United States v. Hermenegildo Avalos-Martinez

REVISED OCTOBER 25, 2012
IN THE UNITED STATES COURT OF APPEALS
United States Court of Appeals
FOR THE FIFTH CIRCUIT Fifth Circuit
FILED
September 21, 2012
No. 11-10973 Lyle W. Cayce
Clerk
UNITED STATES OF AMERICA,
Plaintiff–Appellee
v.
HERMENEGILDO AVALOS-MARTINEZ,
Defendant–Appellant
Appeal from the United States District Court
for the Northern District of Texas
Before JONES, Chief Judge, and GARZA and PRADO, Circuit Judges.
PER CURIAM:
Defendant–Appellant Hermenegildo Avalos-Martinez appeals the sentence
imposed following his guilty plea for illegally reentering the United States after
having been deported. For the reasons stated below, we AFFIRM.
I. BACKGROUND
Avalos-Martinez pleaded guilty to illegally reentering the United States
after having been deported, in violation of 8 U.S.C. § 1326. In connection with
his guilty plea, Avalos-Martinez stipulated that he is a citizen and national of
Mexico, that he was deported from the United States on July 11, 2006, and that
he illegally reentered the United States prior to December 30, 2010, the date on
No. 11-10973
which he was apprehended by federal agents. The criminal complaint for the
crime of illegal reentry states that Avalos-Martinez admitted that he had
unlawfully reentered the United States “sometime in 2008.” The indictment
contains no allegation about the date of Avalos-Martinez’s illegal reentry.
The presentence investigation report (“PSR”) prepared by the probation
office disclosed that Avalos-Martinez had previously pleaded guilty to the crimes
of (1) assault causing bodily injury to a public servant discharging an official
duty and (2) taking or attempting to take a weapon from a peace officer, both in
violation of Texas law. The PSR stated that Avalos-Martinez had been stopped
by police officers for a traffic violation and that he had fled the scene and been
chased and wrestled to the ground by the officers, during which altercation
Avalos-Martinez had punched one of the officers and attempted to remove the
duty weapon of another officer. The PSR stated that Avalos-Martinez was
sentenced to two years’ imprisonment for the assault and one concurrent year
of imprisonment for his attempt to take the officer’s weapon.
The PSR assigned a base offense level of eight in accordance with section
2L1.2(a) of the United States Sentencing Guidelines Manual (“U.S.S.G.”). The
PSR recommended adding four levels because Avalos-Martinez had been
deported after a conviction for a felony offense, which referred to his conviction
for assault of a public servant. See U.S.S.G. § 2L1.2(b)(1)(D).
The Government objected to the PSR, arguing that instead of a mere four-
level increase for a prior felony, Avalos-Martinez should receive a sixteen-level
increase for having committed a crime of violence when he attempted to take the
officer’s duty weapon.1 See id. § 2L1.2(b)(1)(A)(ii). The district court sustained
the Government’s objection and applied the sixteen-level enhancement.
1
The Government also argued that assault of a public servant qualifies as a crime of
violence, an argument which it later abandoned.
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The PSR also assigned Avalos-Martinez four criminal history points based
on his prior Texas convictions for driving while intoxicated and endangering a
child. Avalos-Martinez had pleaded guilty to both of these offenses on February
14, 1997. For driving while intoxicated, Avalos-Martinez was sentenced to
twenty-four months’ probation, which probation was revoked on March 28, 2001,
resulting in a sixty-day jail sentence. For endangering a child, Avalos-Martinez
was sentenced to two years’ imprisonment, but his imprisonment was suspended
for a five-year probation period. His probation was revoked on May 28, 1999,
and he was sentenced to one year of imprisonment. Avalos-Martinez raised no
objection to this portion of the PSR.
Based on the recommendations in the PSR, the district court determined
that Avalos-Martinez had a total offense level of twenty-one2 and a category V
criminal history, resulting in an advisory guidelines range of 70–87 months’
imprisonment. See id. at ch. 5, pt. A. Having stated that it “d[id] not intend to
impose a sentence above the guideline range determined to be applicable,” the
district court gave Avalos-Martinez a within-guidelines sentence of 72 months,
followed by three years of supervised release. Avalos-Martinez timely appealed.
II. DISCUSSION
A. Crime-of-Violence Enhancement
The first argument that Avalos-Martinez makes on appeal is that the
district court erred in applying a sixteen-level crime-of-violence enhancement for
his conviction for attempting to take a weapon from a peace officer. This court
reviews the district court’s interpretation and application of the sentencing
guidelines de novo, including the issue of whether a defendant’s prior conviction
qualifies as a crime of violence. United States v. Hernandez-Galvan, 632 F.3d
2
This determination was based upon a base offense level of eight, see U.S.S.G.
§ 2L1.2(a), a sixteen-level enhancement for a prior conviction for a crime of violence, see id.
§ 2L1.2(b)(1)(A)(ii), and a three-level reduction for acceptance of responsibility, see id. § 3El.1.
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No. 11-10973
192, 196 (5th Cir. 2011). To determine whether an offense qualifies as a crime
of violence, this court applies a categorical approach, examining the elements of
the offense rather than the specific facts underlying the defendant’s conviction.
United States v. Dominguez, 479 F.3d 345, 347 (5th Cir. 2007).
Section 2L1.2(b)(1)(A)(ii) of the sentencing guidelines provides that a
defendant’s offense level will be increased by sixteen if he was previously
deported after having committed a “crime of violence” that results in criminal
history points. An offense is classified as a crime of violence if it is one of several
enumerated offenses,3 or if it is “any other offense under federal, state, or local
law that has as an element the use, attempted use, or threatened use of physical
force against the person of another.” Id. cmt. 1(B)(iii). Thus, the dispositive
issue is whether the crime of attempting to take the weapon of a peace officer
has as an element the use, attempted use, or threatened use of physical force
against another person.
At the time of Avalos-Martinez’s conviction, the offense was defined as
follows:4
§ 38.14. Taking or Attempting to Take Weapon From Peace Officer,
Parole Officer, or Community Supervision and Corrections
Department Officer
....
(b) A person commits an offense if the person intentionally or
knowingly and with force takes or attempts to take from a peace
officer . . . the officer’s firearm, nightstick, or personal protection
chemical dispensing device with the intention of harming the officer
or a third person.
3
Neither party argues that Avalos-Martinez committed one of the enumerated crime-of-
violence offenses.
4
Avalos-Martinez was convicted in June 2005. For the purposes of determining
whether an offense is a crime of violence, we look to the version of the statute in effect at the
time of the defendant’s conviction. United States v. Herrera, 647 F.3d 172, 176 n.3 (5th Cir.
2011).
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No. 11-10973
Tex. Penal Code § 38.14 (2005) (emphasis added). Texas courts have distilled
this offense to the following elements:
(1) Intentionally or knowingly;
(2) With force;
(3) Take or attempt to take;
(4) Peace officer’s firearm;
(5) From a peace officer;
(6) With intent to harm officer or third person.
Jackson v. State, 993 S.W.2d 162, 166 (Tex. App.—Eastland 1992, no pet.).
Neither party disputes that force is an element of the crime. Nevertheless,
Avalos-Martinez argues that the element of force encompasses not only force
directed against a person, but also force directed against property. He argues
that if an officer’s firearm were locked inside a patrol car, someone could violate
this statute by breaking into the patrol car to steal the firearm because that
person would have taken the firearm through the use of force directed against
the property of the patrol car. Because he believes that the statute could be
violated through such conduct, Avalos-Martinez argues that the offense does not
have as a required element the use of force against a person, and that it
therefore is not a crime of violence.
We find Avalos-Martinez’s argument unpersuasive. While we do not argue
with his contention that the word “force” is capable of referring to force against
property, we disagree that the word carries such a broad meaning in the context
of this statute. The statute outlaws using force to take a firearm from an officer
with the intention of harming that officer or a third person. This language
indicates that the harm that the statute seeks to prevent is the danger created
when someone takes a firearm from an officer’s actual possession, stripping the
officer of the means to protect himself and others while giving the wrongdoer the
power to use that weapon against the officer or others. See United States v.
Herrera, 375 F.3d 399, 405 (6th Cir. 2004) (“The perpetrator who tries to gain
possession of an officer’s gun is not ordinarily a mere thief, trying to make off
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No. 11-10973
with the firearm, but more often is trying to gain a tactical advantage over the
officer in a confrontational situation.”). In this context, the plain meaning of
“force” is force directed against the officer in possession of the weapon.5
A further problem with Avalos-Martinez’s proposed interpretation is that
it renders the “from an officer” element mere surplusage. See Campbell v. State,
49 S.W.3d 874, 876 (Tex. Crim. App. 2001) (“In analyzing the language of a
statute, we assume that every word has been used for a purpose and that each
word, phrase, clause, and sentence should be given effect if reasonably
possible.”). If the statute were intended to criminalize the conduct of one who
uses force against property to take a weapon in an officer’s constructive, as
opposed to actual, possession, it could accomplish that objective with the
following elements: intentionally or knowingly; with force; take or attempt to
take; a peace officer’s firearm; with intent to harm the officer or a third person.
The way to give meaning to the “from an officer” element is to interpret the
statute to criminalize the taking of a weapon from an officer in actual possession
of that weapon. Once the statute is interpreted in this fashion, Avalos-
Martinez’s hypothetical falls apart; the force that would be used to take a
weapon from an officer’s actual possession is force against another person.
Of course, our interpretation of this Texas statute would be trumped by a
contrary interpretation by Texas courts. However, our interpretation is
buttressed by Texas cases applying the statute. The Government has presented
many cases in which section 38.14 was violated by conduct involving force
directed against an officer. See, e.g., Chadwick v. Texas, 277 S.W.3d 99, 101–02
(Tex. App.—Austin 2009, pet. granted) (defendant attempted to remove the
officer’s gun from its holster during a struggle), aff’d, 309 S.W.3d 558 (Tex. Crim.
5
Our conclusion is bolstered by the fact that the weapons mentioned in the
statute—firearm, nightstick, personal protection chemical dispensing device—are all typically
worn on a police officer’s belt, and to take such weapons from an officer’s belt would necessarily
entail the use of force against that officer.
6
No. 11-10973
App. 2010); Hernandez v. Texas, 903 S.W.2d 109, 112 (Tex. App.—Fort Worth
1995, pet. ref’d) (same); Jackson, 993 S.W.2d at 164 (same). Avalos-Martinez
has failed to present any case applying the statute in which force was directed
against property rather than against a person. He has also failed to present any
case wherein a Texas court accepted his interpretation of “force.” In the absence
of case law supporting the interpretation proposed by Avalos-Martinez, we must
rest on our interpretation of the plain language of the statute, which leads us to
the conclusion that “force” means force against people, not property. Therefore,
we conclude that the crime of attempting to take a weapon from a peace officer
has the use of force against a person as a necessary element, and that it qualifies
as a crime of violence under U.S.S.G. § 2L1.2(b)(1)(A)(ii). The district court did
not err in applying the sixteen-level enhancement.
B. Criminal History Points
The second argument that Avalos-Martinez makes on appeal is that the
district court erred in assigning criminal history points to two of his prior
convictions that occurred more than ten years prior to the instant offense and
that resulted in less than one year and one month of imprisonment. Avalos-
Martinez failed to make this objection before the district court and thus he
acknowledges that our review is for plain error. See United States v. Espinoza,
677 F.3d 730, 735 (5th Cir. 2012). To show plain error, Avalos-Martinez must
show (1) an error (2) that was clear or obvious (3) that affected his substantial
rights. Puckett v. United States, 556 U.S. 129, 135 (2009). A sentencing error
affected a defendant’s substantial rights if there is a “reasonable probability
that, but for the district court’s misapplication of the Guidelines, he would have
received a lesser sentence.” United States v. John, 597 F.3d 263, 285 (5th Cir.
2010) (internal quotation mark omitted). If Avalos-Martinez establishes plain
error, we have the discretion to correct the error if it “seriously affects the
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No. 11-10973
fairness, integrity or public reputation of judicial proceedings.” Puckett, 556 U.S.
at 135 (internal quotation marks omitted).
Section 4A1.2(e) of the sentencing guidelines provides that a prior
sentence imposed more than ten years before the commencement of the instant
offense is not to be counted toward a defendant’s criminal history unless it was
a sentence of imprisonment exceeding one year and one month. U.S.S.G.
§ 4A1.2(e)(1)–(3). The two prior sentences at issue were imposed on February
14, 1997, and the “commencement of the instant offense”—i.e., the moment that
Avalos-Martinez illegally reentered the United States—occurred “sometime in
2008”; thus, the prior sentences were imposed more than ten years before the
commencement of the instant offense and should have been counted only if they
were sentences of imprisonment exceeding one year and one month. However,
both were sentences of probation, and although both were revoked, neither
revocation resulted in a sentence of imprisonment exceeding one year and one
month. It was therefore clear error to assign criminal history points based on
these sentences, and the Government concedes as much. See United States v.
Arviso-Mata, 442 F.3d 382, 385 (5th Cir. 2006).
This error resulted in Avalos-Martinez having four more criminal history
points than he should have had, making his criminal history category V when
it should have been category IV. See U.S.S.G. ch. 5, pt. A. Accordingly, the
district court applied an advisory guidelines range of 70–87 months instead of
the correct advisory guidelines range of 57–71 months. Avalos-Martinez’s
sentence of 72 months exceeds the correct advisory guidelines range. In
addition, the district court had stated that it did not intend to impose a sentence
above the applicable guidelines range. Based on the district court’s expressed
intention and the fact that Avalos-Martinez’s sentence exceeded the correct
advisory guidelines range, the district court’s error affected his substantial
rights, which the Government also concedes. See United States v. Mudekunye,
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No. 11-10973
646 F.3d 281, 290 (5th Cir. 2011) (holding that a defendant’s substantial rights
had been affected when the correct and incorrect guidelines ranges overlapped,
the defendant was sentenced above the correct guidelines range, and it was not
apparent from the record that the defendant would have received an above-
guidelines sentence).
The final issue we must decide is whether this error seriously affects the
fairness, integrity or public reputation of judicial proceedings such that we
should exercise our discretion to correct it. The Government has expressed no
position on whether we should exercise our discretion in this case. We have
noted that “[n]ot every error that increases a sentence need be corrected by a call
upon plain error doctrine.” United States v. Ellis, 564 F.3d 370, 378 (5th Cir.
2009). Instead, we look to “the degree of the error and the particular facts of the
case” to determine whether to exercise our discretion. United States v. Davis,
602 F.3d 643, 651 (5th Cir. 2010).
In this case, Avalos-Martinez received a 72-month sentence that exceeded
the correct advisory guidelines range by one month. Although he received
probation for each of the convictions giving rise to the challenged criminal
history points, his probation for each conviction was revoked. In the case of the
child endangerment conviction, his probation was revoked for several violations:
failure to report for seventeen months, failure to pay supervision fees and court
costs, failure to attend substance abuse treatment, failure to complete
community service, and an arrest for evading arrest in connection with a
reported assault. His revocation sentence of one year fell just short of the
sentence required for the conviction to be properly counted. Considering the
degree to which his sentence exceeds the correct guidelines range and the facts
surrounding these convictions, we decline to exercise our discretion to correct the
error in Avalos-Martinez’s sentence.
III. CONCLUSION
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No. 11-10973
For the foregoing reasons, the judgment of the district court is
AFFIRMED.
10