DocketNumber: 18-6257
Judges: Niemeyer, King, Wynn
Filed Date: 5/3/2019
Status: Precedential
Modified Date: 10/19/2024
*353Defendants Harold W. Clarke, in his official capacity as director of the Virginia Department of Corrections, and David Zook, in his official capacity as warden of Virginia's Sussex I State Prison (collectively, "State Defendants"), appeal a decision by the U.S. District Court for the Eastern District of Virginia holding that conditions of confinement on Virginia's death row violated the Eighth Amendment and enjoining reinstatement of those conditions. The district court held that the death row inmates' long-term detention in conditions amounting to solitary confinement created a "substantial risk" of psychological and emotional harm and that State Defendants were "deliberately indifferent" to that risk. See Porter v. Clarke ,
I.
Plaintiffs Thomas Porter, Anthony Juniper, and Mark Lawlor (collectively, "Plaintiffs") are housed on Virginia's death row at Sussex I State Prison ("Sussex Prison"). Death row consists of two tiers, with each tier holding twenty-two cells and three showers. Porter ,
In November 2014-when Plaintiffs filed this lawsuit-two documents governed Plaintiffs' conditions of confinement on death row: Virginia Department of Corrections ("Corrections Department") Operating Procedure 460A, effective March 2010, and the Sussex Prison Institutional Rules and Regulations for Offenders, effective February 2010. These procedures and regulations allowed death row inmates one hour of outdoor recreation five days a week, and a ten-minute shower three days a week. During their outdoor recreation, inmates were confined to individual enclosures with concrete floors and enclosed by a steel and wire mesh cage. Each enclosure measured 7.9 feet wide by 20 feet long-approximately the size of a parking space-and 10 feet high.
Under the governing procedures and regulations, cells on death row were always *354lit: during the day, cells were illuminated by a main light mounted on the wall, and at night a low-level night light provided illumination for security and safety purposes. Inmates housed on death row could keep a television and compact disc player in their cell and borrow approved publications and library materials to read. Additionally, inmates could request and use wireless telephones any day of the week between 8:00 a.m. and 9:30 p.m.
The governing regulations and procedures allowed death row inmates to have noncontact visitation on weekends and state holidays. Inmates also could request contact visitation with immediate family members in "extreme circumstances" once every six months, which request the warden had unconstrained discretion to grant or deny. J.A. 997. In practice, the warden would grant a request for contact visitation only when an inmate was approaching "death." J.A. 997. Additionally, inmates had limited contact with prison staff. Corrections officers made rounds through the death row pod to perform security checks on inmates every thirty minutes and could-and sometimes would-speak with inmates to see if they needed assistance or had requests. Medical personnel and nurses also made rounds through the pod twice a day to provide inmates with medication. And death row inmates received visits from a mental-health practitioner at least once a week, and case counselors made rounds through the pod once a day.
Two inmates housed on death row, Plaintiff Porter and former Plaintiff Ricky Gray,
In November 2014, Plaintiffs filed suit against Clarke, in his official capacity as director of the Corrections Department, and Keith Davis, who, at that time, served as warden of Sussex Prison. Plaintiffs alleged that the then-existing conditions of confinement on Virginia's death row violated the Eighth Amendment and sought injunctive and declaratory relief.
On February 21, 2018, the district court awarded summary judgment in Plaintiffs' favor on their Eighth Amendment claim. Porter ,
II.
On appeal, State Defendants argue that the district court erred (A) in awarding *355summary judgment to Plaintiffs on their Eighth Amendment claim and (B) in awarding Plaintiffs injunctive relief. We address each argument in turn.
A.
At the outset, State Defendants argue that the district court erred in awarding Plaintiffs summary judgment on their Eighth Amendment conditions of confinement claim. Summary judgment is proper when there are no material disputes of fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). This Court reviews de novo a district court's award of summary judgment. United States v. Ancient Coin Collectors Guild ,
The Eighth Amendment, which prohibits infliction of "cruel and unusual punishments," U.S. Const. amend. VIII, applies to claims by prisoners against corrections officials challenging conditions of confinement. See Scinto v. Stansberry ,
1.
To satisfy the "objective" prong, a plaintiff inmate must "demonstrate that 'the deprivation alleged [was], objectively, sufficiently serious.' " Id. at 225. (quoting Farmer ,
More than a century ago, the Supreme Court recognized the adverse consequences to inmates' mental health posed by prolonged detention in conditions akin to solitary confinement. According to the Court, "experience demonstrated" that, when placed in isolation, "[a] considerable number of prisoners fell, after even a short confinement, into a semi-fatuous condition, from which it was next to impossible to arouse them, and others became violently insane; others still, committed suicide; while those who stood the ordeal better were not generally reformed, and in most cases did not recover sufficient mental activity to be of any subsequent service to the community." In re Medley ,
In recent years, advances in our understanding of psychology and new empirical methods have allowed researchers to characterize and quantify the nature and severity of the adverse psychological effects attributable to prolonged placement of inmates in isolated conditions materially indistinguishable from the challenged conditions on Virginia's death row. For *356example, a report submitted by one of Plaintiffs' experts in clinical and forensic psychology, Dr. Mark Cunningham, notes "that the associated adverse psychological reactions to solitary confinement detailed in th[e] literature include psychotic-spectrum symptoms of paranoia and hallucinations; mood-spectrum symptoms of depression, withdrawal, appetite and sleep disturbance, fatigue and lethargy, and suicidal ideation ; anxiety spectrum symptoms of subjective distress, feelings of impending doom, somatic complaints, dissociative experience, and ruminative thoughts; affective lability characterized by irritability, rage, and aggressive impulses; and behavioral self-control symptoms of aggression, assaults, and self-mutilation." J.A. 1041.
Numerous studies reveal that prolonged detention of inmates in conditions akin to those Plaintiffs faced on Virginia's death row also leads to "psychological deterioration," including " 'declines in mental functioning,' " " 'difficulties in thinking, concentration and memory problems, and problems with impulse control.' " J.A. 1042 (quoting Jesenia Pizarro & Vanja M. K. Stenius, Supermax Prisons: Their Rise, Current Practices, and Effect on Inmates , 84 Prison J. 248, 256 (2004)). Similarly, another expert in forensic and clinical psychology retained by Plaintiffs, Dr. Michael Hendricks, reports that "common adverse psychological effects of isolation housing in prison and jail settings (i.e., typically found to have been experienced by at least half of inmates in these settings) include anxiety, headaches and other psychosomatic symptoms, lethargy, insomnia, decreased appetite, and nightmares." J.A. 925.
Notwithstanding that scholars have conducted dozens of studies on the psychological and emotional effects of solitary and segregated confinement, the leading survey of the literature regarding such confinement found that "there is not a single published study of solitary or supermax-like confinement in which nonvoluntary confinement lasted for longer than 10 days, where participants were unable to terminate their isolation at will, that failed to result in negative psychological effects ." J.A. 1041 (emphases added) (quoting Craig Haney, Mental Health Issues in Long-Term Solitary and "Supermax" Confinement , 49 Crime & Delinquency 124, 132 (2003)). Based on this extensive body of literature, scholars have concluded that "solitary confinement has potentially serious psychiatric risks." J.A. 1042 (quoting Pizarro & Stenius, supra at 256); see also Br. Amici Curiae Profs. & Practitioners of Psychiatry & Psychology in Supp. of Pls.-Apps. and Affirmance ("Amici Br.") at 8-9 ("Scientific research, regardless of methodology, has produced strikingly consistent results: the deprivation of meaningful social contact and positive environmental stimulation characteristic of solitary confinement subjects prisoners to grave psychological and physiological harms." (internal quotation marks omitted)). Notably, State Defendants adduced no evidence refuting Plaintiffs' expert evidence establishing the risks and serious adverse psychological and emotional effects of prolonged solitary confinement, or the surveys of the scholarly literature supporting that evidence.
Courts have taken note of this extensive-and growing-body of literature. In recent years, Justice Kennedy and Justice Breyer authored separate opinions highlighting the serious psychological and emotional harm caused by segregated or solitary confinement under conditions materially indistinguishable from those that existed on Virginia's death row. See Ruiz v. Texas , --- U.S. ----,
Likewise, this Court stated that "[p]rolonged solitary confinement exacts a heavy psychological toll that often continues to plague an inmate's mind even after he is resocialized." Incumaa v. Stirling ,
Of particular relevance, several courts have found-based on the empirical evidence set forth above-that solitary confinement poses an objective risk of serious psychological and emotional harm to inmates, and therefore can violate the Eighth Amendment. See, e.g. , Palakovic v. Wetzel ,
We agree. The challenged conditions of confinement on Virginia's death row-under which Plaintiffs spent, for years, between 23 and 24 hours a day "alone, in a small ... cell" with "no access to congregate religious, educational, or social programming"-pose a "substantial risk" of serious psychological and emotional harm. Porter ,
State Defendants nevertheless argue that the district court erred in holding that the undisputed evidence satisfied Plaintiffs' burden under the objective prong for three reasons: (1) this Court previously has found that the placement of inmates in conditions of confinement as or more isolating than those faced by Plaintiffs did *358not pose an objective risk of serious harm; (2) Plaintiffs were not, as a matter of fact, held in "solitary" confinement; and (3) Plaintiffs' "generalized" evidence of the risks posed by solitary confinement does not establish that Plaintiffs, in particular, experienced such harms. Appellants' Br. at 43-48.
First, State Defendants maintain-and our colleague in dissent agrees-that the district court erred because this Court's decisions in Sweet v. South Carolina Department of Correction ,
Mickle involved an Eighth Amendment challenge by members of the "Five Percenters" gang who the South Carolina Department of Correction transferred to "long-term segregated confinement" after a series of violent incidents perpetrated by incarcerated members of the gang.
Like Sweet , we do not believe Mickle controls this case. To begin, Plaintiffs introduced two expert reports derived from surveying dozens of empirical analyses as well as observations of the challenged conditions on Virginia's death row. Those reports demonstrated the serious psychological and emotional risks posed by conditions of confinement materially indistinguishable from those Plaintiffs' faced on Virginia's death row. Significantly, much of that research post-dates Mickle . See J.A. 924 (Hendricks report) ("[T]he research, particularly as it relates to special housing units in jails and prisons, has advanced *359greatly in the last 15 years, furthering the scientific understanding of the harmful effects of solitary confinement and social isolation in these facilities"); J.A. 1041 (Cunningham report) (listing key studies of the adverse impact of solitary and segregated confinement post-dating Mickle ). By contrast, the Mickle plaintiffs did not introduce any expert reports or analyses concerning the risks of serious psychological and emotional harms attributable to long-term solitary confinement. Mickle ,
Equally significant, the Five Percenters were placed in segregation based on their in-prison conduct and were removed from segregation if they renounced their membership with the group.
Second, State Defendants argue that Plaintiffs were not, as a matter of fact, held in "solitary" confinement. In particular, State Defendants argue that Plaintiffs were not placed in the type of "solitary" confinement that the experts warned about because Plaintiffs were not "subject to 'prolonged isolation' or 'lack of stimulation.' " Appellants' Br. at 44. The undisputed facts belie that contention.
State Defendants do not dispute-nor could they-that the challenged procedures and regulations restricted death row inmates to their cells for between 23 and 24 hours a day. State Defendants also do not dispute that the challenged procedures and regulations denied death row inmates the opportunity for any form of congregate programming, recreation, or religious practice. And State Defendants do not dispute that, at the time they filed this case, Plaintiffs already had been housed in such isolated confinement for years. Dr. Hendricks' unrebutted report avers that these and other challenged conditions on Virginia's death row "hew closely to the sensory deprivation described in the studies in the research literature" finding and quantifying the adverse psychological and emotional effects associated with prolonged confinement in such conditions. J.A. 926-27. Accordingly, under the undisputed facts, the scholarly articles regarding the consequences of prolonged solitary confinement relied on by Plaintiffs' experts bear directly on the risks attributable to the challenged conditions of confinement on Virginia's death row.
Additionally, in Wilkinson v. Austin ,
The Supreme Court's determination that Ohio's administrative control unit constituted "a highly restrictive form of solitary confinement" also refutes State Defendants' contention that Plaintiffs' visits from or access to corrections officials and health professionals distinguished the challenged conditions of confinement from those that scholars and courts have found pose a substantial risk of serious psychological and emotional harm. Appellants' Br. at 42-43. Put simply, if the ability to "easily communicate" with fellow inmates and engage in congregate programming did not prevent the Supreme Court from characterizing Ohio's administrative control unit as a "highly restrictive form of solitary confinement," then the limited contacts Virginia's death row inmates had with prison officials and health professionals do not render the challenged conditions of confinement meaningfully less restrictive or isolating from a legal or factual perspective.
Third, State Defendants argue that Plaintiffs' "generalized" evidence of the harms posed by solitary confinement cannot be used to establish that these Plaintiffs were, in fact, harmed by the challenged conditions on Virginia's death row. State Defendants point out that their expert in psychiatry, Dr. Gregory B. Saathoff, evaluated most of the Plaintiffs and opined that none of them exhibited cognitive "instability or deterioration," and that "symptoms of anxiety, depression, insomnia and associated symptoms reported by [Plaintiffs] are not unlike those that are exhibited by the general population offenders serving life sentences." J.A. 193. By contrast, Plaintiffs' expert, Dr. Hendricks, diagnosed Plaintiffs with several psychological and emotional conditions, which he opined were attributable to Plaintiffs' conditions of confinement. Based on this conflicting evidence, the district court recognized that there is a dispute of fact as to whether Plaintiffs have, in fact, been harmed by their conditions of confinement. Porter ,
But, as the district court held, that dispute of fact did not preclude a determination that the undisputed evidence established that Plaintiffs faced a "substantial risk" of serious harm from their conditions of confinement.
2.
To satisfy the "subjective" prong in an Eighth Amendment case, a plaintiff challenging his conditions of confinement must demonstrate that prison officials acted with "deliberate indifference." Scinto ,
Here, several undisputed facts established State Defendants' deliberate indifference. To begin, Plaintiffs' evidence established that State Defendants, in fact, were aware of the substantial risk of psychological or emotional harm posed by solitary confinement. Former defendant Davis, who served as warden of Sussex Prison until he was replaced by Zook in March 2016, testified in June 2013-more than a year before Plaintiffs filed the instant case-that "being separated and alone from human contact, that we-as humans, we don't survive very well that way with lack of human contact." J.A. 972. And in that same case-in which defendant Clarke also was a named defendant-a November 2013 opinion issued by the district court characterized the challenged conditions of Virginia's death row as "dehumanizing." Prieto v. Clarke , No. 1:12-cv-1199,
Additionally, the extensive scholarly literature describing and quantifying the adverse mental health effects of prolonged solitary confinement that has emerged in recent years provides circumstantial evidence that the risk of such harm "was so obvious that it had to have been known." Makdessi ,
*362In determining that the undisputed evidence established State Defendants' deliberate indifference, the district court disregarded State Defendants' argument "that the policies were justified by legitimate security risks" and therefore had a "legitimate penological objective."
We believe that the district court erred in failing to consider State Defendants' penological justification for housing death row inmates in conditions amounting to solitary confinement. Both the Supreme Court and this Court have recognized that the penological justification supporting a challenged condition is relevant in a conditions of confinement case. See Rhodes ,
Perhaps the clearest way penological justification factors into "conditions of confinement cases" is through the subjective prong inquiry because, in a typical Eighth Amendment case, "[w]here there is no legitimate penological purpose for a prison official's conduct, courts have 'presum[ed] malicious and sadistic intent.' " Wood v. Beauclair ,
Notwithstanding the uncertain role of penological justification in conditions of confinement cases, we believe-contrary to the district court's opinion-that a legitimate penological justification can support prolonged detention of an inmate in segregated or solitary confinement, *363similar to the challenged conditions on Virginia's death row, even though such conditions create an objective risk of serious emotional and psychological harm. Put simply, prison officials tasked with the difficult task of operating a detention center may reasonably determine that prolonged solitary detention of the inmate is necessary to protect the well-being of prison employees, inmates, and the public or to serve some other legitimate penological objective.
We are not alone in this conclusion. For example, in Bass v. Perrin ,
Although we find that the district court erred in disregarding State Defendants' argument that legitimate penological considerations justified the challenged conditions on Virginia's death row, this error does not constitute a basis for vacating the district court's award of summary judgment. State Defendants elected not to argue in their briefing to this Court that the district court erred in disregarding their previously asserted penological justifications. Perhaps State Defendants abandoned their penological justification argument on appeal because Plaintiffs presented unrebutted empirical evidence that, as a group, "[d]eath-sentenced inmates do not have disproportionate rates of serious violence when confined under general population security conditions." J.A. 1028-36 (Cunningham report). Or perhaps, State Defendants elected not to pursue their penological justification argument because Virginia has not experienced, to date, any notable security incidents since it relaxed the challenged conditions on death row during the pendency of this litigation. See infra Part III.B.1. Regardless, we must respect that decision-strategic or otherwise-and therefore treat the issue as waived. See United States v. Washington ,
* * * * *
In sum, the undisputed evidence established both that the challenged conditions of confinement on Virginia's death row created a substantial risk of serious psychological and emotional harm and that State Defendants were deliberately indifferent to that risk. Accordingly, the district court properly awarded summary judgment in Plaintiffs' favor on their Eighth Amendment claim.
B.
State Defendants further argue that the district court reversibly erred in awarding Plaintiffs injunctive relief. We review a district court's decision to award "equitable relief for abuse of discretion, accepting the court's factual findings absent clear error, while examining issues of law de novo." Dixon v. Edwards ,
Here, State Defendants contend that Plaintiffs were not entitled to injunctive relief because: (1) post-filing changes to the challenged conditions on Virginia's death row barred the award of equitable relief and (2) the PLRA permits district courts to impose injunctive or declaratory relief only if there is an "ongoing constitutional violation." Appellants' Br. at 25.
1.
State Defendants first argue-and our colleague in dissent agrees-that the district court abused its discretion in awarding Plaintiffs injunctive relief "because the conditions that they brought suit to challenge no longer exist and because there is no realistic possibility of their reoccurrence." Appellants' Br. at 33-34.
On August 6, 2015-almost a year after Plaintiffs filed this action-the Corrections Department adopted revised procedures and regulations that provide death row inmates with several new privileges, including: (1) having "contact visitation with immediate family members one day per week for one and a half hours at a time"; (2) having "non-contact visitation on weekends and holidays with immediate family members and one approved non-family member"; (3) participating in in-pod recreation with a maximum of three other offenders seven days per week for a minimum of one hour per day; (4) participating in outdoor recreation five days per week for 90 minutes per day; and (5) showering seven days per week, for up to fifteen minutes. Porter ,
State Defendants contend, correctly, that when a defendant discontinues illegal conduct, a party seeking injunctive relief must demonstrate that such relief is "needed," meaning that "there exists some cognizable danger of recurrent violation, something more than the mere possibility *365which serves to keep the case alive." See W.T. Grant ,
Notwithstanding State Defendants' averred lack of present intent to revert to the challenged conditions, the district court found, as a matter of fact, that Plaintiffs satisfied their burden to demonstrate a "cognizable danger of recurrent violence." Porter ,
The record supports each of the district court's specific findings. And the district court's ultimate factual finding of a "cognizable danger of recurrent violation" constitutes a reasonable inference from these well-supported facts and is therefore not subject to reversal under the applicable clear error standard of review. See Baxter v. Comm'r of I.R.S. ,
The district court's decision also is consistent with this Court's admonition that "[a]n injunction should not be refused upon the mere ipse dixit of a defendant that, notwithstanding his past misconduct, he is now repentant and will hereafter abide by the law." United States v. Hunter ,
2.
Next, State Defendants argue that the district court erred in holding that the PLRA did not bar the award of prospective injunctive and declaratory relief. Whether the PLRA authorized such relief presents a question of statutory interpretation that this Court reviews de novo. See Stone v. Instrumentation Lab. Co. ,
The PLRA provides that "in any civil action with respect to prison conditions ... [t]he court shall not grant or approve any prospective relief unless the court finds that such relief is narrowly drawn, extends no further than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right."
In support of their position, State Defendants principally rely on the Ninth Circuit's opinion in Hallett v. Morgan ,
Although we have great respect for the Ninth Circuit's opinion in Hallett , we are not persuaded to follow it. Specifically, Hallett's reference to "current and ongoing" violation-a phrase that does not appear in the text of Section 3626(a)(1) -appears to derive from Section 3626(b)(3), which provides that "[p]rospective relief shall not terminate if the court makes written findings based on the record that prospective relief remains necessary to *367correct a current and ongoing violation of the Federal right, extends no further than necessary to correct the violation of the Federal right, and that the prospective relief is narrowly drawn and the least intrusive means to correct the violation."
Additionally, Congress's decision to omit the "current and ongoing" language from Section 3626(a)(1), when it used such language in Section 3626(b)(3), provides strong evidence that Congress did not intend for the "current and ongoing" standard to apply outside of the termination context. See Russello v. United States ,
Congress's decision to use the "current and ongoing" language in Section 3626(b)(3), but not in Section 3626(a)(1), also undermines the argument by State Defendants and our colleague in dissent that the phrase "necessary to correct" in Section 3626(a)(1) precludes the award of prospective relief when a constitutional violation no longer exists. Construing the phrase "necessary to correct" as demanding a "current and ongoing" violation would render redundant the phrase "current and ongoing" violation in Section 3626(b)(3), as that provision also requires that the court find the prospective relief "necessary to correct." But "[g]eneral principles of statutory construction require a court to construe all parts to have meaning and to reject constructions that render a term redundant." PSINet, Inc. v. Chapman ,
Further supporting Plaintiffs' construction of Section 3626(a)(1) is the well-established rule that courts "should not construe a statute to displace courts' traditional equitable authority absent the clearest command or an inescapable inference to the contrary." Miller v. French ,
III.
Without question, "[m]aintaining safety and order at [a detention center] requires the expertise of correctional officials, who must have substantial discretion to devise reasonable solutions to the problems they face." Florence ,
AFFIRMED
Virginia executed Gray on January 18, 2017.
Because we hold that a legitimate penological justification can support even prolonged solitary detention of a particular inmate, our colleague in dissent's suggestion that our opinion could "interfer[e]" with prison officials' ability to safely confine inmates housed at "the federal supermax prisons in Colorado and Illinois" is without merit. Post at 373. Put simply, if a prison official reasonably determines that, notwithstanding the emotional and psychological risks, prolonged solitary detention of an inmate is necessary to protect the well-being of prison employees, inmates, and the public, then confinement of the inmate in such conditions will not violate the Eighth Amendment. As explained below, State Defendants simply chose to abandon any such argument in this case.