United States v. Higdon

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
____________
No. 11-3510
____________
UNITED STATES OF AMERICA
v.
JOEMON D. HIGDON,
a/k/a JOEMON HIGDOM,
a/k/a JOEMON DEANDRE HIGDON
Joemon D. Higdon, Appellant
___________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Criminal No. 2-09-cr-00742-001)
District Judge: Honorable Legrome D. Davis
___________
Submitted Under Third Circuit L.A.R. 34.1(a)
June 21, 2012
Before: AMBRO, VANASKIE AND ALDISERT, Circuit Judges
(Filed: August 16, 2012)
___________
OPINION
___________
VANASKIE, Circuit Judge.
Joemon D. Higdon was convicted by a jury on one count of possession of a
firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). Higdon now appeals,
arguing that the District Court abused its discretion by denying his motion to bifurcate the
trial and by preventing him from cross-examining the arresting officers on the legality of
his arrest. Higdon further contends that the District Court erroneously denied his motions
to suppress evidence that he alleges was recovered after an illegal seizure. We reject
each of Higdon’s arguments and will affirm the District Court’s judgment.
I.
We write primarily for the parties, who are familiar with the facts and procedural
history of this case. Accordingly, we set forth only those facts necessary to our analysis.
On September 20, 2009, police officers responding to a radio call about an
individual in a pink shirt with a gun on the 5500 block of Beaumont Street in
Philadelphia came across Higdon, who was on the sidewalk of Beaumont Street wearing
a pink and white striped shirt. The officers testified that when they asked Higdon to stop,
he instead continued walking away from them after looking back in their direction
momentarily. After a few steps, Higdon crouched beside a minivan and the officers then
heard the sound of a metallic object hitting the ground. One of the officers recovered the
object, which turned out to be a handgun. Higdon continued to walk away from the
officers until he was intercepted and detained.
Higdon was indicted by a grand jury in the Eastern District of Pennsylvania for
one count of possession of a firearm by a convicted felon in or affecting interstate
commerce, in violation of 18 U.S.C. § 922(g)(1). The statute states in relevant part that:
(g) It shall be unlawful for any person— (1) who has been
convicted in any court of, a crime punishable by
imprisonment for a term exceeding one year. . . to ship or
2
transport in interstate or foreign commerce, or possess in or
affecting commerce, any firearm or ammunition; or to receive
any firearm or ammunition which has been shipped or
transported in interstate or foreign commerce.
Id.
Higdon filed a motion to suppress the firearm recovered by the police at the time
of his arrest. The District Court held a hearing and denied the motion to suppress, and
then denied Higdon’s motion to reconsider.
At trial, despite the government’s objection, the District Court refused to inform
the jury that Higdon had been previously convicted of a felony, barred the government
from presenting evidence to establish that the handgun had traveled in interstate
commerce, and deviated significantly from the Third Circuit model jury instructions.
Because of this, the jury was never made aware of two of the three elements required for
a conviction under 18 U.S.C. § 922(g)(1). The jury ultimately deadlocked, and a retrial
was scheduled.
Prior to the retrial, the government filed a motion in limine requesting that the
District Court inform the jury at the outset of the trial of the charge against Higdon, that
the government be permitted to present to the jury evidence and argument regarding each
of the elements of the offense, and that the Court instruct the jury at the conclusion of the
trial on the elements of the crime. Higdon opposed the motion, and the District Court
denied it. The government filed an appeal and petitioned for mandamus, and we granted
relief, and further directed that the case be reassigned to a different District Judge. See
United States v. Higdon, 638 F.3d 233 (3d Cir. 2011).
3
At this point Higdon renewed a prior motion to bifurcate the trial that had been
stayed by the District Court pending the government’s appeal. Under Higdon’s motion,
the jury would be informed of the prior felony element, but only after it determined
whether Higdon possessed the firearm. The District Court denied Higdon’s motion. The
retrial began on May 31, 2011, and the jury returned a guilty verdict. The District Court
imposed a sentence of 240 months of imprisonment, along with a five-year term of
supervised release, a fine of $2,000, and a special assessment of $100. Higdon now
appeals.
II.
The District Court had jurisdiction under 18 U.S.C. § 3231, and we have appellate
jurisdiction under 28 U.S.C. § 1291.
A.
Higdon first argues that the District Court erroneously denied his motion to
bifurcate the trial. Higdon contends that what distinguishes the crime of felon-in-
possession from other offenses is that the government is allowed to inform the jury of the
defendant’s criminal history, even if this information is otherwise irrelevant. As such,
Higdon believes the District Court’s failure to bifurcate the trial irreversibly prejudiced
the jury against him.
We review a District Court’s trial management decisions for abuse of discretion.
Duquesne Light Co. v. Westinghouse Elec. Corp., 66 F.3d 604, 609 (3d Cir. 1995)
(citation omitted). Our review is plenary, however, when such rulings are based on an
4
interpretation of law. See Gibbs v. Cross, 160 F.3d 962, 964 (3d Cir. 1998) (citations
omitted).
We had specifically noted in the government’s pre-trial appeal that bifurcation
under these circumstances was unlikely to be justified. Higdon, 638 F.3d at 244 (citing
United States v. Jacobs, 44 F.3d 1219, 1223 (3d Cir. 1995)) (“[W]e have rejected a
bifurcated procedure under similar circumstances.”). This is because “Higd[o]n’s prior
conviction is not merely a consequential fact, it is an element of the crime charged.” Id.
at 243. As such, “bifurcation would deprive the jury of knowledge of the very crime with
which the defendant was charged, which [is] an untenable result.” Id. at 244 n.8 (citing
Jacobs, 44 F.3d at 1223).
Possession of a firearm is not only legal for most people – it is a constitutional
right. See U.S. Const. amend. II. It would cause undue confusion to have a jury first
determine whether Higdon in fact possessed the firearm. A reasonable juror would
properly question why Higdon’s possession was criminal. See United States v.
Collamore, 868 F.2d 24, 28 (1st Cir. 1989) (“Possession of a firearm by most people is
not a crime. A juror who owns or who has friends and relatives who own firearms may
wonder why [the defendant]’s possession was illegal. Doubt as to the criminality of [the
defendant]’s conduct may influence the jury when it considers the possession element.”).
“As we explained in Jacobs, bifurcation under these circumstances puts the jury in the
difficult position of deciding the guilt or innocence of a defendant without knowing all of
the elements of the crime that is charged.” Higdon, 638 F.3d at 244 n.8 (citing Jacobs,
44 F.3d at 1222). Accordingly, the District Court’s decision to deny Higdon’s motion for
5
bifurcation was not premised upon an erroneous interpretation of governing law, nor did
it amount to an abuse of discretion.
B.
Higdon next argues that the District Court abused its discretion when it prevented
him from questioning the arresting officers on the legality of his arrest during cross-
examination. Higdon wished to develop a theory that the officers had fabricated the
“crouch and drop” story to justify their stop of Higdon. The District Court barred this
line of inquiry, however, because the legality of the arrest had already been determined
when Higdon’s motion to suppress was denied. Furthermore, the District Court was
concerned that this line of questioning would confuse jurors. Higdon argues that this
violated his Sixth Amendment right to confront witnesses against him.
We review limitations on cross-examination under the abuse of discretion
standard. United States v. Lore, 430 F.3d 190, 208 (3d Cir. 2005) (citation omitted). We
have established a two-part test to determine whether a District Court’s limitation on
cross-examination violates the Confrontation Clause: (1) did the ruling significantly
inhibit the defendant’s effective exercise of his right to inquire into the witness’s
motivation in testifying; and if so, (2) were the constraints imposed on the scope of cross-
examination within those reasonable limits that a District Court, in due exercise of its
discretion, is authorized to establish? United States v. Silveus, 542 F.3d 993, 1006 (3d
Cir. 2008) (quoting United States v. Chandler, 326 F.3d 210, 219 (3d Cir. 2003)).
The District Court’s ruling did not significantly inhibit Higdon’s ability to
challenge the credibility of the arresting officers. The District Court allowed Higdon’s
6
counsel to question the officers on two police reports completed after the arrest, for
example, and both officers admitted that neither report said anything about Higdon
crouching or the sound of a metallic object hitting the ground. The District Court only
stopped Higdon’s counsel when he attempted to question one of the officers about his
“understanding of what you’re allowed to do in a situation like this.” (A. 88.) As the
District Court observed at a sidebar conference, this line of questioning would effectively
amount to “litigating the motion to suppress in front of [the jury].” (A. 89.) The District
Court then explained to the jury the difference between legal and factual questions in an
attempt to dispel any potential confusion, and Higdon’s counsel began a new line of
questioning.
“[A] district court ‘retains wide latitude insofar as the Confrontation Clause is
concerned to impose reasonable limits’ on cross-examination to avoid . . . confusion of
issues.” Lore, 430 F.3d at 208 (quoting United States v. Mussare, 405 F.3d 161, 169 (3d
Cir. 2005)). The District Court neither significantly inhibited Higdon’s effective exercise
of his Confrontation Clause rights, nor were the constraints imposed outside of those
reasonable limits that a District Court, in its discretion, has authority to establish.
C.
Higdon last argues that the District Court erroneously denied his motion to
suppress because the arresting officers had unlawfully seized him when they asked him to
stop. Higdon contends that the officers did not have reasonable suspicion to stop him
under Terry v. Ohio, 392 U.S. 1 (1968), as he was merely dressed in attire similar to the
clothing the individual described in the radio call was wearing. As such, Higdon argues
7
that the handgun should not have been admitted because it was recovered after an illegal
seizure.
We review a District Court’s denial of a motion to suppress for clear error as to the
underlying facts. United States v. Perez, 280 F.3d 318, 336 (3d Cir. 2002). We exercise
plenary review, however, of the District Court’s application of the law to those facts. Id.
A seizure occurs where there is either an application of physical force to restrain
movement, or submission to a show of police authority. United States v. Brown, 448
F.3d 239, 245 (3d Cir. 2006) (quoting California v. Hodari D., 499 U.S. 621, 626
(1991)). “[I]f a suspect in the absence of physical force does not submit to an officer’s
show of authority, there is no seizure and no Fourth Amendment claim.” Brown, 448
F.3d at 245 (citing Hodari D., 499 U.S. at 626-27). Because there was no physical force
applied here and because Higdon did not actually stop in response to the officers’
demand, he cannot be considered to have been seized under the Fourth Amendment. The
officers may have made a show of authority, but Higdon failed to comply with this
authority. While Higdon did turn briefly to look at the officers in response to their
command, a seizure requires submission to police authority that is “something more than
a momentary pause.” United States v. Waterman, 569 F.3d 144, 146 (3d Cir. 2009).
Accordingly, the District Court did not err in denying Higdon’s motion to suppress.
III.
For the foregoing reasons, we will affirm the District Court’s judgment.
8