Blankenship v. Manchin

PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
DON BLANKENSHIP, 
Plaintiff-Appellee,
v.
JOE MANCHIN, III, in his individual  No. 06-1249
capacity and in his official capacity
as Governor of the State of West
Virginia,
Defendant-Appellant.

Appeal from the United States District Court
for the Southern District of West Virginia, at Charleston.
John T. Copenhaver, Jr., District Judge.
(2:05-cv-00606)
Argued: October 24, 2006
Decided: December 20, 2006
Before WILKINS, Chief Judge, GREGORY, Circuit Judge, and
James R. SPENCER, Chief United States District Judge
for the Eastern District of Virginia, sitting by designation.
Affirmed by published opinion. Judge Gregory wrote the opinion, in
which Judge Spencer joined. Chief Judge Wilkins wrote a separate
opinion concurring in the judgment.
COUNSEL
ARGUED: Mitchell Eliot Zamoff, HOGAN & HARTSON, L.L.P.,
Washington, D.C., for Appellant. Robert D. Luskin, PATTON
2 BLANKENSHIP v. MANCHIN
BOGGS, L.L.P., Washington, D.C., for Appellee. ON BRIEF:
Charles R. Bailey, Vaughn Sizemore, BAILEY & WYANT, P.L.L.C.,
Charleston, West Virginia; Barbara H. Allen, OFFICE OF THE
ATTORNEY GENERAL, Charleston, West Virginia; Adam K.
Levin, HOGAN & HARTSON, L.L.P., Washington, D.C., for Appel-
lant. Patrick J. Slevin, PATTON BOGGS, L.L.P., Washington, D.C.,
for Appellee.
OPINION
GREGORY, Circuit Judge:
This appeal requires us to determine whether a sitting governor is
entitled to qualified immunity for allegedly threatening a political
rival and prominent businessman during a press conference concern-
ing a bond issue before West Virginia voters. Because we find that
the facts as alleged establish that the governor threatened imminent
adverse regulatory action and that a reasonable public official in his
position would know that such a threat is unlawful, we hold that the
governor is not entitled to immunity from this suit at the motion-to-
dismiss stage. Accordingly, we affirm the ruling of the district court.
I.
This case arises from the controversy surrounding a proposed bond
amendment to the West Virginia Constitution, supported by Governor
Joe Manchin III ("Manchin" or "the Governor" or "Appellant") and
opposed by Don Blankenship ("Blankenship" or "Appellee"). Because
this case is on appeal at the motion-to-dismiss stage, the facts are pre-
sented largely from Appellee’s complaint, with inferences drawn in
his favor. See Ridpath v. Bd. of Governors Marshall Univ., 447 F.3d
292, 300 n.3 (4th Cir. 2006).
A.
Blankenship is the President of Massey Energy, one of the largest
coal companies in the nation and the largest in West Virginia. In addi-
tion to his corporate employment, Blankenship is an active participant
BLANKENSHIP v. MANCHIN 3
in West Virginia politics. In 2004, Blankenship campaigned against
the reelection of West Virginia Supreme Court Chief Justice Warren
McGraw. In early 2005, Blankenship publicly opposed legislation
proposed by Manchin that would have increased the coal severance
tax and funded workers’ compensation benefit plans.
In February 2005, the West Virginia legislature passed a bond
amendment to the state constitution. If approved by voters, the
amendment would have permitted the sale of over five billion dollars
worth of state general-obligation bonds to fund underfunded pension
and disability plans for teachers, judges, and other public employees.
The amendment was placed before the voters in a special election on
June 25, 2005. Blankenship opposed the amendment and began to
publicize his opposition through interviews and the financing of tele-
vision, radio, and direct-mail advertising. The Governor publicly
campaigned in support of the amendment, including, according to the
complaint, running negative advertisements portraying Blankenship
as an outsider and using staff to ask the West Virginia Secretary of
State about Blankenship’s residence.
On June 17, 2005, the Governor appeared at an American Electric
Power plant in Putnam County, West Virginia, in part to promote the
bond amendment. After his speech, the Governor took media ques-
tions. Blankenship alleges that some of the Governor’s answers
"threatened [Blankenship] by warning that the government would
scrutinize the affairs of [Blankenship] and Massey even more closely
in light of [Blankenship’s] decision to participate in the public debate
over the pension bond amendment." Compl. ¶ 16. The Governor is
quoted as remarking, "I think that [additional scrutiny] is justified
now, since [Blankenship] has jumped in there [the bond debate] with
his personal wealth trying to direct public policy." Compl. ¶ 16 (quot-
ing Ken Ward Jr., Manchin Still Sparring Over Pension Bond Bid,
Charleston (W.V.) Gazette, June 18, 2005 at 6C).
The following day, the Governor’s remarks were reported in the
Charleston Gazette.1 The article ("the Gazette Article"), headlined
1
Blankenship did not attach the Gazette article to his complaint. None-
theless, we may consider the article even at the Rule 12(b)(6) stage, as
4 BLANKENSHIP v. MANCHIN
"Manchin Still Sparring Over Pension Bond Bid," reported, in rele-
vant part:
Gov. Joe Manchin continued Friday to spar with Massey
Energy President Don Blankenship over the Governor’s
multimillion-dollar pension bond proposal. The Governor
said Blankenship, who has launched a personal campaign
against the bond plan, should expect tougher scrutiny of his
business affairs.
"I think that is justified now, since Don has jumped in there
with his personal wealth trying to direct public policy,"
Manchin said.
...
After his brief speech . . . Manchin was quizzed repeatedly
by reporters about his pension bond battle with Blankenship.
In a later interview, Manchin declined to say if he thought
Blankenship was "a good corporate citizen."
"I’m not going to sit here and try to rag on anyone,"
Manchin said.
"I truly appreciate and value every business person who
creates jobs in our state," the Governor said. "[But] I want
Don to use his creative energies in a good, positive manner."
Manchin said he was puzzled that Blankenship would not
agree to serve on a pension bond advisory committee before
launching his campaign against the Governor’s proposal.
(1) it was attached to Manchin’s motion to dismiss, and is clearly integral
to, and was relied upon in, Blankenship’s complaint; and (2) Blankenship
does not dispute its authenticity. Am. Chiropractic Ass’n v. Trigon
Healthcare, Inc., 367 F.3d 212, 234 (4th Cir. 2004) (quoting Phillips v.
LCI Int’l Inc., 190 F.3d 609, 618 (4th Cir. 1999)).
BLANKENSHIP v. MANCHIN 5
"The most frustrating thing going on is that there’s a person
who has been very successful financially in the business
world, and when someone asked him to be a part of a posi-
tive movement in West Virginia, he said, ‘No.’"
When asked, Manchin said that Blankenship’s campaign
against the pension bonds should and will prompt even more
scrutiny of Blankenship, who is arguably already the state’s
highest-profile coal executive.
"If you want to throw yourself into public policy, your
record is open," the Governor said.
Manchin declined to personally offer any specific criticisms
of the way Massey or Blankenship has operated, except to
note that the company has had numerous run-ins with state
environmental regulators.
"I think there have been many violations that hopefully
they’ve been able to correct," the Governor said.
Ward Jr., supra. On June 25, 2005, voters rejected the bond amend-
ment.
Blankenship alleges that in retaliation for his campaign against the
amendment, Manchin "used state government resources to reinforce
his threat against [Blankenship] and Massey." Compl. ¶ 19. On June
30, 2005, the West Virginia Department of Environmental Protection
("DEP") approved a Massey permit application to build a coal silo in
Raleigh County, West Virginia. Despite the approval, Manchin alleg-
edly ordered members of his staff to meet with DEP and other regula-
tory officials to investigate possible safety concerns with regard to the
silo site. Blankenship maintains that the Governor ignored these
safety concerns when other groups raised them previously and initi-
ated the investigation "not out of concern for the safety of residents,
but instead, in retaliation for [Blankenship’s] campaign against the
bond amendment." Compl. ¶ 19.
6 BLANKENSHIP v. MANCHIN
B.
On July 26, 2005, Blankenship commenced this action against
Manchin, in his official and individual capacities, alleging that
Manchin violated 42 U.S.C. § 1983 by unconstitutionally retaliating
against Blankenship. The complaint sought declaratory, injunctive,
and compensatory relief, as well as attorneys’ fees pursuant to 42
U.S.C. § 1988. In response, Manchin filed a motion to dismiss, alleg-
ing that Blankenship’s complaint fails to state a claim of retaliatory
action in violation of the Constitution; that Blankenship lacks stand-
ing to assert the claim; that the claims are barred by qualified immu-
nity; that monetary damages based in Manchin’s official capacity are
barred by the Eleventh Amendment; and that injunctive relief is inappro-
priate.2 On January 18, 2006, the district court denied the motion in
all respects, except for dismissing the compensatory damages claim
against Manchin in his official capacity.
Rejecting Manchin’s qualified immunity argument, the district
court began by noting that First Amendment retaliation claims are
governed by this Court’s decision in Suarez Corp. Indus. v. McGraw,
202 F.3d 676, 685 (4th Cir. 2000), where we elucidated a three-part
test for evaluating First Amendment retaliation claims against a pub-
lic official. The district court characterized the relationship between
Manchin and Blankenship as "best exhibited by the fact that the
industry in which the [Appellee] finds himself is also one over which
the state exercises robust oversight powers." Blankenship v. Manchin,
410 F. Supp. 2d 483, 492 (S.D. W. Va. 2006).
The district court then concluded that the complaint adequately
alleged threats suggesting imminent adverse regulatory action
because of Manchin’s remarks that Blankenship justifiably should
expect tougher scrutiny of his business affairs. In addition, the district
court noted that discovery would reveal whether Manchin’s actions in
ordering his staff to meet with DEP officials was an accompanying
act of retaliation against Appellee. Taking these factors together, the
2
In addition, in his reply memorandum in support of his motion to dis-
miss, Manchin argued that the district court should abstain under the doc-
trine announced in Younger v. Harris, 401 U.S. 37 (1971). This issue is
not before this Court at the present time.
BLANKENSHIP v. MANCHIN 7
district court held that the alleged threats and retaliatory conduct
would deter a person of ordinary firmness from exercising her First
Amendment rights.
Further, relying on this Court’s decisions in Trulock v. Freeh, 275
F.3d 391, 405 (4th Cir. 2001), and Suarez, the district court held that
a reasonable governor would have known that Manchin’s alleged
actions violated clearly established law. Finding a constitutional vio-
lation of a clearly established right, the district court denied the appli-
cation of qualified immunity. This appeal followed.
II.
This Court has appellate jurisdiction to consider the district court’s
denial of qualified immunity "to the extent that the [Appellant] main-
tains that [his] conduct did not violate clearly established law." Win-
field v. Bass, 106 F.3d 525, 529 (4th Cir. 1997) (en banc). We review
a district court denial of a motion to dismiss on the basis of qualified
immunity de novo, "accepting as true the facts alleged in the com-
plaint and viewing them in the light most favorable to the plaintiff."
Ridpath, 447 F.3d at 306; Jenkins v. Medford, 119 F.3d 1156, 1159-
60 (4th Cir. 1997) (en banc).
The inquiry into whether a defendant can assert qualified immunity
proceeds in two steps. First, the court must determine if the pleaded
facts demonstrate that the defendant’s conduct violated a constitu-
tional right. Ridpath, 447 F.3d at 306. If the facts do not establish the
violation of a right, qualified immunity will apply, and the motion to
dismiss on that basis should be granted. If a violation is established,
"the next, sequential step is to ask whether the right was clearly estab-
lished." Saucier v. Katz, 533 U.S. 194, 201 (2001).
A.
We first turn to the issue of whether Blankenship has properly
alleged a constitutional violation. This Court set forth the three-part
standard for pleading a First Amendment § 1983 retaliation claim in
Suarez. 202 F.3d at 686. First, the plaintiff must demonstrate that his
speech is protected. Id. Next, "the plaintiff must demonstrate that the
8 BLANKENSHIP v. MANCHIN
defendant’s alleged retaliatory conduct adversely affected the plain-
tiff’s constitutionally protected speech." Id. Finally, the plaintiff must
show "a causal relationship . . . between its speech and the defen-
dant’s retaliatory action." Id.In this case, the first and third elements are not in dispute.3 Rather,
because the alleged retaliation is in the nature of speech,4 we must
first determine whether Manchin’s remarks were "threatening, coer-
cive, or intimidating so as to intimate that punishment, sanction, or
adverse regulatory action will imminently follow." Id. at 689. Given
the procedural posture of this case, in order for us to conclude that
Manchin did not violate Blankenship’s rights, we must conclude that
Blankenship could prove no set of facts to support his claim that
Manchin threatened imminent adverse regulatory action under Suarez.
See Ridpath, 447 F.3d at 317. The available evidence, including the
account of the Governor’s remarks in the Gazette Article, does not
allow us to reach such a conclusion.
To begin, we note that the Gazette Article is only one account of
Manchin’s remarks on June 17, 2005. Thus, even if Manchin’s quoted
remarks did not amount to a threat of imminent adverse regulatory
action, Blankenship could still prove that Manchin made threats at the
press conference that went unquoted in the Gazette Article and avoid
dismissal at the 12(b)(6) stage. Because we find that Manchin’s
3
We agree with Appellant regarding the portions of the complaint that
discuss the Governor’s ordering his staff to meet with DEP officials
regarding Massey permits. These incidents are not separate instances of
retaliation, but rather are encompassed within the alleged threat of the
Governor to scrutinize the Appellee’s business affairs. In other words,
these claims are not viable independent of the Governor’s alleged threats.
We may, however, consider these incidents in our determination of
whether the Governor’s remarks constituted a threat of imminent adverse
regulatory action. Because we do not view Manchin’s actions with
regard to the DEP investigation as the basis for an independent § 1983
claim, we need not address whether the heightened pleading standard
announced in Hartman v. Moore, 126 S. Ct. 1695 (2006), would apply
to such a claim.
4
The Suarez rule does not apply where the retaliatory speech discloses
private or damaging information about the plaintiff. See Suarez, 202 F.3d
at 688.
BLANKENSHIP v. MANCHIN 9
quoted remarks in the Gazette Article did threaten imminent adverse
regulatory action, we need not analyze Blankenship’s allegations
without the aide of the Gazette Article.
Appellant urges this Court to consider the full context of the Gov-
ernor’s remarks, especially the placement of the article at page C6 of
the newspaper, in determining whether the remarks threatened immi-
nent adverse regulatory action under Suarez. While we must examine
the full context of the newspaper article in which Appellant’s state-
ments appeared, we read the statements in the light most favorable to
Appellee and draw any reasonable inferences in his favor. See Rid-
path, 447 F.3d at 315 n.23. We must accept the allegations in the
complaint regarding the implication of Manchin’s statements, unless
they represent "unwarranted inferences, unreasonable conclusions, or
arguments," E. Shore Mkts., Inc. v. J.D. Assocs. Ltd. P’ship, 213 F.3d
175, 180 (4th Cir. 2000), or "contradict matters properly subject to
judicial notice or by exhibit," Veney v. Wyche, 293 F.3d 726, 730 (4th
Cir. 2002). We follow this approach not because we read the Gazette
Article with a "cynical eye," as the Appellant alleges, but because this
approach is proper under Rule 12(b)(6).
We cannot draw the inference from the placement of the article in
the Gazette that the Governor’s remarks were not threats. To begin,
this case is not one for defamation, where the newspaper article itself
represents the alleged tort. Thus, although the article is helpful insofar
as it provides one account of Manchin’s remarks, which we may con-
sider in determining whether those remarks satisfy Suarez, it is not the
sole focus of our inquiry, as noted above. Second, while we may take
judicial notice of the general proposition that newspapers tend to
place important stories on their front pages, there is no evidence in the
record indicating why the Gazette Article was placed at page C6.
Such a matter is one that can be inquired into during discovery, but
is not proper at this stage of the proceedings, especially because it
would require us to draw an inference against the Appellee, contrary
to our standard of review.
Appellant’s explanation for his remarks is that they were a predic-
tion and an opinion that Blankenship’s public involvement in the
bond amendment election would invite increased scrutiny from the
media and the public. This explanation fails. It is a reasonable reading
10 BLANKENSHIP v. MANCHIN
of Manchin’s remarks to view them as a threat of imminent adverse
regulatory action against Massey, rather than a prediction about how
the media and the public would view Blankenship’s affairs. For
example, at the time of the Governor’s alleged remarks, Blankenship
was not a political novice, having spent upwards of two million dol-
lars to defeat a state Supreme Court Justice in 2004 and having fought
a campaign against Manchin’s 2005 worker’s compensation reform
legislation. Because Blankenship was a veteran of West Virginia poli-
tics and had already participated in two contentious campaigns, it is
unreasonable to conclude that the only reading of Manchin’s remarks
is that they were a warning to Blankenship that his opposition of the
bond referendum would result in increased scrutiny by the public and
the media.
Furthermore, the actual regulatory scrutiny that Massey experi-
enced shortly after the article appeared strongly supports interpreting
Manchin’s remarks as a threat of increased regulatory scrutiny. That
Manchin activated the "punitive machinery of the government"
against Massey supports our reading the Governor’s remarks as
threats, rather than predictions. Garcia v. City of Trenton, 348 F.3d
726, 729 (8th Cir. 2003).
Unlike a statement of opinion, the Governor’s remarks went
beyond "reflecting [his] own views and intent." The Balt. Sun Co. v.
Ehrlich, 437 F.3d 410, 421 (4th Cir. 2006). The "tougher scrutiny" of
his business affairs that Manchin said Blankenship should expect and
that would be "justified," intimated that Massey would receive more
scrutiny from state regulators than other, similarly situated compa-
nies. "Given the expertise of agencies in the fields they regulate, a
presumption of regularity attaches to administrative actions." Cent.
Elec. Power Co-op., Inc. v. Se. Power Admin., 337 F.3d 333, 337 (4th
Cir. 2003); accord Preston Memorial Hosp. v. Palmer, 578 S.E.2d
383, 387 (W. Va. 2003) ("We proceed . . . to determine whether the
lower court abused its discretion in reaching a decision which sets
aside the presumption of regularity generally accorded an administra-
tive agency’s decision by a reviewing court."). Tougher scrutiny by
agencies whose actions are afforded a presumption of regularity is
adverse regulatory action, because it implies harsher, or at least dispa-
rate, treatment of Massey as a direct result of Blankenship’s political
speech. Cf. Garcia, 348 F.3d at 728 ("Mayor Whitaker told Ms. Gar-
BLANKENSHIP v. MANCHIN 11
cia that the two-hour [parking] time limit would be enforced against
her, and that he was taking this action because of her complaints
about the bicycling ordinance.").
Because Massey is an industry leader in a heavily regulated indus-
try, we can draw an inference in favor of the Appellee that Massey
is subject to near-constant regulatory oversight, and any "additional"
scrutiny could be applied immediately. Indeed, the Appellee’s com-
plaint supports this conclusion by alleging the actual investigation
ordered by the Governor a mere five days after voters rejected the
bond amendment. Thus, rather than an opinion or prediction,
Manchin’s remarks are reasonably construed as threats that, as a
result of Blankenship’s speech, Massey would be subject to greater
regulation than prior to Blankenship’s remarks, or than its competitors
faced. Such a threat, directed towards an individual who is the head
of a company in a highly regulated industry, constitutes an intimation
of imminent adverse regulatory action and satisfies Suarez.
B.
Having found that Manchin’s remarks constituted retaliation under
Suarez, we undertake an objective inquiry into whether "a similarly
situated person of ‘ordinary firmness’ reasonably would be chilled by
the government conduct in light of the circumstances presented in the
particular case." Baltimore Sun, 437 F.3d at 416 (citing Constantine,
411 F.3d at 500).
In Suarez, this Court noted that "determining whether a plaintiff’s
First Amendment rights were affected by retaliatory conduct is a fact
intensive inquiry that focuses on the status of the speaker, the rela-
tionship between the speaker and the retaliator, and the nature of the
retaliatory acts." 202 F.3d at 686. This Court has previously charac-
terized the political arena as "rough and tumble," holding that a politi-
cal reporter of ordinary firmness would not "be chilled by a
politician’s refusal to comment or answer questions on account of the
reporter’s previous reporting." Baltimore Sun, 437 F.3d at 419 (citing
Eaton v. Meneley, 379 F.3d 949, 956 (10th Cir. 2004)). Finding the
restrictions imposed by the Governor in Baltimore Sun to be de
minimis, this Court noted that "typical reporters . . . are used to curry-
ing their sources’ favors." Id. In sum, we could not "accept that the
12 BLANKENSHIP v. MANCHIN
Governor’s directive . . . created a chilling effect any different from
or greater than that experienced by The Sun and by all reporters in
their everyday journalistic activities." Id. at 420.
In Eaton, the Tenth Circuit noted, "Plaintiffs in public debates are
expected to cure most misperceptions about themselves through their
own speech and debate." 379 F.3d at 956. Finding that a sheriff’s run-
ning an unauthorized background check on individuals who publicly
advocated for his recall "was not enough to chill the actions of per-
sons of ordinary firmness who enter the arena of political debate," the
Eaton court concluded that "[t]he plaintiffs . . . remained free to talk
to the media about the sheriff’s use of the [background check] system,
and they did." Id. Similarly, in Mattox v. City of Forest Park, the
Sixth Circuit noted:
As an elected public official, Mattox voluntarily placed
herself open to criticism . . . . A deliberate attempt to dis-
credit Mattox, especially if initiated in retaliation for her
actions in investigating the fire department, is perhaps an
inappropriate and unfortunate occurrence, but . . . it is not
the type of "adverse action" against which the First Amend-
ment protects. . . . We do not think it would deter a public
official of ordinary firmness from exercising his or her right
to speak under the First Amendment. Public officials may
need to have thicker skin than the ordinary citizen when it
comes to attacks on their views.
183 F.3d 515, 522 (6th Cir. 1999).
By contrast, in Garcia, a shop owner, Carolyn Garcia ("Garcia"),
complained to public officials about lax enforcement of an ordinance
prohibiting bike riding on the sidewalk. 348 F.3d at 727-28. Because
of her complaints, the mayor told Garcia that he would have police
ticket her car when she parked in violation of a two-hour parking limit
that had not previously been enforced against her or others. Within
hours of the threat, Garcia received her first traffic ticket, which was
followed by three more over the next two months. Reinstating a jury
verdict for Garcia, the Eighth Circuit distinguished Naucke v. City of
Park Hills, 284 F.3d 923 (8th Cir. 2002), a § 1983 case where "plain-
tiff charged that the defendants had made harassing, derogatory, and
BLANKENSHIP v. MANCHIN 13
humiliating comments about her," and noted that "in contrast to
Naucke, [here] defendant’s conduct went beyond mere speech, how-
ever offensive. Defendant, in his capacity as Mayor, engaged the
punitive machinery of the government in order to punish . . . Garcia
for speaking out." 348 F.3d at 729.
Given Suarez’s command that we focus "on the status of the
speaker, the relationship between the speaker and the retaliator, and
the nature of the retaliatory acts," 202 F.3d at 686, in determining the
effect on a plaintiff’s First Amendment rights and the similar, but
objective, test applied in Baltimore Sun, we begin by viewing
Blankenship as a citizen who has "entered the political debate,"
Eaton, 379 F.3d at 956. The crux of Blankenship’s claim is that
Manchin threatened retaliation against Blankenship’s company,
which operates in a highly regulated industry. Thus, the person of
ordinary firmness we consider should be one who is president of a
company in a highly regulated industry. Cf. Baltimore Sun, 437 F.3d
at 419 (considering "reporters of ordinary firmness" in the inquiry).
In sum, our inquiry is whether Manchin’s alleged conduct would chill
the free speech rights of an ordinarily firm owner of a regulated busi-
ness who has entered the political arena.
The typical reporter, as recounted in Baltimore Sun, is accustomed
to politicians’ refusing to comment and having to curry favor for
access, so that the Governor’s ban on commenting to certain reporters
in that case did not sufficiently impair the status quo as to chill
speech. See 437 F.3d at 419. Unlike a reporter, the typical citizen
involved in politics does not contend with the retaliatory conduct of
state officials as a "cost" of entering the political arena. While a citi-
zen who voluntarily enters public debate may suffer some
hardships—the public figure standard for libel, for example, may
apply to statements made about them—threats of adverse regulatory
action are not properly among these hardships. Cf. Gertz v. Robert
Welch, Inc., 418 U.S. 323, 347-50 (discussing the differing liability
standards for libel of public versus private figures); Wells v. Liddy,
186 F.3d 505 (4th Cir. 1999) (same); Wilson v. Daily Gazette Co.,
588 S.E.2d 197 (W. Va. 2003) (same).
Eaton is also inapposite to the case at bar. While Blankenship is
fully able to respond to Manchin’s criticisms through the media—for
14 BLANKENSHIP v. MANCHIN
example, countering the accusations about Massey’s safety record—
he cannot utilize the marketplace of ideas to shield himself against
adverse regulatory action. Cf. McCreary County, Ky. v. Am. Civil Lib-
erties Union of Ky., 125 S. Ct. 2722, 2747 (2005) (O’Connor, J., con-
curring) ("In the marketplace of ideas, the government has vast
resources and special status."); Finzer v. Barry, 798 F.2d 1450, 1493
(D.C. Cir. 1986) (Wald, J., dissenting) ("The driving concept of the
first amendment to promote a marketplace of ideas is twisted out of
shape when, through governmental action, only one side of the debate
is permitted access to the premium selling booth."), aff’d in part,
rev’d in part sub nom. Boos v. Barry, 485 U.S. 312 (1988). Blanken-
ship "remained free" to accuse the Governor of targeting his com-
pany, but that would do little to minimize the damage from any actual
adverse action taken against Massey. Unlike in Eaton, where the
background check conducted by the sheriff had no potential of pro-
spective harm, the threat of continued and heightened regulatory scru-
tiny of Massey loomed large, serving its function as a constant
"warning" to Blankenship about speaking out on political issues.
Similarly, this case is unlike Mattox, where there was an attempt
to discredit a public official based on his views. While Manchin was
trying to discredit Blankenship, his attempts crossed the line into
threats against Massey. As the Eighth Circuit noted in Garcia, there
is a clear difference between speech that is a "deliberate attempt to
discredit" and speech that threatens to "engage[ ] the punitive
machinery of the government in order to punish" someone for speak-
ing out. 348 F.3d at 729.
Blankenship’s actions, although not dispositive, are relevant to the
ordinary firmness inquiry. Constantine, 411 F.3d at 500. Appellant
argues that Blankenship has continued actively to participate in West
Virginia politics. Though Blankenship continues to be politically
active, he claims that his speech has been chilled and until contrary
evidence is presented, that claim must be accepted. A chilling effect
need not result in a total freeze of the targeted party’s speech. See id.
("The cause of action targets conduct that tends to chill such activity,
not just conduct that freezes it completely.") Unlike in Baltimore Sun,
Blankenship did not deny that he has been chilled or evade the ques-
tion at oral argument; rather, he continues to allege that his speech
rights have been chilled. Cf. 437 F.3d at 420 n.1. The fact that
BLANKENSHIP v. MANCHIN 15
Blankenship continues to speak is informative to our ordinary firm-
ness inquiry, but, at this stage, not dispositive. Appellant may demon-
strate that Blankenship has, as a matter of law, not been chilled in any
respect; that opportunity, however, must be undertaken with the aid
of discovery and not at the motion-to-dismiss stage.
III.
Having found that the facts as set forth in Blankenship’s complaint,
when viewed in the light most favorable to him, establish the viola-
tion of a constitutional right, we must address whether this right was
clearly established. See Saucier, 533 U.S. at 201. We undertake this
inquiry "in light of the specific context of the case, not as a broad gen-
eral proposition." In Saucier, the Supreme Court made clear that
"[t]he relevant, dispositive inquiry in determining whether a right is
clearly established is whether it would be clear to a reasonable officer
that his conduct was unlawful in the situation he confronted." Id. at
201-02. In this case, in determining "[w]hether a right has been spe-
cifically adjudicated or is manifestly apparent from broader applica-
tions of the constitutional premise in question," we may consider
decisions of the Supreme Court, this Court, and the Supreme Court
of Appeals of West Virginia. Owens ex rel. Owens v. Lott, 372 F.3d
267, 279 (4th Cir. 2004).
This Court has held that "[i]t is well established that a public offi-
cial may not misuse his power to retaliate against an individual for the
exercise of a valid constitutional right." Trulock, 275 F.3d at 405 (cit-
ing Suarez, 202 F.3d at 685). In the specific context at issue here, it
is clearly established that "the First Amendment prohibits an officer
from retaliating against an individual for speaking critically of the
government." Id. at 406.
Appellant acknowledges that in Suarez, this Court held that a pub-
lic official’s retaliatory action in the nature of speech that threatens,
coerces, or intimidates, intimating that punishment, sanction, or
adverse regulatory action will imminently follow, establishes a viola-
tion of an individual’s First Amendment rights. 202 F.3d at 687.
Appellant, however, argues that Suarez did not put forth a bright line
test because it was based on a balancing of the First Amendment
rights of citizens and public officials. Although Suarez did concern
16 BLANKENSHIP v. MANCHIN
itself with striking a balance of rights between citizens and public
officials, the result of that balance was "[t]he requirement that [a]
public official’s speech include a threat, coercion, or intimidation." Id.at 688 n.13. This requirement represents a bright line, one that the
Governor’s remarks clearly violated.
In sum, the general proposition that a government official may not
retaliate against a citizen for the exercise of a constitutional right is
clearly established law, per Trulock. The specific right at issue here,
the right to be free of threats of imminent, adverse regulatory action
due to the exercise of the right to free speech, was clearly established
by this Court in Suarez.
IV.
As Blankenship’s complaint alleges a constitutional violation of a
clearly established right, qualified immunity does not attach to the
Governor’s actions. Appellant’s motion to dismiss was properly
denied, and the ruling of the district court is affirmed.
AFFIRMED
WILKINS, Chief Judge, concurring in the judgment:
I agree that the district court correctly denied the motion to dismiss
here. Because my reasoning differs slightly from that of the majority,
however, I write separately.
As the majority correctly notes, in reviewing the denial of a motion
to dismiss, we may reverse "only if it appears beyond all doubt that
the plaintiff can prove no set of facts in support of his claim that
would entitle him to relief." Ridpath v. Bd. of Governors Marshall
Univ., 447 F.3d 292, 317 (2006) (internal quotation marks omitted).
For the reasons the majority outlines, I agree that it was clearly
established at the time of the Governor’s remarks that a threat of
increased government scrutiny, made in retaliation for Blankenship’s
political speech, violated Blankenship’s First Amendment rights. That
leaves the questions of whether Blankenship’s complaint demon-
BLANKENSHIP v. MANCHIN 17
strates that Blankenship can prove no set of facts supporting (1) his
claim that the Governor made such a threat, and (2) the proposition
that a reasonable person in the Governor’s position would have under-
stood at the time of his remarks that they constituted such a threat, see
Saucier v. Katz, 533 U.S. 194, 202 (2001) (explaining that govern-
ment official is entitled to qualified immunity unless, at the time of
the alleged violation, "a reasonable official would understand that
what he is doing violates" the right in question).
Blankenship’s complaint alleges that in response to questions about
the pension bond amendment, "the Governor threatened Plaintiff by
warning that the government would scrutinize the affairs of Plaintiff
and Massey even more closely in light of Plaintiff’s decision to par-
ticipate in the public debate over the pension bond amendment"; that
"[t]he Governor went on to say, ‘I think that is justified now, since
[Blankenship] has jumped in there with his personal wealth trying to
direct public policy’"; and that the Governor claimed that Massey was
guilty of "‘many violations’" of state environmental regulations. J.A.
9 (emphasis added).
The Governor argues that the Gazette article provides the proper
context for the statements and demonstrates that they were predictions
of scrutiny by the media and the public rather than threats of addi-
tional governmental scrutiny. That argument fails to recognize, how-
ever, that we must accept as true the allegation in the complaint that
the Governor warned Blankenship that the government would scruti-
nize him more closely in light of his decision to speak publicly
regarding the pension bond amendment. The fact remains that even
if the words quoted in the Gazette article do not comprise such a
threat themselves, Blankenship may eventually prove such a threat by
words that were not quoted in the article but that any reasonable offi-
cial in the Governor’s position would have understood to have been
a threat.
The Governor disagrees, observing that Blankenship’s complaint
plainly states that "the Governor’s threats against Plaintiff were
reported in the Charleston Gazette." Id. But the Governor’s reliance
on this language is misplaced. The Governor reads the complaint as
if it alleged that the Governor’s threats against Blankenship were
quoted in the Gazette. But, the identified language in the complaint
18 BLANKENSHIP v. MANCHIN
may simply refer to the portion of the Gazette article that paraphrased
the Governor’s words. See id. at 46 ("The governor said Blankenship,
who has launched a personal campaign against the bond plan, should
expect tougher scrutiny of his business affairs."). In fact, not only
does the complaint not plainly state that it is based only on words
quoted in the Gazette article, but it actually suggests that it is not so
limited. See id. at 9 (alleging that Governor threatened further govern-
ment scrutiny and then "went on to say" some of the words quoted
in the Gazette).
For this reason, the Governor thus has not demonstrated that
Blankenship cannot prove any set of facts that would entitle him to
relief, and I therefore concur in the judgment affirming the denial of
the motion to dismiss.