United States v. Henries

Opinions of the United
2004 Decisions States Court of Appeals
for the Third Circuit
5-24-2004
USA v. Henries
Precedential or Non-Precedential: Non-Precedential
Docket No. 03-1367
Follow this and additional works at: http://digitalcommons.law.villanova.edu/thirdcircuit_2004
Recommended Citation
"USA v. Henries" (2004). 2004 Decisions. Paper 687.
http://digitalcommons.law.villanova.edu/thirdcircuit_2004/687
This decision is brought to you for free and open access by the Opinions of the United States Court of Appeals for the Third Circuit at Villanova
University School of Law Digital Repository. It has been accepted for inclusion in 2004 Decisions by an authorized administrator of Villanova
University School of Law Digital Repository. For more information, please contact Benjamin.Carlson@law.villanova.edu.
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
_______________
No. 03-1367
________________
UNITED STATES OF AMERICA
v.
EDWARD JOHN HENRIES, aka EDDIE MOO
Edward John Henries, Appellant
____________________________________
On Appeal From the United States District Court
For the District of New Jersey
(D.C. No. 00-cr-00788-1)
District Judge: Honorable John C. Lifland
_____________________________________
Argued May 4, 2004
Before: SLOVITER, FUENTES and BECKER, Circuit Judges
(Filed: May 24, 2004)
CHRISTOPHER J. CHRISTIE
United States Attorney
GEORGE S. LEONE
Chief, Appeals Division
Office of United States Attorney
970 Broad Street
Newark, New Jersey 07102-2535
GLENN J. MORAMARCO (Argued)
Assistant United States Attorney
Camden Federal Building & Courthouse
401 Market Street, Fourth Floor
Camden, New Jersey 08101
Attorneys for Appellee
BRYAN BLANEY (Argued)
Lowenstein Sandler, PC
65 Livingston Avenue
Roseland, New Jersey 07068
Attorney for Appellant
_____________________
OPINION
_____________________
BECKER, Circuit Judge.
This is an appeal by Edward Henries from an adverse judgment in a criminal case.
Henries was convicted of conspiracy to possess and possession of a controlled substance
for his involvement in a heroin distribution conspiracy in Newark. After he was arrested,
Henries agreed to engage in a proffer session at which he revealed the operation of the
conspiracy; the terms of his proffer agreement granted him use immunity for this
information. At trial, however, the prosecutor elicited the contents of these self-
incriminating statements, and, concomitantly, failed to disclose them in advance to
Henries as required by Fed. R. Crim. P. 16(a)(1)(A). On appeal, Henries advances as
reversible errors (1) the violation of the proffer agreement; (2) the violation of Rule 16;
(3) the District Court’s refusal to give a “missing witness” instruction with regard to a
government informant who had helped the government infiltrate Henries’s drug
operation; and (4) the District Court’s admission of evidence of drug activity recovered
from a location that was not the principal site of the charged conspiracy. The principal
2
issues on appeal are the first two, and we dispose of the others in the margin.1 For the
1
We have explained that a missing witness instruction is not appropriate when a
witness is equally available (or equally unavailable) to both parties. See, e.g., United
States v. Vastola, 899 F.2d 211, 235 (3d Cir.), vacated on other grounds, 497 U.S. 1001
(1990). The logic is that the negative inference assumed by such an instruction applies
equally to both parties, if both could have called the witness. The District Court made
precisely the finding of fact that placed this case within Vastola: The government
(through both the prosecutor and the testifying FBI agents) claimed that it did not know
where Naim—the “missing witness”— was, and the District Court credited this.
Henries’s counsel represented that he had asked around the (relevant) Somerset locale
about Naim’s whereabouts, and the replies suggested that Naim was in the area, though
he was never actually located. The District Court concluded that this essentially meant
that Henries had equal (or better) access to Naim as did the government. Although Naim
had been paid considerable sums as a confidential government informant, and the
government indicated that it would not even cooperate in serving Naim if it could, this
does not make the District Court’s factual findings clearly erroneous, and we conclude
that they were not.
Moreover, even if Henries should have received the requested missing witness
instruction, the District Court’s failure to give it was harmless for two reasons. First,
Henries still was allowed to suggest the adverse inference to the jury, which he in fact
did. Second, it is rank speculation that Naim would have offered bombshell testimony.
Most likely, he would have done no more than close the loop on how Detective Jackson
was introduced to Henries’s organization. Thus we reject the missing witness instruction
claim.
Henries’s argument that the evidence recovered from the Manor Drive location
should not have been admitted rests on his assertions that (1) the materials recovered were
related to cocaine trafficking, and the conspiracy that he was charged with was a heroin-
only distribution conspiracy; while (2) there were several other occupants of the building,
and the drugs and paraphernalia were never shown to belong to Henries (e.g., by
fingerprints). Legally, Henries argues that the evidence should have been excluded under
Rule 403 as substantially more prejudicial than probative, and under Rule 401 as not
relevant evidence because it was not connected to the charged conspiracy.
The Rule 403 argument is meritless, since Henries cannot identify any unfair
prejudice from the admission of the M anor Drive evidence. Rather, Henries is really
asking us to hold that the District Court abused its discretion under Rule 401 in finding
that a reasonable jury could have found that the Manor Drive evidence was somehow
connected to the conspiracy. This is an almost impossible hurdle to overcome; simply the
facts (1) that Henries lived at the Manor Drive location, and (2) that the evidence was
seized there during the life of the Somerset heroin conspiracy are enough to support the
3
reasons that follow, we will affirm the judgment of the District Court. Because the
parties are fully familiar with the background facts and procedural history we need not set
them forth, and limit our discussion to our ratio decidendi.
The first two issues are best taken up together. We set out the relevant standards
of review in the margin.2 We will assume, arguendo, that both the proffer agreement and
Rule 16 were violated and that the introduction during the government’s direct
District Court’s admission of the testimony. Henries focuses on the things that the
government did not show, but that misses the point; the government showed Henries’s
presence at Manor Drive and a temporal coincidence, which is enough. Thus we reject
this evidentiary argument as well.
2
The government contends that Henries failed to preserve his objection on the proffer
agreement issue and that our review therefore is only for plain error. We disagree.
Henries’s objections were timely enough to put the District Court on notice of the
objectionable evidence.
Since the breach of the proffer agreement is essentially a question of contract
interpretation, our review is plenary. See United States v. Liranzo, 944 F.2d 73, 77 (2d
Cir. 1991) (“Pre-trial agreements, such as cooperation agreements and proffer
agreements, are interpreted according to principles of contract law. . . . Because the
interpretation of a contract is generally a question of law, our review of the district court’s
determination that the government did not breach the Proffer Agreement is de novo.”
(citations omitted)).
With respect to the question whether the government met its obligation under Fed.
R. Crim. P. 16 to disclose oral statements by Henries in its possession that it intended to
use at trial, because this is essentially a discovery matter, we review the District Court’s
ruling and response under an abuse-of-discretion standard. See United States v. Scott,
223 F.3d 208, 211 (3d Cir. 2000).
The applicable harmless error standard is that an error is harmless only if “‘it is
highly probable that the error did not contribute to the judgment.’” United States v. Davis,
183 F.3d 231, 255 (3d Cir. 1999) (quoting Murray v. United of Omaha Life Ins. Co., 145
F.3d 143, 156 (3d Cir. 1998)).
4
examination of evidence that had been obtained from the proffer session was improper. 3
However, we find any such error harmless. This is because: (1) the proffer-derived
evidence against Henries was in part cumulative of other properly admitted evidence; and
(2) the (other) evidence against Henries was overwhelming.
Under the terms of the proffer agreement, Agent Thompson should not have
testified that Henries (1) “reveal[ed] the inner workings of his narcotics distribution
organization,” (2) identified Paulino as Henries’s heroin supplier, and (3) described the
methods Henries used to purchase (and the quantities purchased) from Paulino. But
Henries had directly confessed to aspects of his heroin-dealing activity to law
enforcement officers following the raid on the Manor Drive residence, and so the
challenged evidenced was in part cumulative.
Turning to the strength of the government’s other evidence, it may be summarized
as follows. First, a search of the Manor Drive stash house that Henries used for his drug
dealing activity, during which Henries was present, revealed cocaine and marijuana.
During the questioning that followed, Henries told an Essex County detective not only
3
The government does not deny that the proffer agreement was violated. It argues,
however, that the District Court’s decision to strike the offending testimony cured the
error because: (1) there is no “overwhelming probability” that the jury could not follow
the instruction to strike; and (2) Henries’s admissions from the proffer session were
admissible under the theory of “curative admissibility” and the principle of completeness.
For the reasons noted in the text, we need not rely exclusively on the first argument, nor
even reach the second. We note, however, in strong terms, our displeasure with the
failure of the government to live up to its proffer agreement. The Court expects the
government to be scrupulous in fulfilling its undertakings.
5
that some of the narcotics seized in the apartment did not belong to him, but also that he
had drug suppliers in Newark and New York City from whom he could obtain forty to
fifty bricks of heroin at a time, as well as kilogram quantities of cocaine. Additionally,
Henries admitted to frequenting the 81 Somerset Street location in Newark, which was
the center of the heroin distribution activity, where numerous “buys” were made.
Second, while Henries did not specifically identify Danny Paulino (the New York-
based drug distributor who was Henries’s main supplier and who was the animating
figure behind the proffer offer) in his admissions to the Essex County investigator, other
evidence in the case would suggest that Paulino was the supplier. At the time of this
admission, Henries had in his possession a card bearing both the name “Danny” and
Paulino’s telephone number. When Paulino was arrested, he had a address book in his
possession which listed “Eddie” (Henries) and his phone numbers. Moreover, Paulino
testified that he was Henries’s supplier, and he pled guilty to conspiring with Henries.
And there were at least seventy telephone calls between Henries and Paulino during the
course of the charged conspiracy.
Third, the government presented video and audio tapes of Henries’s participation
in a June 27, 2000 drug deal, along with undercover agent Jackson’s testimony about this
event. Her testimony was to the effect that on June 27, 2000, when she came to 81
Somerset Street to purchase eight bricks of heroin, Sean Crawford (an aide of Henries)
replied that he did not have a sufficient quantity. Only after Henries’s vehicle (followed
6
by the FBI) left Somerset Street, proceeded to a stash house, and returned to 81 Somerset
Street was Agent Jackson able to purchase the drugs.
Fourth, the government had a similar set of evidence about a drug deal on
September 14, 2000. On that occasion, Agent Jackson asked Crawford if she could
purchase twenty bricks of heroin, and Crawford said on tape that he needed a couple of
minutes because he only had fourteen bricks. The videotape then shows Crawford
walking over to Henries and speaking with him. Law enforcement officers then followed
Henries as he drove to a stash house and returned to 81 Somerset Street, at which time
Agent Jackson was able to purchase the full amount of drugs.
Fifth, evidence was adduced about the search of Henries’s Manor Drive apartment
that occurred in March of 2000 (which was in between Jackson’s first and second drug
purchases at 81 Somerset Street), during which law enforcement officers found Bolivian
rock incense, a coffer grinder, a small digital scale, 720 glass vials used for packaging
cocaine, several loose bundles of cash, and a safe with over $25,000 in cash.
Sixth, the jury also heard testimony from (cooperators) Crawford and Paulino
about their drug-dealing relationships with Henries. Crawford’s testimony was
corroborated by the videotapes and audiotapes played at trial, while Paulino’s was
corroborated by the audiotapes of his conversations with Henries during the period in
which Henries was cooperating with the government.
Finally, the Court instructed the jury to disregard the proffer-based evidence.
7
Under our jurisprudence, a jury is presumed to follow the court’s instruction to disregard
inadmissible evidence “unless there is an overwhelming possibility that the jury will be
unable to follow the court’s instructions . . . and a strong likelihood that the effect of the
evidence would be devastating to the defendant.” United States v. Thomas, 315 F.3d 190,
203 (3d Cir. 2002) (quoting Greer v. Miller, 483 U.S. 756, 766 n.8) (alteration in
original); see also United States v. McGlory, 968 F.2d 309, 344 (3d Cir. 1992)
(“Prejudicial testimony will not mandate a mistrial when there is other significant
evidence of guilt which reduces the likelihood that the otherwise improper testimony had
a substantial impact upon the verdict of the jury.” (quoting United States v. Rodriguez-
Arevalo, 734 F.2d 612, 615 (11th Cir. 1984))). In light of this principle, even if the
District Court’s curative instruction alone did not cure the error in admitting Agent
Thompson’s testimony about Henries’s proffer, it did markedly diminish the harm worked
by the improper evidence.
In sum, the audiotapes and videotapes, combined with perfectly dovetailing
narrations by Jackson and Crawford, implicate Henries in the conspiracy, even if they
never directly capture him doing something illegal. Henries’s recorded conversations
with Paulino (during Henries’s cooperation with the government) make it clear that the
two had a preexisting course of business—and indeed, as we note above, each had the
other’s phone number in his phone directory. Circumstantially, it seems clear that
Henries is the head of the conspiracy. At all events, Paulino’s, Crawford’s, and Jackson’s
8
testimony was so thoroughly consistent that we cannot possibly conclude that Henries’s
confession made the critical difference in the jury’s verdict.
The judgment of the District Court will be affirmed.4
4
We do, however, commend Court-appointed counsel, Mr. Blaney, upon his zealous
advocacy.
9