United States v. Jose Borda

UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 96-4752
JOSE HERNAN BORDA,
Defendant-Appellant.
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 96-4753
JAMES DEJESUS MARTINEZ,
Defendant-Appellant.
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 96-4806
DUVALL HUCKS,
Defendant-Appellant.
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 96-4807
ORLANDO FRANCO AGUDELO,
Defendant-Appellant.
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v.
No. 96-4856
LUIS GOMEZ, a/k/a Huevo, a/k/a
Pescado,
Defendant-Appellant.
Appeals from the United States District Court
for the District of Maryland, at Greenbelt.
Alexander Williams, Jr., District Judge.
(CR-95-267-AW)
Argued: September 24, 1998
Decided: May 11, 1999
Before LUTTIG and MOTZ, Circuit Judges, and
BULLOCK, Chief United States District Judge for the
Middle District of North Carolina, sitting by designation.
_________________________________________________________________
Affirmed by unpublished per curiam opinion.
_________________________________________________________________
COUNSEL
ARGUED: Harold Irwin Glaser, Baltimore, Maryland, for Appellant
Borda; Timothy Joseph Sullivan, SULLIVAN & SULLIVAN, Col-
lege Park, Maryland, for Appellant Martinez; Robert Thomas Durkin,
Jr., Baltimore, Maryland, for Appellant Hucks; Barry Earl Schulman,
Brooklyn, New York, for Appellant Agudelo; Neil Ian Jacobs, Rock-
ville, Maryland, for Appellant Gomez. Barbara Suzanne Skalla,
Assistant United States Attorney, Deborah A. Johnston, Assistant
United States Attorney, Greenbelt, Maryland, for Appellee. ON
2
BRIEF: Lynne A. Battaglia, United States Attorney, Greenbelt,
Maryland, for Appellee.
_________________________________________________________________
Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
_________________________________________________________________
OPINION
PER CURIAM:
Appellants Borda, Martinez, Hucks, Agudelo, and Luis Gomez
were convicted of violating 21 U.S.C. § 846, conspiracy to distribute
and to possess with intent to distribute cocaine, and 21 U.S.C. § 841,
possession with intent to distribute cocaine. In addition, Appellant
Martinez was convicted of violating 21 U.S.C. § 963, conspiracy to
import cocaine, 21 U.S.C. § 952(a), importation of cocaine, and 18
U.S.C. § 1512(a)(1), witness tampering. Appellant Borda also was
convicted of witness tampering. On appeal, Appellants raise numer-
ous evidentiary and procedural challenges. For the reasons set forth
below, we affirm.
I.
This case, which culminated in a twelve-week trial below, presents
two distinct groups of facts. The first involves the United States' case
against all Appellants relating to a cocaine distribution conspiracy. In
making this case, the government relied on testimony of eight cooper-
ating witnesses, testimony of a confidential informant known as
"Marco Sucre," testimony of undercover and surveillance agents,
wiretapped telephone conversations and events captured on audio or
video tape, and items of physical evidence seized in the course of the
investigation. A second collection of facts surrounds the witness tam-
pering charges levied against Appellants Borda and Martinez. The
government made its case here using similar modes of evidence,
namely testimony of a cooperating witness, of Marcos Sucre, and of
an undercover agent, as well as evidence of meetings recorded
through video tape surveillance.
3
Turning first to the cocaine distribution conspiracy, the govern-
ment's evidence painted the picture of an extensive cocaine traffick-
ing organization which operated between 1991 and July of 1995, in
both Maryland and New York. According to the government, Appel-
lants Borda and Martinez ran the operation.
Juan Mora served as a cooperating government witness, describing
the early stages of the collaboration between Borda and Martinez.
Mora testified that as early as 1991 Borda had begun transporting
drug money to New York City from Maryland. Borda and Mora trav-
eled together between five and seven times to meet individuals in
New York named Sarmiento. The Sarmientos are cousins of Borda's
wife. On each trip, Borda would carry north as much as $300,000.00
to exchange for ten to twenty kilograms of cocaine, which he would
bring back to Maryland. According to Mora, Martinez sometimes
made these trips for Borda.
Another witness, Alberto Espinosa, testified that some time in 1991
Borda asked him to locate customers for the cocaine Borda was
acquiring from the Sarmientos in New York. In response to this
request, Espinosa introduced Borda to Enrique Portillo, for whom
Espinosa had been a courier. As a result of this introduction, Borda
began supplying cocaine to Portillo.
When Portillo was incarcerated in late 1991, Appellant Hucks, who
had been a customer of Portillo, obtained cocaine powder directly
from Borda in kilogram quantities. Espinosa testified that this rela-
tionship extended into 1992, during which time Borda continued to
receive five to ten kilograms of cocaine each week from New York
City. According to Espinosa, on at least two occasions Borda and
Hucks converted multiple kilograms of cocaine powder into crack.
Hucks sold the cocaine he received from Borda to his own customers.
For example, Hucks' uncle, James Braswell, testified that Hucks sold
him crack cocaine beginning some time prior to 1992 and continuing
through 1994. Braswell often exchanged firearms for the drugs, and
testified that he gave Hucks over thirty guns, including fully auto-
matic weapons and 9mm handguns.
Espinosa testified that on two occasions in 1993 he mailed cocaine
from Colombia, South America, to Borda in Maryland. After return-
4
ing from South America, Espinosa supplied Borda with six kilograms
of cocaine. Borda complained that he wanted quantities exceeding
twenty kilograms, an amount which Espinosa was unable to handle.
Thereafter, Espinosa turned to Martinez and began selling him the
amounts of cocaine he could obtain. This relationship continued into
1994.
The government's star witness was Mario Maldonado, who pro-
vided key testimony regarding the Borda-Martinez drug operation. He
served as a drug courier between 1992 and 1995, a position which
granted him the access necessary to give the jury a first-hand account
of the inner workings of the drug conspiracy. Maldonado first entered
the company of the Appellants in May or June of 1992, when he met
Antonio Cubides, another person involved in cocaine trafficking in
New York City and Maryland. Maldonado testified that Cubides pro-
vided Martinez with one to four kilograms of cocaine each time Mar-
tinez made a trip to New York City. Maldonado became a courier for
Cubides and estimated that between July and October of 1992 he
made five or six trips to New York. In each case Maldonado returned
to Maryland with between two and four kilograms of cocaine for
Martinez. Martinez then sent the drugs to Borda.
In October of 1992, Cubides, Borda, and Martinez departed for
Colombia, South America, where they remained until January or Feb-
ruary of 1993. Upon their return, Maldonado resumed his trips to
New York City. He testified that every two weeks through May or
June of 1993 he delivered approximately ten kilograms of cocaine to
Martinez. Martinez continued to pass the drugs on to Borda, who
remained a supplier of Hucks.
In June of 1993, Maldonado began working for Borda directly as
a courier. Every two weeks from June through October of that year
Maldonado transported ten to fifteen kilograms of cocaine from the
Sarmientos in New York City to Borda in Maryland, where the drugs
were supplied to Hucks. According to Maldonado, Martinez often
received two to three kilograms of Borda's cocaine.
Borda and Martinez again went to Colombia, South America, in
October of 1993. Maldonado testified that after another break of some
four months in making cocaine deliveries for Borda, he renewed his
5
job as Borda's courier after Borda returned to Maryland in February
of 1994. He once again traveled to New York every two weeks, each
time bringing ten to fifteen kilograms of the Sarmientos' cocaine back
from New York to Borda in Maryland.
In May of 1994, Gregorio Sarmiento died. Maldonado testified that
Borda continued to buy kilogram quantities of cocaine from Gre-
gorio's sons, Alberto and Fernando Sarmiento. Maldonado continued
to serve as Borda's courier, but decreased the frequency of his trips
to New York. Thereafter his trips occurred only once a month. Borda
began purchasing cocaine from other sources.
Borda again left the United States for Colombia in November of
1994. Borda returned in February of 1995, an event which yet again
triggered the resumption of Maldonado's trips to New York City. On
his first trip, Maldonado delivered fifteen kilograms of cocaine to
Borda. His second trip ended prematurely on February 14, 1995,
when he was stopped in New Jersey en route to Maryland with
another fifteen kilograms of cocaine. Maldonado was placed under
arrest, but agreed to cooperate with law enforcement. Borda and
Eduardo Marroquin were arrested the following day while attempting
to recover the cocaine Maldonado had in his possession when he was
arrested.
In December of 1994, Felipe Ossa joined Martinez on a trip to New
York City for the purpose of delivering a drug payment to Alberto
Sarmiento. By February of the next year, Ossa had relocated to Mary-
land, where he soon began transporting drugs at the direction of Mar-
tinez. While Borda was in jail awaiting trial he arranged for Martinez
to supply Hucks with cocaine. Later that spring, Alfonso Gomez and
Amparo Devasquez-Sarmiento followed up on these changed circum-
stances by traveling to Maryland to meet with Martinez and discuss
future cocaine deliveries to him.
This new line of cocaine transport was finalized when Martinez,
Ossa, and a paid government informant known as "Marcos Sucre" met
with Alfonso Gomez and Devasquez-Sarmiento in New York on
April 15, 1995, and established the new procedures for delivering
cocaine to Martinez in Maryland. Sucre gained access to these indi-
viduals while befriending Martinez.
6
The first of these new deliveries totaled twenty kilograms of
cocaine and was made by Aldemar Gomez, the brother of Alfonso
Gomez, on April 18, 1995. At Martinez' direction, Ossa sent one kilo-
gram to an unknown customer and the balance to Hucks, who paid
Martinez $430,000.00 in return. On April 23, 1995, Alfonso Gomez
and Devasquez-Sarmiento traveled to Maryland to collect payment
for the twenty kilograms. They brought with them another fifteen
kilograms, of which fourteen were sent to Hucks. When Alfonso
Gomez and Devasquez-Sarmiento arrived back in New York with the
$430,000.00, they were stopped by police and the money was seized.
The infiltration of the Martinez drug ring by Sucre and the initial sei-
zure of money marked the beginning of the end for Martinez and his
associates.
On May 1, 1995, Aldemar Gomez came to Maryland to collect
payment for the fifteen kilograms delivered on April 23. Videotape
surveillance recorded Martinez and Sucre counting $314,000.00 in
cash collected from Hucks. This money was given to Aldemar
Gomez, who took it back to New York. On May 19, 1995, Aldemar
Gomez delivered another twenty kilograms of cocaine to Maryland,
again with all but one kilogram going to Hucks. This cocaine was
supplied by Appellants Luis Gomez and Orlando Agudelo. Eight days
later, Aldemar Gomez embarked for New York with $407,000.00
received from Hucks. Police stopped Aldemar Gomez outside of New
York City and seized the cash.
Luis Gomez and Martinez met several times the next month in the
presence of Sucre to discuss future deliveries as affected by the prob-
lem of the April and May money seizures. According to Sucre, Luis
Gomez related to Martinez that Alfonso Gomez and Amparo
Devasquez-Sarmiento had been kidnapped and tortured because Luis
Gomez did not believe their explanations for the lost money. During
these meetings with Martinez, Luis Gomez agreed to supply Martinez
with thirty kilograms of cocaine initially and, after payment of
$100,000.00, to supply a second thirty kilogram quantity.
On June 24, 1995, Luis Gomez, among others, delivered twenty-six
kilograms of cocaine to Martinez and Sucre. Sucre paid the
$100,000.00 with government funds. Luis Gomez demanded addi-
tional payments, explaining that his boss in Colombia, South Amer-
7
ica, Appellant Agudelo, wanted to recoup the losses suffered by the
police seizures and cover the transportation costs of the next delivery.
In order to buy time for Sucre, government agents directed Sucre to
invite Martinez and Ossa to Miami. Sucre explained to them that he
could arrange for the purchase of 150 kilograms of cocaine from Flor-
ida sources. Martinez intended to sell fifty of those kilograms to
Hucks.
On July 5, 1995, Agudelo arrived in New York from Colombia,
South America. Two days later Martinez and Hucks were arrested. On
July 8, Luis Gomez and Agudelo were arrested en route to Maryland
to collect payment on the twenty-six kilograms delivered June 24.
In July of 1995, a shipping container arrived in Baltimore, Mary-
land, which had been sent from Colombia, South America. According
to Maldonado, Martinez and Cubides had begun formulating a plan
in late 1994 to import 100 kilograms of cocaine directly from Colom-
bia. Maldonado had understood that they intended to ship the drugs
to Maryland in a shipping container fitted with a false compartment.
According to Maldonado, Cubides went to Colombia himself in 1994
to coordinate the plan. When the container in question arrived in
1995, Sucre contended that this was the shipment of cocaine devised
by Martinez and Cubides. Authorities searched the container and
recovered some thirty-two kilograms of cocaine hidden therein.
As stated above, both Martinez and Borda were convicted of wit-
ness tampering. According to Sucre, soon after Borda's arrest in Feb-
ruary of 1995, Martinez and Borda began to discuss murdering Mario
Maldonado. Sucre testified that Martinez cited the need to kill Mal-
donado on several occasions and that both Luis Gomez and Hucks
volunteered to do so. Government agents sought to protect Mal-
donado by having Sucre intercede in the plan. Sucre offered to intro-
duce Martinez to a potential hit man, a person who purported to be
Sucre's cousin but who was actually an undercover United States
Customs Service agent. Martinez provided Sucre with photographs of
Maldonado and showed Sucre the neighborhood in which Maldonado
resided.
While in Florida, Martinez, Ossa, and Sucre met with the under-
cover agent on July 5, 1995. At that meeting, which was recorded on
8
video tape, Martinez offered the agent $20,000.00 to kill Maldonado
before Borda's trial began.
In total, nineteen individuals were named in two indictments,
returned on June 29, 1995, and September 26, 1995, respectively. Of
these, six chose to proceed to trial, including the five Appellants and
Aldemar Gomez (of the four counts against him, the jury acquitted
him on one count of possession with intent to distribute cocaine and
could not reach a verdict on the remaining counts). The trial began on
April 2, 1996, and lasted twelve weeks, concluding on June 29, 1996,
with the jury's convictions of Appellants Borda, Martinez, Hucks,
Agudelo, and Luis Gomez on all counts in which they were named.
Following sentencing hearings, Borda, Martinez, Hucks, and Luis
Gomez were sentenced to life in prison without parole. Agudelo was
sentenced to thirty years in prison. All Appellants filed timely notices
of appeal.
II. SEVERANCE
Defendant Borda argues that the district court abused its discretion
in refusing to sever his case from that of the other defendants. Borda
requested severance prior to trial and throughout the proceedings,
especially on the first day of trial after the opening statement by coun-
sel for co-defendant Martinez. The motions were denied by the trial
court.
The district court's denial of a motion for severance is reviewed for
abuse of discretion and constitutes error only if defendant was
deprived of a fair trial and a miscarriage of justice resulted. United
States v. Chorman, 910 F.2d 102, 114 (4th Cir. 1990). Although the
general rule is that persons indicted together should be tried together,
a severance is warranted if a defendant can establish that a joint trial
would be fundamentally unfair and unduly prejudicial. United States
v. Shuford, 454 F.2d 772, 775-76 (4th Cir. 1971).
Although Borda sought to be severed pre-trial because of the alleg-
edly antagonistic defenses involved, his primary argument on appeal
relates to the district court's failure to grant severance based on
Borda's supplemental motion for severance following the opening
statement by counsel for co-defendant Martinez. The transcript of the
9
opening statement of counsel for Martinez consists of approximately
fifteen pages. Borda's objections to the statement are directed at
counsel's brief references to Borda on essentially one page of the
transcript; the remaining portions of the transcript consist almost
entirely of an attack on the government informant, Marcos Sucre. In
reference to Borda, Martinez' counsel said, "This one little investiga-
tion involves suppliers, like Hernan Borda, and street-level people
like Duvall Hucks developed into this giant conspiracy. The govern-
ment could have stopped it way back in 1991. They had enough infor-
mation to bring convictions against people that they knew were
participating." The only other mentions of Borda were an admission
that Martinez and Borda were Colombians and knew each other, and
to the undisputed fact that Borda was arrested in February 1995 in
New Jersey. The remainder of the argument consisted of portraying
Sucre's alleged cajoling of Martinez to get involved in the conspiracy
after Borda was arrested. In fact, counsel refuted the government's
contention that Martinez worked for Borda, and argued that he was
a "trainee" for Sucre.
Counsel for Borda characterizes this opening statement as so
severely prejudicial to Borda as to require severance or a mistrial.
Borda characterizes the statement as alleging that Martinez was lured
into the conspiracy by Borda, which is not the case. The statement
clearly and repeatedly alleges enticement by Sucre, not Borda.
Severance is not required in every instance where co-defendants
may have conflicting defenses. As the Supreme Court said in Zafiro
v. United States, 506 U.S. 534, 538-39 (1993):
Mutually antagonistic defenses are not prejudicial per se.
Moreover, Rule 14 does not require severance even if preju-
dice is shown; rather, it leaves the tailoring of the relief to
be granted, if any, to the district court's sound discretion.
[W]hen defendants properly have been joined under
Rule 8(b), a district court should grant a severance under
Rule 14 only if there is a serious risk that a joint trial would
compromise a specific trial right of one of the defendants,
or prevent the jury from making a reliable judgment about
guilt or innocence. . . . When the risk of prejudice is high,
a district court is more likely to determine that separate trials
10
are necessary, but . . . less drastic measures, such as limiting
instructions, often will suffice to cure any risk of prejudice.
506 U.S. at 538-39 (citations omitted). "Speculative allegations as to
possible prejudice do not meet the burden of showing an abuse of dis-
cretion in denying a motion for severance." United States v. Becker,
585 F.2d 703, 707 (4th Cir. 1978). Here, the district judge cautioned
the jury that their verdict should be based only upon the evidence per-
taining to each defendant without regard to the guilt or innocence of
other defendants. Borda has not shown that the defenses or arguments
of his co-defendants were so antagonistic as to be irreconcilable, id.,and the record does not reveal that counsel for co-defendant Martinez
was doing anything other than fairly commenting on the evidence
expected to be adduced at trial, see United States v. Boyd, 610 F.2d
521, 526 (8th Cir. 1979), cert. denied , 444 U.S. 1089 (1980). Mere
hostility and finger-pointing among defendants does not ordinarily
require severance. See id.Here, speculative pre-trial allegations pointing to possible prejudice
do not meet the burden of showing an abuse of discretion in denying
a motion for severance, nor do the limited references to Borda made
by counsel for Martinez in his opening statement constitute the kind
of asserted and repeated efforts to discredit another defendant that
require severance. See United States v. DeVeau , 734 F.2d 1023, 1027-
28 (5th Cir. 1984) (references to defendant being"duped" by co-
defendant and to co-defendant as "great con artist" did not require
severance in light of limited nature of comments during month-long
trial and support for comments in record), cert . denied, 469 U.S. 1158(1985).
III. IDENTITY OF INFORMANT
Defendants Luis Gomez and Martinez argue that the district court
abused its discretion in permitting a key government witness, "Mar-
cos Sucre," to testify without disclosing his true identity, thus limiting
their ability to cross-examine him.
Ordinarily, the identity of a confidential informant who takes an
active role in the criminal activity itself must be disclosed. Here, the
government sought permission prior to trial to have Sucre testify
11
without disclosing his true name, address, or place of birth, alleging
that two co-conspirators had been kidnapped and tortured and that
Defendants Borda and Martinez had attempted to have another co-
conspirator, Mario Maldonado, killed to prevent him from testifying
against them. The government also alleged that during the undercover
operation Borda told Sucre that if he was cooperating with law
enforcement he would be killed. Attached to the government's motion
and submitted ex parte under seal was an affidavit from a United
States Customs Service agent who directly supervised Sucre during
the investigation, offering additional information indicating that dis-
closing Sucre's true identity would place Sucre and his family in
jeopardy. Certain information about Sucre was provided to the Defen-
dants, however, including the facts that he had no criminal convic-
tions, had been cooperating with law enforcement for a number of
years and had been involved in other investigations, had been com-
pensated for his cooperation, and had received or might receive a per-
centage of the value of certain seizures.
When a trial court is satisfied that there is an actual threat to a wit-
ness if his identity is disclosed, courts have held that it is proper to
withhold this information. As long as enough information is provided
to allow the cross-examiner to place the adverse witness in the proper
environment, there is no violation of the confrontation clause. See
United States v. Spector, 793 F.2d 932, 937 (8th Cir. 1986); United
States v. Mesa, 660 F.2d 1070, 1075 (5th Cir. 1981); United States v.
Hansen, 569 F.2d 406, 410 (5th Cir. 1978); United States v. Rangel,
534 F.2d 147, 148 (9th Cir.), cert. denied, 429 U.S. 854 (1976).
Our review of the government's motion, Defendant Martinez'
opposition, and the sealed affidavit persuades us that the district court
did not abuse its discretion in refusing to order the government to dis-
close the true name, address, and place of birth of Sucre. The infor-
mation available to the district court indicated that the government's
concerns about Sucre's safety and that of his family were real, and
that it was not improbable that revealing his true identity would place
his life and the lives of his relatives in jeopardy. Furthermore, the
information that the government did make known enabled Defen-
dants' counsel to put before the jury important evidence bearing upon
Sucre's credibility, including the fact that he was likely to be compen-
sated further for his activities and testimony.
12
IV. DISCOVERY ISSUES
Defendant Agudelo contends he was denied a fair trial by the gov-
ernment's failure to make available to him notes made by government
agents during the debriefing of Marcos Sucre. Sucre's statements
were not taken down verbatim by the agent, nor did Sucre sign the
notes or any other statement. The debriefings were not recorded. The
agent testified that everything in his notes was reflected in the reports
provided to defense counsel. Agudelo contends that the government
was under an obligation to disclose the handwritten notes as Jencks
material, 18 U.S.C. § 3500, Jencks v. United States, 353 U.S. 657(1957).
The district court conducted an extensive hearing outside the pres-
ence of the jury concerning the creation of the agent's notes. After the
hearing, the trial court found that the debriefing reports were not ever
seen by Sucre, nor did he adopt them as his own.
The purpose of the Jencks act is to afford defense counsel fair
access to prior statements of government witnesses that could be used
to impeach their testimony on direct examination. United States v.
Snow, 537 F.2d 1166, 1168 (4th Cir. 1976). "Statement" is precisely
and narrowly defined as "a written statement made by said witness
and signed or otherwise adopted or approved by him." 18 U.S.C.
§ 3500(e)(1). Although Agudelo contends that because Sucre
reviewed the debriefing reports he thereby adopted them as his own,
the record is clear that Sucre never read nor reviewed the notes or the
reports prepared by the agent, and that they were never read to him.
Whether a particular set of interview notes has been"adopted or
approved" by a witness is a question of fact for the trial court, which
will be reviewed only for clear error. United States v. Smith, 31 F.3d
1294, 1301 (4th Cir. 1994). "Evidence that a government agent has
discussed the `general substance' of what the witness said during the
interview with him will not suffice to show that the witness has
`adopted or approved' the agent's notes of that interview for purposes
of § 3500(e)(1)." Id. Accord United States v. Roseboro, 87 F.3d 642,
646 (4th Cir. 1996) (report not Jencks material as to witness even
though agent repeated witness's answers to ensure he"had it right"),
cert. denied, 117 S. Ct. 694 (1997).
13
To the extent that Agudelo argues that he should have been pro-
vided both the notes and reports prepared by the agent because they
were "statements" of the agent, we disagree. It is well settled in this
circuit that the government need not disclose rough notes which are
later incorporated into final reports. United States v. Hinton, 719 F.2d
711 (4th Cir. 1983), cert. denied, 465 U.S. 1032 (1984). As to the
final debriefing reports, Defendant must show that they were the
statements of the agent which related to the substance of his direct
testimony. The record is clear that any reports which related to the
substance of the agent's testimony were disclosed. Defendant Agu-
delo fails to specify with reasonable particularity any reports which
he contends should have been disclosed. See United States v. Boyd,
53 F.3d 631, 635 (4th Cir.), cert. denied, 516 U.S. 924 (1995).
V. EVIDENTIARY ISSUES
A.
Defendant Gomez contends that the district court erred in admitting
into evidence English transcripts of the Defendants' numerous Span-
ish conversations which were captured on tape by wiretap or by con-
sensual recordings. The translations were prepared by Anna Maria
Velasco, a certified court interpreter and college professor holding a
Ph.D. in Hispanic languages. Although the transcripts were provided
to the Defendants well prior to trial, Defendant Gomez did not pre-
pare an alternate version of the conversations. Furthermore, counsel
for Gomez extensively cross-examined Dr. Velasco concerning her
translations.
The district court has wide latitude in determining whether
or not the proponent of a tape recording has adequately laid
the foundation from which the jury could reasonably evalu-
ate the accuracy, validity, and credibility of the contents of
the recordings, and the district court's admission of tape
recordings is reviewed for abuse of discretion.
United States v. Wilson, 115 F.3d 1185, 1189 (4th Cir. 1997); see
United States v. Capers, 61 F.3d 1100, 1106 (4th Cir. 1995), cert.
denied, 517 U.S. 1211 (1996). While transcripts of English conversa-
tions are typically used as aids for the jury and not admitted into evi-
14
dence, Wilson, 115 F.3d at 1189, courts have admitted English
transcripts of foreign language conversations as substantive evidence
in view of the fact that the jury would not understand the spoken lan-
guage. See United States v. Pena-Espinoza, 47 F.3d 356, 359-60 (9th
Cir. 1995); United States v. Garcia, 20 F.3d 670, 673 (6th Cir. 1994),
cert. denied, 513 U.S. 1159 (1995); United States v. Gonzalez-
Balderas, 11 F.3d 1218, 1224 (5th Cir. 1994).
In this case the district court cautioned the jury with respect to the
transcripts of the Spanish language conversations, noting that there
was no agreement or stipulation as to the identity of speakers or the
accuracy of the transcripts. Under the circumstances, we find that the
district court did not abuse its discretion in admitting into evidence
the written translations of the Spanish language conversations.
B.
Defendant Gomez also objects to the designation of Detective John
Bettinger as an expert, and his testimony concerning codes utilized by
the Spanish-speaking Defendants. The district court ruled that the
issue was one of weight rather than admissibility. Again, we review
the trial court's rulings for abuse of discretion.
At the time of trial, Detective Bettinger had been a police officer
with the Montgomery County Police Department for twenty-three
years, a large part of which involved working with informants in an
undercover capacity utilizing the language and codes of drug traffick-
ers. We believe that Detective Bettinger was properly accepted as an
expert given his experience in the field of narcotics law enforcement.
Further, we do not find it error to allow Detective Bettinger to offer
his opinion, based on the English transcripts, about codes used in con-
versations conducted in Spanish in view of his extensive experience
in narcotics cases involving Spanish-speaking suppliers. See United
States v. Hughes, 970 F.2d 227, 235-36 (7th Cir. 1992) (no abuse of
discretion at sentencing to permit expert to interpret codes in English
translations of Spanish conversations).
Gomez also claims the court erred in permitting Bettinger to use
charts which Gomez contends simply summarized the testimony of
other witnesses. Although Bettinger testified about approximately
15
eighteen charts, Gomez does not identify the specific charts to which
he objects. Many of the charts were simply summaries of voluminous
data, such as pen registers, telephone records, and paging intercepts.
Another was a pager code chart, prepared to assist in explaining other
charts which detailed pager communications among the Defendants
on certain relevant days. We do not find that the district court abused
its discretion in allowing Detective Bettinger to testify about and pro-
duce the charts, especially in view of the opportunity Defendant
Gomez had to extensively cross-examine Bettinger. See United States
v. Johnson, 54 F.3d 1150, 1157-61 (4th Cir.), cert. denied, 516 U.S.
903 (1995).
C.
Defendant Hucks contends that the district court committed plain
error in not allowing him to call as a witness an ex-Metropolitan D.C.
police officer, James Bradley, to provide expert testimony "in terms
of application for search warrants, execution of search warrants, the
means and methods of drug traffickers, and in terms of apprehending
and . . . targeting and apprehending drug traffickers." The trial court
excluded Bradley's testimony on the grounds that it would "not assist
the trier of fact to understand the evidence or to determine a fact that
is in issue." We agree, as the district court found, that the general tes-
timony proffered by Bradley was not relevant and would not assist the
jury in determining any fact in issue. See Mason v. United States, 719
F.2d 1485, 1490 (10th Cir. 1983) (no abuse of discretion to exclude
expert testimony of private detective offered by defendant to show
inadequacy of police investigative techniques).
VI. ATTORNEY CONFLICT
Defendant Hucks contends that his first lawyer in this case had a
conflict of interest and that the district court erred in not dismissing
the indictment against him for that reason. We review the district
court's determination de novo, but its factual findings in support of
its determination are reviewed for clear error. See United States v.
Suntar Roofing, Inc., 897 F.2d 469, 480 (10th Cir. 1990). Hucks' ini-
tial counsel, Douglas J. Wood, began representing an individual
named Kermit Oliver in July 1995, following his arrest. Oliver had
been arrested and prosecuted on drug charges unrelated to the instant
16
case in the Eastern District of Virginia. Wood withdrew from his rep-
resentation of Hucks on November 28, 1995, because of a conflict of
interest having no connection with his representation of Kermit Oli-
ver. On December 21, 1995, after he had been sentenced, Oliver
began cooperating with law enforcement officers. When he testified
in the present trial Oliver was no longer represented by Wood. (Wood
withdrew from representation of Oliver on December 22, 1995.) Thus
from July 1995 until November 28, 1995, Wood represented both
Hucks and Oliver. Billy Ponds entered his appearance on behalf of
Hucks on December 4, 1995, and represented him through trial and
sentencing. However, Ponds does not represent Hucks on this appeal.
Ponds was made aware that Wood represented Oliver in the Virginia
case and cross-examined Oliver in the instant case regarding Woods'
representation of Oliver. Following the cross-examination of Oliver,
and with the jury out, Ponds moved to dismiss the indictment against
Hucks based on the alleged conflict of interest. The court made a pre-
liminary ruling denying the motion, but indicated that if counsel had
evidence of any prejudice it should be put in writing and the court
would consider it. However, Hucks submitted no further filings.
In Cuyler v. Sullivan, 446 U.S. 335 (1980), the Supreme Court
indicated that a defendant who objects to multiple representation must
have the opportunity to show that the potential conflict impeded his
right to a fair trial. Here, Hucks concedes that he was afforded such
an opportunity and that he never followed up on the court's direction
that any evidence supporting the alleged conflict be brought to the
court's attention in writing. If a defendant fails to show that there is
a conflict when given the opportunity "a reviewing court cannot pre-
sume that the possibility for conflict has resulted in ineffective assis-
tance of counsel." Cuyler, 446 U.S. at 348. See United States v.
Young, 644 F.2d 1008, 1012 (4th Cir. 1981) (applying Cuyler to suc-
cessive representations and citing it for the proposition that mere pos-
sibility of conflict is insufficient to set aside conviction).
As the government points out, Hucks has done nothing more than
allege that there might have been a conflict of interest and then specu-
late that the conflict may have resulted in disclosure of some unidenti-
fied communication. As we said in Beaver v. Thompson, 93 F.3d
1186, 1192 (4th Cir.), cert. denied, 117 S. Ct. 553 (1996), "[t]o pre-
vail on a claim of conflict of interest, [a defendant] must present con-
17
vincing evidence of an actual conflict and a resulting adverse effect
on performance." There is no evidence that Wood was still represent-
ing Hucks when Oliver decided to cooperate with the government.
Thus Hucks has failed to show that any conflict he perceived during
the short period of time when Wood represented both Hucks and Oli-
ver resulted in any kind of prejudice to him.
VII. PROSECUTORS' REMARKS
Defendants Agudelo and Luis Gomez also take issue with the gov-
ernment's closing arguments. Specifically, Agudelo objects to the
prosecutor's statements that, "Orlando Franco Agudelo. If we didn't
get anybody else in this case it was worth it to take somebody like
him off the streets" and "He was worth every penny spent in this
case." Defendant Gomez objects to the government's focus in its
rebuttal argument to allegations of violence, especially to the govern-
ment stating,
That's the Huevo [Luis Gomez] everybody was afraid of.
That's the Huevo that kidnapped Amparo and Alfonso and
put them in a bathtub to torture them, not the quiet one. He
doesn't have Mr. Jacobs' personality. Huevo is the one that
runs with Paisa, Paisa and the other killers from New York.
Those are the individuals you're dealing with. Those are the
individuals that Marcos Sucre needs to be protected from.
Agudelo's prosecutorial misconduct claim, for which he made a
timely objection, is reviewed under a harmless error analysis. United
States v. Loayza, 107 F.3d 257, 262 (4th Cir. 1997). Gomez did not
object to the government's arguments in a timely manner, and conse-
quently his claims are reviewed for plain error. Id.The test by which a claim of prosecutorial misconduct is evaluated
consists of two components: (1) the prosecutor's remarks must have
been in fact improper; and (2) such remarks must have prejudicially
affected the defendant's substantial rights so as to deprive the defen-
dant of a fair trial. United States v. Mitchell , 1 F.3d 235, 240 (4th Cir.
1993). In the event the court finds a prosecutor's remarks to be
improper, reversal is still not warranted unless the comments made
were so prejudicial as to make any resulting conviction a denial of
18
due process. Id. A review of the arguments of counsel does not sup-
port the Defendants' contentions. Counsel for all parties, Defendants
and government alike, gave spirited arguments on behalf of their cli-
ents. However, we are satisfied that the isolated comments about
which Defendants complain were generally in response to Defen-
dants' arguments, did not constitute misconduct, and even if improper
did not rise to a level to have affected the Defendants' substantial
rights and deprive them of a fair trial.
VIII. JURY INSTRUCTIONS
A.
Defendants Martinez and Agudelo both find fault with the jury
instructions given by the trial court. Martinez argues that the district
court erred in failing to give an entrapment instruction as to the
witness-tampering count and the drug-related counts against him.
A district court's decision whether to give an entrapment instruc-
tion is a question of law and is reviewed de novo. United States v.
Singh, 54 F.3d 1182, 1189 (4th Cir. 1995). Martinez has made only
a perfunctory reference in his brief to failure to give an entrapment
instruction on the drug counts. Regardless, we do not believe that
Martinez met his burden of producing sufficient evidence from which
a reasonable jury could find that the government induced him to com-
mit the offense as charged. When the government merely offers a
defendant an opportunity to commit the crime and the defendant
avails himself of that opportunity an entrapment instruction is not
warranted. United States v. Harrison, 37 F.3d 133, 136 (4th Cir.
1994).
Although Martinez argues that he lacked the pre-disposition to par-
ticipate in the murder of Maldonado and was induced by Sucre, the
evidence clearly indicates that the idea of killing Maldonado origi-
nated with Borda and Martinez, and not with Sucre or any other gov-
ernment agent. It was only after it appeared that the murder attempt
was imminent that Sucre and the government sought to exert control
over the situation by offering an undercover officer as the potential
killer. It was not error to deny an entrapment instruction on this count.
19
B.
Agudelo claims that the district court's failure to instruct on multi-
ple conspiracies was an abuse of discretion because there was evi-
dence of several conspiracies--one to distribute narcotics, one to
import narcotics, and one to commit a murder. Agudelo was not
charged with membership in the conspiracy to import cocaine, Count
Two of the indictment, or with involvement in the attempt to kill a
witness, Count Four of the indictment.
A multiple-conspiracy instruction is not appropriate unless the
proof at trial demonstrates that Defendants were involved only in sep-
arate conspiracies unrelated to the overall conspiracy charged in the
indictment. United States v. Kennedy, 32 F.3d 876, 884 (4th Cir.
1994), cert. denied, 513 U.S. 1128 (1995). A single conspiracy exists
where there is one overall agreement or general business venture,
United States v. Leavis, 853 F.2d 215, 218 (4th Cir. 1988), or where
there is a permissible inference that each actor was aware of his role
in a larger organization. See United States v. Vanwort, 887 F.2d 375,
383-84 (2d Cir. 1989), cert. denied, 495 U.S. 906, and cert. denied,
495 U.S. 910 (1990). We believe the evidence in this case established
one overall agreement to distribute cocaine. The evidence indicated
that Agudelo's role was that of a supplier in Colombia, South Amer-
ica. On July 8, 1995, three days after arriving in New York from
Colombia, Agudelo and Luis Gomez were arrested after traveling
from New York to Maryland to collect money owed on a twenty-six-
kilo sale. Although the evidence does not show participation by Agu-
delo early in the conspiracy, it does clearly show one overall agree-
ment to distribute cocaine. It is not unusual for a conspiracy to exist
involving multiple suppliers. See United States v. Johnson, 54 F.3d
1150, 1154-55 (4th Cir.) (single conspiracy even though competition
for multiple suppliers and customers), cert. denied, 516 U.S. 903(1995); United States v. Banks, 10 F.3d 1044 (4th Cir. 1993) (single
conspiracy even though parallel, and sometimes competing, suppli-
ers), cert. denied, 511 U.S. 1090, and cert. denied, 512 U.S. 1208(1994); see also United States v. Moten, 564 F.2d 620, 624 (2d Cir.)
(single conspiracy even though multiple suppliers, some of heroin and
some of cocaine), cert. denied, 434 U.S. 942, and cert. denied, 434
U.S. 959, and cert. denied, 434 U.S. 974 (1977).
20
Furthermore, even if the evidence had supported Agudelo's claim
of multiple conspiracies, he would not be entitled to relief unless he
could show that he was prejudiced by the court's failure to give the
requested instruction. United States v. Howard , 115 F.3d 1151, 1157
(4th Cir. 1997). Indeed, he would have to show that the "evidence of
multiple conspiracies was so strong in relation to that of a single con-
spiracy that the jury probably would have acquitted on the conspiracy
count had it been given a cautionary multiple-conspiracy instruction."
United States v. Tipton, 90 F.3d 861, 883 (4th Cir. 1996), cert. denied,
520 U.S. 1253 (1997). Finally, Agudelo was not entitled to a
multiple-conspiracy instruction because he did not advance a
multiple-conspiracy theory at trial. United States v. Gray, 47 F.3d
1359, 1369 n.13 (4th Cir. 1995).
IX. JURY DELIBERATIONS
Defendant Hucks argues that the district court erred in allowing the
substitution of another district judge while the trial judge was attend-
ing a judicial meeting during jury deliberations. It is undisputed that
the trial judge stayed in touch with the trial and the substitute judge
during deliberations. The Defendant never objected to the trial judge's
absence, which had been discussed with counsel on several occasions.
A substitution of judges, for which no timely objection is made, is
reviewed under a harmless-error analysis. See United States v. Lane,
708 F.2d 1394, 1396-97 (9th Cir. 1983) (although Rule 25(a), Fed. R.
Crim. P., not strictly complied with, defendant could not show preju-
dice). Hucks has failed to show any prejudice to him by the brief sub-
stitution of judges or by the substitute judge's failure to excuse a juror
during deliberations after consultation with the trial judge. While we
believe that the substitution of a different judge from the trial judge
during jury deliberations is not ideal, we fail to see how Hucks has
been prejudiced in any way.
Hucks also contends that the district court abused its discretion
when it did not declare a mistrial when the jury indicated it was dead-
locked and instead gave an Allen charge. See generally Allen v.
United States, 164 U.S. 492 (1896). No objection was made to the
language of that charge.
The decision whether to give an Allen charge is left to the sound
discretion of the trial court. United States v. Seeright, 978 F.2d 842,
21
850 (4th Cir. 1992). After eleven weeks of trial, the jury began delib-
erations on Monday morning, June 24, 1996. Late on Tuesday,
June 25, the jury sent a note asking "[i]f a unanimous verdict cannot
be achieved on one or more counts or charges, can a unanimous ver-
dict on the remaining charges/counts be rendered?" The jury was then
excused for the evening. The next morning, Wednesday, June 26, the
jury was instructed to continue deliberating and to review the instruc-
tions previously given to them. The following day, Thursday, June 27,
just before noon, the jury sent a note indicating that it was hopelessly
deadlocked. No additional charge was given that day. On Friday,
June 28, in the early afternoon, the jury sent another note advising
that it appeared to be "hopelessly deadlocked" and was unable to
reach a unanimous verdict on "the twenty-five individual charges."
Shortly thereafter, in response to a written question from the court
asking if they had reached unanimous agreement on any counts, the
jury indicated that it had reached a unanimous verdict on twenty-one
of the twenty-five charges. Five of the six Defendants moved for a
mistrial. A written Allen charge was then sent to the jury, and the jury
was again advised that they would not be required to deliberate
beyond the upcoming weekend and then was excused for the night.
About 12:35 p.m. on Saturday, June 29, the jury returned a note say-
ing that they remained deadlocked on more than one count of the
indictment, that they had been deadlocked on the same counts since
Monday, June 24, and that no significant movement had occurred
despite four days of serious discussions. Shortly thereafter, the verdict
was returned. The jury acquitted Aldemar Gomez on one count and
was unable to reach a unanimous decision on the remaining three
counts against him. The remaining five Defendants were convicted on
the various counts against them.
The record does not support Hucks' claim that the Allen charge and
the length of the deliberations coerced a jury verdict. It is clear from
the jury's final note that it had been deadlocked on the same counts
of the indictment since Monday, June 24, the first day of delibera-
tions. It is also likely from the verdict that the deadlock involved the
guilt of Aldemar Gomez, not Hucks. Thus it does not appear that the
Allen charge and the length of the deliberations had any effect on the
jury at all. For the same reasons the fact that four jurors were con-
cerned about their plans for the following week could not have
coerced their decision. This is especially true in that the jurors were
22
advised early on that they would not be required to deliberate beyond
the weekend.
X. SUFFICIENCY OF WITNESS TAMPERING EVIDENCE
Count Four of the amended superseding indictment charged that
Defendants Borda and Martinez "did knowingly and unlawfully
attempt to kill another person, to wit Mario Maldonado, with intent
to prevent the attendance or testimony of any person in an official
proceeding, as more fully described in overt acts forty and forty-nine
set forth in Count One" in violation of 18 U.S.C.§ 1512(a)(1) and 18
U.S.C. § 2.
Borda and Martinez challenge the sufficiency of the evidence to
sustain their conviction. When reviewing the sufficiency of the evi-
dence, the relevant question is whether, after viewing the evidence
presented by the government in the light most favorable to the prose-
cution, any rational trier of fact could have found the essential ele-
ments of the crime beyond a reasonable doubt. Jackson v. Virginia,
443 U.S. 307, 319 (1979); United States v. Tresvant, 677 F.2d 1018,
1021 (4th Cir. 1982). The government's theory on this count was that
following Maldonado's arrest in New Jersey in February 1995 while
transporting fifteen kilos of cocaine from New York to Maryland at
the direction of Borda, Borda became concerned that Maldonado was
cooperating with law enforcement and began to consider, along with
Martinez, plans to kill Maldonado to prevent his continued coopera-
tion and testimony at Borda's pending trial. The government's pri-
mary witnesses on this count were Sucre and Felipe Ossa.
Sucre testified that Martinez provided photographs of Maldonado
to him for delivery to a "hit man," that Martinez showed him where
Maldonado lived so that he could pass this information on to the "hit
man," and that a fee of $20,000.00 was agreed upon. Furthermore,
during a meeting in Miami, Martinez provided Sucre and an under-
cover officer posing as the "hit man" with additional personal infor-
mation about Maldonado. Martinez claims that this evidence was
insufficient to prove an attempt to kill Maldonado, and that a factual
impossibility existed as well.
In order to prove an attempt, the government must first offer evi-
dence that a defendant had the culpable intent to commit the crime.
23
United States v. Neal, 78 F.3d 901, 906 (4th Cir.), cert. denied, 519
U.S. 855 (1996). Once intent is established, the government must next
prove that a substantial step was taken to accomplish the intended act.
There is no clear line between preparation and attempt, and
"[w]hether conduct represents a substantial step depends on the `sur-
rounding factual circumstances.'" Id. However, we believe that
Sucre's testimony was clearly sufficient for a rational juror to find
that Martinez not only had the intention to carry out the crime, but
that he took numerous substantial steps toward its completion, as indi-
cated above.
The evidence as to Borda's complicity in the alleged murder plan
is less compelling. Borda was arrested on February 15, 1995, one day
after Maldonado's arrest, and was in jail during the time Martinez was
actively involved in attempting to arrange Maldonado's murder.
However, Felipe Ossa was the contact between Borda and Martinez
during Borda's incarceration. Sucre testified that Ossa told him of a
telephone conversation Ossa had with Borda in which Borda directed
Ossa that he wanted Maldonado killed. Sucre also drove with Marti-
nez to New Jersey for Martinez to visit Borda in jail. Sucre testified
Martinez received a letter from Borda which Martinez told Sucre
instructed him to do something about Maldonado because Borda's
trial was coming up soon and Borda feared Maldonado would testify
against him. It was at that point that Martinez began obtaining photo-
graphs of Maldonado.
The government asserts Borda's complicity in the murder plan
under an aiding and abetting theory. 18 U.S.C. § 2, cited in Count
Four, provides that whoever aids, abets, counsels, commands,
induces, or procures, or willfully causes the commission of an offense
is punishable as a principal. To prove aiding and abetting, the govern-
ment must show that the Defendant "knowingly associated himself
with and participated in the criminal venture." United States v.
Winstead, 708 F.2d 925, 927 (4th Cir. 1983). The evidence must show
that the Defendant shared the principals' criminal intent. Id. We
believe the government produced evidence which, when taken in the
light most favorable to the government, was sufficient to allow a rea-
sonable juror to conclude that Borda, from his jail cell, directed, coun-
24
seled and encouraged Martinez and Ossa to have Maldonado killed
and therefore aided and abetted in the attempt. 1
Both Borda and Martinez argue factual impossibility in that they
did not have the financial means to provide a $20,000.00 cash pay-
ment to anyone who would kill Maldonado. Of course, Borda would
obviously have to rely on Martinez to arrange payment. However, this
was entirely reasonable in view of the substantial evidence concern-
ing large sums available to Martinez during the same time frame.
Moreover, Defendants' arguments are unavailing in view of our hold-
ing that factual impossibility is not a defense to an attempt crime.
United States v. Hamrick, 43 F.3d 877, 885 (4th Cir.), cert. denied,
516 U.S. 825 (1995).
XI. SENTENCING ISSUES
A.
Defendants Martinez and Luis Gomez contend that the district
court erred in imposing their sentences. Martinez alleges that the dis-
trict court should not have enhanced his sentence for obstruction of
justice and for an aggravating role in the offense. Specifically, Marti-
nez contends that his sentence should not have been increased for
obstruction of justice because the conduct on which the enhancement
was based, the attempted murder of Maldonado, formed the basis for
Count Four, witness tampering. Defendant relies on Application
Note 6 of United States Sentencing Commission, Guidelines Manual,
(USSG) § 3C1.1 (Nov. 1995) (currently Application Note 7), which
provides that the enhancement does not apply to an offense which
includes as an element obstruction of justice. However, this applica-
tion note would preclude only the assessment of the obstruction
enhancement to the witness tampering count, which the court did not
do. Enhancement was applied only in the calculation of Martinez'
_________________________________________________________________
1 It appears that the substantial steps taken by Martinez, a co-
conspirator, to have Maldonado killed were taken in furtherance of the
drug conspiracy and that the government could have proceeded on the
Pinkerton doctrine as well. Pinkerton v. United States, 328 U.S. 640(1946) (holding each conspirator potentially liable for overt acts of every
other conspirator done in furtherance of a conspiracy).
25
sentence for the drug counts, of which obstruction of justice is not an
element.
Although Martinez does not contest the court's factual finding that
he was an organizer or leader of a criminal activity that involved five
or more participants, or was otherwise extensive, he argues that an
enhancement should not have been applied because of"sentencing
entrapment and/or sentencing manipulation." Martinez argues that
any aggravating role resulted from "the furtherance of and acquies-
cence and approval of Marcos Sucre." Martinez apparently contends
that the government delayed the arrest solely to increase his offense
level. However, it is clear that the government is not required to ter-
minate an investigation at the very moment at which it could make
an arrest or obtain an indictment. See United States v. Jones, 18 F.3d
1145, 1154-55 (4th Cir. 1994). Martinez' "sentencing entrapment--
sentencing manipulation" arguments are without merit.
B.
Gomez contends that the trial court improperly calculated the quan-
tity of cocaine under the Sentencing Guidelines, improperly desig-
nated him as a leader or organizer, and improperly enhanced his
sentence for obstruction of justice. After a full sentencing hearing, the
district court concluded that Gomez was responsible for over 150
kilograms of cocaine which resulted in a base offense level of thirty-
eight; that he was a leader or organizer, which resulted in an increase
of four levels; and that he had obstructed justice by misrepresenting
his criminal record to the probation officer who prepared the pre-
sentence report and by failing to disclose that he had unlawfully
returned to the United States after having been deported, which
resulted in an increase of two levels. The adjusted offense level was
thus forty-four.
A trial court's determination regarding the amount of drugs attrib-
utable to a defendant is reviewed for clear error. United States v.
Vinson, 886 F.2d 740, 742 (4th Cir. 1989), cert. denied, 493 U.S.
1062 (1990). We are satisfied that there is compelling evidence in the
record of the extensive nature of Gomez' participation in multi-
kilogram transactions of cocaine, and that the district court was not
clearly erroneous in concluding that he was responsible for over 150
kilograms. It is also clear that during the time Gomez was a partici-
pant in the conspiracy it involved five or more persons. The govern-
26
ment characterizes Gomez' role as that of a "resident manager" for the
drug business in the United States who supervised and directed the
local participants. The record amply supports such a characterization.
Consequently, it was not clearly erroneous for the district court to
enhance Gomez' sentence for his leadership role.
Finally, because it involves interpretation of a guideline term, we
review Gomez' sentence enhancement for obstruction of justice de
novo. United States v. Daughtrey, 874 F.2d 213 (4th Cir. 1989). Such
an enhancement applies when a defendant provides materially false
information to a probation officer relating to a pre-sentence report or
other investigation for the court. USSG § 3C1.1, comment. (n.3(h))
(1995) (currently application note 4(h)). Information concerning a
defendant's criminal record is considered material. See United States
v. Paden, 908 F.2d 1229 (5th Cir. 1990) (failure to disclose portion
of criminal history), cert. denied, 498 U.S. 1039 (1991); United States
v. Baker, 894 F.2d 1083 (9th Cir. 1990) (failure to disclose prior
conviction).2 In view of Gomez' admitted lies to the probation officer,
which he explained as an attempt to receive a shorter sentence, we
find that his sentence was properly enhanced for obstruction of jus-
tice.
XII.
We have carefully reviewed the issues raised by the appellants and
find them to be without merit. We therefore affirm the convictions
and the sentences imposed.
AFFIRMED
_________________________________________________________________
2 A panel of this court in an unpublished decision previously reached
the same conclusion as the Fifth and Ninth Circuits. United States v.
Kroop, No. 90-5221, 1991 WL 39459 (4th Cir. Mar. 26, 1991) (per
curiam).
27