DocketNumber: Docket Nos. 04-3606-cv(L), 04-3700-cv(XAP)
Judges: Feinberg, Raggi, Walker
Filed Date: 11/14/2006
Status: Precedential
Modified Date: 11/5/2024
Cleidson C. Silva, doing business as C & L Construction (“C & L”), Affordable Housing Foundation, Inc. (“Affordable”), and Mountain Developers Associates, LLC (“Mountain”), appeal from a final judgment entered on May 7, 2004, after a jury trial, at which plaintiff Jose Raimundo Madeira, an undocumented alien worker, was awarded compensatory damages for lost earnings, as well as out-of-pocket expenses and pain and suffering, as the result of physical injuries attributable to defendants’ violation of New York Labor Law § 240(1). Defendants Affordable and Mountain had unsuccessfully moved in the district court for judgment notwithstand
In addition, Affordable and Mountain appeal district court rulings allowing the jury to apportion liability among C & L, Affordable, and Mountain; precluding evidence regarding C & L’s lack of insurance; and dismissing their third-party action against Preferred National Insurance Company (“Preferred”). Silva further appeals the district court’s rejection of his Rule 50(b) challenge to the jury verdict obligating him to indemnify Affordable and Mountain, arguing that the document relied on by these third-party plaintiffs to support their indemnification claim is not an enforceable contract.
For the reasons discussed herein, we conclude that federal immigration law does not clearly preempt New York State law allowing undocumented workers to recover lost United States earnings where, as in this case, (1) the wrong being compensated, personal injury, is not authorized by IRCA under any circumstance; (2) it was the employer rather than the worker who knowingly violated IRCA in arranging for the employment; and (3) the jury was instructed to consider the worker’s remov-ability in deciding what, if any, lost earnings to compensate. Because we conclude that appellants’ and cross-appellants’ other arguments are also without merit, we affirm the district court judgment in all respects.
I. Factual Background
In recounting the facts relevant to this appeal, we necessarily review the record in the light most favorable to the parties in whose favor the jury returned each part of its verdict. See Gronowski v. Spencer, 424 F.3d 285, 291-92 (2d Cir.2005).
A. Madeira’s Employment and Injury
Plaintiff Jose Raimundo Madeira
Nothing in the trial record indicates that Madeira himself used any false identification to obtain work in the United States;
On June 20, 2001, while working as a roofer for C & L, Madeira fell from the top of a building at a development site in Monroe, New York, sustaining serious injuries that required four surgeries and more than three months’ hospitalization. At the time of trial, Madeira was still substantially disabled, particularly in walking.
B. The Southern District Lawsuit
Following his accident, Madeira invoked federal diversity jurisdiction to file suit in the Southern District of New York against Affordable, the owner of the construction site, and Mountain, the development’s general contractor, for their alleged failure to provide adequate safety equipment at the work site in violation of New York’s “Scaffold Law,” N.Y. Labor Law § 240(1).
1. The Jury’s Determination of § 2b0(l) Liability and Damages
In the first phase of trial, the jury heard testimony from Madeira; his brother Miranda who, in addition to hiring Madeira for the job, had witnessed the accident; and Jacob Sofer, the president of both Affordable and Mountain. A “vocational rehabilitation counselor” also testified on plaintiffs behalf, offering his opinion as to Madeira’s dim prospects for future employment in either the United States or Brazil in light of his disability. The counselor expressed no opinion as to how Ma
Following the close of the evidence, the district court instructed the jury that it was not to consider Madeira’s immigration status in assessing Affordable’s and Mountain’s liability under Labor Law § 240(1). Nevertheless, the jury was allowed to consider plaintiffs undocumented work status in awarding any compensatory damages for lost earnings. Specifically, the court charged:
Plaintiffs status as an undocumented alien should not be considered by you when you deliberate on the issue of defendants’] liability under Labor Law Section 240(1). However, you may conclude that plaintiffs status is relevant to the issue of damages, specifically to the issue of lost wages which the plaintiff is claiming. You might consider, for example, whether the plaintiff would have been able to obtain other employment since as a matter of law, it is illegal for an employer in the United States to employ an undocumented alien, although of course it does happen that certain employers violate that law. If the plaintiff did not lose any income because you conclude that he would not have been able to work, and I mean not been able to work due to his alien status, you could not award him any damages for lost wages. You might also want to consider his status in determining the length of time he would continue to earn wages in the United States and in considering the type of employment opportunities that would be available to him. The fact that an alien is deportable does not mean that deportation will actually occur, but you are allowed to take the prospect of deportation into account in your deliberations.
Finally, even if you conclude that the plaintiff would be deported at some point, you could conclude that he would lose income from employment overseas if you have a basis for making that calculation. In short, it’s up to you, the jury, to decide what weight, if any, to give plaintiffs alien status just as you would any other evidence. Alien status is not relevant to items of damage other than lost earnings.
Trial Tr. 462-63.
The jury proceeded to find both Affordable and Mountain liable under Labor Law § 240(1). It awarded Madeira $638,671.63 in total compensatory damages, consisting of $92,651.63 in incurred expenses; $46,000 for past pain and suffering; $40,020 in past lost earnings; $230,000 for future pain and suffering (over the course of forty-two years); and $230,000 for future lost earnings (over the course of twenty-six years). Only the past and future lost earnings awards are at issue on this appeal. From the fact that the future lost earnings award represents far more than Madeira would likely have earned in Brazil in the specified twenty-six years,
2. The Jury Findings on Indemnification
In the second phase of the trial, the jury found that an enforceable contract existed between C & L on the one hand and Affordable and Mountain on the other, requiring C & L to indemnify Affordable and Mountain for so much of the compensation award as stemmed from C & L’s own negligence. As required by that contract, the jury apportioned liability for Madeira’s injuries, holding C & L 82% liable and Mountain and Affordable each 9% liable.
C. Posir-Verdict Rule 50(b) Motions
Following the indemnification verdict, Affordable, Mountain, and Silva all moved for relief pursuant to Federal Rule of Civil Procedure 50(b). Affordable and Mountain moved for judgment notwithstanding the verdict on four grounds: (1) Madeira was precluded from recovering lost earnings by the fact that, at the time of his accident, he was not legally eligible to work in the United States; (2) liability could not be apportioned among C & L, Affordable, and Mountain because the jury did not find, in the first phase of the trial, that Affordable and Mountain were negligent; (3) the district court erred in precluding Affordable and Mountain from presenting proof regarding C & L’s lack of insurance; and (4) the district court erred in dismissing Affordable’s and Mountain’s third-party action against Preferred. Meanwhile, Silva moved for a new trial, arguing that (5) no enforceable contract existed requiring C & L to indemnify Affordable and Mountain for losses resulting from Madeira’s personal injuries.
The district court denied all post-verdict motions in a detailed memorandum and order dated April 22, 2004. See Madeira v. Affordable Hous. Found., Inc., 315 F.Supp.2d 504. Silva, Affordable, and Mountain now appeal the district court’s Rule 50(b) rulings as well as its final judgment.
II. Discussion
A. Standard of Review
We review de novo a district court’s denial of a post-verdict motion for judgment as a matter of law pursuant to Federal Rule of Civil Procedure 50(b). See Armstrong v. Brodkdale Univ. Hosp.
B. Federal Immigration Laiv Does Not Clearly Preempt New York State Law Allowing Undocumented Workers Injured in Construction Accidents To Recover Compensatory Damages for Lost United States Earnings
In reviewing the joint challenge raised by Affordable, Mountain, and Silva to the damages awarded Madeira in the district court’s final judgment, we note at the outset that no party here disputes the fact of Madeira’s injury, the jury’s findings as to the relative degree of each party’s negligence, or Madeira’s right to be compensated for incurred expenses and past and future pain and suffering. Instead, Affordable, Mountain, and Silva (referred to collectively as “appellants” for purposes of their damages challenge) dispute only Madeira’s recovery of lost earnings. They submit that the Supreme Court’s decision in Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. 137, 122 S.Ct. 1275, 152 L.Ed.2d 271, required the district court to conclude that federal immigration law prohibiting the employment of undocumented aliens precludes state tort or labor law from awarding an injured undocumented worker such as Madeira compensatory damages for lost earnings at United States pay rates. Appellants submit that, if an injured undocumented worker can recover any lost earnings, it is only at the rates he could have earned in his native country.
In fact, the New York Court of Appeals this year rejected a similar Hoffman Plasfic-based challenge to an undocumented alien’s recovery of lost United States earnings pursuant to Labor Law § 240(1). See Balbuena v. IDR Realty LLC, 6 N.Y.3d 338, 812 N.Y.S.2d 416, 845 N.E.2d 1246 (2006).
New York’s highest court’s construction of the scope of recovery allowed by its own state law plainly controls this court’s reading of that law. See Commissioner v. Estate of Bosch, 387 U.S. 456, 465, 87 S.Ct. 1776, 18 L.Ed.2d 886 (1967); Tyler v. Bethlehem Steel Corp., 958 F.2d 1176, 1190 (2d Cir.1992).
1. The Relevant State and Federal Laws
We begin by considering the state and federal laws relevant to appellants’ lost earnings challenge.
a. Compensating Personal Injury Under New York Labor Law § 210(1)
It is well established that the states enjoy “broad authority under their police powers to regulate ... employment relationship)^] to protect workers within the State.” De Canas v. Bica, 424 U.S. 351, 356, 96 S.Ct. 933, 47 L.Ed.2d 43 (1976); accord Balbuena v. IDR Realty LLC, 6 N.Y.3d at 358, 812 N.Y.S.2d at 426, 845 N.E.2d 1246. This includes “the power to enact ‘laws affecting occupational health and safety.’ ” Balbuena v. IDR Realty LLC, 6 N.Y.3d at 358, 812 N.Y.S.2d 416, 845 N.E.2d 1246 (quoting De Canas v. Bica, 424 U.S. at 356, 96 S.Ct. 933). Pursuant to this power, New York, like many
Most obviously, New York’s Workers’ Compensation Law requires employers to “pay or provide compensation [to employees] for their disability or death from injury arising out of and in the course of the employment without regard to fault as a cause of the injury.” N.Y. Workers’ Comp. Law § 10(1). This “statute was designed to provide a swift and sure source of benefits to the injured employee.” O’Rourke v. Long, 41 N.Y.2d 219, 222, 391 N.Y.S.2d 553, 556, 359 N.E.2d 1347 (1976). “The price for these secure benefits is the [employee’s] loss of the common-law tort action [against his employer] in which greater benefits might be obtained.” Id.
New York does not, however, rely only on workers’ compensation awards to promote workplace safety and compensate injury. Mindful of the particular dangers of construction work, the state has long imposed absolute liability for personal injury on those site owners and general contractors who fail to provide adequate safety equipment to all persons working at construction sites. See N.Y. Labor Law § 240(1); Abbatiello v. Lancaster Studio Assocs., 3 N.Y.3d 46, 50, 781 N.Y.S.2d 477, 479, 814 N.E.2d 784 (2004) (noting that law “imposes absolute liability on owners and contractors for any breach of statutory duty that proximately causes injury”). This liability applies regardless of the fact that the injured worker may be in the direct employ of a party other than the defendant contractor or owner. See Abbatiello v. Lancaster Studio Assocs., 3 N.Y.3d at 50-51, 781 N.Y.S.2d at 479-80, 814 N.E.2d 784. As the New York Court of Appeals recently explained, Labor Law § 240(1) seeks to place “ultimate responsibility for safety practices at building construction sites where such responsibility actually belongs, on the owner and general contractor, instead of on workers, who are scarcely in a position to protect themselves from accident.” Balbuena v. IDR Realty LLC, 6 N.Y.3d at 358, 812 N.Y.S.2d at 427, 845 N.E.2d 1246 (internal quotation marks and citation omitted); see also Abbatiello v. Lancaster Studio Assocs., 3 N.Y.3d at 50, 781 N.Y.S.2d at 479, 814 N.E.2d 784.
New York law not only holds site owners and general contractors absolutely liable for personal injuries resulting from a violation of Labor Law § 240(1); it specifically extends the protections of that law to injured undocumented workers. See Mazur v. Rock-McGraw, Inc., 246 A.D.2d 515, 515, 666 N.Y.S.2d 939, 939 (2d Dep’t 1998) (collecting cases); see also Balbuena v. IDR Realty LLC, 6 N.Y.3d at 358, 812 N.Y.S.2d at 427, 845 N.E.2d 1246; Coque v. Wildflower Estates Developers, Inc., 31 A.D.3d 484, 487, 818 N.Y.S.2d 546, 550 (2d Dep’t July 11, 2006); Hernandez v. 151 Sullivan Tenant Corp., 30 A.D.3d 187, 188 (1st Dep’t June 8, 2006), 2006 N.Y.App. Div. LEXIS 7513, at *2; Ordonez v. Brooklyn Tabernacle, 806 N.Y.S.2d 446 (Sup.Ct. Kings County Aug. 31, 2005), 2005 N.Y. Misc. LEXIS 1854, at *10-11; Echeverria v. Estate of Lindner, 801 N.Y.S.2d 233 (Sup.Ct. Nassau County Mar. 2, 2005), 2005 N.Y. Misc. LEXIS 894, at *32-35.
The compensatory damages available under New York law to a worker injured in violation of § 240(1) are those generally recoverable for personal injury, i.e., out-of-pocket expenses, pain and suffering, and
b. Discouraging Illegal Immigration through IRCA
The federal government exercises supreme power in the field of foreign affairs, including “immigration, naturalization and deportation.” Hines v. Davidowitz, 312 U.S. 52, 62, 61 S.Ct. 399, 85 L.Ed. 581 (1941) (“[T]he supremacy of the national power in the general field of foreign affairs, including power over immigration, naturalization and deportation, is made clear by the Constitution^] was pointed out by the authors of The Federalist in 1787, and has since been given continuous recognition by this Court.” (footnotes omitted)). Illegal immigration, a topic of much recent debate, has long been a subject of federal legislative concern. In 1952, Congress enacted the Immigration and Nationality Act (“INA”), Pub.L. No. 82-414, 66 Stat. 163, codified as amended at 8 U.S.C. §§ 1101-1537, intended as a “comprehensive federal statutory scheme for [the] regulation of immigration and naturalization.” De Canas v. Bica, 424 U.S. at 353, 96 S.Ct. 933. Notably, the INA gave little attention to one factor relevant to illegal immigration: employment. See Sure-Tan, Inc. v. NLRB, 467 U.S. 883, 893, 104 S.Ct. 2803, 81 L.Ed.2d 732 (1984) (noting that INA did not make it “unlawful
(1) IRCA’s Focus on Employer Sanctions
Confronting a “large-scale influx of undocumented aliens,” Congress concluded that “the most humane, credible and effective way to respond” to the problem was to penalize those employers who hired illegal aliens. H.R.Rep. No. 99-682(1), at 46 (1986), as reprinted in 1986 U.S.C.C.A.N. 5649, 5650; see id. (“Employment is the magnet that attracts aliens here illegally.... Employers will be deterred by the penalties in this legislation from hiring unauthorized aliens and this, in turn, will deter aliens from entering illegally or violating their status in search of employment.”).
As initially enacted, IRCA, like the INA, did not make it unlawful for undocumented aliens to accept employment in the United States. Indeed, at the same time that IRCA established employer sanctions as the centerpiece of its effort at immigration reform, Congress afforded millions of undocumented workers already in the United States the opportunity to legalize their status. See 8 U.S.C. § 1255a. Not until IRCA was itself amended in 1990 did Congress provide for penalties and sanctions to be imposed directly on undocumented workers who sought employment in the United States. See Immigration Act of 1990 § 544(a), Pub.L. No. 101-649, 104 Stat. 4978, 5059-60 (codified at 8 U.S.C. § 1324c). Even then, however, Congress made IRCA’s new sanctions applicable only to aliens who knowingly or recklessly used false documents to obtain employment. See 8 U.S.C. § 1324c (a), (f). It did not otherwise prohibit undocumented aliens from seeking or maintaining employment.
(2) IRCA’s Express Preemption Clause
From its initial enactment, IRCA has contained an express preemption clause, stating that “[t]he provisions of this section preempt any State or local law imposing civil or criminal sanctions (other than through licensing and similar laws) upon those who employ, or recruit or refer for a
2. Reconciling IRCA and Federal Labor Law in Hoffman Plastic
Significantly, it was not the preemptive effect of IRCA on state law that first required judicial attention. Rather, it was the potential for conflict between IRCA and other federal laws, specifically, federal labor law. The Supreme Court addressed this issue in Hoffman Plastic Compounds, Inc. v. NLRB, reversing a National Labor Relations Board (“NLRB”) award of back-pay to an undocumented worker on the ground that such recovery was “foreclosed by federal immigration policy” as expressed in IRCA. 535 U.S. at 140, 122 S.Ct. 1275. Because appellants insist that Hoffman Plastic precludes Madeira, as a matter of law, from recovering lost United States earnings as compensatory damages for personal injury under New York Labor Law § 240(1), we discuss that case, and its background, in some detail.
a. The Circuit Conflict Leading to Hoffman Plastic
Prior to Hoffman Plastic, a number of federal courts read the following language in the House Committee Report on IRCA to suggest that the statute’s employer sanctions were not intended to preempt federal or state labor law protections:
It is not the intention of the Committee that the employer sanctions provisions of the bill be used to undermine or diminish in any way labor protections in existing law, or to limit the powers of federal or state labor relations boards, labor standards agencies, or labor arbitrators to remedy unfair practices committed against undocumented employees for exercising their rights before such agencies or for engaging in activities protected by existing law.
H.R. Rep. 99-682(1), at 58, as reprinted in 1986 U.S.C.C.A.N. at 5662. Nevertheless, attempts to reconcile this construction with federal immigration policy failed to reach consistent conclusions.
For example, in Montero v. INS, this court interpreted the above-quoted committee statement narrowly to mean that an undocumented worker is fully eligible for federal labor law remedies if “the alien is permitted by the INS to remain in the United States.” 124 F.3d 381, 385 (2d Cir.1997) (rejecting argument that IRCA precluded deportation of undocumented alien based on evidence obtained in course of labor dispute, and holding that “[w]hether or not an undocumented alien has been the victim of unfair labor practices, such an alien has no entitlement to be in the United States”).
Later that same year, this court concluded that such INS permission was not a condition precedent to the NLRB ordering an employer who had unlawfully terminated an undocumented worker to pay backpay, at least for a discrete period of time. See NLRB v. A.P.R.A. Fuel Oil Buyers Group, Inc., 134 F.3d 50, 57 (2d Cir.1997) (upholding backpay award to undocumented aliens “from the date of their unlawful discharge until either their qualification for future employment or the expiration of the reasonable time allowed for them to comply with IRCA”).
In dissent, Judge Jacobs questioned the NLRB’s authority to order an employer to award backpay for any period during which undocumented workers were, in fact, ineligible for employment under IRCA. He suggested that plaintiffs were entitled to backpay only from the date on which they established their eligibility to work under federal immigration law. See id. at 59-60 (Jacobs, J., dissenting in part and concurring in part); see also id. at 62 n. 4 (observing that, because “NLRB proceedings can span a whole decade, [a back-pay award] is no small inducement to prolong illegal presence in the country.”).
Nevertheless, the majority ruling in A.P.R.A. Fuel Oil found support in an earlier ruling by the Ninth Circuit in Local 512, Warehouse and Office Workers’ Union v. NLRB, 795 F.2d 705 (9th Cir.1986). In that case, the Ninth Circuit held that undocumented workers terminated in violation of the National Labor Relations Act (“NLRA”), 29 U.S.C. §§ 141-97, could be awarded backpay because (1) the NLRB “routinely awards backpay to restore dis-criminatees to the economic position they would have enjoyed absent the unfair labor practice,” (2) backpay awards deter future “similar unlawful practices,” and (3) eliminating backpay awards to undocumented aliens would encourage employers to continue violating the NLRA, subverting its “broad remedial goals.” Id. at 718; see also NLRB v. Kolkka, 170 F.3d 937 (9th Cir.1999) (sustaining NLRB cease-and-desist order against employer of undocumented workers). By contrast, in Del Rey Tortilleria, Inc. v. NLRB, 976 F.2d 1115, 1121 (7th Cir.1992), the Seventh Circuit
The Supreme Court resolved this circuit split in Hoffman Plastic.
b. Hoffman Plastic Compounds, Inc. v. NLRB
In Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. 137, 122 S.Ct. 1275, 152 L.Ed.2d 271, the Supreme Court considered the NLRB’s authority to award back-pay to an undocumented worker terminated in violation of the NLRA for supporting efforts to unionize his place of employment. The worker, Jose Castro, was an undocumented alien from Mexico, who, in May 1988, was employed as a blending machine operator at Hoffman Plastic Compounds. Castro obtained his job by fraud, presenting his employer with what he knew were false United States identification documents. See id. at 140-41, 122 S.Ct. 1275. In December 1988, Castro began supporting a union-organizing campaign at Hoffman. In January 1989, Hoffman fired Castro and three other employees who engaged in similar union activity. Id. at 140, 122 S.Ct. 1275. Three years later, in January 1992, the NLRB found that Hoffman’s actions violated Section 8(a)(3) of the NLRA, 29 U.S.C. § 158(a)(3). See Hoffman Plastic Compounds, Inc. and Arauz, 306 N.L.R.B. 100, 100 (N.L.R.B.1992) (“[Hoffman], in order to rid itself of known union supporters, discriminatorily selected union adherents for layoffs.”). The NLRB ordered Hoffman (1) to cease and desist from any such further violations, (2) to post a detailed notice to its employees explaining the NLRB’s remedial order, and (3) to offer reinstatement and backpay to the four terminated employees, including Castro. See Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. at 140-41, 122 S.Ct. 1275.
A compliance hearing ensued to determine the amount of backpay to be awarded the wrongfully fired workers. An NLRB Administrative Law Judge (“ALJ”) ruled that Castro was not entitled to any back-pay award because he had used false documentation to obtain employment and had failed to present proof that he was currently lawfully in the United States. In such circumstances, and in light of the Supreme Court’s ruling in Sure-Tan, Inc. v. NLRB, 467 U.S. 883, 104 S.Ct. 2803, 81 L.Ed.2d 732, the ALJ concluded that a backpay or reinstatement award to Castro would conflict with IRCA. See Hoffman Plastic Compounds, Inc. and Arauz, 1993 WL 1609517 (N.L.R.B. Nov. 12, 1993), 1993 NLRB LEXIS 1157, at *8-12.
The NLRB reversed the ALJ’s decision with respect to backpay, awarding Castro $66,951 in lost earnings from the date of his termination to the date when Hoffman first learned of Castro’s status as an undocumented alien.
The Supreme Court ultimately reversed both the D.C. Circuit’s and the NLRB’s holdings, ruling that the NLRB’s broad discretion to fashion remedies for violations of the NLRA, see Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. at 142-43, 122 S.Ct. 1275 (collecting cases), did not reach so far as to permit that agency “to award backpay to an illegal alien for years of work not performed, for wages that could not lawfully have been earned, and for a job obtained in the first instance by a criminal fraud,” id. at 149, 122 S.Ct. 1275. Noting the circuit split over whether such a result was compelled by Sure-Tan, see supra pp. 233-34, the Supreme Court declined to rule on that precise question, observing that the subsequent enactment of IRCA made it appropriate to consider NLRB backpay awards “through a wider lens, focused as it must be on a legal landscape now significantly changed.” Id. at 147, 122 S.Ct. 1275.
Describing the legal change effected by IRCA, the Court observed that it was now “impossible for an undocumented alien to obtain employment in the United States without some party directly contravening” federal immigration policy: “Either the undocumented alien tenders fraudulent identification, which subverts the cornerstone of IRCA’s enforcement mechanism, or the employer knowingly hires the undocumented alien in direct contradiction of its IRCA obligations.” Id. at 148, 122 S.Ct. 1275. Confronting the former circumstance in Hoffman Plastic, the Court concluded that any attempt by the NLRB to remedy the employer’s unfair labor practice by awarding backpay to the undocumented alien would necessarily “run[ ] counter to policies underlying IRCA,” which “policies the [NLRB] has no authority to enforce or administer.” Id. at 149, 122 S.Ct. 1275. Indeed, the Court cited that alien’s criminal procurement of employment with false documents as the fact that “sinks” NLRB arguments in defense of the backpay remedy, observing that, “[f]ar from ‘accommodating’ IRCA, the [NLRB’s] position, recognizing employer misconduct [under the NLRA] but discounting the misconduct of illegal alien employees [under IRCA], subverts it.” Id. at 149-50, 122 S.Ct. 1275. Noting that it “never deferred” to the NLRB’s “remedial preferences where such preferences potentially trench upon federal statutes and policies unrelated to the NLRA,” id. at 144, 122 S.Ct. 1275; see id. at 143-44, 122 S.Ct. 1275 (collecting cases involving federal anti-mutiny statute, Bankruptcy Code, federal antitrust policy, and the Interstate Commerce Act), the Court ruled that NLRB backpay awards to illegal aliens “lie[ ] beyond the bounds” of that agency’s discretion. Id. at 149, 122 S.Ct. 1275.
The Court observed that its ruling did not deprive the NLRB of all power to
3. Hoffman Plastic Does Not Conclusively Resolve the Question of IRCA’s Preemption of State Laws
Appellants submit that Hoffman Plastic construes IRCA to preclude any award of lost United States earnings to an injured undocumented worker, regardless of the statutory authority invoked. Thus, they insist that IRCA bars New York State from allowing an undocumented worker injured in a construction accident to recover lost earnings at United States pay rates. Because Hoffman Plastic is distinguishable from this case in important factual and legal respects, we are not convinced by appellants’ argument.
a. Factual Distinctions
Focusing first on factual differences, we note that the injury being remedied in Hoffman Plastic was termination while the wrong being compensated in this case is disabling personal injury. The distinction is significant. The termination at issue in Hoffman Plastic, while unlawful under the NLRA (because motivated by the worker’s protected union activities), was, in fact, effectively required by IRCA.
Further, in Hoffman Plastic, the employment relationship originated in the worker’s own criminal violation of IRCA,
b. Legal Distinction
There is also an important legal distinction between this case and Hoffman Plastic. In Hoffman Plastic, the Supreme Court sought to reconcile two federal statutes to ensure that one did not trench on the other, a task routinely performed by federal courts.
4. There Is No Basis for Concluding that Congress Clearly Intended IRCA To Preempt Established State Law Pnnciples for Compensating Lost Earnings in Personal Injury Cases Involving Undocumented Workers
a. The Legal Foundation for Federal Preemption of State Law
Constitutional authority for the federal preemption of state law is grounded in the
Congress can convey its clear and manifest intent to preempt the exercise of state police power in three ways. First, Congress may explicitly state that it intends to preempt a state law. See English v. Gen. Elec. Co., 496 U.S. at 79, 110 S.Ct. 2270 (observing that “when Congress has made its [preemptive] intent known through explicit statutory language, the courts’ task is an easy one”). Second, even absent any such explicit statement, Congress’s preemptive intent may be implied “where the scheme of federal regulation is sufficiently comprehensive to make reasonable the inference that Congress ‘left no room’ for supplementary state regulation,” in short, where Congress has manifested an intent for federal law to occupy the field. Hillsborough County, Fla. v. Automated Med. Labs., Inc., 471 U.S. 707, 713, 105 S.Ct. 2371, 85 L.Ed.2d 714 (1985) (quoting Rice v. Santa Fe Elevator Corp., 331 U.S. at 230, 67 S.Ct. 1146). Finally, Congress’s preemptive intent may be implied from the fact that state law so conflicts with federal law that either “compliance with both federal and state regulations is a physical impossibility,” Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132, 142-43, 83 S.Ct. 1210, 10 L.Ed.2d 248 (1963), or state law “stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress,” Hines v. Davidowitz, 312 U.S. at 67, 61 S.Ct. 399; see also Silkwood v. Kerr-McGee Corp., 464 U.S. 238, 248, 104 S.Ct. 615, 78 L.Ed.2d 443 (1984). The conflict standard for preemption is strict. As Chief Justice Rehnquist, the author of the Court’s opinion in Hoffman Plastic, cautioned, federal preemption cannot be premised on “unwarranted speculations” as to Congress’s intent. Jones v. Rath Packing Co., 430 U.S. at 544, 97 S.Ct. 1305 (Rehnquist, J., concurring in part and dissenting in part). A “clear demonstration of conflict ... must exist before the mere existence of a federal law may be said to pre-empt state law operating in the same field.” Id.
b. Express Preemption
No provision in IRCA expressly preempts state law providing for injured undocumented workers to recover compensatory damages, including lost earnings. As noted supra pp. 231-32, IRCA’s express preemption clause applies only to “any State or local law imposing civil or criminal sanctions” on persons who employ or assist in the employment of illegal aliens. 8 U.S.C. § 1324a(h)(2) (emphasis added). Compensatory damages for personal injury do not reasonably equate to sanctions. As the New York Court of Appeals observed in Balbuena v. IDR Realty LLC, “[a] sanction is generally considered a ‘penalty or coercive measure,’ such as a punishment for a criminal act or a civil fine for a statutory or regulatory violation.” 6 N.Y.3d at 357, 812 N.Y.S.2d at 425-26, 845 N.E.2d 1246 (quoting Black’s Law Dictionary 1368 (8th ed.2004) (citation omitted)). By contrast, “the primary purpose of civil recovery in a personal injury action premised on state Labor Law provisions is not to punish the tortfeasor but to compensate the worker for injuries proximately caused by negligence or the violation of statutory safety standards.” Id.,
Congress’s failure expressly to preempt a particular state law does not preclude a court from implying that intent. See Sprietsma v. Mercury Marine, 537 U.S. 51, 65, 123 S.Ct. 518, 154 L.Ed.2d 466 (2002) (“Congress’ inclusion of an express pre-emption clause does not bar the ordinary working of conflict pre-emption principles .... ” (internal quotation marks omitted) (emphasis removed)); Crosby v. Nat’l Foreign Trade Council, 530 U.S. 363, 387-88, 120 S.Ct. 2288, 147 L.Ed.2d 352 (2000). Thus, we consider the two circumstances that can give rise to implicit preemption.
c. Implicit “Field” Preemption
Congress’s intent to preempt state law may be implied where it has designed a pervasive scheme of regulation that leaves no room for the state to supplement, or where it legislates in “ ‘a field in which the federal interest is so dominant that the federal system will be assumed to preclude enforcement of state law on the same subject.’ ” English v. Gen. Elec. Co., 496 U.S. at 79, 110 S.Ct. 2270 (quoting Rice v. Santa Fe Elevator Corp., 331 U.S. at 230, 67 S.Ct. 1146). As we have already noted, immigration is plainly a field in which the federal interest is dominant. See Hines v. Davidowitz, 312 U.S. at 62, 61 S.Ct. 399. State tort and labor laws, however, occupy an entirely different field. Appellants point us to nothing in the record supporting an inference that Congress, by enacting IRCA, demonstrated a clear and manifest intent to supersede — at least where illegal aliens are concerned — traditional state tort or labor laws determining the compensatory damages recoverable for personal injuries. See English v. Gen. Elec. Co., 496 U.S. at 79, 110 S.Ct. 2270 (“ ‘Where ... the field which Congress is said to have pre-empted’ includes areas that have ‘been traditionally occupied by the States,’ congressional intent to supersede state laws must be ‘clear and manifest.’ ” (quoting Jones v. Rath Packing Co., 430 U.S. at 525, 97 S.Ct. 1305) (omission in original)); see also Silkwood v. Kerr-McGee Corp., 464 U.S. at 255, 104 S.Ct. 615 (imposing burden of establishing Congress’s preemptive intent on party challenging application of traditional state tort law).
To the extent Congress expressed any intent on the subject, the House Committee Report issued in conjunction with IRCA’s enactment suggests that the legislation was not intended “to undermine or diminish in any way labor protections in existing law.” H.R. Rep. 99-682(1), at 58, as reprinted in 1986 U.S.C.C.A.N. at 5662; see supra p. 232.
d. Implicit “Conflict” Preemption
The most difficult question presented on this appeal is whether a compensatory award of lost earnings to an injured undocumented worker so conflicts with IRCA policy prohibiting the hiring of such an alien as to warrant an inference of federal preemption. At the outset, we reiterate that implicit conflict preemption is warranted only if appellants can clearly demonstrate that (a) compliance with both New York labor law and IRCA is physically impossible, or (b) New York Labor Law stands as an obstacle to the accomplishment and execution of the full congressional purposes and objectives stated in IRCA. See, e.g., Silkwood v. Kerr-McGee Corp., 464 U.S. at 248, 104 S.Ct. 615. What constitutes a sufficient obstacle “is a matter of judgment,” to be informed by reference to the overall federal statutory scheme. Crosby v. Nat’l Foreign Trade Council, 530 U.S. at 373, 120 S.Ct. 2288; see also Geier v. Am. Honda Motor Co., 529 U.S. 861, 873, 120 S.Ct. 1913, 146 L.Ed.2d 914 (2000) (noting that preemptive obstacles go by various names: “ ‘conflicting; contrary to; ... repugnance; difference; irreconcilability; inconsistency; violation; curtailment; ... interference,’ or the like” (quoting Hines v. Davidowitz, 312 U.S. at 67, 61 S.Ct. 399) (omissions in original)). The mere fact of “tension” between federal and state law is generally not enough to establish an obstacle supporting preemption, particularly when the state law involves the exercise of traditional police power. See Silkwood v. Kerr-McGee Corp., 464 U.S. at 256, 104 S.Ct. 615 (holding that state award of punitive damages to person injured in nuclear incident did not conflict with federal remedial scheme regulating safety aspects of nuclear energy). Rather, “[t]he principle is thoroughly established that the exercise by the state of its police power, which would be valid if not superseded by federal action, is superseded only where the repugnance or conflict is so ‘direct and positive’ that the two acts cannot ‘be reconciled or consistently stand together.’ ” Jones v.
(1) Compliance With Both New York Labor Law § 210(1) and IRCA Is Not Physically Impossible
There is no irreconcilable conflict between IRCA and New York State Labor Law § 240(1) such that compliance with both the former’s prohibition on the employment of undocumented workers and the latter’s safe construction site obligation is physically impossible. As the New York Appellate Division, Second Department, has aptly observed, “as between an employer and the federal government, the act of hiring an undocumented worker knowingly or without verifying his or her employment eligibility is unlawful,” but “as between the worker and an alleged tortfeasor, there are duties under the common law and the New York statutes governing workplace safety.” Majlinger v. Cassino Contracting Corp., 25 A.D.3d at 24-25, 802 N.Y.S.2d at 64. Those duties “are unrelated to, and do not depend on, the worker’s compliance with federal immigration laws.” Id. at 25, 802 N.Y.S.2d 56.
(2) Compensatory Awards of Lost United States Wages Under New York Labor Law § 210(1) Do Not Stand as a Direct and Positive Obstacle to IRCA’s Objectives
Preliminarily, we do not understand appellants to suggest that the general safety obligations imposed by New York Labor Law § 240(1) pose any obstacle to the attainment of IRCA’s policy objectives. In fact, such an argument would be unconvincing in light of Hoffman Plastic. There, the Supreme Court acknowledged that an employer was obliged to desist, under penalty of contempt, from engaging in generally proscribed NLRA unfair labor practices against all employees, including undocumented workers. See Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. at 152, 122 S.Ct. 1275; see also Singh v. Jutla, 214 F.Supp.2d 1056, 1061 (N.D.Cal.2002) (noting that Hoffman Plastic did not foreclose all NLRA remedies to undocumented workers). In short, federal immigration law did not excuse the Hoffman Plastic employer from its general NLRA duties to engage in fair workplace practices toward all workers; it only precluded the NLRB from employing a particular remedy — backpay — when the victim of the unfair labor practice was an undocumented alien who had secured his employment through fraud and whose termination was, in fact, effectively required by IRCA. See Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. at 149-50, 122 S.Ct. 1275. So in this case, nothing in IRCA (or federal immigration policy generally) demands that employers, site owners, or general contractors be absolved from New York-imposed duties of workplace care whenever undocumented aliens provide labor on construction sites. Instead, as in Hoffman Plastic, the policy conflict issue in this case reduces to a concern about remedies, specifically, New York State’s ability to award workers, including undocumented aliens, some measure of lost United States earnings in compensation for disabling injuries caused by workplace negligence. In addressing this issue, it is helpful to consider where the challenged compensatory award falls along a spectrum of remedies potentially available to undocumented workers.
(a) Reinstatement
On the far end of remedies in plain conflict with federal immigration policy are orders directing employers who have vio
(b) FLSA Orders
At the other end of the spectrum are orders that do not require, or even presume, a continuing violation of IRCA, for example, an order requiring an employer to pay his undocumented workers the minimum wages prescribed by the Fair Labor Standards Act (“FLSA”), 29 U.S.C. §§ 201-19, for labor actually and already performed. In such circumstances, the immigration law violation has already occurred. The order does not itself condone that violation or continue it. It merely ensures that the employer does not take advantage of the violation by availing himself of the benefit of undocumented workers’ past labor without paying for it in accordance with minimum FLSA standards. Thus, a number of district courts have concluded, even after Hoffman Plastic, that IRCA does not preclude such FLSA awards.
(c) Remedies That Presume Continued IRCA Violations
Falling between these examples are various remedies that, while not mandating actual IRCA violations, nevertheless appear to presume that, but for the wrong being remedied, the unlawful employment relationship would have continued. Whether such remedies stand as direct and positive obstacles to IRCA’s policy objectives supporting an inference of Congress’s manifest intent to preempt admits no uniform answer. The particular circumstances in which the state and federal laws interact must be carefully considered in deciding whether conflict preemption can appropriately be implied. Before turning to the instant case, it is useful to consider the circumstances in two paradigmatic situations in this intermediate range, the first in which a backpay or lost earnings award to an undocumented worker is clearly disallowed, and the second in which it is allowed, at least by a number of courts.
(i) The Disallowance of Backpay in Hoffman Plastic
The NLRB backpay award disallowed in Hoffman Plastic presumed that, but for
Thus, two facts critical to Hoffman Plastic’s identification of a conflict between two federal statutory schemes are not present to support appellants’ preemption argument in this case.
(ii) The Allowance of Workers’ Compensation Awards to Undocumented Aliens
Like the backpay at issue in Hoffman Plastic and the lost earnings in this ease, a workers’ compensation award implicitly presumes that, but for the workers’ injury, the unlawful employment relationship would have continued.
As the Connecticut Supreme Court has observed with respect to federal immigration law, “excluding [undocumented] workers from the pool of eligible employees would relieve employers from the obligation of obtaining workers’ compensation coverage for such employees and thereby contravene the purpose of the Immigration Reform Act by creating a financial incentive for unscrupulous employers to hire undocumented workers.” Dowling v. Slotnik, 712 A.2d at 404, 244 Conn. at 796. Other state courts have echoed this point. See, e.g., Farmer Brothers Coffee v. Workers’ Comp. Appeals Bd., 35 Cal.Rptr.3d 23, 28, 2005 Cal.App. LEXIS 1618, at *10 (noting that if employers were permitted to deny workers’ compensation benefits to undocumented workers, “unscrupulous employers would be encouraged to hire aliens unauthorized to work in the United States, by taking the chance that the federal au
We are, of course, mindful that, in Hoffman Plastic, the NLRB proffered an analogous argument, i.e., that its backpay order served to reduce employer incentives both to hire illegal aliens in violation of IRCA and to engage in unfair labor practices proscribed by the NLRA. A majority of the Supreme Court reversed the order. That decision, however, must be viewed in context.
The Hoffman Plastic majority did not explicitly reject the general premise of the NLRB’s denial incentive argument. Rather, it identified other factors in the case that tipped the conflict balance decidedly against the agency. As we have now repeatedly observed, the termination that the NLRB attempted to remedy with a backpay order in Hoffman Plastic was conduct effectively required by IRCA. Moreover, the terminated employment in Hoffman Plastic originated in a criminal IRCA violation by the employee, not the employer, a fact cited by the Supreme Court as “sink[ing]” the NLRB’s efforts to characterize its backpay award as consistent with IRCA as well as the NLRA. Id. at 149-50, 122 S.Ct. 1275 (holding that recognizing employer’s misconduct under the NLRA while discounting employee’s IRCA violation subverts rather than accommodates federal immigration law).
Where, however, these Hoffman Plastic circumstances are not present — where the undocumented worker has committed no IRCA crime, where the employment relationship originates in the employer’s knowing violation of IRCA duties, and where the wrong being compensated is personal injury not authorized by IRCA under any circumstances — any alleged conflict, particularly between federal and state law, may not be so apparent. Thus, with respect to workers’ compensation, a viable policy argument might still be made that a benefits award to an injured undocumented alien better serves to encourage employer compliance with both federal immigration and state safety laws than would a benefits denial. In any event, in such circumstances, courts have certainly not identified a direct and positive conflict warranting federal preemption of workers’ compensation awards.
(iii) The § 210(1) Award of Lost United States Earnings in This Case
As we have already observed, New York Labor Law § 240(1) supplements the state’s workers’ compensation laws by extending absolute liability for construction injuries to site owners and supervising general contractors. Applying some of the conflict principles identified in our foregoing discussion of workers’ compensation benefits and other remedies to this case, we identify five reasons why the § 240(1) award of lost United States earnings to Madeira does not stand as an obstacle to the full purposes and objectives of Congress as stated in IRCA.
First, unlike the termination in Hoffman Plastic, the personal injury at issue in this case is not conduct authorized by IRCA under any circumstances. See supra pp. 236, 243-44. Thus, New York law does not subvert IRCA by requiring a defendant to compensate an alien worker for action required by IRCA.
Second, unlike reinstatement, a lost earnings award to an injured worker does not require the worker or his employer actually to commit or continue to commit an IRCA violation. See supra p. 243. At most, the award hypothesizes the continued employment relationship simply as a means of calculating damages to the injured worker.
Third, insofar as an undocumented worker’s employment necessarily originates in a past IRCA violation that would presumably have continued but for the injury, the Supreme Court has thus far recognized a backpay or lost earnings award to conflict with federal immigration law only when the IRCA violation prompting employment was committed by the employee, not, as in this case, by the employer. See Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. at 149-50, 122 S.Ct. 1275.
Fifth and finally, although New York allows juries to compensate injured undocumented workers for lost United States earnings, it instructs them to consider the workers’ removability in calculating what, if any, compensation to award. Such an instruction may not totally eliminate the tension implicit in a compensatory award that presumes continued employment in violation of IRCA. See Balbuena v. IDR Realty LLC, 6 N.Y.3d at 367, 812 N.Y.S.2d at 432-33, 845 N.E.2d 1246 (R.S. Smith, J., dissenting) (concluding that jury instruction on worker removability is inadequate to avoid IRCA preemption of state award of lost United States earnings pursuant to § 240(1)). Nevertheless, the instruction in this case serves, together with the other four factors identified, to preclude us from identifying the lost earnings award to Madeira as a “direct and positive” obstacle to the attainment of IRCA’s policy and pur
In sum, although federal immigration law prohibited Madeira’s employment in this country, where, as in this case, both his initial hiring in violation of IRCA and his personal injury resulted from the wrongdoing of others, we identify no clear conflict between federal immigration law and New York law allowing a jury, upon being instructed to consider an alien’s re-movability, to award some measure of compensatory damages based on lost United States earnings for a violation of Labor Law § 240(1). It is not physically impossible to comply with both IRCA and New York labor law, and appellants have failed convincingly to demonstrate that New York law, as applied in this case, stands as a definite and positive obstacle to the accomplishment and execution of the full purposes and objectives of Congress. Accordingly, we reject appellants’ claim of conflict preemption as without merit and uphold the damages awarded at the first phase of trial.
C. The Remaining Claims on Appeal Are Without Merit
1. Liability for Madeira’s Injuries Was Properly Apportioned Among C & L, Affordable, and Mountain
Following the second phase of the trial, the jury apportioned liability among Silva, Affordable, and Mountain, holding Silva’s alter ego, C & L, 82% liable and Affordable and Mountain each 9% liable for Madeira’s injuries. On appeal, Affordable and Mountain argue that the district court erred in permitting the jury to apportion liability, contending that, because they were held absolutely liable under New York Labor Law § 240(1) in the first phase of the trial, there was no basis for the jury to find them contributorily negligent in the second phase and, thus, to hold them proportionally liable. They are wrong.
In the first phase of trial, the jury did find Affordable and Mountain liable under New York Labor Law § 240(1) for Madeira’s personal injuries. Moreover, because § 240(1) imposes absolute liability, see Blake v. Neighborhood Hous. Servs. of N.Y. City, Inc., 1 N.Y.3d 280, 289, 771 N.Y.S.2d 484, 489-90, 803 N.E.2d 757 (2003), no evidence regarding negligence on the parts of Affordable or Mountain was presented during the first phase.
Indemnification: To the fullest extent permitted by law, Subcontractor [C & L] shall indemnify and hold harmless the General Contractor [Mountain] and Owner [Affordable] against any claims, damages, losses, and expenses, including legal fees, arising out of or resulting from performance of subcontracted work to the extent caused in whole or part by the Subcontractor or anyone directly or indirectly employed by the Subcontractor.
Construction Contract, June 15, 2001 (emphasis added). In order to determine how much indemnification — if any — C & L owed to Affordable and Mountain, therefore, the jury had to apportion liability for negligence among the three parties. Absent apportionment, Affordable and Mountain stood to recover indemnification even for losses caused by their own negligence, a result at odds with the indemnification agreement itself. As the district court explained:
There was no finding of negligence in the first phase of the trial because negligence was irrelevant to plaintiffs claim against Affordable and Mountain under § 240(1). Affordable and Mountain could have been — and were — held liable to plaintiff irrespective of any negligence on their part. Negligence was, however, relevant to Phase II of the trial. The jury was, therefore, asked if Affordable or Mountain were negligent, and, if so, to apportion fault at the conclusion of Phase II.
Madeira v. Affordable Hous. Found., Inc., 315 F.Supp.2d at 508. We agree with the district court’s analysis of the record and conclude that it properly rejected Affordable’s and Mountain’s challenge to the apportionment of liability.
2. The District Court Did Not Err in Precluding Evidence that C & L Lacked Insurance for Affordable and Mountain
Affordable and Mountain contend that, “[i]n interpreting the first cause of action [in their third-party complaint] as limited to breach of the indemnity provision, the district court committed error and must be reversed.” Cross-Appellants’ Br. at 21. Although Affordable and Mountain fail to identify the context in which the district court interpreted its first cause of action — much less, the place in the record where that interpretation appears — or to explain what action the district court actually took that constituted reversible error, its argument appears under the heading “Precluding Proof of Lack of Insurance Is Erroneous as a Matter of Law.” Id. at 19. Accordingly, we construe Affordable’s and Mountain’s appeal as a challenge to an evidentiary decision by the district court to preclude evidence regarding C & L’s failure to secure insurance for Affordable and Mountain as “additional insureds” under C & L’s policy with Preferred, its insurer. We review the district court’s “evidentiary rulings under a deferential abuse of discretion standard and give district court judges wide latitude in determining whether evidence is admissible at trial.” Meloff v. New York Life Ins. Co., 240 F.3d 138, 148 (2d Cir.2001) (internal quotation marks omitted).
3. The District Court Properly Dismissed Preferred
Following phase two of the trial, the district court granted Preferred’s motion to dismiss, ruling that Affordable and Mountain would “have to be [ ] insured[s] under this policy” or otherwise “in contractual privity with the insurance company in order to maintain a direct action against the insurance company.” Trial Tr. 968. On appeal, Affordable and Mountain charge that the dismissal was erroneous, because, while not additional insureds actually named in the policy, they were, nevertheless, entitled to coverage by virtue of their “insured contract” with C & L. Cross-Appellants’ Br. at 21-23. We are not persuaded.
“It is ancient law in New York that to succeed on a third party beneficiary theory, a non-party must be the intended beneficiary of the contract, not an incidental beneficiary to whom no duty is owed.” County of Suffolk v. Long Island Lighting Co., 728 F.2d 52, 63 (2d Cir.1984) (citing Lawrence v. Fox, 20 N.Y. 268 (1859)); see also Port Chester Elec. Constr. Corp. v. Atlas, 40 N.Y.2d 652, 655, 389 N.Y.S.2d 327, 330, 357 N.E.2d 983 (1976). “A party asserting rights as a third-party beneficiary must establish ‘(1) the existence of a valid and binding contract between other parties, (2) that the contract was intended for his benefit and (3) that the benefit to him is sufficiently immediate, rather than incidental, to indicate the assumption by the contracting parties of a duty to compensate him if the benefit is lost.’ ” State of Cal. Pub. Employees. Ret. Sys. v. Shearman & Sterling, 95 N.Y.2d 427, 434-35, 718 N.Y.S.2d 256, 259, 741 N.E.2d 101 (2000) (quoting Burns Jackson Miller Summit & Spitzer v. Lindner, 59 N.Y.2d 314, 336, 464 N.Y.S.2d 712, 722, 451 N.E.2d 459 (1983)). Thus, under New York law, “where the insurance contract
4. An Enforceable Contract Obligated C & L To Indemnify Affordable and Mountain
Silva contends that no enforceable contract required him or C & L to indemnify Affordable and Mountain for losses resulting from Madeira’s damages award because the purported agreement among the parties was neither sufficiently definite in its terms nor signed by any person with authority to represent C & L. In fact, Silva insists that the purported contract was the result of forgery and, thus, void ab initio. We disagree.
(a) The Terms of the Contract, When Viewed as a Whole, Were Sufficiently Definite
“Few principles are better settled in the law of contracts than the requirement of definiteness. If an agreement is not reasonably certain in its material terms, there can be no legally enforceable contract.” Cobble Hill Nursing Home, Inc. v. Henry & Warren Corp., 74 N.Y.2d 475, 482, 548 N.Y.S.2d 920, 923, 548 N.E.2d 203 (1989); see also Express Indus. & Terminal Corp. v. New York State Dep’t of Transp., 93 N.Y.2d 584, 589, 693 N.Y.S.2d 857, 860, 715 N.E.2d 1050 (1999) (“To create a binding contract, there must be a manifestation of mutual assent sufficiently definite to assure that the parties are truly in agreement with respect to all material terms.” (citation omitted)); see generally 22 N.Y. Jur. Contracts § 20 (2006) (“The very essence of a contract is definiteness as to material matters.... If an agreement is not reasonably certain in its material terms, there can be no legally enforceable terms.”).
In denying Silva’s Rule 50(b) motion, the district court concluded, based on a review of Paulo Miranda’s testimony at trial, that “[t]here was ... evidence presented at trial from which a reasonable jury could determine that Miranda understood the terms of the agreement.” Madeira v. Affordable Hous. Found., Inc., 315 F.Supp.2d at 510. Viewing the evidence “in the light most favorable” to Affordable and Mountain and giving them “the benefit of all reasonable inferences that the jury might have drawn in [their] favor from the evidence,” Stratton v. Dep’t for the Aging, 132 F.3d 869, 878 (2d Cir.1997) (internal quotation marks omitted), we agree with the district court that the contract between C & L, Affordable, and Mountain was sufficiently definite to permit the jury to find it enforceable.
Crucial to our conclusion is the recognition that the construction contract was in two parts: (1) an oral agreement covering most of the material terms regarding the
Silva nevertheless argues that the written portion of the contract was insufficiently definite to constitute an enforceable contract under New York law. The district court, however, exhaustively explored and ultimately rejected as a matter of law the claim that the entire construction contract must be in writing. See Trial Tr. 786 (“[I]f you view the construction contract as the amalgam of its oral and its written portions, knowing that the statute of frauds does not apply, it’s sufficiently definite.”); see also id. at 716-17. This conclusion finds support in New York law. See Podhaskie v. Seventh Chelsea Assocs., 3 A.D.3d 361, 362, 770 N.Y.S.2d 332, 334 (1st Dep’t 2004). Moreover, because Silva does not argue on appeal that the Statute of Frauds applies to the contract here at issue, he has, in fact, waived any argument to that effect. See Norton v. Sam’s Club, 145 F.3d 114, 117 (2d Cir.1998). Accordingly, we identify no error in the district’s rejection of Silva’s definiteness challenge to C & L’s contract with Affordable and Mountain.
(b) Paulo Miranda, Who Had Authority to Represent C & L, Assented to the Terms of the Contract
On appeal, Silva does not dispute that Miranda assented to a deal with Sofer. Rather, Silva asserts that Miranda did not do so on behalf of C & L. As the district court indicated in a colloquy with the parties, however, the issue of assent “ultimately ... depends on whether the jury believe[d] ... Mr. Paulo [Miranda] ... when he said he had authority to enter into [the construction contract].” See Trial Tr. 785-86. In denying Silva’s motion, the district court also ruled that “there was sufficient evidence from which a jury could conclude that [Miranda] did in fact assent to [the construction contract’s] terms on behalf of Silva — in fact, as Silva’s partner.” Madeira v. Affordable Hous. Found., Inc., 315 F.Supp.2d at 510; see also id. at 511 (noting that Miranda “assented (on behalf of himself and Silva) to the terms of the agreement”).
Miranda testified, in no uncertain terms, that he was Silva’s partner in C & L. Specifically, Miranda testified that he and Silva entered an oral partnership agreement during an earlier construction project and that this agreement continued for the Monroe project. See Trial Tr. 611-12. He also testified that, as partners, he and Silva split both the costs of doing business, such as insurance premiums, and the profits from their projects. See id. at 602, 606. Silva, not surprisingly, denied Miranda’s account, testifying that, although he and Miranda had agreed to split profits and expenses on the earlier project, see id. at 801, the two had no agreement, oral or otherwise, to be partners on the Monroe project, see id. at 815-18.
In finding that Miranda assented to the construction contract as Silva’s partner and as an authorized agent of C & L acting within the scope of his authority, we must presume that the jury found Miranda
III. Conclusion
To summarize, we hold that IRCA does not preempt, either expressly or implicitly, a compensatory damages award to an undocumented worker for personal injury under New York Labor Law § 240(1) that includes some measure of lost United States earnings. Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. 137, 122 S.Ct. 1275, 152 L.Ed.2d 271, does not dictate a different result particularly where, as in this case, neither IRCA nor any other law authorized the personal injury being compensated; the employment of the undocumented worker originated in a knowing violation of IRCA by the employer rather than the employee; and the jury was instructed to consider the undocumented plaintiffs removability in deciding what, if any, lost United States earnings to award. For this reason and because the parties’ other appellate challenges to various rulings of the district court lack merit, we hold that the district court’s May 7, 2004 judgment is hereby Affirmed.
. Although the plaintiff is referred to in the parties' papers alternately as "Madeira” and "Miranda," for the sake of clarity, we refer to him throughout this opinion as Madeira, consistent with the official caption on appeal. We refer to Madeira’s brother, Paulo, as "Miranda,” consistent with his own testimony. See Trial Tr. 32.
. The Scaffold Law states, in relevant part:
All contractors and owners and their agents, except owners of one and two-family dwellings who contract for but do not direct or control the work, in the erection, demolition, repairing, altering, painting, cleaning or pointing of a building or structure shall furnish or erect, or cause to be furnished or erected for the performance of such labor, scaffolding, hoists, stays, ladders, slings, hangers, blocks, pulleys, braces, irons, ropes, and other devices which shall be so constructed, placed and operated as to give proper protection to a person so employed.
N.Y. Labor Law § 240(1) (McKinney 2002). Contractors and owners are absolutely liable for injuries caused by their violations of New York Labor Law § 240(1). See Blake v. Neighborhood Hous. Servs. of N.Y. City, Inc., 1 N.Y.3d 280, 289, 771 N.Y.S.2d 484, 489-90, 803 N.E.2d 757 (2003); Taeschner v. M & M Restorations, Ltd., 295 A.D.2d 598, 599, 745 N.Y.S.2d 41, 42 (2d Dep’t 2002) ("Labor Law § 240(1) imposes absolute liability upon a contractor or owner who fails to provide safety devices to a worker at an elevated work site where the lack of such devices is a substantial factor in causing that worker's injuries”) (citing Zimmer v. Chemung County Performing Arts, Inc., 65 N.Y.2d 513, 519, 493 N.Y.S.2d 102, 103-04, 482 N.E.2d 898 (1985)). Thus, even though Madeira was employed by C & L, he could pursue absolute liability claims against Affordable and Mountain under Labor Law § 240(1).
. Based on his prior earnings in Brazil of $175 per month, Madeira's lost future earnings over twenty-six years there would have equaled only $54,600, assuming 12 months of work per year. Thus, the $230,000 future earnings award could not reasonably be viewed as reflecting lost earnings entirely in Brazil.
. With Madeira earning approximately $15 per hour in the United States, a conservative estimate that he would average forty (rather
. While various mathematical combinations of time worked in the United States and time worked in Brazil can be imagined to yield an award of $230,000, one example would be for a jury to conclude that, but for his injury, Madeira would have remained and worked in the United States for approximately six and one-half years after judgment before returning to Brazil and working another nineteen and one-half years in that country. At $15 per hour for a forty-hour work week over the course of six and one-half years, Madeira could presumably have earned $187,200 in the United States; at $175 per month over nineteen and one-half years in Brazil, Madeira could have earned $40,950, for a total only slightly shy of the jury's $230,000 award.
. Silva’s Rule 50(b) motion for a new trial was based on a claim of insufficient evidence that he assented to the terms of the indemnification contract. See Madeira v. Affordable Hous. Found., Inc., 315 F.Supp.2d. at 510. On this appeal, however, Silva appears to have abandoned his request for a new trial; instead, he requests judgment as a matter of law on the contested claims.
. To the extent Silva initially moved pursuant to Rule 50(b) for a new trial, we would review the district court's denial of that relief even more deferentially "for abuse of discretion.” Tesser v. Bd. of Educ., 370 F.3d 314, 320 (2d Cir.2004) ("A motion for a new trial ordinarily should not be granted unless the trial court is convinced that the jury has reached a seriously erroneous result or that the verdict is a miscarriage of justice” (internal quotation marks omitted)).
. In so ruling, the New York Court of Appeals resolved a split that had developed between the state Appellate Division’s First and Second Departments. Compare Sanango v. 200 E. 16th St. Hous. Corp., 15 A.D.3d 36, 788 N.Y.S.2d 314 (1st Dep’t 2004) (holding that IRCA preempts injured undocumented work
. For example, if New York’s Court of Appeals had construed state tort or labor law not to afford undocumented aliens lost earnings compensation, that construction would bind this court and obviate the need for federal preemption analysis.
. Under New York law, "[t]he fact that the employment was illegal” does not, by itself, absolve the employer of his duty to provide workers’ compensation. O’Rourke v. Long, 41 N.Y.2d at 223, 391 N.Y.S.2d at 557, 359 N.E.2d 1347 (noting principle in case of underage employee).
. Any recovery in a third-party tort action obtained by an injured worker who has also received workers’ compensation benefits with regard to the same injury is subject to a lien given to the workers' compensation carrier. See N.Y. Workers’ Comp. Law § 29(1); Granger v. Urda, 44 N.Y.2d 91, 96-97 & n. 1, 404 N.Y.S.2d 319, 320-21 & n. 1, 375 N.E.2d 380 (1978).
. Under New York law, this factor does not reference the unlawfulness of the work relationship but of the work itself. See Public Adm'r v. Equitable Life Assurance Soc’y, 192 A.D.2d 325, 325-26, 595 N.Y.S.2d 478, 479 (1st Dep't 1993). Thus, New York tort law would not award lost earnings damages to a person whose personal injuries precluded him from continuing to work as a bookmaker. See Murray v. Interurban St. Ry. Co., 118 A.D. 35, 102 N.Y.S. 1026 (1st Dep't 1907).
. See also H.R.Rep. No. 99-682(1), at 49, as reprinted in 1986 U.S.C.C.A.N. at 5653 ("Sanctions, coupled with improved border enforcement, [are] the only effective way to reduce illegal entry and in the Committee’s judgment [they are] the most practical and cost-effective way to address this complex problem.”); id. at 52, as reprinted in 1986 U.S.C.C.A.N. at 5656 ("[T]he primary reason for the illegal alien problem is the economic imbalance between the United States and the countries from which aliens come, coupled with the chance of employment in the United States.... The committee, therefore, is of the opinion that the most reasonable approach to this problem is to make unlawful the 'knowing' employment of illegal aliens, thereby removing the economic incentive which draws such aliens to the United States as well as the incentive for employers to exploit this source of labor.”).
. In reaching this conclusion, the court found it necessary to distinguish the facts before it from those in Sure-Tan, Inc. v. NLRB, 467 U.S. 883, 104 S.Ct. 2803, 81 L.Ed.2d 732 (1984). In that pre-IRCA case, the Supreme Court had held that undocumented workers were covered "employees” under the National Labor Relations Act who could be awarded relief from unfair labor practices by the NLRB. See id. at 891-94, 104
. Presumably the NLRB concluded that, after having discovered Castro’s immigration status, Hoffman would lawfully have fired Castro for being ineligible to work in the United States under federal immigration law.
. Four members of the Court dissented from this conclusion, specifically citing the House Committee Report's observation, quoted supra p. 232, that IRCA was not intended to diminish existing labor law protections. See Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. at 157, 122 S.Ct. 1275 (Breyer, J., dissenting). The majority dismissed this legislative history as "a single Committee Report from one House of a politically divided Congress.” Id. at 149 n. 4, 122 S.Ct. 1275. Nevertheless, the dissent observed that NLRB backpay awards to undocumented workers could, in appropriate circumstances, further both federal labor and immigration policies, the former by making clear to employers that "violating the labor laws will not pay,” id. at 154, 122 S.Ct. 1275, (Breyer, J., dissenting), and the latter by discouraging unscrupulous employers from taking the risk of hiring "with
. Given that IRCA makes it illegal to hire undocumented aliens, see 8 U.S.C. § 1324a(a), and mandates criminal penalties for those who knowingly employ such workers, see id. § 1324a(£), termination is effectively required once an employer learns of an employee's undocumented status. See also Hoffman Plastic Compounds, Inc. v. NLRB,, 535 U.S. at 148, 122 S.Ct. 1275 ("[I]f an employer unknowingly hires an unauthorized alien, or if the alien becomes unauthorized while employed, the employer is compelled to discharge the worker upon discovery of the worker’s undocumented status.”).
. The distinction we identify between the termination in Hoffman Plastic and the personal injury in this case cannot be considered novel. For example, the families of undocumented workers who died in the World Trade Center on September 11, 2001, have been allowed to recover personal injury compensa
. Hoffman Plastic did not seek to reconcile any actual conflict in statutory language between the NLRA and IRCA. Rather, it considered whether the NLRB, the federal agency charged with NLRA enforcement, exceeded its discretion in awarding backpay in circumstances where that remedy conflicted with IRCA objectives. See generally Chevron U.S.A., Inc. v. Natural Res. Def Council, 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984).
. In contrast to the “clear demonstration of conflict” referenced by Justice Rehnquist in
. Several other state and federal district courts have considered the intersection between IRCA and state tort laws in the wake of Hoffman Plastic, with varying results. See generally Flores v. Limehouse, 2006 WL 1328762 (D.S.C. May 11, 2006), 2006 U.S. Dist. LEXIS 30433, at *5-6 (finding no IRCA preemption where undocumented workers had fraudulently obtained employment, and allowing undocumented workers to bring claims against their employer under federal and state labor laws, as well as under the federal Racketeer Influenced and Corrupt Organizations Act); Veliz v. Rental Serv. Corp. USA, Inc., 313 F.Supp.2d 1317, 1336-37 (M.D.Fla.2003) (denying undocumented worker's tort claim where worker had used false identification to obtain employment); Hernandez-Cortez v. Hernandez, 2003 WL 22519678 (D.Kan. Nov.4, 2003), 2003 U.S. Dist. LEXIS 19780, at *17-19 (finding that IRCA and Hoffman Plastic preempted undocumented alien’s tort suit for projected earnings lost as a result of car accident); Pontes v. New Eng. Power Co., 18 Mass.L.Rptr. 183, 2004 WL 2075458 (Aug. 19, 2004), 2004 Mass.Super. LEXIS 340, at *6 (ruling, in undocumented worker's tort action against employer, that ”[s]ince the focus is on the effect of the work injury on earning capacity!]] the plaintiff’s alien status is irrelevant to the inquiry”); Rosa v. Partners in Progress, Inc., 868 A.2d 994, 1001, 152 N.H. 6, 14 (2005) (holding that undocumented worker could recover United States earnings in tort only if employer knew or should have known of worker’s illegal status); Balbuena v. IDR Realty LLC, 6 N.Y.3d at 356-63, 812 N.Y.S.2d at 425-30, 845 N.E.2d 1246 (finding no IRCA preemption of New York Scaffold Law where undocumented workers had not presented false documentation to obtain employment); Tyson Foods, Inc. v. Guzman, 116 S.W.3d 233, 244 (2003), 2003 Tex.App. LEXIS 6643, at *24 (rejecting Hoffman Plastic-based challenge to tort award to undocumented alien, and noting that Hoffman Plastic "only applies to an undocumented alien worker's remedy for an employer's violation of the NLRA and does not apply to common-law personal injury damages”).
. In adopting this suggestion, the New York Court of Appeals stated:
Certainly IRCA and related statutes thoroughly occupy the spectrum of immigration*241 laws. But there is nothing in those provisions indicating that Congress meant to affect state regulation of occupational health and safety, or the types of damages that may be recovered in a civil action arising from those laws. To the contrary, the legislative history of IRCA shows that the Act was not intended “to undermine or diminish in any way labor protections in existing law.’’
Balbuena v. IDR Realty LLC, 6 N.Y.3d at 357, 812 N.Y.S.2d at 426, 845 N.E.2d 1246 (quoting H.R. Rep. 99-682(1), at 58, as reprinted in 1986 U.S.C.C.A.N. at 5662).
. See Chellen v. John Pickle Co., 446 F.Supp.2d 1247, 2006 WL 2456946 (D.Okla. Aug. 22, 2006), 2006 U.S. Dist. LEXIS 60682, at *67-71; Zavala v. Wal-Mart Stores, Inc., 393 F.Supp.2d 295, 321-25 (D.N.J.2005); Galaviz-Zamora v. Brady Farms, Inc., 230 F.R.D. 499, 501-03 (W.D.Mich.2005); Flores v. Ami gon, 233 F.Supp.2d 462, 463-64 (E.D.N.Y.2002); Singh v. Jutla, 214 F.Supp.2d at 1060-62; Liu v. Donna Karan Int’l, Inc., 207 F.Supp.2d 191, 192 (S.D.N.Y.2002); see also Patel v. Quality Inn S., 846 F.2d 700, 704-06 (11th Cir.1988) (reaching same conclusion before Hoffman Plastic).
. The New York Court of Appeals concluded that, because "IRCA does not make it a crime to work without documentation,” Hoffman Plastic was appropriately limited to its facts, "including the critical point that the alien tendered false documentation that allowed him to work legally in this country." Balbuena v. IDR Realty LLC, 6 N.Y.3d at 360, 812 N.Y.S.2d at 428, 845 N.E.2d 1246. The dissenting judges in Balbuena read Hoffman Plastic more broadly to preclude any award of backpay to an undocumented alien. See id. at 369-70, 812 N.Y.S.2d at 435 (R.S. Smith, J., dissenting). Some language in Hoffman Plastic supports this reading. However, Hoffman Plastic was not a federal preemption case and we cannot infer Congress's manifest intent to preempt state law absent a clear conflict with federal law. Nonetheless, Hoffman Plastic is useful to our preemption analysis primarily in identifying circumstances that can put statutes in conflict. In that case: (1) the termination injury to be remedied through an NLRA backpay award was, in fact, effectively required by IRCA; and (2) the terminated employment relationship had its origins in the employee's criminal violation of IRCA. No similar facts were present in Balbuena, nor are they present in this case.
. The presumption is necessarily hypothetical because workers' compensation benefits are awarded only for the period when the injured employee is actually unable to work.
. State courts have not construed Hoffman Plastic to mandate preemption of workers' compensation awards to undocumented aliens. See Farmer Brothers Coffee v. Workers' Comp. Appeals Bd., 35 Cal.Rptr.3d 23, 28 (Cal.Ct.App.2005), 2005 Cal.App. LEXIS 1618, at *10 (rejecting IRCA preemption challenge to workers’ compensation scheme, and explaining that "California law has expressly declared immigration status irrelevant to the issue of liability to pay compensation to an injured employee”); Safeharbor Employer Servs. I, Inc. v. Velazquez, 860 So.2d 984, 985-86 (Fla. Ct.App., First Dist.2003), 2003 Fla.App. LEXIS 15281, at *1-4; Continental PET Techs., Inc. v. Palacias, 604 S.E.2d 627, 629-31, 269 Ga.App. 561, 562-64 (Ga.Ct.App.2004); Design Kitchen & Baths v. Lagos, 882 A.2d 817, 825-26, 388 Md. 718, 732-33 (2005); Correa v. Waymouth Farms, Inc., 664 N.W.2d 324, 329 (2003), 2003 Minn. LEXIS 394, at *11-14; Crespo v. Evergo Corp., 841 A.2d 471, 475, 366 N.J.Super. 391, 398 (N.J.Super.Ct.App.Div.2004); Rajeh v. Steel City Corp., 813 N.E.2d 697, 703, 157 Ohio App.3d 722, 731 (2004); Cherokee Indus., Inc. v. Alvarez, 84 P.3d 798, 799-801, 2004 OK Civ.App. 15 (2003); Reinforced Earth Co. v. Workers’ Comp. Appeal Bd., 810 A.2d 99, 105, 570 Pa. 464, 474-75 (2002). But cf. Sanchez v. Eagle Alloy Inc., 658 N.W.2d 510, 518-21, 254 Mich.App. 651, 667-73 (Mich.Ct.App.2003) (denying workers’ compensation benefits only after alien's employment status was discovered, where alien had committed crime by submitting false documents to obtain employment).
Indeed, prior to Hoffman Plastic, many states had already rejected IRCA preemption of their workers’ compensation laws. See Champion Auto Body v. Indus. Claim Appeals Office, 950 P.2d 671, 673 (Colo.Ct.App.1997), 1997 Colo.App. LEXIS 253, at *5-6; Dowling v. Slotnik, 712 A.2d at 404, 244 Conn. at 796 [1998]; Gene’s Harvesting v. Rodriguez, 421 So.2d 701, 701 (Fla.Dist.Ct.App.1982), 1982 Fla.App. LEXIS 28173, at *1; Artiga v. M.A. Patout & Son, 671 So.2d 1138, 1139 (La.Ct.App.1996), 1996 La.App. LEXIS 770, at *2; Ruiz v. Belk Masonry Co., 559 S.E.2d 249, 252, 148 N.C.App. 675, 679 (N.C.Ct.App.2002); Mendoza v. Monmouth Recycling Corp., 672 A.2d 221, 224 (N.J.Su perCt.App.Div.1996), 1996 N.J.Super. LEXIS 91, at *10; Lang v. Landeros, 918 P.2d 404, 406, 1996 OK Civ.App. 4, at *4-5 (1996); Reinforced Earth Co. v. Workers’ Comp. Appeal Bd., 749 A.2d 1036, 1039 (Pa.Commw.Ct.2000), 2000 Pa. Commw. LEXIS 200 at *8. But cf. Tarango v. State Indus. Ins. Sys., 25 P.3d 175, 117 Nev. 444 (2001) (en banc) (upholding workers' compensation benefits for undocumented alien but denying him vocational rehabilitation benefits because latter would violate express terms of IRCA); Granados v. Windson Dev. Corp., 509 S.E.2d 290, 257 Va. 103 (1999) (denying workers’ compensation benefits to undocumented workers), overruled by statute, Va.Code Ann. § 65.2-101 (as amended Apr. 19, 2000) (revising definition of "employee” to include ”[e]very person, including aliens and minors”); Felix v. State ex rel. Wyo. Workers’ Safety & Comp. Div., 986 P.2d 161, 163 (Wyo.1999), 1999 Wyo. LEXIS 128, at *5 (denying workers’ compensation to undocumented worker because state statute defined covered employee to include, inter alia, "legally employed ... aliens” (emphasis added)).
. The cases rejecting federal preemption challenges to workers’ compensation awards do not generally focus on whether the employer or the undocumented worker violated IRCA in initiating their relationship. Because the challenged award in this case was entered
. To the extent that a presumption of continued work raises questions about an injured undocumented worker’s duty to mitigate damages, conduct that would necessitate an IRCA violation by either the alien or his employer, see Hoffman Plastic Compounds, Inc. v. NLRB, 535 U.S. at 150-51, 122 S.Ct. 1275, we note that the record in this case fails to indicate a mitigation issue at trial, perhaps for reasons discussed in Balbuena v. IDR Realty LLC, 6 N.Y.3d at 361, 812 N.Y.S.2d at 429, 845 N.E.2d 1246 ("Mitigation of damages is not implicated when a worker's injuries are so serious that the worker is physically unable to work.”). In any event, we need not factor that unpreserved concern into our analysis of appellants’ preemption challenge. See generally Paese v. Hartford Life & Accident Ins. Co., 449 F.3d 435, 446 (2d Cir.2006) ("In
. As our concurring colleague notes, courts would benefit from a clearer statement of congressional purpose in this difficult area. See post at 254-55.
. The § 240(1) cases cited by Affordable and Mountain in their appellate brief are inappo-site. Indeed, Affordable's and Mountain's own brief explains why: These cases generally hold that, "upon a finding of absolute liability under § 240 of New York Labor Law without any finding of negligence on the part of the general contractor, an indemnification agreement would not run afoul of the prescriptions of § 5.322.1 of the General Obligations Law that limit indemnity obligations.” Cross-Appellants’ Br. at 18 (emphasis added). Here, unlike in the cases cited by Affordable and Mountain, in the second phase of trial the
. In its Rule 50(b) decision, the district court noted the parties stipulation, see Madeira v. Affordable Hous. Found., Inc., 315 F.Supp.2d at 506, but rejected Affordable’s and Mountain's evidentiary claim on the ground that "[t]he issue of whether there was a breach of the insurance clause is irrelevant, because no cause of action for such a breach was alleged,” id. at 509. Even if we were to read the third-party complaint otherwise, an appeals court "may affirm the judgment of the district court on any ground appearing in the record.” See Boy Scouts of Am. v. Wyman, 335 F.3d 80, 90 (2d Cir.2003).
. Silva argues that the jury’s finding that Miranda did not actually sign the construction contract means that the contract was a forgery, and thus void ab initio. Although it is true that a forged contract is invalid, see Oberlander v. Fine Care, Inc., 108 A.D.2d 798, 799, 485 N.Y.S.2d 313 (2d Dep’t 1985), the jury did not find that the construction contract was a forgery. On the contrary, it concluded that Miranda, as an authorized agent of C & L, had assented to the contract's terms.