Joshua Taylor v. Larry Shields

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_____________
No. 17-2439
_____________
JOSHUA TAYLOR,
Appellant
v.
POLICE OFFICER LARRY SHIELDS
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(District Court No. 2-13-cv-02241)
Magistrate Judge: Honorable David R. Strawbridge*
Submitted under Third Circuit L.A.R. 34.1(a)
on April 17, 2018
Before: GREENAWAY, JR., RENDELL, and FUENTES, Circuit Judges
(Opinion filed: July 31, 2018)
___________
O P I N I O N**
___________
*
Sitting by consent of the parties pursuant to 28 U.S.C. § 636(c).
**
This disposition is not an opinion of the full Court, and pursuant to I.O.P. 5.7, does not
constitute binding precedent.
RENDELL, Circuit Judge:
Joshua Taylor challenges the Magistrate Judge’s denial of his motion for a new
trial in his § 1983 excessive force action against the Defendant, Police Officer Larry
Shields. Taylor contends that he is entitled to a new trial on three grounds: (1) the
Magistrate Judge failed to bar the Defendant’s expert from testifying; (2) the Magistrate
Judge unfairly prevented him from offering certain impeachment evidence against the
expert; and (3) the Magistrate Judge unfairly precluded him from admitting the
Philadelphia Police Department’s off-duty policy into evidence.
Because the Magistrate Judge did not abuse his discretion in denying Taylor a new
trial on these same grounds, we will affirm.
I. Jurisdiction and Standard of Review
The parties consented to proceed before Magistrate Judge Strawbridge, who had
jurisdiction over Taylor’s § 1983 action pursuant to 28 U.S.C. §§ 1331 and 636(c). We
have jurisdiction over final orders of the district court pursuant to 28 U.S.C. § 1291.
“The decision to grant or deny a new trial is confided almost entirely to the
discretion” of the trial court. Blancha v. Raymark Indus., 972 F.2d 507, 512 (3d Cir.
1992). We review the denial of a motion for a new trial for abuse of discretion. McKenna
v. City of Phila., 582 F.3d 447, 460 (3d Cir. 2009). To the extent the appeal involves a
review of evidentiary rulings, including the decision to admit or exclude expert
testimony, we use an abuse of discretion standard. Pineda v. Ford Motor Co., 520 F.3d
237, 243 (3d Cir. 2008). We also review the trial court’s case management decisions for
abuse of discretion. ZF Meritor, LLC v. Eaton Corp., 696 F.3d 254, 268 (3d Cir. 2012).
2
II. Facts and Procedural History
Taylor and Shields recount contradictory versions of the incident in question. Both
versions of the facts involve a confrontation on April 25, 2011, between Taylor, in and
around his residence, and Shields, a Philadelphia police officer who was off duty at the
time.
1. Taylor’s Version
Taylor alleges that he purchased a new firearm, lawfully, around April 25, 2011.
A. 1064–65. At the time, he was living with his family at 4624 Worth Street in
Philadelphia. He avers that on April 25, he walked next door to the home of his
neighbors, the Thompsons, to show his new gun to his friend, Sean Thompson. While
Taylor was on his way, he made eye contact with Shields, who was wearing plain clothes.
A. 1068–69. Both parties agree that Taylor’s firearm was in plain view on his body. A.
1072–73, 75. When Taylor reached the Thompsons, he states that he learned Sean was
not home from Sean’s wife, Mary Thompson. A. 1071–72. Taylor claims that he left the
Thompsons’ house to walk back to his home about 4 to 5 minutes later, when Shields
allegedly approached him, did not identify himself as a police officer, drew his firearm,
and began to chase Taylor. Br. at 4; A. 1078–80.
Taylor states that he then ran into his home, shut the door, and fell, causing his
gun to drop and fall three feet from him. A. 1080-87. He claims that he rolled over onto
his right side when Shields opened the door, shot Taylor in the chest with Taylor’s
children present, and ran out. Id. Taylor survived.
3
Mary Thompson testified that she observed Shields run into Taylor’s home with a
gun, so she rushed to Taylor’s house and found him lying on the floor, having been shot,
attempting to stand up. A. 1737–40. Taylor acknowledged that Shields called 911, but
claims that the call was made five minutes after he was shot, rather than immediately.
2. Police Officer Shields’ Version
Officer Shields was allegedly helping his sister move on April 25, 2011. A. 897-
901. Unfamiliar with the neighborhood, he saw Taylor leave 4624 Worth Street—which
he did not know was Taylor’s residence—with a handgun in one hand and an ammunition
magazine in another, walk into the house next door, and leave only a few seconds later,
holding a loaded gun. A. 953–57. Shields alleged that he was concerned that Taylor
posed a threat, A. 955–57, and avers that as a police officer, he was required to
investigate further. When Taylor emerged from the Thompsons’ house, Shields claims to
have said, “My man, stop. Police,” without displaying a badge. A. 972–73. But, Shields
alleges, when Taylor heard Shields say “Police,” he ran into 2624 Worth Street with a
gun, and Shields followed him. A. 986–87. Shields claims he was concerned that Taylor
might pose a threat to someone inside the home. A. 1013–14. When he approached the
doorway, Shields states, Taylor was pointing a gun at him. A. 958, 964. Shields admits
that he fired a shot at Taylor, and claims it was in fear for his life. A. 958, 1013. He then
returned to his sister’s place, where he and his sister both called 911. A. 944.
III. Procedural History
Taylor sued Shields under § 1983 for one count of using excessive force. As the
parties are familiar with the trial timeline, we summarize in brief.
4
Before the deadline for pre-trial motions, Officer Shields identified Dr. Jonathan
L. Arden, a forensic pathologist, as his defense expert. Shields intended to present Dr.
Arden to testify on the bullet trajectory from Shields’ firearm into Taylor’s body. He later
served Dr. Arden’s expert report on Taylor’s counsel. However, Taylor filed a motion in
limine to exclude Dr. Arden three months after the deadline, without an explanation for
the delay. He argued that Dr. Arden, a forensic medical examiner, was unqualified to
opine on ballistics technology. The Magistrate Judge denied the motion and allowed Dr.
Arden to testify.1
At trial, Taylor introduced multiple witnesses who testified that the bullet path
may have been consistent with Taylor’s account of the shooting, or otherwise that the
evidence did not conclusively demonstrate the bullet path, one way or another. Dr. Arden
opined that the evidence was consistent with Shields’ version of the events. Taylor also
sought to impeach Dr. Arden with evidence of his resignation from a prior job, which the
Magistrate Judge did not allow.
The jury returned a verdict for Officer Shields, concluding that his use of force
against Taylor was justified. Taylor timely moved for a new trial, with the same
arguments as he sets forth in the present appeal: the Magistrate Judge erred in (1)
allowing Dr. Arden to testify, (2) excluding impeachment evidence against him, and (3)
barring the admission of the Philadelphia Police Department’s off-duty policy. After
briefing and argument, the Magistrate Judge denied Taylor’s motion for a new trial. A.5.
1
Taylor filed a Daubert motion disguised as a general motion in limine, but past the pre-
trial deadline for Daubert motions.
5
IV. Analysis
1. Dr. Arden
Officer Shields introduced Dr. Arden to opine on Taylor’s position when he was
shot. Given the relative distance between Taylor and Shields, and given the downward
path of the bullet inside Taylor’s body, Dr. Arden concluded that Taylor would have
either been standing up or sitting up at a 90 degree angle when Shields shot him. A. 29.
Taylor makes two objections to Dr. Arden’s expert testimony: (i) he contends that
the Magistrate Judge erred in denying his untimely Daubert motion because Dr. Arden
was unqualified under Rule 702 of the Federal Rules of Evidence to testify on ballistics
and because his opinion was unsound; and (ii) Taylor objects to the Magistrate Judge’s
ruling that barred him from offering certain impeachment evidence against Dr. Arden.
We review the Magistrate Judge’s rulings for an abuse of discretion.
First, the trial court was within its discretion under Rule 16(b) of the Federal Rules
of Civil Procedure to enforce its scheduling order and therefore deny Taylor’s Daubert
motion as untimely. Eichorn v. AT&T Corp., 484 F.3d 644, 650–51 (3d Cir. 2007) (“This
Court and others have frequently upheld a trial court’s exercise of discretion to deny a
party’s motion to add experts or other fact witnesses after the close of discovery or after a
deadline in a scheduling order.”). Moreover, Taylor offered no explanation for the
tardiness of his motion by three months.
Additionally, the Magistrate Judge initially dismissed Taylor’s Daubert motion as
untimely, but later, in his opinion denying Taylor a new trial, the Magistrate Judge
explained his decision at length. He acknowledged that in spite of enforcing pre-trial
6
deadlines, he did not neglect his underlying gatekeeper duty, namely, to ensure that Dr.
Arden’s expert testimony met the requirements of Rule 702 of the Federal Rules of
Evidence and Daubert v. Merrell Dow Pharmaceuticals, 509 U.S. 579 (1993). Rule 702
provides:
A witness who is qualified as an expert by knowledge, skill, experience,
training, or education may testify in the form of an opinion or otherwise if:
(a) the expert’s scientific, technical, or other specialized knowledge will
help the trier of fact to understand the evidence or to determine a fact in
issue; (b) the testimony is based on sufficient facts or data; (c) the
testimony is the product of reliable principles and methods; and (d) the
expert has reliably applied the principles and methods to the facts of the
case.
Fed. R. Evid. 702.
In rejecting Taylor’s objections to Dr. Arden’s credentials, the Magistrate Judge
appropriately explained that Dr. Arden—a forensic pathologist with decades of
experience—was eminently qualified to opine on the path between Officer Shields’ bullet
and Taylor’s body. Dr. Arden, a trained anatomic and forensic pathologist, has testified
as an expert witness hundreds of times on the very topic of “bullet trajectories within
bodies, including the assessment of the relative positioning between a gun and the person
shot by the gun.” A. 23–24 (quoting Arlen Declaration at 6) (emphasis omitted). The
Magistrate Judge also rejected Taylor’s objections to Dr. Arden’s diagrams that
demonstrated the path of the gun and depicted why Dr. Arden believed that Shields’
version of the events was consistent with the downward path of the bullet in Taylor’s
body. The Magistrate Judge deemed Dr. Arden’s opinion to be based on facts that were
testable, scientifically reliable, and formulated with reliable techniques. Upon reviewing
7
Dr. Arden’s credentials, data, and scientific analysis, the Magistrate Judge denied
Taylor’s objections to Dr. Arden’s expert testimony.
Although Taylor may have opposed Dr. Arden’s analysis, we agree that Dr. Arden
met all of the requirements of Rule 702 and Daubert to opine on the exact topic in
question, and thus the Magistrate Judge did not abuse his discretion in allowing Dr.
Arden to testify as an expert. Absent an abuse of discretion, we “will not substitute our
own judgment for that of the trial court regarding the admission or exclusion of expert
testimony.” Waldorf v. Shuta, 142 F.3d 601, 627 (3d Cir. 1998).
Moreover, the Magistrate Judge determined that any flaws in Dr. Arden’s analysis,
such as imprecision in his methodology or assessment, could be addressed on cross-
examination and rebutted with other witness testimony. Accordingly, Taylor vigorously
cross-examined Dr. Arden and offered multiple witnesses to contradict Dr. Arden’s
testimony: (i) Mr. Kenneth Katsaris, a police practices expert, opined that the bullet in
question could vary in its path within the human body, suggesting that there was no
conclusive answer to how Taylor was positioned A. 1487; (ii) Dr. Mohammed Irfan
Khan, a trauma surgeon who treated Taylor on the day he was shot, opined that the bullet
took a strange, spiral path in Taylor’s body A.1235; and (iii) Lieutenant Steven Nolan, an
investigator from the Philadelphia Police Department, testified that because there was no
exit wound in Taylor’s body and because witnesses gave contradicting accounts of what
happened, the Lieutenant was unable to conclude with certainty Taylor’s position when
he was shot. A. 1212–14.
8
Second, the Magistrate Judge did not abuse his discretion by barring Taylor from
offering irrelevant impeachment evidence against Dr. Arden. Taylor sought to introduce
the circumstances of Dr. Arden’s departure from the Washington Office of the Chief
Medical Examiner (WOCME). Dr. Arden was placed on administrative leave following
serious accusations of mismanagement and harassment, and resigned.2 Although Taylor
contended that this evidence of workplace safety risk and racial discrimination put Dr.
Arden’s qualifications and credibility in doubt, the Magistrate Judge disagreed, and also
found that this evidence neither met the requirement of Rule 608(b) nor passed the
balancing test of Rule 403 of the Federal Rules of Evidence.3 Rule 608(b) permits courts
to allow, on cross-examination, questions about specific instances of a witness’s conduct
“if they are probative of the character for truthfulness or untruthfulness.” Fed. R. Evid.
608(b) (emphasis added). Even so, the court may exclude evidence otherwise permissible
under Rule 608(b) if its probative value is substantially outweighed by unfair prejudice
under Rule 403.
Here, the Magistrate Judge found that Taylor failed to meet his burden under
Rules 608(b) and 403. Evidence of Dr. Arden’s departure from WOCME had no bearing
on his quality for truthfulness: it was relevant not to his qualifications as a forensic
medical expert, implicating Rule 702, but to his administrative responsibilities, the
2
WOCME allegedly performed autopsies contrary to certain religious objections,
mishandled the storage of bodies, failed to follow the proper procedures for autopsies,
and improperly disposed chemicals, among other accusations. In addition, Dr. Arden was
personally accused of sexual harassment. A. 12–13.
3
Although the Magistrate Judge noted that Taylor raised this evidence at the eleventh
hour, he excluded it on evidentiary grounds. A. 14.
9
Magistrate Judge found, which was not relevant to his expertise in this case. Moreover,
this evidence—far more prejudicial than probative—had a high potential to confuse the
jury. A. 17. We agree. Taylor has not shown that the Magistrate Judge abused his
discretion in so ruling, and thus we affirm this evidentiary decision.
2. Philadelphia Off-Duty Police Policy
Taylor also sought to introduce the text of Policy 98-1, the Philadelphia Police
Department policy that concerns the conduct of off-duty officers. Taylor argues that
Shields violated Policy 98-1 by failing to identify himself clearly as a police officer and
by delaying calling 911 after he shot Taylor.4 Taylor sought to use Policy 98-1 to show
that Officer Shields used excessive force. While Taylor had referenced 98-1 throughout
the trial, the Magistrate Judge later clarified that the policy itself could not be admitted
into evidence. Taylor argues that this affected his trial strategy and prejudiced him.
The Magistrate Judge’s evidentiary decision was not an abuse of discretion, and
Taylor was not prejudiced by this ruling. The Magistrate Judge allowed Taylor to address
the substance of the policy at length but did not allow the policy itself to be admitted; the
Magistrate Judge noted a concern that if the jurors had the text of the policy, the trial
could stray from a question of the use of excessive force to one of violating the off-duty
policy. We agree that doing so would be to risk “lead[ing] the jury to equate local policy
violations with constitutional violations.” McKenna, 582 F.3d at 461. Taylor had the
opportunity to cross-examine Officer Shields at length regarding the off-duty policy and
4
Policy 98-1 directs off-duty officers to avoid getting involved in situations, but if they
do, to clearly identify themselves as police, immediately call 911, and remain a witness.
10
practices, notably, Shields’ failure to call 911 leading up to the shooting. Taylor also
presented Dr. Katsaris as a rebuttal witness to testify about best police practices. In sum,
Taylor was not prejudiced by the ruling barring admission of Policy 98-1 into evidence.
V. Conclusion
Taylor has failed to show that the trial court abused its discretion in its evidentiary
rulings and in denying Taylor a new trial. For the foregoing reasons, we will affirm the
Magistrate Judge’s denial of a new trial in its entirety.
11