United States v. Kevin Taylor

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 08-2830
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UNITED STATES OF AMERICA
v.
KEVIN TAYLOR, also known as Qadir,
Appellant
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No. 08-2986
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UNITED STATES OF AMERICA
v.
STEVEN GANTT, also known as BOZ,
Appellant
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On Appeal from the United States District Court
for the District of New Jersey
(D.C. Nos. 1-06-cr-00699-003 and 1-06-cr-00699-001)
District Judge: Honorable Robert B. Kugler
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Submitted Pursuant to Third Circuit LAR 34.1(a)
April 15, 2010
Before: FISHER and COWEN, Circuit Judges, and DITTER,* District Judge.
(Filed: May 10, 2010)
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OPINION OF THE COURT
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FISHER, Circuit Judge.
Steven Gantt (“Gantt”) and Kevin Taylor (“Taylor”) brought this consolidated
appeal from their convictions and sentences resulting from a series of bank robberies. For
the reasons stated herein, we will affirm.
I.
We write exclusively for the parties, who are familiar with the factual context and
legal history of the case. Therefore, we will only set forth those facts necessary to our
analysis.
The convictions at issue arise out of a series of nine bank robberies committed in
2005 and 2006 in New Jersey and Pennsylvania. Gantt and Walter Johnson were arrested
on August 23, 2006, in connection with these robberies. Walter Johnson confessed his
involvement and implicated Gantt and Taylor. A warrant to arrest Taylor was then issued
by a New Jersey state court.
*
Honorable J. William Ditter, Jr., Senior United States District Judge for the
Eastern District of Pennsylvania, sitting by designation.
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On September 6, 2006, a federal grand jury issued a two-count indictment against
Gantt and Walter Johnson, charging both with (1) Hobbs Act conspiracy in violation of
18 U.S.C. § 1951(a), and (2) the use of a firearm in connection with a May 30, 2006
robbery in violation of 18 U.S.C. § 924(c)(1) and 18 U.S.C. § 2. On November 22, 2006,
Walter Johnson pleaded guilty to a two count superceding information pursuant to a
cooperating guilty plea agreement. On November 27, 2006, Taylor was arrested, and a
week later the grand jury issued a superceding indictment charging Gantt and Taylor with
the same two counts contained in the September 6, 2006 indictment.
On June 26, 2007, the grand jury returned a second superseding indictment. The
charges against both Gantt and Taylor included one count of conspiracy to commit Hobbs
Act robbery in violation of 18 U.S.C. § 1951(a); six counts of armed robbery in violation
of 18 U.S.C. §§ 2113(a), 2113(d), and 18 U.S.C. § 2; and six counts of using a firearm in
connection with the corresponding bank robberies in violation of 18 U.S.C. § 924(c)(1).
Gantt was charged with two additional counts of armed bank robbery and two additional
counts of using a firearm in connection with the corresponding bank robberies.
The trial at issue commenced on February 26, 2008, and on March 19, 2008, the
jury returned guilty verdicts on all counts.1 Taylor and Gantt were sentenced to a total of
1,380 and 1,788 months in prison, respectively. The District Court sentenced Appellants’
1
A prior trial had commenced on January 22, 2008, and ended on February 11,
2008, with the declaration of a mistrial after the jury announced it was deadlocked on all
counts.
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co-conspirator, Walter Johnson, who had pleaded guilty, to a total of 108 months
incarceration.
At trial, the District Court, over Gantt’s objection, permitted the Government to
admit as modus operandi evidence, under Federal Rule of Evidence 404(b), Gantt’s
participation in a 1998 series of similar robberies. The purpose of this evidence was to
establish Gantt’s identity as one of the participants in the most current robberies. The
Government subsequently presented evidence that a large number of commonalities
existed between the 1998 and 2005-2006 robberies.
An additional piece of evidence at issue during trial was a security tape from the
day of one of the robberies, July 21, 2006, that showed Walter Johnson along with
Jermaine Johnson and Malik Harvey purchasing various items from a Wal-Mart. After
investigators viewed this tape, it was misplaced before it could be turned over to and
viewed by the Appellants in preparation for trial. The existence, content, and subsequent
loss of the video were disclosed to the Appellants by the Government.
Both Gantt and Taylor filed timely notices of appeal as to their convictions and
sentences.
II.
The District Court had jurisdiction over both cases under 18 U.S.C. § 3231. We
have jurisdiction over the challenges to the convictions and the sentences pursuant to 28
U.S.C. § 1291 and 18 U.S.C. § 3742(a). We review a challenge to a court’s decision to
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admit evidence of prior crimes for abuse of discretion. United States v. Hoffecker, 530
F.3d 137, 189 (3d Cir. 2008). We review de novo alleged Due Process violations on the
part of the Government for failure to preserve potentially exculpatory evidence. United
States v. Mack, 229 F.3d 226, 231 (3d Cir. 2000). This Court reviews sentencing
decisions for reasonableness, and this “reasonableness review” is done under an abuse of
discretion standard. United States v. Tomko, 562 F.3d 558, 567 (3d Cir. 2009) (en banc).
Finally, we review all arguments not raised in the District Court, including that a
prosecutor engaged in vindictive prosecution, for plain error. United States v. Walls, 293
F.3d 959, 970 (6th Cir. 2002).
III.
A. Admission of the Modus Operandi Evidence under Federal Rule of
Evidence 404(b)
Gantt challenges the admission of evidence of his participation in a series of bank
robberies in 1998 as evidence of his identity as one of the perpetrators of the bank
robberies in this case. The District Court accepted the Government’s argument that,
under Rule 404(b), the methods used in the 1998 robberies were so similar to the methods
used in the 2005-2006 robberies that they established a modus operandi which could help
to establish Gantt’s identity as one of the participants in the 2005-2006 series of
robberies. In coming to this conclusion, the District Court was presented with evidence
of similarities between the two series of robberies including the robbers’ dress, method of
obtaining the bank’s money, use of firearms, number of robbers involved in each incident,
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and use of stolen getaway cars. The Government presented the District Court with
statistical evidence tending to show that a very small number of robberies occurred under
the same circumstances and in the exact same fashion as exhibited by the two series of
robberies at issue.
Gantt argues that the similarities between the two series of robberies are common
to many bank robberies and do not constitute a modus operandi. A court, however, may
look at all of the similarities together and determine whether a pattern has been
established. United States v. Carlton, 534 F.3d 97, 101-02 (2d Cir. 2008). This is
precisely what the District Court did in this case and the Court was within its discretion to
make the determination that the evidence presented by the Government established a
modus operandi under Rule 404(b).
A court must also determine whether, under Federal Rule of Evidence 403, the
danger of unfair prejudice in admitting the evidence substantially outweighs its probative
value. The District Court weighed the probative effect of the evidence tending to identify
Gantt as one of the robbers against the potential for the unfair prejudice from the jury
possibly inferring culpability in the 2005-2006 bank robberies because Gantt had been
previously involved in criminal activity. The District Court found that there was no bar
under Rule 403 to admitting the evidence, and we may only disturb this analysis if it is
“irrational or arbitrary.” Diehl v. Blaw-Knox, 360 F.3d 426, 430 (3d Cir. 2004). There is
no indication in the record that the District Court’s decision was irrational or arbitrary.
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B. Unavailability of the Wal-Mart Videotape
Appellants claim that the security tape showing Walter Johnson, Malik Harvey,
and Jermaine Johnson at Wal-Mart on the day of one of the robberies was exculpatory
evidence that should have been turned over to them, and the fact that the tape was
unavailable was a denial of their Due Process rights. Appellants argue that the tape tends
to show that Malik Harvey and Jermaine Johnson, rather than themselves, conspired with
Walter Johnson to commit the robberies. The Government, however, made Appellants
aware that the Wal-Mart tape existed and that Walter Johnson, Malik Harvey, and
Jermaine Johnson were in the video, while Appellants were not.
In order for a court to find a deprivation of Due Process, evidence must both
“possess an exculpatory value that was apparent before the evidence was destroyed” and
also “be of such a nature that the defendant would be unable to obtain comparable
evidence by other reasonably available means.” California v. Trombetta, 467 U.S. 479,
489 (1984). In matters involving “potentially exculpatory” evidence, a criminal
defendant must “show bad faith on the part of the police” in order to show a denial of
Due Process. Arizona v. Youngblood, 488 U.S. 51, 58 (1988). Appellants only argue that
the police should have known of the exculpatory nature of the evidence and taken steps to
have the evidence preserved. This simply does not rise to the level of “bad faith.” The
investigators conducted a thorough search for the tape and it was not found. Further, the
exculpatory nature of the videotape in this case is dubious at best, but it is clear that the
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Appellants had obtained comparable evidence since the substance of the videotape was
presented to the jury even in its physical absence.
Appellants also argue that under Brady v. Maryland, 373 U.S. 83 (1963), the
Government engaged in suppression of evidence in violation of their Due Process rights.
To establish a violation under Brady, Appellants “must show that: (1) evidence was
suppressed; (2) the suppressed evidence was favorable to the defense; and (3) the
suppressed evidence was material either to guilt or to punishment.” United States v.
Pelullo, 399 F.3d 197, 209 (3d Cir. 2005) (internal citation and quotations omitted). No
suppression occurred in this case. The Government was forthright in disclosing the
existence of the videotape as well as disclosing its content. The Appellants knew of its
existence and ultimately were able to enjoy any potential exculpatory value from its
substance because the jury was made aware that Walter Johnson’s cohorts on the tape did
not include either of the Appellants.
C. The Disparate Nature of Appellants’ Sentences in Comparison to Walter
Johnson’s Sentence
Appellants further argue that their sentences, in light of the more lenient sentence
given to their co-conspirator, were unreasonable. A court may consider the fact that two
equally culpable co-defendants would receive disproportionate sentences if the sentencing
guidelines are followed, and then hand down a more lenient sentence; but nowhere is it
required that a court equalize sentences in circumstances such these. United States v.
Parker, 462 F.3d 273, 277 (3d Cir. 2006). Further, where a sentencing court hands down
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a lenient sentence to a cooperating defendant, it is within the discretion of the sentencing
court to take into consideration the disparity of the sentences, and then decide whether or
not to impose on the non-cooperating co-defendant a more lenient sentence than advised
under the guidelines. Id. at 277-78. In this case, the District Court did not see fit to
sentence Gantt and Taylor leniently, and nothing in the record indicates that this decision
was an abuse of the District Court’s discretion.
D. Gantt’s Claim of Vindictive Prosecution
Finally, we consider Gantt’s contention that the Government violated his Due
Process rights by engaging in a “vindictive prosecution.” Gantt contends that it was a
violation of his rights for the Government to add multiple charges in the second
superceding indictment after Gantt refused to agree to a plea agreement under the original
charges. Since Gantt did not raise this claim before the District Court, we review for
plain error.
Gantt relies on United States v. Goodwin, 457 U.S. 368 (1982), to show that
vindictive action on the part of the prosecutor violates the Constitution. Goodwin,
however, states plainly that “a prosecutor may file additional charges if an initial
expectation that a defendant would plead guilty to lesser charges proves unfounded.” Id.
at 380. Gantt relies wholly on the fact that the Government went back and obtained
another indictment that presented the possibility of a much larger sentence in order to
show vindictiveness. On this alone, we cannot find that the District Court plainly erred in
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failing to find that the government violated Gantt’s Due Process rights by increasing the
charges against him.
IV.
For all the foregoing reasons, we will affirm the conviction of the Appellants and
the sentences handed down by the District Court.
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