Under Strickland v. Washington, 466 U.S. 668 (1984), a defendant claiming unconstitutionally
20 ineffective assistance of counsel must show both (1) that his trial lawyer’s performance was
21 deficient and (2) that he was actually prejudiced as a result. See Morales v. United States, 635 F.3d
22 39, 43 (2d Cir. 2011) (citing Strickland, 466 U.S. at 692–93). “An attorney’s representation is
2
1 deficient when it falls ‘below an objective standard of reasonableness,’ as determined by reference
2 to ‘prevailing professional norms.’” Id. (quoting Strickland, 466 U.S. at 688). “Such performance
3 is prejudicial when it is so poor as to ‘undermine confidence in the outcome’ of the proceedings —
4 that is, it gives rise to ‘a reasonable probability that, but for counsel’s unprofessional errors, the
5 result of the proceeding would have been different.’” Id. (quoting Strickland, 466 U.S. at 694). We
6 review ineffective assistance of counsel claims de novo. Id.
7 “[W]e may take one of three actions when presented with a claim of ineffective assistance
8 of counsel on direct appeal: ‘(1) decline to hear the claim, permitting the appellant to raise the issue
9 as part of a subsequent [28 U.S.C.] § 2255 petition; (2) remand the claim to the district court for
10 necessary fact-finding; or (3) decide the claim on the record before us.’” United States v. Hasan,
11 586 F.3d 161, 170 (2d Cir. 2009) (quoting United States v. Leone, 215 F.3d 253, 256 (2d Cir. 2000))
12 (second alteration in Hasan). This Circuit “prefer[s] to address claims of ineffective assistance of
13 counsel in collateral proceedings, rather than on direct appeal,” but “[w]hen the resolution of the
14 claims is ‘beyond any doubt or to do so would be in the interest of justice,’ we may choose to
15 entertain these claims on direct appeal.” Id. at 170 (quoting United States v. Matos, 905 F.2d 30,
16 32 (2d Cir. 1990)).
17 First, Price argues that his trial counsel was ineffective in failing to move in limine to
18 exclude or limit the use of Price’s nickname, “Crime.” This failure, however, was neither so
19 unreasonable nor so prejudicial as to meet either prong of Strickland. Even “a course of action (or
20 inaction) that seems risky, unorthodox or downright ill-advised” may not fall below the
21 constitutional standard. See Tippins v. Walker, 77 F.3d 682, 686 (2d Cir. 1996). In this case,
22 defense counsel used the nickname during voir dire by asking jurors whether the use of that alias
3
1 would interfere with their ability to be fair and impartial. Evidently, defense counsel decided to
2 strike jurors who would be prejudiced by the nickname rather than precluding its use at trial. This
3 strategic decision was not unreasonable.
4 Moreover, Price suffered no prejudice. Although this Circuit has found likely prejudice
5 where the prosecution addressed the jury with “frequently repeated, gratuitous invocation of [a
6 defendant’s suggestive] nickname” — in that case, “Murder,” during a murder trial — the court
7 emphasized that the prosecution’s abuse of the name was the “main problem.” United States v.
8 Farmer, 583 F.3d 131, 146 (2d Cir. 2009). Here, by contrast, Price concedes that “the government
9 did not overuse the nickname . . . during its opening or closing arguments.” Even if witnesses
10 frequently used the nickname, Price also concedes that all of the witnesses knew him as “Crime,”
11 and that occasional use would therefore have been permissible — thus inevitably revealing the
12 nickname to the jury. See Farmer, 583 F.3d at 146 & n.7. These are not circumstances in which
13 an objection to the use of the nickname would have had a reasonable probability of altering the result
14 of the proceeding, and that is the standard required by Strickland, 446 U.S. at 694.
15 Second, Price argues that his trial lawyer’s failure to object to New York Police Department
16 Detective Joseph Fazzingo’s testimony amounts to ineffective assistance of counsel. Fazzingo was
17 a lay witness who testified to a number of undercover drug purchases including one from Price. At
18 one point in his testimony, Fazzingo stated that cocaine is made from coca leaves, which generally
19 come from Colombia, and that heroin is made from poppy plants, which mostly come from
20 Afghanistan. Price argues that this was expert testimony, that a competent lawyer would have
21 objected, and that without this testimony the jury might not have found an effect on interstate or
22 foreign commerce (a necessary element of his racketeering charges).
4
1 Price could not have been meaningfully prejudiced by his lawyer’s failure to object. Only
2 a minimal effect on interstate commerce need be proven; indeed, “narcotics trafficking affects
3 interstate commerce . . . regardless of where the raw materials originate.” United States v. Vasquez,
4 267 F.3d 79, 90 (2d Cir. 2001) (emphasis omitted). Moreover, this Circuit has said that “direct
5 testimony of an expert nature that cocaine is imported into the United States . . . . is unnecessary
6 because a reasonable juror is surely capable of drawing the conclusion that a robbery undertaken
7 with the object of stealing from a drug dealer three kilos of cocaine . . . would have had at least the
8 required de minimus effect on interstate commerce.” United States v. Gomez, 580 F.3d 94, 102 (2d
9 Cir. 2009). The evidence demonstrated that the Pressley-Price enterprise purchased and sold
10 thousands of dollars of crack cocaine and heroin every day. Because Price clearly was not
11 prejudiced by his lawyer’s failure to object to this testimony, we need not address whether the
12 lawyer’s conduct fell below the professional standard. See Strickland, 466 U.S. at 697 (“If it is
13 easier to dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, which we
14 expect will often be so, that course should be followed.”).
15 Third, Price argues that his lawyer incompetently failed to move to dismiss three of the
16 racketeering acts charged as insufficiently pled in the indictment. Federal Rule of Criminal
17 Procedure 7(c)(1) requires an indictment to be “a plain, concise, and definite written statement of
18 the essential facts constituting the offense charged.” Fed. R. Crim. P. 7(c)(1). “In order to state an
19 offense, ‘[a]n indictment need only track the language of the statute and, if necessary to apprise the
20 defendant of the nature of the accusation against him, . . . state time and place in approximate
21 terms.’” United States v. Flaharty, 295 F.3d 182, 198 (2d Cir. 2002) (quoting United States v.
22 Bagaric, 706 F.2d 42, 61 (2d Cir. 1983)) (alterations in Flaharty). In Flaharty, this Circuit held that
5
1 an indictment was sufficient even though it merely stated that unspecified drug felonies in violation
2 of 18 U.S.C. §§ 841(a)(1) and 846 had been committed “[i]n or about and between 1992 and April
3 1998 . . . within the Eastern District of New York and elsewhere.” Id. (alterations in original).
4 Although Price’s indictment did not name the alleged victims, its timeframes of one year or less are
5 substantially narrower than the one approved in Flaherty. Its descriptions of the offenses’ locations
6 as “within the Eastern District of New York” are also more specific than the charges upheld in
7 Flaherty. Moreover, attempted murder is a rarer and more distinctive crime than the generic drug
8 felonies described in Flaherty’s indictment, which helped to put the defendant on notice as to the
9 nature of the allegations. The indictment here was specific enough to satisfy Rule 7(c)(1); therefore,
10 had Price’s counsel moved to dismiss, the motion would have failed. And even if Price had been
11 unsure of the individuals and dates in question, the government’s disclosures under Federal Rule of
12 Criminal Procedure 16 apprised him of which events were at issue, thus preventing him from being
13 “prejudicially surprised.” United States v. Wydermyer, 51 F.3d 319, 325 (2d Cir. 1995) (quoting
14 United States v. Miller, 471 U.S. 130, 134 (1985)) (internal quotation marks omitted). In sum, Price
15 suffered no prejudice from his counsel’s failure to move to dismiss three of the racketeering acts
16 from the indictment.
17
18 II. Sufficiency of the Evidence
19 Price argues that the government’s evidence was insufficient to support his conviction for
20 three of the charged offenses: (1) the murder-in-aid-of-racketeering charge in Count Three; (2) two
21 of the predicate racketeering acts charged in Count One of the indictment, the murder of Ronald
22 Chavis and the attempted murder of Michael Brown; and (3) witness tampering. “The test for
6
1 sufficiency is whether, as to a given count, a ‘rational trier of fact could have found the defendant
2 guilty beyond a reasonable doubt.’” United States v. Persico, 645 F.3d 85, 104 (2d Cir. 2011)
3 (quoting United States v. Jackson, 335 F.3d 170, 180 (2d Cir. 2003)). We must view the evidence
4 in the light most favorable to the government, which entails “crediting every inference that the jury
5 might have drawn in favor of the government.” United States v. Eppolito, 543 F.3d 25, 45 (2d Cir.
6 2008) (quoting United States v. Temple, 447 F.3d 130, 136–37 (2d Cir. 2006)).
7 First, Price contends that his conviction of murder in aid of racketeering in violation of 18
8 U.S.C. § 1959(a) was not supported by sufficient evidence. As defined by statute, the offense
9 includes commission of an underlying violent crime (in this case, murder) “for the purpose of . . .
10 maintaining or increasing position in an enterprise engaged in racketeering activity.” 18 U.S.C.
11 § 1959(a). This purpose need not be the sole or even the principal motive; “[t]he motive
12 requirement is satisfied if the jury could properly infer that the defendant committed his violent
13 crime because he knew it was expected of him by reason of his membership in the enterprise or that
14 he committed it in furtherance of that membership.” Farmer, 583 F.3d at 141 (quoting United States
15 v. Dhinsa, 243 F.3d 635, 671 (2d Cir. 2001)).
16 According to witnesses, Price had said he was upset with Chavis and Brown for three
17 reasons: they spent $10,000 of Price’s drug money, they had not posted Price’s bail promptly, and
18 they were trying to talk with Price’s girlfriend. At least the first two concerns, if not the third,
19 clearly related to Price’s position and status in the drug-trafficking enterprise; a jury could
20 reasonably have concluded that Price believed the victims’ actions had undermined his authority and
21 reputation, and that murdering them would send a message that he was not to be trifled with.
22 Moreover, evidence showed that drug sales Price made with Chavis and Brown were part of the
7
1 larger Pressley-Price enterprise, so the loss of Price’s drug money may have directly harmed the
2 enterprise. In addition, Price was impaired in continuing his role in the enterprise while imprisoned;
3 thus, a reasonable jury could have concluded that the bail-related motivation was also tied to Price’s
4 position in the enterprise. Price’s conviction of murder in aid of racketeering therefore was
5 sufficiently supported by evidence.
6 Second, Price contests the sufficiency of the evidence for two predicate acts underlying his
7 RICO conviction for “conduct[ing] or participat[ing], directly or indirectly, in the conduct of [an]
8 enterprise’s affairs through a pattern of racketeering activity.” 18 U.S.C. § 1962(c). Racketeering
9 acts form a “pattern” only if they are “related” to the enterprise. United States v. Bruno, 383 F.3d
10 65, 84 (2d Cir. 2004). “Evidence of relatedness . . . may arise from facts external to the [charged]
11 predicate acts, including the nature of the RICO enterprise itself.” United States v. Minicone, 960
12 F.2d 1099, 1106 (2d Cir. 1992) (citations omitted). Price contends that there was no evidence that
13 his murder of Chavis or his attempted murder of Brown was related to the Pressley-Price enterprise.
14 However, as explained above, reasonable jurors could have concluded that Price’s lost drug money
15 and the victims’ tardiness in posting his bail were his motives for shooting Chavis and Brown. The
16 evidence clearly supported an inference that Price’s drug dealing with Chavis and Brown was part
17 and parcel of the Pressley-Price enterprise; indeed, one witness testified that the crack Price, Chavis
18 and Brown sold was obtained from Price’s brother. Moreover, unlike for the murder-in-aid-of-
19 racketeering charge, “it is not necessary that the offense be in furtherance of the enterprise’s
20 activities for the offense to be related to the activities of the enterprise.” Bruno, 383 F.3d at 84.
21 Sufficient evidence therefore supported Price’s RICO conviction predicated on, inter alia, the
22 murder and attempted murder of Chavis and Brown.
8
1 Third, Price was convicted of witness tampering in violation of 18 U.S.C. § 1512(b)(1),
2 which prohibits “corruptly pursuad[ing] another person” so as to influence that person’s official
3 testimony. “This Circuit has defined ‘corrupt persuasion’ as persuasion that is ‘motivated by an
4 improper purpose.’” United States v. Gotti, 459 F.3d 296, 343 (2d Cir. 2006) (quoting United States
5 v. Thompson, 76 F.3d 442, 452 (2d Cir. 1996)). Price argues that no rational juror could believe that
6 his letter to Wayne Evans was motivated by an improper purpose. At trial, Evans testified that Price
7 told him he shot Chavis and Brown over drug money. In the relevant letter, sent before the trial,
8 Price wrote to Evans: “Just don’t do me dirty, Homey. Give some, not all. Feel me? You know
9 nothing about that Peter Roll.” Multiple witnesses testified that “Peter Roll” is code for murder.
10 On these facts, reasonable jurors could conclude that Price was attempting to convince the witness
11 not to testify about all of Price’s criminal activities, particularly Chavis’s murder. Price’s conviction
12 for witness tampering was therefore supported by sufficient evidence.
13
14 III. Rule 33 Motion
15 After his conviction, Price moved for a new trial pursuant to Federal Rule of Criminal
16 Procedure 33(a), arguing that the jury’s verdict regarding the murder and attempted murder of
17 Chavis and Brown went against the weight of the evidence. He contends that he shot Chavis and
18 Brown in self-defense after Brown pulled a gun on him. In support, Price cites the statement he
19 gave to the police and a witness’s testimony that Brown told him there had been an argument and
20 a struggle for the gun but that he was not sure whether the gun was Price’s. A trial court’s decision
21 to deny a Rule 33 motion is reviewed only for abuse of discretion, United States v. Farhane, 634
22 F.3d 127, 168 (2d Cir. 2011), and generally “should not be granted unless the trial court is convinced
9
1 that the jury has reached a seriously erroneous result or that the verdict is a miscarriage of justice,”
2 United States v. Triumph Capital Grp., Inc., 544 F.3d 149, 159 (2d Cir. 2008) (quoting Smith v.
3 Carpenter, 316 F.3d 178, 183 (2d Cir. 2003)) (internal quotation marks omitted). Price’s evidence
4 of self-defense does not meet this high standard, especially because substantial evidence weighed
5 against Price’s story of self-defense, including Brown’s firsthand testimony and forensic evidence
6 suggesting that Chavis was not shot at close range. The district court therefore did not abuse its
7 discretion in denying Price’s Rule 33 motion for a new trial.
8 We have considered all of Defendant-Appellant’s remaining arguments and find them to be
9 without merit. For the foregoing reasons, the judgment of the district court is hereby AFFIRMED.
10
11 FOR THE COURT:
12 Catherine O’Hagan Wolfe, Clerk
13
10