Smith v. Vidonish

Opinions of the United
2006 Decisions States Court of Appeals
for the Third Circuit
11-8-2006
Smith v. Vidonish
Precedential or Non-Precedential: Non-Precedential
Docket No. 04-4131
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
NO. 04-4131
________________
CARL M. SMITH,
Appellant
v.
PETER VIDONISH, Unit Manager; PAUL J. STOWITZSKY, Deputy
Super; DEAN GEEHRING, Mail Room Supervisor; JEAN W. SCOTT,
Business Manager; CONNER BLAINE, JR., Superintendent; ROBERT
S. BITNER, Chief Hearing Examiner; MORRIS HARPER, Doctor;
STANLEY FALOR, Doctor; LINDA ENYEART, EMSA Administrator;
CHARLES ROSSI, Health Care Administrator; JOHN J. MILLER,
MAJOR, Deputy Superintendent; SHARON L. D'ELETTO, Grievance
Coordinator; GABRIELLA CONGELIO, Parole Agent; RAMMONA
KULAT, Commissary; WILLIAM STICKMAN; MAILROOM INSPECTOR 1;
MAILROOM INSPECTOR 2; MAILROOM INSPECTOR 3; MAILROOM
INSPECTOR 4; MAILROOM INSPECTOR 5; BRIAN HYDE; PRAFUL
VORA; (RN) HIGH; LEGGETT, Corrections Officer; HOLLINGSWORTH,
Corrections Officer; THOMAS L. JAMES, Chief Grievance
Coordinator; JEAN N. SCOTT, Business Manager; JEFFREY A.
BEARD, Secretary
____________________________________
On Appeal From the United States District Court
For the Western District of Pennsylvania
(D.C. Civ. No. 01-cv-02039)
District Judge: Honorable Maurice B. Cohill, Jr.
_______________________________________
June 22, 2006
Submitted Under Third Circuit LAR 34.1(a)
BEFORE: McKEE, FUENTES and NYGAARD, CIRCUIT JUDGES
(Filed: November 8, 2006)
_______________________
OPINION
_______________________
PER CURIAM
Carl M. Smith appeals from the order of the United States District Court for the
Western District of Pennsylvania granting summary judgment in favor of the defendants.
Smith also appeals the orders denying his motions to disqualify the Magistrate Judge
assigned to his case. We will affirm.
I. Relevant History
Because the parties are familiar with this case’s history, we will not recount the
background at length. Smith, a state prisoner, filed a pro se civil rights action regarding
events while he was incarcerated at SCI-Greene (Waynesburg, Pennsylvania). In his
amended complaint, Smith alleged that he was denied adequate medical care for his
cardiac condition, and that the defendants’ conduct displays deliberate indifference to his
serious medical need, in violation of the Eighth Amendment. Smith also alleged
numerous other claims, including that the defendants (1) placed him in administrative
custody in retaliation for the filing of a previous lawsuit and for complaints he made
about prison conditions at SCI-Pittsburgh; (2) subjected him to harassing cell searches
and made an unfavorable parole recommendation; (3) confiscated his legal mail and
failed to investigate his complaint regarding interference with his mail; (4) unlawfully
forced him to pay for razors at the commissary; and (5) failed to handle his medical
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complaints and other grievances properly. Smith sought declaratory, injunctive, and
damages relief.
During the proceedings, Smith filed motions to disqualify the Magistrate Judge
assigned to the case. The Magistrate Judge denied the motion, and the District Court also
denied relief. The defendants filed motions to dismiss or, in the alternative, for summary
judgment. Smith filed responses. The Magistrate Judge recommended that summary
judgment be granted, concluding that Smith failed as a matter of law to demonstrate an
Eighth Amendment violation on his medical claims, and that Smith failed to exhaust his
administrative remedies, as required by 42 U.S.C. § 1997e(a), on his remaining claims.
Smith filed his objections to the report and recommendation.1 The District Court adopted
the report and recommendation and granted the motions for summary judgment.2 Smith
appeals. We have jurisdiction under 28 U.S.C. § 1291.
II. Motions to Disqualify the Magistrate Judge
1
In his brief, Smith alleges that he was deprived of his constitutional right of
access to the courts, contending that the Clerk of the District Court refused to file or
docket his responses to the motions for summary judgment and objections to the
Magistrate Judge’s report and recommendation. He further alleges that the Clerk
arbitrarily disposed of his legal materials as part of a cover-up and conspiracy. Now, on
appeal, Smith seeks to amend his complaint to add the Clerk as a defendant and add this
new claim. Aside from the principle that this new claim is not properly before this Court
on appeal, we note that Smith’s responses to the motions for summary judgment and
objections to the report and recommendation appear on the docket and were duly filed on
August 9, 2004 and September 22, 2004.
2
The Magistrate Judge also recommended dismissal of unserved defendants, and
the District Court dismissed those defendants for lack of service. Smith does not
challenge this aspect of the District Court’s order.
3
Smith contends that the District Court erred in failing to disqualify the Magistrate
Judge. We review decisions not to recuse, under either 28 U.S.C. § 144 or § 455, for an
abuse of discretion. See Jones v. Pittsburgh Nat’l. Corp., 899 F.2d 1350, 1356 (3d Cir.
1990). Under section 144, a judge must recuse if a party files a “sufficient affidavit”
establishing that the judge has a personal bias or prejudice against the party seeking
recusal, or in favor of the adverse party. 28 U.S.C. § 144. Under section 455, a judge
must recuse where the judge’s impartiality “might reasonably be questioned,” or where
the judge has “a personal bias or prejudice concerning a party.” 28 U.S.C. § 455(a),
(b)(1).
Smith contends that the Magistrate Judge was biased against him for assorted
reasons. Chiefly, Smith’s argument is based on his belief that the Magistrate Judge’s
brother has a law practice with defendant Falor’s brother. Smith also asserts that the
judge exhibited bias in a March 2003 administrative order requiring him to submit
fourteen copies of the complaint, when he had already provided the copies when
submitting his complaint in 2001.3 We are unpersuaded by these arguments. First,
Smith’s assertions regarding an alleged personal connection between the Magistrate
Judge and defendant Falor were devoid of detail and stated in conclusory fashion.
Smith’s bare allegations in support of his recusal motion rested on the similarly bare
3
Smith initially attempted to file his complaint with in forma pauperis status, but
in forma pauperis status was denied because he had already incurred “three strikes.” See
28 U.S.C. § 1915(g). After an unsuccessful appeal on that issue, Smith paid the filing
fee. The Magistrate Judge then issued the order requiring the additional photocopies.
4
allegation that a fellow inmate, Michael Malik Allah, told him about the recusal issue.
Citing section 144 and United States v. Vespe, 868 F.2d 1328 (3d Cir. 1989), Smith
appears to argue that the factual allegations in his declaration submitted in support of his
first recusal motion must be accepted as true. However, section 144 requires a
“sufficient” affidavit, and conclusory statements need not be credited. 28 U.S.C. § 144;
Vespe, 868 F.2d at 1340. Neither the bald allegations regarding “the brothers” nor the
Magistrate Judge’s order regarding photocopies supports a “bent of mind that may
prevent or impede impartiality of judgment,” United States v. Vespe, 868 F.2d 1328,
1340 (3d Cir. 1989) (discussing section 144), or a finding of personal bias or prejudice,
Edelstein v. Wilentz, 812 F.2d 128, 130-31 (3d Cir. 1987) (discussing section 455(b)(1)).
We find nothing in the record that suggests “a deep-seated and unequivocal antagonism”
by the Magistrate Judge that would preclude fair judgment. Liteky v. United States, 510
U.S. 540, 556 (1994) (trial administration efforts did not constitute sufficient grounds for
recusal). Nor do we perceive any facts from which a reasonable person would conclude
that the impartiality of the Magistrate Judge might reasonably be questioned. See
28 U.S.C. § 455(a); Edelstein, 812 F.2d at 131. We discern no abuse of discretion in the
denial of Smith’s recusal motions.
III. Motions for Summary Judgment
We exercise plenary review over a District Court’s grant of summary judgment
and apply the same test applied by the District Court. Saldana v. Kmart Corp., 260 F.3d
228, 231 (3d Cir. 2001). Summary judgment is proper when, viewing the evidence in the
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light most favorable to the nonmovant, there is no genuine issue of material fact and the
moving party is entitled to judgment as a matter of law. Id. at 232; Fed. R. Civ. P. 56(c).
If the moving party meets the initial burden of establishing that there is no genuine issue,
the burden shifts to the nonmoving party to produce evidence of a genuine issue for trial.
Specifically, the party opposing summary judgment “may not rest upon the mere
allegations or denials of the . . . pleading”; the party’s response, “by affidavits or as
otherwise provided in this rule, must set forth specific facts showing that there is a
genuine issue for trial.” Saldana, 260 F.3d at 232 (citing Fed. R. Civ. P. 56(e);
Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574 (1986)). See also
Fireman’s Ins. Co. v. DuFresne, 676 F.2d 965, 969 (3d Cir. 1982) (Fed. R. Civ. P. 56(e)
does not allow a party opposing summary judgment to rely merely upon bare assertions,
conclusory allegations, or suspicions).
A. Smith’s Medical Claims
To prevail on an Eighth Amendment claim based on medical treatment while in
prison, a prisoner must show that prison officials were deliberately indifferent to his or
her serious medical needs. Estelle v. Gamble, 429 U.S. 97, 104 (1976). The alleged
violation must be beyond mere negligence. Durmer v. O’Carroll, 991 F.2d 64, 67 (3d Cir.
1993). Smith’s arguments focus upon whether the conduct of the defendants amounted to
deliberate indifference. We have found deliberate indifference where a prison official:
(1) knows of a prisoner’s need for medical treatment but intentionally refuses to provide
it; (2) delays necessary medical treatment for non-medical reasons; or (3) prevents a
6
prisoner from receiving needed or recommended treatment. See Rouse v. Plantier,
182 F.3d 192, 197 (3d Cir. 1999).
The prison medical director’s affidavit in support of summary judgment
summarizes the care administered to Smith for his cardiac conditions. For example,
Smith was examined during a multitude of sick call visits in the prison medical
department and was referred to a cardiologist at the hospital. He also received
medications and extensive medical testing, including twenty-four EKGs, a Holter
monitor, stress testing, chest x-rays, and other imaging tests. Some of the testing yielded
abnormal results, to which the medical defendants responded with follow-up care but
concluded that no serious problem exists. We agree with the District Court that the
abundant and responsive medical care provided by the defendants belies Smith’s
assertions that the defendants acted with deliberate indifference. That Smith is not
satisfied with his cardiac care does not suffice for stating a claim of deliberate
indifference, even if he believes the treatment may be negligent. See Estelle, 429 U.S. at
105-07.
B. Smith’s Non-Medical Claims
Lastly, we consider Smith’s remaining non-medical claims determined to be
administratively unexhausted. Under the Prison Litigation Reform Act (“PLRA”),
exhaustion of administrative remedies is required for all actions concerning prison
conditions brought under federal law. 42 U.S.C. § 1997e(a); Spruill v. Gillis, 372 F.3d
7
218, 227 (3d Cir. 2004). In Spruill, we held that the PLRA required “proper” exhaustion,
meaning that the inmate must follow the procedural requirements of the prison grievance
system. Spruill, 372 F.3d at 228, 231. If the prisoner fails to follow the procedural
requirements, then his claims are procedurally defaulted. The prison grievance procedure
in this case, known as DC-ADM 804, provides a three-part review: (1) the prisoner must
file a grievance within fifteen days with the grievance coordinator; (2) the prisoner may
appeal to the facility manager within five days of receipt of the initial review; and(3) the
prisoner may appeal to the Central Office Review Committee.
In Smith’s case, the defendants submitted an affidavit by the prison grievance
coordinator stating that Smith only filed two grievances, Nos. GRN-1163-2000 and
GRN-0834-2001, regarding non-medical prison conditions during the relevant period.
Smith concedes that he did not fully exhaust his grievance in GRN-1163-2000. He does
not argue that he pursued any other grievances. He also appears to concede that he did
not complete all levels of the grievance process regarding GRN-0834-2001. Instead,
Smith asserts that he was prevented from exhausting his claims presented in GRN-0834-
2001 when the grievance was rejected from consideration by the prison. Smith cites
Brown v. Croak, 312 F.3d 109 (3d Cir. 2002), and appears to argue that he could not
exhaust his claims presented in GRN-0834-2001 because the grievance procedures were
not “available” within the meaning of section 1997e(a)). We are unpersuaded. Unlike in
Brown, Smith was not instructed by prison authorities not to file his grievance. Rather,
8
Smith filed his grievance and obtained a rejection for non-compliance with DC-ADM
804, with the instruction to submit an edited grievance if he believed the rejection was in
error. We find no error in the District Court’s conclusion that Smith’s remaining claims
are administratively unexhausted.
IV. Conclusion
We have considered all of the arguments raised in Smith’s briefs and find them to
be without merit. To the extent that Smith attempts to raise new claims for relief against
the defendants and against others who are not parties to this matter, we will not address
them, as they are not properly before us. We will affirm the District Court’s judgment.
9