United States v. Jose Armendariz

Case: 11-40931 Document: 00512005216 Page: 1 Date Filed: 10/01/2012
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
October 1, 2012
No. 11-40931
Lyle W. Cayce
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee
v.
JOSE ANTONIO ARMENDARIZ,
Defendant-Appellant
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 7:09-CR-1851-7
Before HIGGINBOTHAM, ELROD, and HAYNES, Circuit Judges.
PER CURIAM:*
Defendant-Appellant Jose Antonio Armendariz appeals his conviction for
three counts of conspiracy to carry and use a firearm during and in relation to
a crime of violence, three counts of carrying and using a firearm during and in
relation to a crime of violence, two counts of car-jacking, and one count each of
attempted car-jacking, conspiracy to commit hostage taking, hostage taking, and
conspiracy to commit car-jacking. He contends on appeal that the district court
abused its discretion in dismissing two jurors. We AFFIRM.
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
Case: 11-40931 Document: 00512005216 Page: 2 Date Filed: 10/01/2012
No. 11-40931
I. Facts and Procedural History
During Armendariz’s trial, the district court removed three jurors from the
panel. First, the court excused Juror 9 without objection because the juror had
been sleeping during trial. This juror was replaced by one of the two alternate
jurors; Armendariz does not challenge this juror’s dismissal on appeal.
The same day, the district court received a note from Juror 11 stating that
she knew that a Government witness “was in a gang who broke into [her] . . .
sister’s home.” The district court questioned Juror 11 on the record. The juror
stated that she thought she could evaluate the witness’s credibility in the same
way she would any other witness, but she did not recant her view that he was
involved in the break-in.
The next morning, Juror 1 sent the district judge a note stating that the
mother of Armendariz’s attorney greeted her when she entered the courthouse.
Juror 1 also disclosed that she previously had a close working relationship with
defense counsel’s mother, but indicated that the relationship would not affect her
decision in the case.
Armendariz’s attorney reported to the district judge that his mother told
him that Juror 1 had approached her. He also told the court that “we don’t
object to [Juror 1’s] removal if that’s where the [c]ourt wants to go,” and, in
response to the court’s statement that one alternate remained, Armendariz’s
attorney reiterated that “[w]e’re willing to let [Juror 1] go.” However, after Juror
1 discussed her interactions with defense counsel’s mother on the record,
Armendariz’s attorney said that the defense was “withdrawing our willingness
to let her go.” He also objected to excusing Juror 11, arguing that Juror 11’s own
home was not robbed and that she stated that her decision in the trial would not
be affected.
The Government moved to excuse Jurors 1 and 11. Armendariz’s attorney
reiterated and explained his objections to excusing either juror. However, after
2
Case: 11-40931 Document: 00512005216 Page: 3 Date Filed: 10/01/2012
No. 11-40931
the district court indicated that it was inclined to grant a mistrial, Armendariz’s
attorney told the court that “we consent to the eleven jurors. We’ll consent to
eleven. Get rid of them and we’ll consent to eleven.” The district court stated
that it believed that Juror 1 could be impartial and fair but that Juror 11 could
not avoid being biased. Armendariz’s attorney noted that, in addition to
potential bias against the Government, Juror 11 could be biased against
Armendariz—who had known the witness since high school—because the juror
could believe that Armendariz assisted the witness in robbing the juror’s sister’s
home. After considering additional arguments, the court deferred ruling on the
matter.
The next day of trial, the district judge renewed his consideration of the
juror dismissal issue and stated that he would “need consent [of the parties] on
various things.” In response, the Government again moved to excuse Jurors 1
and 11. The district judge told the Government that it was not necessary to
reiterate the Government’s reasons for so moving and stated that he was
“inclined” to excuse these jurors. The court again explained that to avoid a
mistrial it would need consent of the parties to a jury of fewer than twelve
individuals.
Wanting to avoid a mistrial, Armendariz’s attorney explicitly consented
to fewer than twelve jurors and neither restated his prior objection nor
expressed any reservation concerning the dismissal of Jurors 1 and 11. The
district judge then excused Jurors 1 and 11 and submitted the case to the
eleven-member jury, which unanimously found Armendariz guilty on all counts.
II. Discussion
Armendariz asks this court to reverse the district court’s judgment and
grant a new trial, claiming error in the court’s decision to excuse Jurors 1 and
3
Case: 11-40931 Document: 00512005216 Page: 4 Date Filed: 10/01/2012
No. 11-40931
11.1 When an error is not preserved by contemporaneous objection, we review
only for plain error. See United States v. Escalante-Reyes, No. 11-40632, 2012
U.S. App. LEXIS 15385, at *3 (5th Cir. July 25, 2012) (en banc) (discussing
importance of contemporaneous objections (citing FED. R. CRIM. P. 51(b))); United
States v. Rodriguez, 15 F.3d 408, 414 (5th Cir. 1994) (discussing the need to
object in a manner that allows the judge to identify and potentially correct
alleged errors).
Here, Armendariz’s attorney did not contemporaneously object to the
district court’s removal of Jurors 1 and 11. Although he initially objected to
excusing these jurors, Armendariz’s attorney eventually told the court to “[g]et
rid of them and we’ll consent to 11.” The phrase “get rid of them” supports the
district court’s apparent understanding that Armendariz was consenting to the
dismissal of the two jurors not just to proceeding to verdict with a jury composed
of fewer than twelve people. In fact, the district court’s docket sheet—which
states that “[w]ithout any objection and consent of all the parties, the court
discharged Juror Nos. 1 and 11”—demonstrates that the judge believed
Armendariz’s attorney did not object to the removal of these jurors. By giving
the district court the impression that he consented to the jurors’ removal by
saying “get rid of them,” Armendariz’s attorney failed to make a clear and
contemporaneous objection that may have otherwise allowed the court to
1
The Government urges affirmance based on the invited error doctrine, which provides
that, absent manifest injustice, the defendant waives any “alleged errors which he invited or
induced, especially where the defendant may not have been prejudiced by the error.” See
United States v. Green, 272 F.3d 748, 754 (5th Cir. 2001). This doctrine traditionally applies
when the defendant’s conduct leads to the introduction of otherwise inadmissible evidence.
See, e.g., United States v. Raymer, 876 F.2d 383, 388 (5th Cir. 1989) (admission of defendant’s
statements in letters he wrote to psychologist not reversible error because defendant’s
attorney invited error by revealing the letters in the first instance during his examination of
the psychologist). Because we affirm on other grounds, we find it unnecessary to decide if
Armendariz invited the alleged error, thereby waiving his right to appeal the dismissal of
Jurors 1 and 11.
4
Case: 11-40931 Document: 00512005216 Page: 5 Date Filed: 10/01/2012
No. 11-40931
recognize and evaluate any potential error. See, e.g., United States v. Daniels,
281 F.3d 168, 182-84 (5th Cir. 2002) (finding counsel’s vague objections did not
preserve the issue for appeal).
Accordingly, we review for plain error.2 See, e.g., United States v.
Mondragon-Santiago, 564 F.3d 357, 364 (5th Cir. 2009). Four elements must be
present for us to reverse a district court’s decision under plain error review. See
Puckett v. United States, 556 U.S. 129, 135 (2009). First, there must be an error,
defect, or deviation from a legal rule that the appellant did not abandon or
affirmatively waive. Id. at 135. Second, the legal error must be clear, obvious,
and “not subject to reasonable dispute.” Id. Third, the defendant must
demonstrate that the error had an effect on his substantive rights. Id. Fourth,
assuming the above three factors have been satisfied, this court may exercise its
discretion to correct the error when not doing so “seriously affect[s] the fairness,
integrity or public reputation of judicial proceedings.” United States v. Olano,
507 U.S. 725, 732 (1993) (citation and quotation marks omitted).
Our analysis begins and ends with the first two elements of plain error
review because we find no clear and obvious error concerning the district court’s
dismissal of Jurors 1 and 11.3 A district court may exercise its “discretion to
remove a juror ‘whenever the judge becomes convinced that the juror’s abilities
to perform his duties become[ ] impaired.’” United States v. Leahy, 82 F.3d 624,
628 (5th Cir. 1996) (quoting United States v. Huntress, 956 F.2d 1309, 1312 (5th
Cir. 1992)); see also United States v. Virgen-Moreno, 265 F.3d 276, 288 (5th Cir.
2001). Unless the dismissal of a juror caused prejudice to the defendant, we do
2
Although we apply plain error, we conclude that the standard of review is not case-
determinative here because of our conclusion, discussed below, that the district court acted
within its discretion in excusing the two jurors in question.
3
Armendariz does not challenge the district court’s decision to proceed with fewer than
twelve jurors, a decision to which he expressly consented. See FED. R. CRIM. P. 23(b)(1).
5
Case: 11-40931 Document: 00512005216 Page: 6 Date Filed: 10/01/2012
No. 11-40931
not disturb the district court’s exercise of discretion. See United States v. Patel,
No. 09-30490, 2012 U.S. App. LEXIS 16899, at *22 (5th Cir. Aug. 13, 2012)
(unpublished). We “will find prejudice only ‘if the juror was discharged without
factual support or for a legally irrelevant reason.’” Virgen-Moreno, 265 F.3d at
288 (quoting Leahy, 82 F.3d at 628); see also Patel, 2012 U.S. App. LEXIS 16899,
at *23.
Here, the district court acted within its broad discretion in finding good
cause to remove Juror 1 based on her interactions with defense counsel’s mother.
We have previously held that a district court does not abuse its discretion when
excusing a juror for relatively minor interactions with interested parties. See,
e.g., United States v. Collins, 395 Fed. Appx. 117, 118 (5th Cir. 2010)
(unpublished) (no abuse of discretion when juror dismissed for speaking to and
hugging defendant’s mother-in-law). While Juror 1’s interaction with defense
counsel’s mother may alone be enough to constitute sufficient cause for removal,
the fact that both individuals gave inconsistent accounts of their encounter
further justifies the district court’s decision. See, e.g., Patel, 2012 U.S. App.
LEXIS 16899, at *24-25 (finding no clear error in dismissing a juror whose
statement concerning deliberations contradicted the accounts of other jurors who
reported that she refused to deliberate). Therefore, any alleged error in
dismissing Juror 1 cannot be said to be clear, obvious, and not subject to
reasonable dispute.
The district court also did not commit plain error in dismissing Juror 11
who admitted to thinking that one of the Government’s witnesses robbed her
sister’s house. Although the juror “thought” she could be impartial, her belief
that the Government’s witness robbed her sister’s home suggested to the district
court that she would be potentially biased. As noted earlier, even Armendariz’s
attorney recognized the need to excuse this juror. Similar to Juror 1, any alleged
6
Case: 11-40931 Document: 00512005216 Page: 7 Date Filed: 10/01/2012
No. 11-40931
error that might exist does not rise to the level of being clear, obvious, and free
from reasonable dispute.
The district court stands in the best position to evaluate the ability of
jurors to perform their duties and determine whether dismissal is proper. See
United States v. Ebron, 683 F.3d 105, 126 (5th Cir. 2012). Finding no plain error
in the dismissal of Jurors 1 and 11, we AFFIRM Armendariz’s conviction.
7