United States v. Fields

Opinions of the United
2006 Decisions States Court of Appeals
for the Third Circuit
4-21-2006
USA v. Fields
Precedential or Non-Precedential: Non-Precedential
Docket No. 05-1318
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NOT PRECEDENTIAL
IN THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
Case No: 05-1318
UNITED STATES OF AMERICA
v.
EDMUND BRUCE FIELDS,
Appellant
On Appeal from the United States District Court
for the Western District of Pennsylvania
District Judge: Honorable David Stewart Cercone
(District Court No.: 03-cr-289)
Submitted Pursuant to Third Circuit L.A.R. 34.1(a)
March 28, 2006
Before: RENDELL, SMITH, and BECKER, Circuit Judges
(Filed: April 21, 2006)
OPINION OF THE COURT
SMITH, Circuit Judge.
Appellant Edmund Bruce Fields was convicted of possession with intent to
distribute heroin in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(C) and possession
of ammunition by a convicted felon in violation of 18 U.S.C. § 922(g). The District
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Court concluded that Fields was a career offender pursuant to U.S.S.G. § 4B1.1(a) and
determined that his guideline sentencing range was a 210 to 262 month term of
imprisonment. The Court imposed a 210 month term of imprisonment for the drug
charge, a concurrent 120 month term of imprisonment for the ammunition charge, and
three years of supervised release. Fields now appeals the conviction and sentence on
grounds that: (1) the District Court improperly denied his motion to suppress the evidence
against him; (2) the District Court inappropriately determined that his prior conviction
constituted a crime of violence pursuant to U.S.S.G. 4B1.2(a)(2); and (3) 18 U.S.C. §
922(g)(1) is unconstitutional on its face and as applied in this case. We disagree with
each of Fields’ contentions. Accordingly, we will affirm the District Court’s judgment of
conviction and approve its substantive application of the sentencing guidelines.1
Nonetheless, we conclude–and the parties agree–that, in accordance with the Supreme
Court’s decision in United States v. Booker, 543 U.S. 220 (2005), and this Court’s
decision in United States v. Davis, 407 F.3d 162 (3d Cir. 2005), we must vacate Fields’
sentence and remand the matter to the District Court for re-sentencing.
I.
On March 7, 2003, Canonsburg Police Department Detective Charles Tenney and
his partner, Officer Michael Leger, were on patrol in a marked police cruiser when they
1
The District Court had jurisdiction pursuant to 18 U.S.C. § 3231. We exercise
appellate jurisdiction over Fields’ conviction pursuant to 28 U.S.C. § 1291 and over his
sentence pursuant to 18 U.S.C. § 3742.
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observed the driver of a grey Ford pickup truck make a turn without using a signal. The
truck contained a driver and two passengers, all of whom sat on a single bench seat.
When the driver pulled into a CoGo’s convenience store parking lot, Detective Tenney
pulled in behind him. As the truck came to a stop, one of the passengers–who was later
identified as Fields–exited the vehicle and entered the store. While Fields was inside the
store, Detective Tenney approached the vehicle and asked the driver, Raymond Ward, for
his license. When he did so, the passenger who remained in the truck with Ward–later
identified as Anthony “Crazy Boy” Hutchinson–moved to the far end of the bench seat,
near the passenger window. Tenney issued a verbal warning to Ward and returned to his
patrol car.
When Fields returned to the truck, Hutchinson slid back to the center of the bench,
and Ward backed up and began to leave the parking lot. As Ward drove out of the lot, the
truck passed in front of the police cruiser’s headlights, and Detective Tenney recognized
the middle passenger as “Crazy Boy” Hutchinson. Tenney, a member of the Washington
County Drug Task Force, was familiar with Hutchinson from a previous arrest and from
other information he obtained through his work on the Task Force. Approximately a
month before the investigatory stop on March 7, a Task Force agent had notified Tenney
that there was an outstanding warrant for Hutchinson’s arrest. Relying on this
information, Tenney followed the truck out of the parking lot.
As Detective Tenney trailed the truck, he radioed dispatch in an effort to confirm
the existence of the outstanding warrant and advised another officer, Sergeant James
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Spignola, that he needed backup. Tenney activated his lights and pulled the truck to the
side of the road. Tenney received two confirmations of the outstanding warrant, but it is
unclear from the record whether he received them before or after he activated his lights
and stopped the vehicle.2
During the course of the stop, Detective Tenney asked Ward to step out of the
vehicle, and Sergeant Spingola moved him to the back of the cruiser and conducted a pat-
down. Tenney and Spingola returned to the driver’s side of the vehicle, and Detective
Tenney informed Hutchinson of the outstanding warrant and asked him to exit the
vehicle. As Hutchinson moved towards the door, Sergeant Spingola observed a revolver
perched in a cargo net between Fields’ legs. After patting-down and securing
2
At the suppression hearing, Detective Tenney testified that “there was a hit for an
Anthony Hutchinson” and “that radio control advised [him] that there was an active
warrant” before he activated his lights. App. at 121. During cross-examination at the
trial, however, he testified:
Q: Did you call dispatch to find out about Hutchinson before you stopped
their car the second time?
A: I’m not sure. I’m not sure. I had the information, and that’s what I
based it on.
Q: Did you–you did call to check on the warrant after you stopped the
truck, at least, right?
A: Yes, sir; that’s exactly when I did it.
App. at 466. In connection with the motion to suppress made during the trial, defense
counsel also submitted documents that the government had produced after the suppression
hearing, which reflected the radio communications between Detective Tenney and the
dispatchers. Although these documents appear to support Field’s contention that the
verification of the warrant did not occur prior to the stop, we need not address the issue in
light of our conclusion that Tenney’s personal knowledge was sufficient to support a
finding of reasonable suspicion.
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Hutchinson, the officers ordered Fields out of the truck. In conducting a pat-down of
Fields, Officer Leger discovered a fully-loaded speed loader with six .38 special rounds
of ammunition in Fields left shirt pocket, a stack of folded cash in the amount of $1298 in
his right front pants pocket, and a razor blade with a white powdery residue in his left
front pants pocket. Fields was advised of his Miranda rights and arrested. At the police
station, Detective Tenney and Sergeant Spingola conducted a full search and discovered
heroin in Fields’ right shoe.
A grand jury issued a three-count indictment against Fields, charging him with: (1)
possession with intent to distribute less than 100 grams of heroin in violation of 21 U.S.C.
§§ 841(a)(1) and 841(b)(1)(C); (2) carrying a firearm during and in relation to a drug
trafficking crime and possessing a firearm in furtherance of a drug trafficking crime in
violation of 18 U.S.C. § 924(c); and (3) possession of a firearm by a convicted felon in
violation of 18 U.S.C. § 922(g)(1). Fields was tried and the jury found him guilty as to
Count One and Count Three insofar as it related to possession of ammunition; the jury
returned a verdict of not guilty as to Count Two and as to Count Three insofar as it related
to possession of a firearm.
II.
Before, during, and after the trial, Fields moved to suppress the evidence against
him on the basis that the vehicle stop violated the Fourth Amendment. On appeal, Fields
argues that the District Court committed clear error in finding that Detective Tenney
received confirmation of the outstanding warrant for Hutchinson’s arrest before
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conducting the stop. For the purposes of reviewing a ruling on a motion to suppress, we
review a district court’s findings of fact for clear error, and its conclusions of law de
novo. See Ornelas v. United States, 517 U.S. 690, 699 (1996); United States v. Myers,
308 F.3d 251, 255 (3d Cir. 2002). We will affirm.
Consistent with the Fourth Amendment, a law enforcement officer may conduct an
investigatory stop of a moving automobile when the officer has a reasonable and
articulable suspicion that the vehicle’s occupants are involved in criminal activity. See
United States v. Hensley, 469 U.S. 221, 226 (1985) (citing United States v. Brignoni-
Ponce, 422 U.S. 873, 881 (1975)). To determine whether an officer’s suspicion was
reasonable, the court must examine “the totality of the circumstances,” including the
officer’s knowledge and experience. See United States v. Robertson, 305 F.3d 164, 166
(3d Cir. 2002).
Fields contends that Officer Tenney lacked reasonable suspicion because he did
not receive confirmation of the existence of an outstanding warrant for Hutchinson until
after he stopped the vehicle. Although we agree that the record is ambiguous with respect
to the timing of the confirmation, the District Court also found that “because Tenney
worked on the [Task Force],” he had personal knowledge “that there was an active bench
warrant for Hutchinson.” This knowledge is itself sufficient to establish reasonable
suspicion. Cf. Hensley, 469 U.S. at 232 (holding that an officer may rely upon
information in a “wanted flyer” or police bulletin). We therefore need not determine
whether Detective Tenney received verification of the warrant prior to conducting the
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investigatory stop and conclude that the District Court properly denied the motion to
suppress.3
III.
Fields also contends that the District Court erred in finding that his prior
conviction for possession of an unregistered short-barreled rifle in violation of 26 U.S.C.
§ 5861(d) constituted a “crime of violence,” a determination which subjected him to an
enhanced sentence as a career offender under U.S.S.G. § 4B1.1. He argues that because
the District Court made findings regarding the nature of his prior crime, and not merely
the fact of conviction, it violated his Sixth Amendment rights as set forth in United States
v. Apprendi, 530 U.S. 466, 490 (2000), and United States v. Booker, 125 S. Ct. 738, 750
(2005). In the alternative, he suggests that even if the District Court was permitted to
make such a determination, it nevertheless erred in concluding that his prior crime was a
“crime of violence.” We disagree on both counts.
Section 4B1.1 of the United States Sentencing Guidelines provides that a
“defendant is a career offender if . . . the defendant has at least two prior felony
convictions of either a crime of violence or a controlled substance offense.” The term
3
We note that Fields does not contest Detective Tenney’s testimony that another Task
Force agent informed Tenney of the existence of an active warrant for Hutchinson.
Rather, he contends that Tenney did not have reasonable suspicion because he failed to
confirm that the warrant was still outstanding at the time of the investigatory stop. See
Appellant’s Reply Br. at 1-2. Although in some circumstances an officer’s reliance on
personal knowledge may not be reasonable because that knowledge is based on stale
information, in this case we find that the information was not so dated as to render
Detective Tenney’s suspicion unreasonable.
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“crime of violence” is defined in § 4B1.2(a)(2) as, among other things, “any offense
under federal or state law, punishable by imprisonment for a term exceeding one year,
that . . . involves conduct that presents a serious potential risk of physical injury to
another.” Contrary to Fields’ contention, a determination regarding whether a prior
offense is a “crime of violence” is a legal question. See United States v. McQuilken, 97
F.3d 723, 727 (3d Cir. 1996) (“The proper construction of the term “crime of violence” is
a legal question . . . .”). The District Court in this case did not make factual findings
about the commission of the crime itself, but determined whether a violation of 26 U.S.C.
§ 5861(d), as a categorical matter, was a “crime of violence.” Accordingly, the District
Court did not violate Fields’ Sixth Amendment rights in making the career offender
determination.
The question then is whether the District Court erred in concluding that Fields’
prior conviction was for a “crime of violence.” Our review is plenary, McQuilken, 97
F.3d at 727, and we will affirm. Fields’ prior conviction was for a violation of 26 U.S.C.
§ 5861(d), a statutory provision which makes it unlawful “to receive or possess a firearm
which is not registered . . . in the National Firearms Registration and Transfer record.”
“For purposes of the statute, ‘firearm’ is not defined broadly to include all weapons;
rather, it is narrowly circumscribed to forbid the unregistered possession of specific types
of guns and other destructive devices.” United States v. Jennings, 195 F.3d 795, 799 (5th
Cir. 1999) (citations omitted). The definition of the term “firearm” includes short-
barreled rifles. 26 U.S.C. § 5845(a).
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Several of our sister circuits have concluded that possession of a weapon in
violation of § 5861(d) constitutes a “crime of violence” because it “involves conduct that
presents a serious potential risk of physical injury to another.” See United States v.
Brazeau, 237 F.3d 832 (7th Cir. 2001); United States v. Johnson, 246 F.3d 330 (4th Cir.
2001); United States v. Dwyer, 245 F.3d 1168 (10th Cir. 2001); United States v. Allegree,
175 F.3d 648 (8th Cir. 1999); United States v. Fortes, 141 F.3d 1 (1st Cir. 1998); United
States v. Hayes, 7 F.3d 144 (9th Cir. 1993). These courts have reasoned that, in enacting
§ 5861, Congress determined that such weapons are, by their very nature, “inherently
dangerous,” “lack usefulness,” and “their possession involves substantial risk of improper
physical force.” See Hayes, 7 F.3d at 145; see also Allegree, 175 F.3d at 651; Brazeau,
237 F.3d at 845. We agree with this analysis, and therefore, we find no error in the
District Court’s determination that Fields qualified as a career offender.
IV.
Fields final argument is that 18 U.S.C. § 922(g), under which he was charged for
unlawful possession of ammunition, is unconstitutional on its face and as applied because
Congress exceeded its authority under the Commerce Clause in enacting it. We squarely
addressed and rejected this same argument in United States v. Singletary, 268 F.3d 196
(3d Cir. 2001), and can discern no reason to revisit the issue here.
V.
For the reasons set forth above, we will affirm the judgment of conviction by the
District Court. Despite our determination that the District Court properly applied the
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sentencing guidelines in this case, we nevertheless conclude that Fields is eligible for re-
sentencing pursuant to Booker and Davis. We will vacate the sentence imposed by the
District Court and remand the matter for re-sentencing.
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