DocketNumber: Docket No. 13-4096-cv
Citation Numbers: 787 F.3d 89, 31 Am. Disabilities Cas. (BNA) 1049, 2015 U.S. App. LEXIS 8375, 2015 WL 2402518
Judges: Dróney, Jacobs, Sack
Filed Date: 5/21/2015
Status: Precedential
Modified Date: 11/5/2024
Judge SACK dissents in a separate opinion.
Alfred J. Noll, a software engineer, sued his employer for disability discrimination, alleging that International Business Machines Corp. (“IBM”) did not accommodate his deafness by arranging that all video files stored on its corporate intranet be captioned when posted and that all audio files likewise be posted with transcripts. Noll asserts claims under the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12112, and the New York State Human Rights Law (“NYSHRL”), N.Y. Exec. Law § 296, and appeals from the judgment of the United States District Court for the Southern' District of New York (Baer, J.), dismissing those claims on summary judgment. The district court held that IBM reasonably accommodated Noll by providing American Sign Language (“ASL”) interpreters capable of translating files at Noll’s request and that, in light of this accommodation, Noll has no claim that IBM failed to engage him in an interactive process.
On appeal, Noll argues (I) that the district court overlooked portions of the record creating a factual dispute about the effectiveness of ASL interpreters (and hence, whether they were a reasonable accommodation), and (II) that IBM is liable for failure to engage in an interactive process regardless of whether it provided reasonable accommodation. We affirm.
BACKGROUND
Noll, who is deaf, has worked as a software engineer at IBM since 1984, enjoying consistently positive -performance reviews. In performing his work, Noll uses several
IBM maintains a corporate intranet for its approximately 440,000 employees worldwide. Content ranges from official management messages to educational and training resources to such personal material as employees’ vacation photos. The intranet hosts a huge volume of video and audio files in a number of locations, and thousands of files are continuously being uploaded. IBM’s Media Library alone stores over 46,000 video files (and over 35,000 audio files), of which only about 100 videos are captioned.
From 2003 to 2008, Noll frequently asked the Persons with Disabilities program manager at IBM for captioning of particular intranet videos or transcripts of audio files. On these occasions, IBM typically provided Noll with transcripts (of both video and audio files) rather than onscreen captioning. However, the process of obtaining transcripts was imperfect: although transcripts were generally made available within five days of Noll’s request, they occasionally took longer, and links to transcripts were sometimes broken.
During the relevant period, Noll also had access to ASL interpreters who provided real-time translation services, either on-site or remotely, for intranet content as well as for live meetings. The process by which IBM employees at the Poughkeepsie office (where Noll worked) could request and get ASL interpreters was coordinated by Noll.
Noll, who is fluent in ASL, regularly used the interpreters when he attended live meetings, and found them to be effective. Noll disliked using ASL interpreters for videos because he found it “confusing and tiring” to look back and forth between the video and the interpreter.
Noll filed this action on August 15, 2012, alleging that IBM discriminated against him on the basis of his disability, in violation of the ADA and the NYSHRL, by refusing to provide the accommodation he demanded: that, at the time they are posted, all intranet videos be captioned and all audio files have transcripts. Following discovery, IBM moved for summary judgment on June 18, 2013, arguing, among other things, that (1) the accommodations it provided — including ASL interpreters— were plainly reasonable, and (2) Noll’s request that all videos be captioned and all audio files be transcribed was prima facie unreasonable. The district court granted IBM’s motion on the ground that IBM reasonably accommodated Noll by providing ASL interpreters. The court also rejected Noll’s claim that IBM failed to engage in an interactive process, reasoning that such a claim cannot be maintained if the employer provided reasonable accommodation.
On appeal, Noll argues that (I) the district court ignored evidence in the record creating a genuine dispute about the effectiveness of IBM’s accommodations, and (II) an employer’s failure to engage in an interactive process suffices for a disability discrimination claim, even if reasonable accommodation was made.
DISCUSSION
We review de novo a district court’s grant of summary judgment. Mario v. P & C Food Markets, Inc., 313 F.3d 758, 763 (2d Cir.2002). Summary judgment must be granted if “there is no genu
I
The ADA and the NYSHRL require an employer to afford reasonable accommodation of an employee’s known disability unless the accommodation would impose an undue hardship on the employer. 42 U.S.C. § 12112(b)(5)(A); N.Y. Exec. L. 296(3)(a). To maintain a claim under either statute, an employee must show that: “(1) [he] is a person with a disability under the meaning of the ADA; (2) an employer covered by the statute had notice of his disability; (3) with reasonable accommodation, [the employee] could perform the essential functions of the job at issue; and (4) the employer has refused to make such accommodations.” McBride v. BIC Consumer Prods. Mfg. Co., Inc., 583 F.3d 92, 97 (2d Cir.2009) (internal quotation marks omitted); see also Graves v. Finch Pruyn & Co., Inc., 457 F.3d 181, 184 n. 3 (2d Cir.2006) (“A claim of disability discrimination under the New York State Human Rights Law ... is governed by the same legal standards as govern federal ADA claims.”). The only issue disputed in this case is whether IBM has refused to provide reasonable accommodations. Noll concedes that IBM provided him with transcripts and ASL interpreters, but argues that those accommodations were unreasonable.
The reasonableness of an employer’s accommodation is a “fact-specific” question that often must be resolved by a factfinder. See Wernick v. Fed. Reserve Bank of N.Y., 91 F.3d 379, 385 (2d Cir.1996). But in a case such as this, in which the employer has already taken (or offered) measures to accommodate the disability, the employer is entitled to summary judgment if, on the undisputed record, the existing accommodation is “plainly reasonable.” Id. In other words, the plain reasonableness of the existing accommodation ends the analysis. There is no need to engage in further burden-shifting to consider whether the employee’s requested accommodation would have been reasonable. See U.S. Airways, Inc. v. Barnett, 535 U.S. 391, 400-02, 122 S.Ct. 1516, 152 L.Ed.2d 589 (2002); Borkowski v. Valley Cent. School Dist., 63 F.3d 131, 137-38 (2d Cir.1995).
A reasonable accommodation is one that “enable[s] an individual with a disability who is qualified to perform the essential functions of that position ..'. [or] to enjoy equal benefits and privileges of employment.” 29 C.F.R. § 1630.2(o )(1)(ii), (iii). Noll does not dispute that the accommodations provided enabled him to perform the essential functions of his position. Noll’s claim is that immediate access to all video and audio postings on IBM’s intranet was a benefit or privilege of employment, like a parking space, health insurance, or a locker. See 29 C.F.R. § 1630 app. (“The obligation to make reasonable accommodation applies to all services and programs provided in connection with employment, and to all non-work facilities provided or maintained by an employer for use by its
Reasonable accommodation may take many forms, but it must be effective. Barnett, 535 U.S. at 400, 122 S.Ct. 1516 (“It is the word ‘accommodation,’ not the word ‘reasonable,’ that conveys the need for effectiveness. An ineffective ‘modification’ or ‘adjustment’ will not accommodate a disabled individual’s limitations.”); see also Borkowski, 63 F.3d at 139. At the same time, employers are not required to provide a perfect accommodation or the very accommodation most strongly preferred by the employee. 29 C.F.R. § 1630 app. (“[Although] the preference of the individual with a disability should be given primary consideration[,] ... the employer providing the accommodation has the ultimate discretion to choose between effective accommodations, and may choose the less expensive accommodation or the accommodation that is easier for it to provide.” (emphasis added)); cf. Fink v. N.Y.C. Dep’t of Personnel, 53 F.3d 565, 567 (2d Cir.1995) (“[The Rehabilitation Act] does not require the employer to provide every accommodation the disabled employee may request, so long as the accommodation provided is reasonable.”).
The summary judgment record establishes that IBM provided Noll with several accommodations. He had access to ASL interpreters, received transcripts upon request, and could view certain videos (such as the CEO’s Annual Broadcast) with captioning. Noll argues that the transcripts were inadequate because they were occasionally subject to delays (though most were provided within five days),, and that captioning appeared on only a few of IBM’s videos. While there may be disputes of fact as to the timeliness and adequacy of those accommodations, there is no dispute that the ASL interpreters were available to Noll whenever he wished to view a video or access an audio file,
Second, Noll cites his affidavit, which says he could not “simultaneously watch the interpreter and the video” because it was “too confusing and tiring [to switch] back and forth between the interpreter and the screen.” Although we credit Noll’s assertion that it was “tiring and confusing” to divide his visual attention between interpreters and his screen, this disadvantage does' not render interpretive services ineffective. A person who is deaf necessarily receives auditory information from the other senses (principally, sight); so it can be expected that many accommodations of deafness — ASL interpretive services as well as captioning — will tax visual attention to some degree.
Our holding is reinforced by two considerations. First, the term “reasonable accommodation” is defined by regulation to include “the provision of qualified readers or interpreters.” 29 C.F.R. § 1630.2(o)(2)(ii). Per se rules are unreliable in the disability context, so ASL interpretive services may not always constitute a reasonable accommodation. But according to the regulations, interpreters are a common form of reasonable accommodation. See 29 C.F.R. § 1630 app. (“Part 1630 lists the examples, specified in title I of the ADA, of the most common types of accommodation that an employer or other covered entity may be required to provide.”).
Second, Noll concedes that ASL interpreters were effective for live business meetings. There is no evidence that live meetings were somehow less visually demanding or that Noll had to shift his eyes a shorter distance. At meetings,
Circumstances can be conceived in which the provision of interpreters would be less obviously reasonable, or even plainly unreasonable, as when technical material cannot be fully and accurately communicated by ASL. See U.S. E.E.O.C. v. UPS Supply Chain Solutions, 620 F.3d 1103, 1105 (9th Cir.2010) (noting the lack of a “one-to-one correspondence” between ASL and English). And not every person who is deaf or hard of hearing is able to understand ASL. Logistical constraints arising out of the job itself might also make ASL interpretation infeasible or unwieldy. But a record would be required to document such extraordinary circumstances.
In this case, Noll was fluent in ASL, and there is no evidence that the interpreters IBM provided were unqualified or that the use of interpreters was somehow inconsistent with Noll’s position as a software engineer. Noll’s sole objection — that he had to look back and forth between an interpreter and his screen — did not, without more, make that accommodation unreasonable.
Because we affirm on this basis, we do not consider IBM’s alternative argument that Noll’s proposed accommodation was prima facie unreasonable.
II
“To determine the appropriate reasonable accommodation it may be necessary for the covered entity to initiate an informal, interactive process with the individual with a disability in need of the accommodation.” 29 C.F.R. § 1630.2(o )(3). Noll contends that IBM failed to engage in such a process, and advances an argument that this failure gave rise to an independent cause of action.
We conclude that the corollary is also sound: the ADA imposes no liability for an employer’s failure to explore alternative accommodations when the accommodations provided to the employee were plainly reasonable. The point of engaging in an interactive process is to “discover[ ] a means by which an employee’s disability could have been accommodated.” McBride, 583 F.3d at 101. As our sister circuits have concluded, the interactive process is not required when the end it is designed to serve — reasonable accommodation — has already been achieved. See Rehling v. City of Chicago, 207 F.3d 1009, 1016 (7th Cir.2000) (“To hold employers liable for the failure of an interactive process regardless of whether a reasonable accommodation was made would not serve the underlying purposes of the ADA, and would, contrary to our own precedent, elevate the ADA’s interactive process requirement to an end in itself.”); Hohider v. United Parcel Serv., Inc., 574 F.3d 169, 193-94 (3d Cir.2009); Walter v. United Airlines, Inc., 232 F.3d 892, 2000 WL 1587489, at *5 (4th Cir.2000) (unpublished table opinion). Because IBM provided reasonable accommodation to Noll, any failure to engage in an interactive process — even if supported by the record— did not give rise to a discrimination claim.
CONCLUSION
For the foregoing reasons, we affirm the judgment of the district court.
. Noll seizes on a single sentence to argue that the district court deemed IBM's accommodations sufficient because they enabled him to perform his job, and that the court thus failed to consider whether full access to the intranet was a benefit or privilege of employment. We disagree. The district court, which cited and quoted the relevant language of 29 C.F.R. 1630.2(o), clearly considered benefits and privileges. In any event, the decisive analysis does not turn on a distinction between work-related intranet content, such as educational or training videos, and more informal or personal content.
. "[U]nless one of those subtle distinctions [between the ADA and the Rehabilitation Act] is pertinent to a particular case, we treat claims under the two statutes identically.” Henrietta D. v. Bloomberg, 331 F.3d 261, 272 (2d Cir.2003).
.Noll objects that although ASL interpreters were provided on demand, they were not provided until video or audio files had already been posted. That is an odd objection. The relevant question is whether there was appreciable delay between when Noll wanted to access a video or audio file and when he received such access through an interpreter. There is no evidence that such a delay ever occurred: qualified interpreters were available, either on-site or remotely, on demand.
. According to Noll’s own expert, Dr. Jeff B. Pelz, persons with deafness who watch captioned videos use their peripheral vision to rapidly "sample” information from the video and the captions. Dr. Pelz opines that this technique is very difficult with transcripts (which, unlike captions, do not provide information in real time), but does not address ASL interpretation (which, like captions, does provide real-time information). Likewise, the affidavit from Dr. Paul K. Miller addresses the limitations of transcripts, but does not address the effectiveness of real-time ASL interpretation. *
. The dissent acknowledges that a reasonable accommodation need not eliminate all disadvantage stemming from disability, but then says that a trial is needed to decide whether ASL interpreters constitute any mitigation at all. Dissenting Op. at 100. The record confirms the obvious conclusion that Noll’s only objection is that ASL interpretation is not optimal and does not obviate all disadvantage of deafness.
.The dissent speculates that attending a meeting does not engage "the same visual and cognitive processes as watching a video,” Dissenting Op. at 100, and assumes (oddly) that the visual and cognitive challenges are less (rather than greater) in the meeting context. There is, however, no evidence of such a difference anywhere in the record. Although, the nonmoving party is entitled to have inferences drawn in his favor at summary judgment, such inferences must be supported by record evidence. Anderson, 477 U.S. at 249, 106 S.Ct. 2505 ("[T]here is no issue for trial unless there is sufficient evidence favoring the nonmoving party for a jury to return a verdict for that party.” (emphasis added)). Of course, the moving party bears the burden of showing an absence of material fact in the first place. Vt. Teddy Bear Co. v. 1-800 Beargram Co., 373 F.3d 241, 244 (2d Cir.2004). IBM satisfied that burden by showing that the same ASL interpreters Noll considered effective for meetings were provided for videos.
. The dissent argues that "what works for some or even most individuals with similar disabilities may not work for all.” Dissenting Op. at 100. However, Noll’s sole objection to ASL interpreters is that he has to look back and forth, and that is a disadvantage that is inherent in the nature of that (sufficient) accommodation.
. Noll argues variously that (1) IBM's failure to engage'in an interactive process was unlawful given its failure to reasonably accommodate him, and (2) IBM was required to engage in an interactive process regardless of whether it provided reasonable accommodation. . Because we conclude, for reasons already discussed, that IBM reasonably accommodated Noll, we need only address the second argument.