United States v. Mi Sun Cho

12-1084-cr
United States v. Cho
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
August Term, 2012
(Argued: March 7, 2013 Decided: April 16, 2013)
Docket No. 12-1084-cr
UNITED STATES OF AMERICA,
Appellee,
— v. —
MI SUN CHO, also known as Sealed Defendant 12, also known as General, also known as
FNU LNU 3,
Defendant-Appellant.*
B e f o r e:
WALKER, SACK, and LYNCH, Circuit Judges.
__________________
Defendant-appellant Mi Sun Cho appeals from a judgment of conviction entered
on March 15, 2012, following a five-day jury trial in the United States District Court for
*
The Clerk of Court is respectfully directed to amend the official caption in this case
to conform with the caption above.
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the Southern District of New York (Kimba M. Wood, Judge). The jury found Cho guilty
of one count of conspiring to violate sex trafficking laws in violation of 18 U.S.C.
§§ 2241 and 2422 and two substantive sex trafficking counts in violation of 18 U.S.C.
§§ 2241 and 2. On appeal, Cho contends, among other things, that the evidence was
insufficient to establish one of the substantive counts of transporting a prostitute in
interstate commerce in violation of 18 U.S.C. § 2421. We disagree, and because we find
all of Cho’s remaining arguments to be meritless, we affirm the judgement of the district
court.
AFFIRMED.
DONALD DUBOULAY, Law Office of Donald DuBoulay, New York, New
York, for Defendant-Appellant Mi Sun Cho.
RAHUL MUKHI, Assistant United States Attorney (Jennifer G. Rodgers,
Assistant United States Attorney, on the brief), for Preet Bharara,
United States Attorney for the Southern District of New York, New
York, New York.
PER CURIAM:
Defendant-appellant Mi Sun Cho was convicted by a jury in the United States
District Court for the Southern District of New York (Kimba M. Wood, Judge) of one
count of conspiring to violate sex trafficking laws in violation of 18 U.S.C. §§ 2241 and
2422 and two substantive sex trafficking counts in violation of 18 U.S.C. §§ 2241 and 2.
Cho raises several challenges to her conviction. First, she contends that there was
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insufficient evidence to establish that she transported Mei Hua Jin, a prostitute, in
interstate commerce in violation of 18 U.S.C. § 2421 or caused Jin to be so transported
under 18 U.S.C. § 2(b). Second, Cho contends that the district court made erroneous
evidentiary rulings that, taken together, violated her due process right to present a
defense. Finally, Cho challenges her sentence, arguing that the district court committed
procedural error by applying a four-level leadership enhancement under U.S.S.G.
§ 3B1.1(a) and that the resulting sentence was substantively unreasonable. Finding no
error, we AFFIRM the judgment of the district court.
BACKGROUND
Because Cho appeals from a judgment of conviction entered after a jury trial, the
following facts are drawn from the trial evidence and described in the light most
favorable to the government. United States v. Bahel, 662 F.3d 610, 617 (2d Cir. 2011).1
In October 2010, after losing money gambling at a casino, Mei Hua Jin telephoned
Cho from Atlantic City to see whether Cho could find her employment as a prostitute.
Cho was aware that Jin was calling from Atlantic City. Cho had extensive contacts in the
sex-trafficking industry and worked to provide prostitutes to brothels, often determining
prostitutes’ placement based on their age and physical appearance. Cho and Jin had
previously worked together at a Connecticut brothel and at a prostitution business that
1
Cho has not challenged the sufficiency of the evidence to support her convictions
on Counts One and Three of the Superseding Indictment. We therefore limit our background
discussion to the factual and procedural history relevant to the issues Cho actually raises on
appeal.
3
Cho operated in Manhattan. After receiving Jin’s phone call, Cho arranged to have one
of her contacts inform Jin that a position at a Manhattan brothel was available. This
contact was a confidential informant (“CI”) for law enforcement who had a lengthy
relationship with Cho in the sex-trafficking industry. On October 7, 2010, the CI spoke
with Jin about traveling from Atlantic City to New York so that she could be placed at the
Manhattan brothel designated by Cho. On October 8, after speaking to Cho and the CI,
Jin bought a bus ticket with her own money and traveled from Atlantic City to Manhattan.
She then took the subway to Flushing, where Cho and the CI awaited her arrival. The
three then began driving to the Manhattan brothel, though Cho was dropped off at home
before Jin and the CI reached their destination. The brothel rejected Jin because she was
too old, and Jin then returned to Flushing.
On October 25, 2011, the Government filed a three-count Superseding Indictment.
As relevant to this appeal, Count Two charged Cho with transporting Jin from New
Jersey to New York to work at a brothel, and willfully causing her to be so transported in
violation of 18 U.S.C. §§ 2241 and 2. On November 7, 2011, after a five-day trial, the
jury convicted Cho of all three counts. After the verdict, Cho renewed her motion under
Rule 29 of the Federal Rules of Criminal Procedure for a judgment of acquittal on Counts
Two and Three. In the alternative, Cho requested a new trial on those counts pursuant to
Rule 33. The district court denied Cho’s motion, finding that there was ample evidence
to support the jury’s verdict. Applying a four-level leadership enhancement under
U.S.S.G. § 3B1.1(a), the district court sentenced Cho to an aggregate term of 70 months’
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imprisonment, to be followed by two years of supervised release, and a $300 special
assessment.
DISCUSSION
I. Sufficiency of the Evidence
Cho argues that the district court erred in denying her Rule 29 motion for judgment
of acquittal on Count Two, because there was insufficient evidence to establish that she
transported Jin in interstate commerce or caused her to be so transported. We disagree.
“In challenging the sufficiency of the evidence, the defendant faces an uphill
battle, and bears a very heavy burden . . . .” United States v. Crowley, 318 F.3d 401, 407
(2d Cir. 2003) (citation omitted) (internal quotation marks omitted). Although we review
sufficiency challenges de novo, the evidence must be viewed in the light most favorable
to the government, with all reasonable inferences drawn in its favor. See United States v.
Henry, 325 F.3d 93, 103 (2d Cir. 2003). The question is “not whether this [C]ourt
believes that the evidence at trial established guilt beyond a reasonable doubt,” United
States v. Brown, 937 F.2d 32, 35 (2d Cir. 1991), but rather, whether “any rational trier of
fact could have found the essential elements of the crime beyond a reasonable doubt.”
United States v. Perisco, 645 F.3d 85, 105 (2d Cir. 2011), quoting Jackson v. Virginia,
443 U.S. 307, 319 (1979) (emphasis in original).
Under 18 U.S.C. § 2421, it is a crime to “knowingly transport[] any individual in
interstate or foreign commerce . . . with intent that such individual engage in prostitution,
or in any sexual activity for which any person can be charged with a criminal offense.”
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18 U.S.C. § 2421. “A defendant will be deemed to have transport[ed] an individual under
Section 2421 where evidence shows that the defendant personally or through an agent
performed the proscribed act of transporting.” United States v. Holland, 381 F.3d 80, 86
(2d Cir. 2004) (alteration in original) (internal quotation marks omitted). As the district
court properly instructed the jury, without objection from defense counsel:
The prosecution does not need to prove that the defendant
personally transported the individual across a state line. This
element is satisfied if you find that the defendant prearranged
the transportation of a person across a state line and that the
defendant personally or through an agent arranged intrastate
transportation as a continuation of the interstate travel.
J. App’x 97.
Similarly, and also without objection, the district court instructed the jury that Cho
could be found guilty under 18 U.S.C. § 2(b) “even if she acted through someone who
was entirely innocent of the crimes charged in the indictment, even if [she] acted through
a government agent.” See United States v. Ordner, 554 F.2d 24, 29 (2d Cir. 1977) (“It
is . . . well recognized that the guilt or innocence of the intermediary under a § 2(b)
charge is irrelevant”).
Viewed in the light most favorable to the government, the evidence at trial
established that Jin called Cho from Atlantic City, seeking a job as a prostitute. Cho put
Jin in contact with the CI, who spoke with her about traveling to New York to engage in
prostitution. Jin traveled from Atlantic City to New York, where Cho and the CI picked
her up. Cho then had the CI drive Jin to Manhattan so that Jin could work in a brothel.
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Cho does not dispute that one who arranges another’s transportation across state
lines for purposes of prostitution violates § 2421. She contends, however, that she did not
“arrange” Jin’s interstate travel because she did not pay for Jin’s ticket or book her
passage. We disagree. By agreeing, either directly or through the CI, to provide a
prostitution job for Jin, and by coordinating and prearranging the date and time on which
she would travel, Cho arranged for Jin to travel from New Jersey to New York to engage
in prostitution. Moreover, by providing the CI to drive Jin on the last, intrastate leg of her
interstate trip, Cho directly organized Jin’s transportation in interstate commerce.2 Like
the Fifth Circuit, which reached the same result on indistinguishable facts, we conclude
that this was sufficient evidence from which a rational jury could find the elements of the
offense satisfied. See, e.g., United States v. Clemones, 577 F.2d 1247, 1253 (5th Cir.
1978) (holding that defendant transported prostitute under 18 U.S.C. § 2421, where
defendant arranged via telephone for prostitute to cross state line, then drove prostitute to
defendant’s brothel upon her arrival in defendant’s state). Accordingly, we decline to
disturb the jury’s verdict.
2
This understanding of “transport[ed]” under 18 U.S.C. § 2421 is consistent with our
understanding of similar terms in other federal statutes. See, e.g., McElroy v. United States,
455 U.S. 642, 654 (1982) (noting that trial judge properly instructed jury that transportation
of a forged security within boundaries of a single state violates 18 U.S.C. § 2314 if jury
found the movement to be a “continuation of the movement that began out of state”); Project
Hope v. M/V IBN Sina, 250 F.3d 67, 75 (2d Cir. 2001) (“[T]he Carmack Amendment applies
throughout the shipment, even as to a carrier that is only responsible for an intrastate leg of
the shipment”).
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II. Trial Rulings
Cho next argues that the district court violated her due process rights by
prohibiting her from introducing evidence that the complainants voluntarily traveled to
New York. Once again, we disagree.
A defendant has a fundamental due process right to present a defense. Washington
v. Texas, 388 U.S. 14, 19 (1967). That right, of course, is not absolute, for a defendant
“must comply with established rules of procedure and evidence designed to assure both
fairness and reliability.” Washington v. Schriver, 255 F.3d 45, 56 (2d Cir. 2001) (internal
quotation marks omitted). Thus, a defendant does not have an unfettered right to offer
testimony that is inadmissible under the rules of evidence. See Taylor v. Illinois, 484
U.S. 400, 410 (1988); cf. Williams v. Lord, 996 F.2d 1481, 1483 (2d Cir. 1993) (noting
that restrictions on the right to present a defense may not be “arbitrary or disproportionate
to the purposes they are designed to serve”) (internal quotation marks omitted).
A district court has “wide discretion to exclude proffered evidence that is
collateral, rather than material, to the issues in the case.” United States v. Scopo, 861
F.2d 339, 345 (2d Cir. 1988). Even erroneous evidentiary rulings rarely result in
depriving a defendant of the fundamental constitutional right to present a meaningful
defense. See Schriver, 255 F.3d at 56.
Here, we find no error in the district court’s evidentiary rulings, much less that the
district court’s rulings denied Cho due process of law. Cho concedes, as she must, that
the victim’s consent is not a defense under the Mann Act. See Holland, 381 F.3d at 84-85
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(2d Cir. 2004). Evidence of the victim’s consent is therefore immaterial to the charges
brought in this case. Accordingly, the district court properly sustained objections when
the defendant sought to elicit testimony that Jin consented to interstate travel, and tried to
comment on the issue of Jin’s consent. The first objection occurred during Jin’s cross-
examination when defense counsel asked whether it was Jin’s “desire to come to New
York.” J. App’x 51. The second objection occurred during summation where defense
counsel again commented that “[t]he young lady apparently wanted to come to New
York.” J. App’x 60. In each instance, the question or comment to which an objection
was sustained focused specifically on Jin’s subjective willingness to travel, a matter that
the district court reasonably construed as going to the irrelevant issue of her consent. By
contrast, immediately prior to each excluded question or comment, defense counsel was
permitted to pursue, without objection, lines of inquiry or argument that properly focused
on whether Cho had arranged Jin’s transportation. Counsel was thus able to introduce
evidence, and to argue to the jury, in defense of her contention that Cho “did not arrange
the transportation of this woman . . . . She didn’t pay for [it]. She didn’t facilitate it . . . .”
J. App’x 59-60. Cho has pointed to no other ruling that limited her ability to pursue this
argument or present evidence in its support. Because the district court did not err in
excluding this proffered evidence, we reject Cho’s claim that her due process rights were
violated.
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III. Sentencing
Finally, Cho challenges her sentence, arguing that the district court committed
procedural error by applying a four-level leadership enhancement under U.S.S.G.
§ 3b1.1(a) and that the resulting sentence was substantively unreasonable under the
factors set forth in 18 U.S.C. § 3553(a). We are not persuaded.
“We review the reasonableness of a district court’s sentence under a deferential
abuse of discretion standard . . . .” United States v. Hernandez, 604 F.3d 48, 52 (2d Cir.
2010). This review “encompasses two components: procedural review and substantive
review.” United States v. Cavera, 550 F.3d 180, 189 (2d Cir. 2008) (en banc). A district
court commits procedural error when it fails to properly calculate the guideline range or
rests its sentence on a clearly erroneous finding of fact. Id. at 190.
We “review the sentencing court’s interpretation of the Sentencing Guidelines de
novo, but review its related findings of fact only for clear error.” United States v. Potes-
Castillo, 638 F.3d 106, 108 (2d Cir. 2011). Under the clear error standard, “[i]f the
district court’s account of the evidence is plausible in light of the record viewed in its
entirety, the court of appeals may not reverse it even though convinced that had it been
sitting as the trier of fact, it would have weighed the evidence differently.” Anderson v.
City of Bessemer City, N.C., 470 U.S. 564, 573-74 (1985). The district court must find
the facts relevant to a sentencing enhancement by a preponderance of the evidence. See
United States v. Hertular, 562 F.3d 433, 447 (2d Cir. 2009).
The sentencing guidelines provide for a four-level enhancement “[i]f the defendant
was an organizer or leader of a criminal activity that involved five or more participants or
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was otherwise extensive.” U.S.S.G. § 3B1.1(a). A defendant may be subject to a four-
level enhancement even if the defendant managed only one other participant. United
States v. Zichettello, 208 F.3d 72, 107 (2d Cir. 2000), citing U.S.S.G. § 3B1.1, cmt. n.2.
Here, the district court cited evidence that “six or seven prostitutes were provided by the
defendant to brothels.” J. App’x 124. Cho, the district court found, “worked to provide
prostitutes to brothels and decided where she would try to place them based on the
prostitute’s personal characteristics, such as how old they were, how beautiful they were.”
J. App’x 124. The district court also heard evidence that Cho used many taxi drivers who
transported prostitutes to various brothels around the East Coast. Such evidence amply
supports the district court’s findings that Cho had a “leadership role in the conspiracy and
that the conspiracy was extensive.” J. App’x 125. Because these findings are not clearly
erroneous, we cannot conclude that the district court abused its discretion in applying the
four-level leadership enhancement.
Having determined that there was no procedural error, we must “consider the
substantive reasonableness of the sentence imposed under an abuse-of-discretion
standard.” Gall v. United States, 552 U.S. 38, 51 (2007). The substantive
unreasonableness standard “provide[s] a backstop for those few cases that, although
procedurally correct, would nonetheless damage the administration of justice because the
sentence imposed was shockingly high, shockingly low, or otherwise unsupportable as a
matter of law.” United States v. Rigas, 583 F.3d 108, 123 (2d Cir. 2009). Substantive
reasonableness review, therefore, is not an invitation for us to “substitute our own
judgment for the district court’s on the question of what is sufficient to meet the § 3553(a)
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considerations in any particular case.” Cavera, 550 F.3d at 189. We cannot conclude that
the 70-month sentence imposed here was substantively unreasonable. The district court
conscientiously balanced the factors under § 3553(a), and the sentence, though stringent,
is not “unsupportable as a matter of law,” Rigas, 583 F.3d at 123.
CONCLUSION
We have considered all of Cho’s remaining arguments and find them to be without
merit. Accordingly, for the reasons discussed above, we AFFIRM the judgment of the
district court.
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