United States v. Jarvis Forney

UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 18-4479
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
JARVIS FORNEY,
Defendant - Appellant.
Appeal from the United States District Court for the Western District of North Carolina, at
Charlotte. Frank D. Whitney, Chief District Judge. (3:12-cr-00381-FDW-1)
Submitted: August 15, 2019 Decided: August 26, 2019
Before NIEMEYER and THACKER, Circuit Judges, and SHEDD, Senior Circuit Judge.
Affirmed by unpublished per curiam opinion.
Richard L. Brown, Jr., LAW OFFICES OF RICHARD L. BROWN, JR., Monroe, North
Carolina, for Appellant. R. Andrew Murray, United States Attorney, Anthony J. Enright
Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY,
Charlotte, North Carolina, for Appellee.
Unpublished opinions are not binding precedent in this circuit.
PER CURIAM:
Jarvis Forney appeals from the district court’s order imposing a 20-month upward
variant sentence upon revocation of his supervised release. Counsel initially filed a brief
pursuant to Anders v. California, 386 U.S. 738 (1967), asserting that there were no
meritorious grounds for appeal but questioning whether the district court had imposed a
plainly unreasonable revocation sentence. Forney filed pro se supplemental briefs that also
challenged his sentence. After conducting our Anders review, we ordered supplemental
briefing to address whether the district court improperly considered the need to punish
Forney’s revocation conduct when explaining his revocation sentence. Forney’s counsel
argues that the district court did so, and Forney moves for leave to file another pro se
supplemental brief that echoes counsel’s argument. We grant Forney’s motion and affirm. 1
“A district court has broad discretion when imposing a sentence upon revocation of
supervised release.” United States v. Webb, 738 F.3d 638, 640 (4th Cir. 2013). “We will
affirm a revocation sentence if it is within the statutory maximum and is not plainly
unreasonable.” United States v. Slappy, 872 F.3d 202, 207 (4th Cir. 2017) (internal
quotation marks omitted) (quoting Webb, 738 F.3d at 640 (quoting United States v. Crudup,
461 F.3d 433, 438 (4th Cir. 2006))). “To consider whether a revocation sentence is plainly
unreasonable, we first must determine whether the sentence is procedurally or
substantively unreasonable.” Id. (citation omitted). “A revocation sentence is procedurally
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We have considered the arguments raised in Forney’s pro se briefs and conclude
that they lack merit.
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reasonable if the district court adequately explains the chosen sentence after considering
the . . . Chapter Seven policy statements and the applicable 18 U.S.C. § 3553(a) [(2012)]
factors,” id. (footnotes omitted) (citation omitted), and “explain[s] why [any] sentence
outside of the [policy statement] range better serves the relevant sentencing [factors],” id.
at 209 (citation omitted) (internal quotation marks omitted); see 18 U.S.C. § 3583(e) (2012)
(specifying § 3553(a) factors relevant to supervised release revocation). “[A] revocation
sentence is substantively reasonable if the court sufficiently state[s] a proper basis for its
conclusion that the defendant should receive the sentence imposed,” up to the statutory
maximum. Slappy, 872 F.3d at 207 (internal quotation marks omitted) (quoting Crudup,
461 F.3d at 440). Only if a sentence is either procedurally or substantively unreasonable
is a determination then made as to whether the sentence is plainly unreasonable. Id. at 208.
In fashioning an appropriate sentence, “the court should sanction primarily the
defendant’s breach of trust, while taking into account, to a limited degree, the seriousness
of the underlying violation and the criminal history of the violator.” U.S. Sentencing
Guidelines Manual ch. 7, pt. A(3)(b) (U.S. Sentencing Comm’n 2018). While the court
also must consider certain factors enumerated under § 3553(a), § 3583(e) excludes
consideration of “the need for the sentence . . . to reflect the seriousness of the offense, to
promote respect for the law, and to provide just punishment for the offense.” §
3553(a)(2)(A); see § 3583(e); Webb, 738 F.3d at 641. We have recognized, however, that
the § 3553(a)(2)(A) factors “are intertwined with the factors courts are expressly authorized
to consider under § 3583(e).” Webb, 738 F.3d at 641 (citations omitted). Thus, although
the district court may not rely “predominately” on the § 3553(a)(2)(A) factors in selecting
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a revocation sentence, “mere reference to such considerations does not render a revocation
sentence procedurally unreasonable when those factors are relevant to, and considered in
conjunction with, the enumerated § 3553(a) factors.” Id. at 642 (citation omitted).
At the revocation hearing, Forney did not object or otherwise call to the district
court’s attention that it may have improperly considered the need to punish Forney’s
revocation conduct. As such, we review Forney’s procedural reasonableness challenge for
plain error. See United States v. Oceanic Illsabe Ltd., 889 F.3d 178, 194 (4th Cir. 2018).
“In conducting plain error review, we assess: (1) whether there is an error; (2) whether the
error is clear or obvious; and (3) whether the error affected the appellant’s substantial
rights.” Id. at 200 (citing United States v. Olano, 507 U.S. 725, 734 (1993)). With respect
to the third prong, the appellant bears the burden of proving “that the clear or obvious legal
error at issue . . . affected the outcome of the district court proceedings.” United States v.
Seignious, 757 F.3d 155, 161 (4th Cir. 2014) (citation omitted) (internal quotation marks
omitted). However, even if all three prongs of plain error review are established, “we have
discretion whether to recognize the error, and should not do so unless the error seriously
affects the fairness, integrity or public reputation of judicial proceedings.” Oceanic Illsabe
Ltd., 889 F.3d at 200 (citation omitted) (internal quotation marks omitted).
Here, the district court considered Forney’s admission that he violated the terms of
his supervised release by possessing ammunition, as well as the Government’s agreement
not to prosecute him for that possession. The court also noted another aspect of the
violation conduct—that circumstantial evidence suggested Forney had constructively
possessed a firearm while on supervised release. Next, the court credited Forney’s previous
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good behavior on supervised release. Although the court also mentioned the need to punish
Forney for his apparent constructive possession of a firearm, in addition to punishing him
for breach of the court’s trust, we conclude that the court’s reliance on the need for
punishment of the revocation conduct—a disfavored § 3553(a) factor—was not the court’s
predominate reason for imposing the 20-month sentence. Cf. United States v. Bennett, 698
F.3d 194, 200–01 (4th Cir. 2012) (holding the district court’s predominate reason for the
sentence at the revocation hearing was the breach of trust rather than rehabilitation because
after making repeated statements about the supervisee’s breach of trust throughout the
hearing, immediately before sentencing, the court made a statement about the supervisee’s
need for an “intensive substance abuse treatment” and how the imposed sentence will
“provide ample time for that”). Rather, the court considered the need for punishment “in
conjunction with[] the enumerated § 3553(a) factors,” Webb, 738 F.3d at 642 (citation
omitted), relating to Forney’s history and characteristics and the seriousness of the
underlying revocation conduct, id. at 641. Finally, assuming that Forney could
demonstrate that the district court committed an error that was plain, he has not established
that any error affected his substantial rights by influencing the outcome of the revocation
hearing. See Oceanic Illsabe Ltd., 889 F.3d at 194; Seignious, 757 F.3d at 161.
Specifically, neither Forney nor counsel asserts that the court’s arguable error—
considering the need to punish Forney’s revocation conduct when explaining its revocation
sentence—would have resulted in a lower sentence had the district court not committed the
error about which he complains. Thus, Forney has failed to meet his burden under plain
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error review to demonstrate that his sentence is procedurally unreasonable. See Seignious,
757 F.3d at 160–61.
Next, we consider the substantive reasonableness of Forney’s revocation sentence.
The district court varied upward 6 months from the top of Forney’s policy statement range
of 8 to 14 months. Our review confirms that Forney’s revocation sentence is substantively
reasonable as the district court reasoned that Forney needed to be punished for his breach
of the court’s trust, but determined that the punishment should not reach the statutory
maximum in light of Forney’s previous history of good behavior while on supervised
release. See Slappy, 872 F.3d at 207.
In accordance with Anders, we have reviewed the entire record in this case and have
found no other potentially meritorious grounds for appeal. We affirm the court’s
revocation judgment. This court requires that counsel inform Forney, in writing, of the
right to petition the Supreme Court of the United States for further review. If Forney
requests that a petition be filed, but counsel believes that such a petition would be frivolous,
then counsel may move in this court for leave to withdraw from representation. Counsel’s
motion must state that a copy thereof was served on Forney.
We dispense with oral argument because the facts and legal contentions are
adequately presented in the materials before this court and argument would not aid the
decisional process.
AFFIRMED
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