United States v. Staten

Opinions of the United
2006 Decisions States Court of Appeals
for the Third Circuit
6-2-2006
USA v. Staten
Precedential or Non-Precedential: Non-Precedential
Docket No. 05-1760
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
Case No: 05-1760
UNITED STATES OF AMERICA
v.
LAMAR STATEN, a/k/a Lamont Staten, Lemont Staten
Lamar Staten,
Appellant
On Appeal from the United States District Court
for the Western District of Pennsylvania
District Court No. 03-CR-295
District Judge: The Honorable Thomas M. Hardiman
Submitted Pursuant to Third Circuit L.A.R. 34.1(a)
Submitted May 8, 2006
Before: BARRY and SMITH, Circuit Judges, and DITTER, District Judge*
(Filed: June 2, 2006 )
OPINION OF THE COURT
SMITH, Circuit Judge.
*
The Honorable John William Ditter, Jr., Senior District Judge for the Eastern District
of Pennsylvania, sitting by designation.
Lamar Staten appeals his conviction on drug and weapons charges, alleging that
the District Court erred (1) by denying Staten’s request that new counsel be appointed to
represent him; (2) by permitting the Government to introduce evidence of a prior
conviction for possession with intent to distribute crack cocaine; and (3) by denying his
Motion to Suppress Evidence. We will affirm the conviction.
I.
While working undercover on May 21, 2003, Detectives Christopher Wydra,
Brock Covington, and Norman Klahre of the Pittsburgh City Police Department observed
a gray Buick run two posted stop signs in the Highland Park area of Pittsburgh. The
officers initiated a traffic stop. During the traffic stop, Detective Wydra shone a
flashlight through the window and windshield from the passenger side of the vehicle,
illuminating the passenger, Lamar Staten, and the interior of the vehicle. Wydra observed
the handle of a handgun inside Staten’s jacket near his waistline. Wydra instructed Staten
to exit the vehicle, removed the 9mm semi-automatic handgun from Staten’s “right front
waist area,” and, after ascertaining that Staten had no permit for the weapon, placed him
under arrest.
In the course of searching Staten incident to his arrest, Detective Wydra recovered
from Staten one clear knotted plastic bag containing a large chunk of crack cocaine and
three individually knotted bags of crack cocaine. The crack cocaine weighed 7.432
grams. Staten told the officers that he had found the drugs and gun in a backpack at a
nearby bus stop. Upon reaching the bus stop described by Staten, the police searched the
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area but found no backpack.
As a result of the above events, a grand jury returned a three-count indictment
against Staten on December 29, 2003. Count One charged Staten with possession with
intent to distribute 5 grams or more of a mixture and substance containing a detectable
amount of cocaine base, in the form commonly known as crack, in violation of 21 U.S.C.
§§ 841(a)(1) and 841(b)(1)(B)(iii). Count Two charged Staten with possession of a
weapon after a felony conviction in violation of 18 U.S.C. § 922(g)(1). Count Three
charged Staten with carrying a firearm in relation to a drug trafficking crime in violation
of 18 U.S.C. § 924(c).
On April 7, 2004, Staten’s appointed attorney at the time, Thomas Livingston,
filed a motion to suppress the gun and the drugs, alleging that Detective Wydra had
illegally searched Staten during the traffic stop, making the evidence resulting from the
search inadmissible under the “fruit of the poisonous tree” doctrine. The District Court
held a hearing on the motion and, finding the officers’ version of the search and
surrounding events credible, ruled in favor of the Government.1
One week before trial, Staten filed a pro se motion seeking new counsel. During
the hearing on the motion, Staten complained of a difference of opinion between himself
and counsel concerning plea negotiations and defense strategy. The District Court
granted the motion for Livingston to withdraw but warned Staten that the next lawyer
1
The District Court had jurisdiction over this criminal matter under 18 U.S.C. § 3231.
We exercise appellate jurisdiction pursuant to 28 U.S.C. § 1291.
3
may well give him the same advice, and that receiving advice with which he disagreed
was not grounds for repeated motions to replace counsel. The Court next appointed
Joseph Yablonski to represent Staten and postponed the start of the trial.
The day before the next trial date, Yablonski submitted a motion to withdraw as
counsel at Staten’s request. The Court conducted a hearing on the motion on the day that
the trial had been scheduled to begin. In discussions with the Court, Staten complained
that Yablonski, inter alia, refused to discuss trial strategy with him and was trying to
convince him to take a plea; Yablonski responded that the real issue was that Staten
wanted Yablonski to relitigate issues that had been decided during the suppression
hearing, which, as Yablonski had explained to Staten, he was ethically unable to do.
After confirming that Yablonski was still willing to act as an advocate for Staten, the
Court postponed the trial again, held the motion to withdraw in abeyance, and counseled
Yablonski and Staten to continue to try to reach an accord.
In a subsequent status conference on the attorney-client relationship, Yablonski
explained that it was now Staten who was refusing to cooperate with him regarding
defense preparation. Staten became agitated and responded by again attempting to
address the results of the suppression hearing and criticizing Yablonski for refusing to re-
raise those issues. The District Court ultimately decided that there was no good cause to
remove Yablonski as counsel:
In my view here, there is a problem with communication, but it’s entirely
because of [Staten’s] obstreperousness. . . . [Staten] continues to want to
relitigate the suppression motion. He has been advised by his first counsel,
4
his current counsel, and now by the Court on two occasions that the
suppression issue is not before us.
....
It’s clear to me that if I grant [Staten’s] pro se motion to remove counsel,
that we’re going to be in the exact same position again with a third, a
fourth, and a fifth counsel.
At trial, Staten presented a defense that his possession of crack cocaine was for his
own personal use and that he did not intend to sell it. Therefore, Staten argued, he had no
intent to distribute, nor did he use and carry a firearm during and in relation to a drug
trafficking crime. Because Staten raised lack of intent as his defense, the Government
introduced evidence – pursuant to Federal Rule of Evidence 404(b) and over Staten’s
objection – that in 2000, Staten was convicted of possessing crack cocaine with intent to
distribute and of possessing an unlicensed firearm. At the close of the trial, the District
Court issued an instruction to the jury that the evidence of the prior conviction was not
itself evidence that Staten was guilty as charged in the current indictment, but rather
could be considered only as to Staten’s intent or whether his actions were the result of a
mistake or accident. After a three-day jury trial the jury found Staten guilty on all counts.
Staten timely appealed.
II.
Staten’s argument that the District Court should have removed Yablonski as
counsel lacks merit. Although the Sixth Amendment guarantees the right to appointed
counsel where a defendant is indigent, that right is “not without limit and cannot be the
justification for . . . manipulation of the appointment system.” Fischetti v. Johnson, 384
5
F.3d 140, 145 (3d Cir. 2004) (citing United States v. McFadden, 630 F.2d 963, 972 (3d
Cir. 1980)). In United States v. Goldberg, 67 F.3d 1092, 1098 (3d Cir. 1995), we stated
that where
the district court denies the request to substitute counsel and the defendant
decides to proceed with unwanted counsel, [this Court] will not find a Sixth
Amendment violation unless the district court’s “good cause” determination
was clearly erroneous or the district court made no inquiry into the reason
for defendant’s request to substitute counsel.
Id.
In our view, the District Court did more than was required in terms of a
meaningful inquiry into Staten’s reasons for requesting new counsel, and the Court’s
“good cause” determination was not clearly erroneous. The District Court, after having
already granted Staten substitute counsel once, held multiple hearings on Staten’s new
request, engaging in extended questioning of both Staten and attorney Yablonski. The
latter’s assertion that the main “communication problem” was Staten’s continuing
insistence that Yablonski impermissibly attempt to relitigate the suppression issues was
confirmed when Staten himself angrily tried to address those issues directly to the Court
during the October status conference. The hearing transcripts make clear that any
potential breakdown in the attorney-client relationship was owing to Staten’s “unilateral
decision not to cooperate with court-appointed counsel” on any permissible defense
strategy. United States v. Gibbs, 190 F.3d 188, 207 n.10 (3d Cir. 1999) (citation omitted).
Staten’s unilateral decision and general obstreperousness are not grounds for a second
substitution of counsel on the eve of trial. The record amply supports the District Court’s
6
“good cause” determination.
We also find Staten’s arguments against the admission of his prior conviction
unavailing.2 As summarized by this Court in United States v. Sampson, 980 F.2d 883,
886 (3d Cir. 1992):
The trial court must consider two issues when deciding whether to
admit prior convictions: first, whether the conviction is logically relevant
under Rules 404(b) and 402 to any issue other than the defendant’s
propensity to commit the crime; second, if relevant, whether under Rule 403
the probative value of the evidence outweighs its prejudicial effect. The
trial court has “considerable leeway” in both the Rule 404(b) relevancy
determination and the balancing test under Rule 403.
Id. (citation omitted). On appeal, Staten argues that the evidence of his prior conviction
has no relevance other than to show propensity under Rule 402, or alternatively, that the
prejudicial effect of the evidence substantially outweighs its probative value under Rule
403. We reject both arguments.
In the circumstances of this case, the prior conviction evidence is relevant under
Rule 404(b) to show Staten’s intent. Under the instant indictment, the Government
needed to prove specific intent to convict Staten. Furthermore, Staten’s primary defense
was that he possessed the drugs merely for personal use such that he lacked the requisite
intent.3 Where intent is an essential element of the crime charged, we have reasoned that
2
We review a trial court’s admission of evidence of a prior conviction for abuse of
discretion. United States v. Adedoyin, 369 F.3d 337, 343 (3d Cir. 2004); United States v.
Himelwright, 42 F.3d 777, 781 (3d Cir. 1994).
3
Although Staten’s defense in this case served to heighten the relevance of the evidence
in question, we note that “[t]he parameters of Rule 404(b) are not set by the defense’s
theory of the case; they are set by the material issues and facts the government must prove
7
evidence of prior similar conduct is relevant to show intent because “as a matter of logic,
it is at least marginally more likely that [defendant acted] intentionally if he had previous
experience with” the same or similar conduct. Govt. of Virgin Islands v. Pinney, 967 F.2d
912, 916 (3d Cir. 1992) (emphasis added); see also Sampson, 980 F.2d at 888 (quoting
Pinney, affirming the above reasoning in the context of a drug case, and adding that
“[h]owever improbable [such an] inference may seem,” it constituted a link to “‘a logical
chain of inferences from [the] testimony to a relevant issue,’” no link of which involves
an inference that because a defendant “‘committed the first [crime] he was more likely to
have committed the second as well’”).
The prior conviction evidence is also relevant to show the absence of accident or
mistake. Upon his arrest, Staten asserted that he had simply found the contraband in a
backpack at a bus stop. Staten’s attorney also cross-examined Detective Wydra
extensively on the circumstances of the officers’ unsuccessful search for the backpack at
a nearby bus stop, attempting to lend credibility to that aspect of Staten’s version of
events. Evidence of Staten’s prior conviction for possession with intent to distribute, as
the District Court pointed out, cast significant doubt on Staten’s “accident or mistake”
version of events as well as his claimed lack of intent.
Staten’s Rule 403 argument also fails. In the context of Rule 403 analysis, we
have ruled, along with many of our sister courts of appeals, that “[t]here is no question
to obtain a conviction.” Sampson, 980 F.2d at 888.
8
that, given a proper purpose and reasoning, drug convictions are admissible in a trial
where the defendant is charged with a drug offense.” Sampson, 980 F.2d at 887. Even if
we entertained a modicum of doubt as to the District Court’s ultimate decision, a trial
court’s discretion is exceedingly broad in the context of Rule 403 rulings. Indeed, we
have stated that “[i]f judicial self-restraint is ever desirable, it is when a Rule 403 analysis
of a trial court is reviewed by an appellate tribunal.” United States v. Jemal, 26 F.3d
1267, 1272 (3d Cir. 1994) (citation omitted).
Finally, we find no clear error by the District Court in denying Staten’s Motion to
Suppress Evidence based on its determination that Detective Wydra’s testimony was
credible. Staten argues that the District Court’s factual findings as to whether Detective
Wydra could have observed Staten’s weapon constitute clear error based on the full
suppression hearing record.4 We disagree. The record is composed, inter alia, of the
testimony of Detective Wydra regarding his physical position relative to Staten as he
shone his flashlight into the car and precisely where the gun was located in Staten’s
clothing. At bottom, the District Court based its factual determinations and the resulting
evidentiary ruling largely on its impression of the credibility of Detective Wydra’s
testimony as to these key matters, an impression not subject to review by this Court. See,
e.g., Govt. of Virgin Islands v. Gereau, 502 F.2d 914, 921 (3d Cir. 1974) (“a fact-finder’s
4
We review the District Court’s factual findings during a suppression hearing for clear
error. United States v. Perez, 280 F.3d 318, 336 (3d Cir. 2002).
9
determination of credibility is not subject to appellate review”).5 The rest of the
suppression hearing record provides no reason to disturb the Court’s reliance on Detective
Wydra’s testimony. We find no clear error in the Court’s findings.
III.
For the reasons stated above, we will affirm the judgment of the District Court.
5
Even if we assume that trial court credibility determinations could be reviewed or
overturned in rare or extraordinary circumstances, see Dardovitch v. Haltzman, 190 F.3d
125, 140 (3d Cir. 1999), we conclude that no such circumstances attend this case.
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