United States v. Brian Smith

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 09-4036
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UNITED STATES OF AMERICA
v.
BRIAN EUGENE SMITH,
Appellant
__________
On Appeal from the United States District Court
for the Western District of Pennsylvania
(D.C. Criminal No. 2-08-cr-00004-001)
District Judge: The Honorable Donetta W. Ambrose
Submitted Under Third Circuit L.A.R. 34.1(a)
April 18, 2012
BEFORE: SCIRICA, AMBRO, and NYGAARD, Circuit Judges
(Filed: May 15, 2012)
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OPINION OF THE COURT
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NYGAARD, Circuit Judge
Appellant Brian Smith and a co-conspirator, Juan Hinojosa, were charged with
intent to distribute and the attempted delivery of five kilograms of cocaine, in violation of
21 U.S.C. §§ 841 and 846. Hinojosa pleaded guilty. Smith challenged the charges.
After unsuccessfully petitioning to suppress evidence and dismiss the indictment, Smith
waived his right to a jury trial and was found guilty after a one-day bench trial before the
Honorable Donnetta W. Ambrose. Smith filed an untimely motion for a new trial which
was also denied.
Smith was sentenced to 120 months’ imprisonment, followed by five years of
supervised release. Smith now appeals pro se, primarily raising evidentiary issues. We
will affirm.
I.
Because we write solely for the parties, we need not recite the facts and
background to this appeal, except insofar as may be helpful to our brief discussion herein.
However, since Smith challenges the sufficiency of the evidence, we will begin our
discussion with a short overview of the testimony.
During the bench trial, five law enforcement officers testified. Smith’s co-
conspirator Hinojosa also testified. In the aggregate, the trial testimony revealed that
Hinojosa was stopped while transporting cocaine to Pittsburgh from Indiana. After
waiving his Miranda warnings, Hinojosa admitted to law enforcement that he was
transporting cocaine to Smith in Pittsburgh. The Indiana authorities asked Hinojosa if he
would be willing to participate in a controlled delivery of the drugs. Hinojosa agreed.
Upon arriving in Pittsburgh, Indiana law enforcement met up with agents of the
federal Drug Enforcement Agency, who set the scene for the drug transfer at a local gas
station. Hinojosa was instructed to sit in the driver’s side of his automobile and to
telephone Smith. Law enforcement agents watched from discrete locations. Following
instructions, Hinojosa called Smith, informing him he was ready to deliver the drugs and
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that they should meet at the gas station, near Station Square. Smith told Hinojosa that he
would be delayed, and that he had “some issues” in collecting the $17,000.00 Smith
owed Hinojosa from a previous delivery.
Smith ultimately arrived at the location and spoke briefly to Hinojosa, who told
him that his “things are in a bag in the trunk.” Smith went to the trunk of Hinojosa’s car
and removed the cocaine. He concealed it in a jacket and returned to his own car, where
he was arrested while attempting to hide the drugs in the back seat of his vehicle.
II.
A.
On appeal, Smith raises several issues. We begin with his due process challenge.
Smith argued that the District Court’s granting of a Government motion to seal certain
documents resulted in a violation of his Fifth Amendment right to due process. This
argument is meritless. First, as the record reflects, these documents were sealed so that
they may be disclosed to Smith without having to make them available to the general
public. Any argument from Smith that sealing these documents prevented him from
reviewing them is baseless. Second, Smith himself failed to object to the sealing at trial.
Therefore, we review the District Court’s actions for plain error. We see no error, much
less a plain one, in the District Court’s actions.
B.
Next, Smith argues that the District Court abused its discretion by admitting
recordings of his telephone conversations with Hinojosa into evidence. We review the
admission of such evidence for an abuse of discretion. United States v. Riley, 621 F.3d
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312, 337 (3d Cir. 2010). We also are mindful of the presumption that any error
regarding the admission of evidence during a bench trial is harmless. See United States v.
Poole, 640 F.3d 114 (4th Cir. 2011) (“[W]hen a district court finds a defendant guilty
after a bench trial, appellate courts generally presume that the conviction rested only on
admissible evidence.”); see also Charles Alan Wright, Arthur R. Miller & Mary Kay
Kane, FEDERAL PRACTICE AND PROCEDURE § 2885 (2d ed. 2010) (citations omitted) (“In
nonjury cases the district court can commit reversible error by excluding evidence, but it
is almost impossible for it to do so by admitting evidence.”).
Smith first alleges that Hinojosa’s statements should not have been admitted under
Federal Rule of Evidence 801(d)(2)(E) because the statements were not made “during
and in furtherance of the conspiracy,” as the conversation occurred after the conclusion of
the conspiracy, that is, after Hinojosa was arrested. 1 The focus of Smith’s argument is
misplaced. The correct focus is whether Smith’s comments--not Hinojosa’s--were made
in furtherance of the conspiracy. The record clearly establishes that they were. After
speaking with Hinojosa, Smith followed his instructions and arrived at Station Square,
where he took five kilograms of cocaine from Hinojosa’s car. Since any commentary on
Smith’s part was in furtherance of the conspiracy, the District Court did not abuse its
discretion in admitting Hinojosa’s statements.
1
Federal Rule of Evidence 801(d)(2)(E) provides that out-of-court statements by a co-
conspirator are admissible against the defendant for the truth of the matter asserted if the
preponderance of the evidence shows that (1) a conspiracy existed; (2) that the defendant
and the declarant were members of the conspiracy; and (3) the statement was made in
furtherance of and in the course of the conspiracy.
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Smith further argues, as he did at trial, that Hinojosa’s statements did not
accurately reflect what took place on the night of Smith’s arrest. The District Court
admitted these statements “for what the Government says [they are], Mr. Hinojosa’s
comments on the night in question.” We have held that recordings are admissible
“‘[u]nless the unintelligible portions are so substantial as to render the recording as a
whole untrustworthy.’” United States v. DiSalvo, 34 F.3d 1204, 1220 (3d Cir. 1994)
(citing United States v. Arango–Correa, 851 F.2d 54, 58 (2d Cir. 1988)).
We need not address the District Court’s Rule 801(d)(2)(E) analysis because, even
if the admission of Hinojosa’s statements had been in error, that error is harmless. “An
error in an evidentiary ruling is harmless ... when ‘it is highly probable that the error did
not affect the result.’” United States v. Friedman, 658 F.3d 342, 352 (3d Cir. 2011)
(quoting Hill v. Laeisz, 435 F.3d 404, 420 (3d Cir. 2006)). “High probability means that
we have a sure conviction that the error did not prejudice the defendants.” United States
v. Casseus, 282 F.3d 253, 256 (3d Cir. 2002) (internal quotation marks omitted). Our
review of the recorded conversation reveals that the content of Hinojosa’s statements was
not prejudicial to Smith, particularly in light of the substantial evidence of his guilt
presented at trial. Therefore, based on our review of the record, we conclude that, apart
from Hinojosa’s recorded statements, there was overwhelming evidence concerning
Smith’s agreement and participation with Hinojosa in drug trafficking and any error on
the District Court’s part was harmless.
C.
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Next, Smith argues that he was convicted on insufficient evidence. Upon a
challenge to the sufficiency of the evidence, “we review the evidence in the light most
favorable to the government as verdict winner,” United States v. Applewhaite, 195 F.3d
679, 684 (3d Cir. 1999), and we must affirm “if any rational trier of fact could have found
the essential elements of the crime beyond a reasonable doubt,” United States v. Dent,
149 F.3d 180, 187 (3d Cir. 1998) (internal quotation omitted). “In making our review we
examine the totality of the evidence, both direct and circumstantial. We must credit all
available inferences in favor of the government.” United States v. Gambone, 314 F.3d
163, 170 (3d Cir. 2003). A conviction for distribution and possession of crack cocaine
with intent to distribute requires proof that: (1) the defendant possessed a mixture and
substance containing a controlled substance; (2) the defendant possessed the controlled
substance knowingly and intentionally; (3) the defendant intended to distribute or
knowingly and intentionally distributed the controlled substance; and (4) the controlled
substance was cocaine base (crack). See Third Circuit Model Criminal Jury Instructions
3.10 and 6.21841A; 21 U.S.C. § 841(a)(1).
Smith’s challenge to the sufficiency of the evidence presented at trial is
unavailing. In reviewing the sufficiency of the evidence, “all issues of credibility within
the province of the jury must be viewed in the light most favorable to the government.”
United States v. Gonzalez, 918 F.2d 1129, 1132 (3d Cir.1990). We “must affirm the
conviction[ ] if a rational trier of fact could have found the defendant[ ] guilty beyond a
reasonable doubt and the conviction[ ][is] supported by substantial evidence.” Id.6
Here, the Government presented testimony of co-conspirators from which the
District Judge could reasonably find Smith guilty of conspiring to distribute, and possess
with intent to distribute, five or more kilograms of cocaine. Co-conspirator Hinojosa
testified that during the conspiracy he supplied Smith with five kilograms of cocaine. The
Government additionally introduced evidence that established contact between Hinojosa
and Smith--contact over a course of several months. The Government introduced a
recorded telephone conversation between Hinojosa and Smith, in which Hinojosa can be
heard setting up the time, place and date of the drug transaction with Smith. Given this
evidence, “any rational trier of fact could have found the elements of the crime beyond a
reasonable doubt.” Jackson, 443 U.S. at 319.
D.
As a final argument, Smith asks us to remand his case in light of “newly
discovered evidence.” We cannot review his claim on appeal because, pursuant to
Federal Rule of Criminal 33, such evidence must first be presented to the District Court.
Smith has not done so here and his claim is therefore unreviewable at this time.
III.
Having thoroughly reviewed the record on appeal, we will affirm the judgment of
the District Court.
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