Boyd v. State of Texas

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
December 8, 2008
No. 08-40128 Charles R. Fulbruge III
Clerk
KARWANA BOYD
Plaintiff - Appellee
v.
STATE OF TEXAS; OLEN UNDERWOOD
Defendants - Appellants
Appeal from the United States District Court
for the Southern District of Texas
USDC No. 3:06-CV-00256
Before BENAVIDES, SOUTHWICK, and HAYNES, Circuit Judges.
PER CURIAM:*
Karwana Boyd brought this civil rights litigation against, inter alia, the
State of Texas and Judge Olen Underwood, the Chief Judge for the Second
Administrative Judicial Region, alleging that Boyd was required to remove a
religiously-motivated head scarf in court. Following a discussion during a status
conference before the district court, the substance of the case was resolved by a
letter sent by Chief Judge Underwood to the judges in his region confirming that
people who wear religious clothing or head wear are not required to remove their
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
No. 08-40128
religious clothing or head wear upon entering the courtroom. The district court
entered a final judgment against Defendants awarding Boyd prevailing party
attorney’s fees in the amount of $17,250.00. Defendants appeal the award of
attorney’s fees. Because we hold that the district court erred in concluding that
Boyd was a prevailing party under 42 U.S.C. § 1988 (2003), we VACATE the
district court’s judgment insofar as it awarded prevailing party attorney’s fees
and AFFIRM the remainder of the district court’s judgment.
I. BACKGROUND
Boyd alleges that on March 15, 2006, a court security officer at the
Galveston County courthouse ordered her to remove her head scarf before she
could attend a hearing scheduled before Judge Henderson, a traveling judge for
the State of Texas who handles child support cases in six counties. She alleges
that she informed the officer that she was a Muslim and that she should not be
required to remove her head scarf because she wore it in observance of hijab.1
After Boyd gave her reasons for wearing the head scarf to Judge Henderson, she
alleges that Judge Henderson again ordered her to leave the courtroom. Boyd
waited outside the courtroom for two-and-one-half hours before she was
approached by an attorney.
Boyd sued the State of Texas and Judge Henderson under 42 U.S.C. § 1983(2003). In response, Judge Henderson asserted that all litigants in family court
were required to leave the courtroom to consult with available attorneys and
that Boyd was not removed from the courtroom for wearing a head scarf. In her
Second Amended Complaint, Boyd added as a defendant Judge Olen Underwood,
Chief Judge for the Second Administrative Judicial Region of Texas, and
dismissed her claims against Judge Henderson.
1
As defined by Boyd, hijab refers generally to the Islamic tradition of modesty in dress
and is often used specifically to refer to the wearing of head scarves.
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No. 08-40128
On May 25, 2007, the district court heard the parties on pending motions.
During the hearing, the district court suggested “[w]hy don’t they just have a
policy change that permits the people to wear religious headgear in a court and
be done with this.” The State asserted that there was never any policy
prohibiting people from wearing religious headgear, that Boyd was never
required to remove her head scarf, and that Boyd was treated the same as all
other litigants. Boyd argued that there was some evidence to suggest that she
was removed from the court because of her head scarf.2 In response, the district
court stated:
Well, I guess what I’m saying is, look, these kinds of cases devour
taxpayer dollars . . . . If, as you properly say, there is no such policy,
then a simple confirmation declaration that there is no policy
against wearing religious headgear in the court ends the case. Is
that not something you can take care of?
The State responded in the affirmative. The district court then administratively
closed the case for thirty days on the basis of a likely settlement.
The parties conferred and agreed that Chief Judge Underwood would send
a letter to other judges in the Second Administrative Judicial Region with
language consistent with the district court’s suggestion. Boyd also requested
that the State pay $1.00 as damages and Boyd’s reasonable and necessary
attorney’s fees as to be decided by the district court. The State responded that
it was not willing to pay any damages or attorney’s fees because “Plaintiff is not
a prevailing party in this lawsuit.”
On June 25, 2007, Chief Judge Underwood sent a letter to all judges in the
Second Administrative District reminding judges to be sensitive to the
constitutional rights of people in the courtroom and specifically noting that
people who wear religious clothing or head wear are not required to remove their
2
The evidence referenced by Boyd did not suggest that there was any policy requiring
the removal of religiously-motivated head coverings. In any event, the parties dispute the
underlying facts.
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No. 08-40128
religious clothing or head wear upon entering the courtroom. The State and
Chief Judge Underwood then filed the letter with the district court and
requested that the court dismiss Boyd’s claims.
On July 5, 2007, Boyd moved to reopen the case and for a final judgment
in her favor. She also moved for her reasonable and necessary attorney’s fees “as
the prevailing party” based on “the apparent resolution of the issues in this
matter.” Defendants responded to the motion by asserting that Boyd was not
entitled to attorney’s fees because there was no court-ordered change in the legal
relationship between the plaintiff and the defendant. Defendants also asserted
that the district court lacked jurisdiction to enter a judgment because there was
no case or controversy.3
On January 7, 2008, the district court entered an order granting Boyd’s
motions to reopen and for attorney’s fees. The district court held that Boyd was
a prevailing party because “the proceedings in this case and Defendant[s’] own
filings indicate that while there is not a formal consent decree or written order
from the court, Defendant[s’] actions in resolution of this dispute were a direct
result of the Court’s instructions given in open court.” The district court entered
a final judgment awarding Boyd $17,250.00 in attorney’s fees. This appeal
resulted.
II. DISCUSSION
Section 1988 provides, in relevant part: “In any action or proceeding to
enforce a provision of section[ ] . . . 1983 . . . of this title . . . the court, in its
discretion, may allow the prevailing party, other than the United States, a
reasonable attorney’s fee as part of the costs . . . .” 42 U.S.C. § 1988(b). “[T]he
3
Chief Judge Underwood also made some challenges specific to him that are reurged
on appeal. Because of our resolution of the attorney’s fees issue, we need not reach those
challenges. Similarly, the State concedes that its 11th Amendment immunity challenge would
not apply to Chief Judge Underwood. Thus, we resolve the appeal as to all parties on the
attorney’s fees issue.
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No. 08-40128
characterization of prevailing-party status for awards under fee-shifting statutes
such as § 1988 is a legal question subject to de novo review.” Bailey v.
Mississippi, 407 F.3d 684, 687 (5th Cir. 2005).
In Farrar v. Hobby, 506 U.S. 103 (1992), the Supreme Court stated:
[T]o qualify as a prevailing party, a civil rights plaintiff must obtain
at least some relief on the merits of his claim. The plaintiff must
obtain an enforceable judgment against the defendant from whom
fees are sought, . . . or comparable relief through a consent decree or
settlement, . . . . Whatever relief the plaintiff secures must directly
benefit him at the time of the judgment or settlement. . . .
Otherwise the judgment or settlement cannot be said to “affec[t] the
behavior of the defendant toward the plaintiff.” . . . Only under
these circumstances can civil rights litigation affect “the material
alteration of the legal relationship of the parties” and thereby
transform the plaintiff into a prevailing party. . . . In short, a
plaintiff “prevails” when actual relief on the merits of his claim
materially alters the legal relationship between the parties by
modifying the defendant’s behavior in a way that directly benefits
the plaintiff.
Id. at 111-12 (citations omitted) (alteration in original). The court went on to
hold:
To be sure, a judicial pronouncement that the defendant has
violated the Constitution, unaccompanied by an enforceable
judgment on the merits, does not render the plaintiff a prevailing
party. Of itself, “the moral satisfaction [that] results from any
favorable statement of law” cannot bestow prevailing party status.
. . . No material alteration of the legal relationship between the
parties occurs until the plaintiff becomes entitled to enforce a
judgment, consent decree, or settlement against the defendant.
Id. at 112 (citations omitted) (alteration in original). Interpreting Farrar, this
court has recognized three requirements for prevailing party attorney’s fees to
be awarded under 42 U.S.C. § 1988(b): “the plaintiff must (1) obtain actual relief,
such as an enforceable judgment or a consent decree; (2) that materially alters
the legal relationship between the parties; and (3) modifies the defendant’s
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No. 08-40128
behavior in a way that directly benefits the plaintiff at the time of the judgment
or settlement.” Walker v. City of Mesquite, 313 F.3d 246, 249 (5th Cir. 2002).
The district court’s determination discussed above was, in effect, a
statement of the old catalyst theory, which “allowed a plaintiff to achieve
prevailing party status–even in the absence of a formal victory in court–if the
plaintiff’s suit was a ‘substantial factor or a significant catalyst’ in obtaining the
relief sought.” Foreman v. Dallas County, 193 F.3d 314, 319 (5th Cir. 1999)
(quoting Williams v. Leatherbury, 672 F.2d 549, 550-51 (5th Cir. 1982)). Prior
to the Supreme Court’s decision in Buckhannon Bd. & Care Home, Inc. v. W. Va.
Dept. of Health & Human Res., 532 U.S. 598 (2001), this court followed the
catalyst theory. Foreman, 193 F.3d at 319; see also Bailey v. Mississippi, 407
F.3d 684, 686-87 (5th Cir. 2005).
In Buckhannon, the Supreme Court declined to follow the catalyst theory.
532 U.S. at 605. The Court held, “[w]e cannot agree that the term ‘prevailing
party’ authorizes federal courts to award attorney’s fees to a plaintiff who, by
simply filing a nonfrivolous but nonetheless potentially meritless lawsuit (it will
never be determined), has reached the ‘sought-after destination’ without
obtaining any judicial relief.” Id. at 606 (citation omitted). The Court stated
that “enforceable judgments on the merits and court-ordered consent decrees
create the ‘material alteration of the legal relationship of the parties’ necessary
to permit an award of attorney’s fees.” Id. at 604 (citation omitted). In contrast,
the Court explained that a pronouncement of unconstitutionality unaccompanied
by judicial relief is not a legal victory for plaintiffs. Id. at 606.
This court has not yet decided the circumstances under which a settlement
might satisfy Buckhannon, and we do not believe the present case requires the
court do so here. Boyd’s counsel performed admirably in obtaining an
acknowledgment that Boyd should be permitted to wear her religiously
motivated head scarf in court. We also commend counsel for the manner by
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No. 08-40128
which he accomplished this for Boyd. By agreeing that the dispute was resolved
on the basis of a simple letter from Chief Judge Underwood to other judges in
the judicial region, counsel for Boyd minimized the use of precious judicial
resources and helped his client reclaim rights she believed were abridged by
Judge Henderson.
We agree that counsel for the State should at least consider a pragmatic
approach to resolving the issues – as was ultimately done here – before either
side spends unnecessary time or money. But the district court’s understandable
frustration with the delay in achieving a pragmatic solution does not transform
Boyd into a “prevailing party.” The letter sent by Chief Judge Underwood merely
confirmed his and the State’s contention throughout the litigation, that is, that
there was no policy prohibiting Boyd from wearing her religiously-motivated
head scarf. Neither the State nor Chief Judge Underwood contended that it is
appropriate to act as Boyd alleges Judge Henderson did. Under these
circumstances, the letter cannot be said to have modified the defendants’
behavior in a way that directly benefitted Boyd. See Walker, 313 F.3d at 249.
In addition, assuming arguendo that the letter had some legally binding effect,
at most it was a pronouncement of unconstitutionality unaccompanied by
judicial relief, which cannot support the award of prevailing party attorney’s fees
under 42 U.S.C. § 1988. Buckhannon, 532 U.S. at 606; Bailey, 407 F.3d at 688.
Indeed, the parties continue to dispute what happened on the day in question.
III. CONCLUSION
For the reasons discussed above, we VACATE the district court’s judgment
insofar as it awarded prevailing party attorney’s fees to Boyd. We AFFIRM the
remainder of the district court’s judgment.
VACATED in part, AFFIRMED in part.
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