United States v. Mitchell Francis

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 09-2492
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UNITED STATES OF AMERICA
v.
MITCHELL FRANCIS,
Appellant
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On Appeal from the District Court of the Virgin Islands
(D.C. No. 08-cr-007)
District Judge: Curtis V. Gomez
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Submitted Under Third Circuit LAR 34.1(a)
May 7, 2010
Before: SMITH, CHAGARES and JORDAN, Circuit Judges.
(Filed: May 12, 2010)
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OPINION OF THE COURT
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JORDAN, Circuit Judge.
Mitchell Francis appeals from a judgment of conviction entered against him by the
District Court of the Virgin Islands of the United States for conspiracy to possess with
intent to distribute cocaine and possession with intent to distribute cocaine, in violation of
21 U.S.C. § 846 and 21 U.S.C. § 841(a)(1) and (b)(1)(A)(ii)(II). Francis argues that his
conviction must be overturned because the government failed to present sufficient
evidence for a rational jury to find him guilty of the charges beyond a reasonable doubt.
For the following reasons, we will affirm.
I. Background
In February or March of 2006, Francis and an unidentified co-conspirator
approached Raymond Petersen, a licensed boat captain, for the purpose of transporting
cocaine. Francis explained that he and his associate intended to bring 400 kilograms of
cocaine from either Venezuela or Trinidad back to the U.S. Virgin Islands, and they
needed a captain and a boat. At the time, however, none of the men had access to a boat
that was capable of making the voyage, and the plan was never executed. After this
initial encounter, Petersen met with Drug Enforcement Administration (“DEA”) agents to
explain the situation. Petersen also entered into a confidential source agreement with the
DEA and agreed to assist the DEA in their efforts to identify, capture, and arrest anyone
involved in the trafficking of cocaine.
Thereafter, Petersen was approached by Francis once again about captaining a ship
for the purpose of trafficking cocaine. This time, Francis wanted Petersen to help
transport 300 kilograms of cocaine from the island of Dominica into the U.S. Virgin
Islands. Agent Eric Lee of the DEA informed Petersen that the government could not
guarantee his safety once he left the country and advised Petersen to tell Francis he could
not make the trip to Dominica due to bad weather conditions, which he did. A few days
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later, Francis informed Petersen that he had arranged for the cocaine to be shipped from
Dominica to Tortola but that he needed Petersen to obtain a boat and take him to Tortola
to retrieve the cocaine.
Finally, on the morning of December 15, 2007, Francis informed Petersen that the
shipment of cocaine had arrived in Tortola and that it needed to be picked up that
morning. Petersen agreed to take Francis to the island of Tortola in a boat owned by
Petersen’s employer, and the two men agreed to meet at the American Yacht Harbor on
St. Thomas. On his way to the American Yacht Harbor, Petersen called Agent Lee who
instructed Petersen to transport Francis to Tortola and pick up the drugs. Petersen met
Francis at E Dock at the harbor, and the two proceeded to Tortola. As they were exiting
the harbor, Francis lay down on the left side of the boat to avoid being seen by the fuel
dock attendant. After the boat passed the fuel barge, Francis stood up and remained
standing until Petersen and Francis arrived at the west end port of Tortola. After arriving
in Tortola, Francis and Petersen met a vehicle from which Francis collected two boxes
containing cocaine.
As Francis and Petersen headed back to St. Thomas with the cocaine on board,
Petersen pretended to call his boss on his cell phone but actually called Agent Lee and
told him where they would arrive in the harbor. About 20 to 25 minutes later, Francis and
Petersen arrived at the American Yacht Harbor, and, once again, upon entering the
harbor, Francis lay down on the deck of the boat, this time on the right side of the vessel,
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to avoid being seen by the fuel dock attendant. After arriving at E Dock, Francis and
Petersen began offloading the boxes of cocaine, but just as Petersen was about to hand
Francis one of the boxes, Francis spotted three Customs and Border Protection agents
walking towards their location and instructed Petersen to put the boxes back on the boat,
which Petersen did. Petersen then drove the boat to A Dock and called Agent Lee, while
Francis approached the Customs agents. Agent Lee instructed Petersen to take the drugs
off the boat and place them by a nearby flagpole. Petersen placed the boxes by a soda
machine, however, because there was a person sitting next to the flagpole. Agents
maintained surveillance on the boxes as they sat next to the soda machine.
Francis was questioned by the Customs and Border Protection agents but was
eventually allowed to continue on his way. He then approached Atiba Brathwaite, an
employee at American Yacht Harbor, and asked Brathwaite to secure both boxes
containing the cocaine in the fuel shed at the harbor. As Brathwaite began carting the
boxes away from the soda machine and towards the fuel pumps, DEA agents stopped him
and seized the boxes of cocaine. The boxes were taken back to the DEA’s St. Thomas
office to be tested and were found to contain cocaine.
Francis was arrested on the morning of January 15, 2008. A jury trial commenced
on January 8, 2009. At the close of evidence, Francis made an oral motion for judgment
of acquittal under Rule 29 of the Federal Rules of Criminal Procedure, arguing that the
government failed to present sufficient evidence for a rational jury to find him guilty
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beyond a reasonable doubt. The District Court denied the motion, holding that, giving the
government all favorable inferences and viewing the evidence in the light most favorable
to the government, a reasonable juror could find Francis guilty beyond a reasonable
doubt. On January 9, 2009, he was found guilty of conspiracy to possess with intent to
distribute cocaine in violation of 21 U.S.C. § 846 and with possession with intent to
distribute cocaine in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(A)(ii)(II). Francis
filed a timely notice of appeal on May 15, 2009.
II. Discussion 1
“We apply a particularly deferential standard of review when deciding whether a
jury verdict rests on legally sufficient evidence.” United States v. Dent, 149 F.3d 180,
187 (3d Cir. 1998). We must view the evidence in the light most favorable to the
government and sustain the verdict if “any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt. ” Id. (citations omitted).
Thus, we have said that “a claim of insufficiency of the evidence places a very heavy
burden on an appellant.” United States v. Gonzalez, 918 F.2d 1129, 1132 (3d Cir.1990)
(citation omitted).
Francis was found guilty of both conspiracy to possess with intent to distribute
cocaine and possession with intent to distribute. Possession may be either actual or
constructive. United States v. Crippen, 459 F.2d 1387, 1388 (3d Cir. 1972).
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The District Court had jurisdiction pursuant to 48 U.S.C. § 1612(a). We have
jurisdiction pursuant to 28 U.S.C. § 1291.
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“Constructive possession may be found if the constructive possessor had the power to
exercise dominion and control over the controlled substance.” Id. To sustain a
conviction for conspiracy, the government must establish: (1) a unity of purpose between
the alleged conspirators, (2) an intent to achieve a common goal, and (3) an agreement to
work together toward that goal. United States v. Gibbs, 190 F.3d 188, 197 (3d Cir. 1999).
The elements of a conspiracy may be proven entirely with circumstantial evidence.
United States v. Brodie, 403 F.3d 123, 134 (3d Cir. 2005). Furthermore, “[i]n conducting
the sufficiency inquiry, we do not view the government’s evidence in isolation, but rather,
in conjunction and as a whole.” Id. We must determine “whether all the pieces of
evidence, taken together, make a strong enough case to let a jury find [the defendant]
guilty beyond a reasonable doubt.” Id.
Here, when viewed in the light most favorable to the government, it is clear that
the evidence presented at trial was sufficient for a rational trier of fact to have found the
essential elements of the crimes beyond a reasonable doubt. As Petersen testified at trial,
Francis and an unknown co-conspirator initially approached Petersen to arrange for the
shipment of cocaine from South America to St. Thomas. And later, when Francis
approached Petersen to transport a shipment of cocaine from Dominica to St. Thomas but
Petersen refused, Francis arranged for the drugs to be sent to Tortola and prevailed on
Petersen to pick them up there. On the morning of December 15, 2007, Petersen and
Francis retrieved the cocaine from Tortola and transported it back to St. Thomas in two
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boxes. Petersen’s testimony was corroborated by Brathwaite, who testified that Francis
asked him to place the same two boxes of cocaine in the fuel pump house at the marina.
In sum, the government presented more than ample evidence of Francis’s guilt,
and Francis has failed to meet his very heavy burden of showing that no rational trier of
fact could have found the essential elements of the crimes beyond a reasonable doubt.
III. Conclusion
For the foregoing reasons, we will affirm the judgment of conviction.
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