United States v. Artis

12-992-cr
United States v. Artis
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
Rulings by summary order do not have precedential effect. Citation to a summary order filed on or after January 1, 2007,
is permitted and is governed by Federal Rule of Appellate Procedure 32.1 and this court’s Local Rule 32.1.1. When citing
a summary order in a document filed with this court, a party must cite either the Federal Appendix or an electronic
database (with the notation “summary order”). A party citing a summary order must serve a copy of it on any party not
represented by counsel.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the
Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the
26th day of April, two thousand thirteen.
PRESENT:
GUIDO CALABRESI,
DEBRA ANN LIVINGSTON,
GERARD E. LYNCH,
Circuit Judges.
_______________________________________________
UNITED STATES OF AMERICA,
Appellee,
-v.- No. 12-992-cr
FLOYD ARTIS,
Defendant-Appellant.
_______________________________________________
ROBERT J. BOYLE, Law Offices of Robert J. Boyle, New York,
New York, for Defendant-Appellant.
NANCY J. CRESWELL, GREGORY L. WAPLES, Assistant United
States Attorneys, for Tristram J. Coffin, United States
Attorney for the District of Vermont, Burlington, Vermont,
for Appellee.
1
Appeal from a judgment of the United States District Court for the District of Vermont
(Christina Reiss, Chief Judge).
UPON DUE CONSIDERATION, it is hereby ORDERED, ADJUDGED, and DECREED
that the judgment of the District Court is AFFIRMED.
Defendant-Appellant Floyd Artis appeals from a judgment of conviction, entered March 7,
2012, following a jury trial for conspiracy to distribute heroin and 28 grams or more of cocaine base
in violation of 21 U.S.C. §§ 841(b)(1)(B), 846, and 851. Artis makes three claims on appeal: (1) that
the evidence was legally insufficient to support his conviction; (2) that the district court erred in not
requiring the government to produce notes from a witness interview pursuant to Federal Rule of
Criminal Procedure 26.2 and the Jencks Act, 18 U.S.C. § 3500; and (3) that the district court erred
in not excluding a witness’s statement as hearsay. We assume the parties’ familiarity with the
underlying facts, procedural history of the case, and issues on appeal, which we reference only as
necessary to explain our decision to affirm.
* * *
1. Sufficiency of the Evidence
“We review de novo a challenge to sufficiency of the evidence.” United States v. Naiman,
211 F.3d 40, 46 (2d Cir. 2000). It is well-established that a defendant seeking to overturn a
conviction on a sufficiency challenge faces a heavy burden. United States v. Gaskin, 364 F.3d 438,
459 (2d Cir. 2004). We “must affirm if the evidence, when viewed in its totality and in the light most
favorable to the government, would permit any rational jury to find the essential elements of the
crime beyond a reasonable doubt.” United States v. Geibel, 369 F.3d 682, 689 (2d Cir. 2004). We
“credit[] every inference that the jury might have drawn in favor of the government,” United States
2
v. Walker, 191 F.3d 326, 333 (2d Cir. 1999), and assume that the jury resolved all disputes over
witness credibility in favor of the government, Gaskin, 364 F.3d at 460.
To prove Artis conspired to distribute heroin and 28 grams or more of cocaine base, the
government had to show that Artis “agreed with another to commit the offense; that he knowingly
engaged in the conspiracy with the specific intent to commit the offenses that were the objects of
the conspiracy; and that an overt act in furtherance of the conspiracy was committed.” United States
v. Monaco, 194 F.3d 381, 386 (2d Cir. 1999) (internal quotation marks omitted). Having reviewed
the evidence, we conclude that a rational jury could have found each of these elements satisfied.
Multiple witnesses testified to Artis’s central role in a drug dealing conspiracy, and additional
documentary evidence, including cell phone data, rental car receipts, and wire transfers corroborated
the witness testimony. Artis argues that each of the government’s witnesses had motivation to lie
and that the evidence indicates that the witnesses were actually seasoned drug dealers who framed
him. However, a rational jury could have credited the government’s witnesses, drawn inferences
in the government’s favor, and rejected Artis’s alternate theory. See United States v. Martinez, 54
F.3d 1040, 1042–43 (2d Cir. 1995) (“The government's case need not exclude every possible
hypothesis of innocence, and it is the task of the jury, not the court, to choose among competing
inferences.” (internal quotation marks and citations omitted)).
Artis suggests that no rational jury could have convicted him of the charged conspiracy
because “[n]o drugs were recovered and no expert testimony [was] presented concerning what
substance(s) were actually possessed and/or distributed by the alleged co-conspirators.” Appellee’s
Br. at 34–35. As we have said, however, “[l]ay testimony and circumstantial evidence may be
sufficient, without the introduction of an expert chemical analysis, to establish the identity of the
3
substance involved in an alleged narcotics transaction.” United States v. Bryce, 208 F.3d 346, 353
(2d Cir. 1999) (quoting United States v. Dolan, 544 F.2d 1219, 1211 (4th Cir. 1976)); see also
Gaskin, 364 F.3d at 460 (“[N]either actual drug exhibits nor reports of chemical analysis are
required to support a conviction for possession of a controlled substance.”). Here, the witnesses
testified to the appearance of the alleged drugs, the method of preparation, the effects the drugs had
on experienced users, the high price paid for the drugs, and the fact that Artis referred to the
substances using names of illegal narcotics. See Bryce, 208 F.3d at 353–54. Similarly, witness
testimony regarding the quantity of drugs supports the jury’s determination that Artis conspired to
distribute in excess of 28 grams of cocaine base. Accordingly, Artis’s challenge to the sufficiency
of the evidence fails.
2. Jencks Act
Artis next argues that the district court improperly applied the Jencks Act, 18 U.S.C. § 3500,
and Federal Rule of Criminal Procedure 26.2 when, after in camera review of an Assistant United
States Attorney’s (“AUSA”) interview notes of Colleen Chapman, a government witness, the court
concluded that the notes need not be produced to the defense. We disagree.
The Jencks Act and Rule 26.2 require the government to turn over witness statements to the
defendant if certain conditions are met. The Act provides:
After a witness called by the United States has testified on direct examination, the
court shall, on motion of the defendant, order the United States to produce any
statement (as hereinafter defined) of the witness in the possession of the United
States which relates to the subject matter as to which the witness has testified. If the
entire contents of any such statement relate to the subject matter of the testimony
of the witness, the court shall order it to be delivered directly to the defendant for
his examination and use.
18 U.S.C. § 3500(b); see also Fed. R. Crim P. 26.2 (providing for similar production of witness
4
statements). Statements for the purposes of both the Jencks Act and Rule 26.2 include:
(1) a written statement made by said witness and signed or otherwise adopted or
approved by him;
(2) a stenographic, mechanical, electrical, or other recording, or a transcription
thereof, which is a substantially verbatim recital of an oral statement made by said
witness and recorded contemporaneously with the making of such oral statement; or
(3) a statement, however taken or recorded, or a transcription thereof, if any, made
by said witness to a grand jury.
18 U.S.C. § 3500(e); see also Fed. R. Crim. P. 26.2(f). As we have said before, a “district court's
ruling that documents do not contain Jencks Act material cannot be overturned absent a clear
showing of abuse of discretion.” United States v. Koskerides, 877 F.2d 1129, 1133 (2d Cir. 1989).
A statement that has been “signed or otherwise adopted or approved” by a government
witness “is not rendered nonproducible because a Government lawyer interviews the witness and
writes the ‘statement.’” Goldberg v. United States, 425 U.S. 94, 98 (1976). Having reviewed the
AUSA’s notes from her pre-grand jury interview with the witness Colleen Chapman, however, we
conclude that the district court did not abuse its discretion in determining that the notes did not
contain any Jencks Act material. The ten pages of handwritten notes, dated April 22, 2010, consist
of a series of short sentence fragments and shorthand comments, including the AUSA’s summary
impressions of the interview, but are not signed by Chapman and contain no direct quotes from
Chapman. Moreover, Chapman never testified that she adopted, approved, signed, or even reviewed
the notes. Thus, because the notes were not shown to be “signed or otherwise adopted or approved”
by Chapman and are not a substantially verbatim recital of Chapman’s words, the notes do not
qualify as a statement under either the Jencks Act or Rule 26.2, and the district court did not abuse
its discretion in not ordering their production. See Palermo v. United States, 360 U.S. 343, 352–53
(1959) (holding Jencks Act reaches “only those statements which could properly be called the
5
witness’ own words,” including statements that “could fairly be deemed to reflect fully and without
distortion what had been said to the government agent,” but not “summaries of an oral statement
which evidence substantial selection of material”); cf. United States v. Scotti, 47 F.3d 1237, 1249
(2d Cir. 1995).
3. Evidentiary Challenge
Lastly, Artis claims that the district court committed reversible error by not excluding as
hearsay the statement of Mandy Blanchard that, after she was arrested in September 2010 while
driving a car in which drugs were hidden, she received a copy of a letter from a passenger in the
vehicle that was addressed to a court and in which the passenger admitted that the drugs belonged
to him. Blanchard was called by the defense during its case-in-chief in an attempt to prove that it
was she, not Artis, who headed the Rutland drug conspiracy. The defense offered the September
2010 arrest to show that Blanchard was still “running drugs” fifteen months after Artis’s arrest.
A declarant’s out-of-court statement constitutes hearsay if it is “offer[ed] in evidence to
prove the truth of the matter asserted in the statement.” Fed. R. Evid. 801(c). Under the Federal
Rules of Evidence, “[h]earsay is admissible only if it falls within an enumerated exception.” United
States v. Dupree, 706 F.3d 131, 136 (2d Cir. 2013). However, even if a district court erroneously
admits evidence, “we will not order a new trial . . . if we conclude that the error was harmless.”
United States v. Abreu, 342 F.3d 183, 190 (2d Cir. 2003). “In conducting a harmless error review
of inadmissible evidence, we consider the following factors: (1) the overall strength of the
prosecution’s case; (2) the prosecutor’s conduct with respect to the improperly admitted evidence;
(3) the importance of the wrongly admitted evidence; and (4) whether such evidence was cumulative
of other properly admitted evidence.” United States v. Al-Moayad, 545 F.3d 139, 164 (2d Cir. 2008)
(internal quotation marks and brackets omitted).
6
Assuming arguendo that the statement was hearsay and that Artis preserved this evidentiary
objection at trial, we hold that any error in the admission of Blanchard’s statement was harmless.
Whether Blanchard possessed drugs fifteen months after Artis’s arrest was entirely collateral to the
question of whether Artis possessed and distributed drugs during the relevant time period. The
defense’s attempt to impeach a witness by inquiring about her prior arrest was far removed from the
merits of the case, which were in an case quite strong. Here, numerous witnesses testified that Artis
played a key role in the drug distribution ring, contradicting Artis’s theory that he was not involved
in the distribution of drugs and that Blanchard headed up the conspiracy. This testimony was
corroborated by extensive documentary evidence and by Artis’s admission that he had been dealing
drugs in Vermont. The testimony at issue related to an incident that took place approximately fifteen
months after Artis was arrested in connection with the charged conspiracy and was “unimportant
in relation to everything else the jury considered on the issue in question, as revealed in the record.”
United States v. Paulino, 445 F.3d 211, 219 (2d Cir. 2006) (internal quotation marks omitted).
Accordingly, any error was harmless.
We have reviewed Artis’s remaining arguments and find them to be without merit. For the
foregoing reasons, the judgment of the district court is AFFIRMED.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
7