DocketNumber: 84-2181
Judges: Higginbotham, Thornberry, Rubin
Filed Date: 9/4/1985
Status: Precedential
Modified Date: 11/4/2024
This appeal involves the constitutionality under the First and Fourteenth Amendments to the Constitution of a city ordinance that prohibits an individual from in any manner opposing, molesting, abusing, or interrupting a policeman in the execution of his duty. An individual who has been arrested several times for violating the ordinance, and who has never been found guilty, challenges its constitutionality as violating his right to freedom of speech. We hold that the plaintiff has standing to challenge the constitutionality of the ordinance, and that the section in its present form is facially overbroad and unconstitutional. We therefore reverse the judgment of the district court and remand for a determination of the appropriate relief to be awarded to the plaintiff.
I.
Section 34-ll(a) of the Code of Ordinances of the City of Houston, Texas, provides:
Sec. 34-11. Assaulting or interfering with policemen.
(a) It shall be unlawful for any person to assault, strike or in any manner oppose, molest, abuse or interrupt any policeman in the execution of his duty, or any person summoned to aid in making an arrest.
Violation of the Ordinance is a Class C misdemeanor, punishable upon conviction in the Municipal Court of the City of Houston by a fine not to exceed $200.00.
While Houston Police Department officers J.L. Kelley and R.D. Holtsclaw were making a traffic arrest at the intersection of Westheimer and Whitney streets in Houston, they noticed Charles Hill, who is unrelated to the plaintiff, directing traffic and stopping vehicles, including a city bus, in a heavily travelled lane of traffic on Westheimer. Officer Kelley approached Charles Hill and began speaking with him about his behavior. The testimony about what happened next is conflicting. Raymond Hill testified that, after a short conversation between Officer Kelley and Charles Hill, Charles attempted to leave, but Officer Kelley grabbed him by the shoulder and began yelling at him. Raymond Hill further testified that, after Officer Kelley permitted Charles to leave, Kelley chased him, and, upon catching him and being joined by his partner, challenged Charles to fight. The district court, however, disregarded this testimony, and found that “Officer Kelley approached Charles Hill and began speaking with him.” Such a finding is supported by the record and is not clearly erroneous.
At this point, Raymond Hill yelled to the policemen, in an admitted attempt to divert their attention from Charles Hill, “Leave him alone. Why don’t you pick on somebody your own size?” or words to that effect. Raymond Hill was standing approximately twenty-five feet from the officers. His statements were unaccompanied by any menacing or threatening gesture, although Officer Kelley characterized the tone of Hill’s speech as “loud” and “boisterous.” There is no evidence to support the district court’s finding that Raymond Hill “shout[ed] abuses” at Officer Kelley.
According to Officer Kelley’s testimony, after Raymond Hill yelled to him, Kelley turned towards Hill and asked, “Are you interrupting me in my official capacity as a Houston police officer?” He testified that Hill, who was standing with a crowd of people behind him, put his hands on his hips and replied, “Yes. Why don’t you pick
This was not the first time Raymond Hill had been charged with violating the ordinance. In 1975, Hill approached Officers Stoffel and Strodman while they were making a traffic arrest. Hill first wrote down the identification numbers on the officers’ vehicle, and then walked to within arm’s length of one of the officers on the side nearest the officer’s revolver. Officer Stoffel asked Hill to move along. Instead of complying, Hill moved closer to the officers, and was then arrested. He was later tried and found not guilty.
In 1977, Hill was standing near the Asylum Bookstore, an adult arcade in which the police suspected illegal activities were in progress. When Hill observed vice squad cars parked nearby, he entered the bookstore and announced over the public address system that police officers were present and that the patrons should be prepared to produce identification. The patrons fled upon hearing the announcement, and Hill was arrested for interfering with the investigation. The case was subsequently dismissed.
Finally, in October, 1982, eight months after he was arrested for the incident involving Charles Hill, Raymond Hill was arrested for violating the ordinance when he refused to leave the immediate area where two police officers were investigating a car parked with an unknown, unconscious person inside. The charges were later dismissed when the arresting officers failed to appear in Municipal Court.
After hearing testimony from Raymond Hill and Officer Kelley, as well as testimony from other individuals who had been arrested under the ordinance and other Houston police officers who have made arrests under the ordinance, the court entered judgment for the City of Houston. The court first found that Raymond Hill lacked standing to challenge the unconstitutionality of the ordinance. The court went on to hold that, even if Hill did have standing, his claim for relief would still be denied because the ordinance was neither overly broad, void for vagueness, nor applied in an unconstitutional manner as to Hill’s arrest in February, 1982.
II.
We turn first to the issue of standing. Although the district court recognized that the usual rules of standing do not necessarily apply “when First Amendment interests are at stake,” the court found “that the Plaintiff has not succeeded in raising any valid First Amendment claims,” and, on this basis, denied Hill standing to pursue his claim.
Hill’s standing to litigate the constitutionality of the ordinance must not be confused with the apparent merit or lack of merit in his challenge. “Standing” is one element of the “case or controversy” limitation on federal court jurisdiction, and focuses primarily “on the party seeking to get his complaint before a federal court.”
In other words, standing involves whether this plaintiff is a proper party to request an adjudication of the particular issue. This is a separate inquiry from whether the party should prevail. In fact, it is not
Hill did not raise the constitutionality of the city ordinance as a defense to his prosecution under the law. Instead, he brought a separate action, independent of any pending or threatened prosecution, alleging the unconstitutionality of the ordinance and seeking declaratory and injunctive relief. Specifically, Hill alleges that, irrespective of both his own prior conduct and the possibly constitutional application of the ordinance to him on earlier occasions, the law nevertheless is unconstitutional because “the challenged ordinance on its face substantially abridges First Amendment rights.”
The usual standing rule in this situation is clear: “one to whom application of a statute is constitutional will not be heard to attack the statute on the ground that impliedly it might also be taken as applying to other persons or other situations in which its application might be unconstitutional.”
Even where a First Amendment challenge could be brought by one actually engaged in protected activity, there is a possibility that, rather than risk punishment for his conduct in challenging the statute, he will refrain from engaging further in the protected activity. Society as a whole then would be the loser. Thus, where there is a danger of chilling free speech, the concern that constitutional adjudication be avoided whenever possible may be outweighed by society’s interest in having the statute challenged. “Litigants, therefore, are permitted to challenge a statute not because their own rights of free expression are violated, but because of a judicial prediction or assumption that the statute’s very existence may cause others not before the court to refrain from protected speech or expression.”6
Protection of free speech is so important that courts have allowed plaintiffs in a myriad of suits for declaratory or injunc-tive relief to raise First Amendment challenges to statutes because of their alleged overbreadth or vagueness.
Even with the heightened sensitivity federal courts use in determining a litigant’s standing to challenge a statute on First Amendment grounds, certain threshold requirements must be satisfied before the court may consider such a claim. These requirements are most clearly set forth in City of Los Angeles v. Lyons.
The Supreme Court found Lyons lacked standing because the one episode “does nothing to establish a real and immediate threat that he would again be stopped for a traffic violation, or for any other offense, by an officer or officers who would illegally choke him into unconsciousness without any provocation or resistance on his part.”
The Court specifically pointed out that Lyons’ “lack of standing” to seek equitable relief rested “on the speculative nature of his claims that he will again experience injury as the result of that practice even if continued.”
The record and findings of fact by the district court show that Hill has the requisites to standing defined in Lyons. Hill has been arrested for violating the ordinance four times, once less than six months after he filed this suit. In addition, Hill has repeatedly and steadfastly asserted that he intends to continue to act in a manner that will subject him to further arrests under the ordinance. Hill has shown, therefore, that he faces more than a “subjective apprehension” of repeated injury;
We now consider Hill’s claims that Section 34-11(a) is unconstitutionally vague, overbroad, and w;as applied in an unconstitutional manner to effectuate his arrest in February, 1982. Because we find the ordinance to be unconstitutionally over-broad, we do not reach Hill’s other two arguments.
“An overbroad statute is one that is designed to burden or punish activities which are not constitutionally protected, but [that] includes within its scope activities which are protected by the First Amendment.”
Despite the stringent requirements that must be satisfied before a statute will be struck down as facially invalid, the over-breadth doctrine remains a viable challenge to laws that impinge on activities protected by the First Amendment, and it has been applied by the Court several times since Broadrick. In Erznoznik v. City of Jacksonville,
The Court found all of these criteria to be met. It noted that the statute applied to all persons employed by, or connected with, drive-in theatres, and forced theatre owners either to restrict their movie offerings or to provide protective fencing.
Similarly, in Village of Schaumburg v. Citizens for a Better Environment,
The Court held that the ordinance was overbroad. It found that the proffered justifications of protecting the public from fraud and insuring residential privacy were
IV.
These cases and others discussing substantial overbreadth under Broadrick’s standards,
The ordinance makes it “unlawful for any person to assault, strike, or in any manner oppose, molest, abuse or interrupt any policeman in the execution of his duty.” The first clause protects the policeman from being assaulted or struck in the performance of his duty, and clearly applies only to physical conduct. This clause of the ordinance properly “covers a whole range of easily identifiable and constitutionally proscribable ... conduct,”
The next clause, however, separated from the first by the conjunction “or,” makes it “unlawful for any person ... in any manner [to] oppose, molest, abuse or interrupt any policeman in the execution of his duty____” (emphasis supplied). This clause permits many impermissible applications of the statute, applications that significantly compromise traditional First Amendment activities.
The conduct literally proscribed by the ordinance includes much that is completely lawful. The dictionary defines “oppose,” for example, to include, “to stand in the way of; hinder or obstruct,” “to have an adverse opinion concerning” or “to offer arguments against.”
In short, the second clause of Section 32-11(a) encompasses mere verbal as well as physical conduct. In such a situation, “where the statute unquestionably attaches sanctions to protected conduct, the likelihood that the statute will deter that conduct is ordinarily sufficiently great to justify an overbreadth attack.”
The rationale for the ordinance put forward by the City of Houston does not justify its broad sweep. The legitimacy of the City’s interest in “facilitating police duties” is beyond question. This interest in and of itself, however, is not of such overriding importance that it can serve as the basis for an ordinance that permits policemen to arrest people for merely speaking to them, purely verbal conduct that is fully protected by the First Amendment. “Surely one is not to be punished for nonprovocatively voicing his objection to what he obviously [feels is] ... highly questionable [conduct] by a police officer.”
Whoever forcibly assaults, resists, opposes, impedes, intimidates or interferes with any person designated in section 114 of this title while engaged in or on account of the performance of his official duties, shall be fined not more than $5,000 or imprisoned not more than three years, or both.
The City’s interests can be served adequately by a more narrowly drawn statute tailored more precisely towards the conduct the City wishes to proscribe. For example, federal law prohibits “assaulting, resisting or impeding” certain federal officers.
While dissenting, our brother Higgin-botham concedes that the ordinance is over-broad, and differs with us only as to the substantiality of its admittedly unconstitutional reach. Like Mercutio’s wound, the constitutional abridgment is not so deep as a well nor so wide as a church door but it is penetrating enough to be fatal.
The ordinance would not be invalid for overbreadth if it were possible to construe it narrowly so as not to impact on protected speech. Federal courts, however, “do not sit as a ‘super’ state legislature, [and] may not impose [their] own narrowing construction onto the ordinace” if the state courts have not already done so.
For the foregoing reasons, we hold that Section 32-11(a) is unconstitutionally over-broad, and therefore invalid in its entirety. The judgment of the district court is therefore REVERSED, and the case REMANDED for consideration of the appropriate relief to be awarded to the plaintiff.
. See United States v. United States Gypsum Co., 333 U.S. 364, 395, 68 S.Ct. 525, 542, 92 L.Ed. 746 (1948); Williams v. Reading & Bates Drilling Co., 750 F.2d 487, 489 (5th Cir.1985).
. Flast v. Cohen, 392 U.S. 83, 99, 88 S.Ct. 1942, 1952, 20 L.Ed.2d 947 (1968).
. Baker v. Carr, 369 U.S. 186, 204, 82 S.Ct. 691, 703, 7 L.Ed.2d 663 (1962); KVUE, Inc. v. Austin Broadcasting Corp., 709 F.2d 922, 927-28 (5th Cir.1983), aff’d, — U.S.-, 104 S.Ct. 1580, 80 L.Ed.2d 114 (1984).
. See Warth v. Seldin, 422 U.S. 490, 500, 95 S.Ct. 2197, 2206, 45 L.Ed.2d 343 (1975); KVUE, Inc. v. Austin Broadcasting Corp., 709 F.2d 922, 927 (5th Cir.1983), aff'd, — U.S. -, 104 S.Ct. 1580, 80 L.Ed.2d 114 (1984); O'Hair v. White, 675 F.2d 680, 685 (5th Cir.1982) (en banc). See generally 13 C. Wright, A. Miller, & E. Cooper, Federal Practice and Procedure § 3531 (1984).
. United States v. Raines, 362 U.S. 17, 21, 80 S.Ct. 519, 522, 4 L.Ed.2d 524 (1960). See Broadrick v. Oklahoma, 413 U.S. 601, 610, 93 S.Ct. 2908, 2915, 37 L.Ed.2d 830 (1973) and cases cited therein.
. Secretary of State of Maryland v. Joseph H. Munson Co., — U.S.-,-, 104 S.Ct. 2839, 2847, 81 L.Ed.2d 786 (1984), quoting Broadrick v. Oklahoma, 413 U.S. 601, 612, 93 S.Ct. 2908, 2916, 37 L.Ed.2d 830 (1973) (footnote omitted).
. See, e.g., Secretary of State of Maryland v. Joseph H. Munson Co., — U.S.-,-, 104 S.Ct. 2839, 2847-48, 81 L.Ed.2d 786 (1984); Village of Schaumburg v. Citizens for a Better Environment, 444 U.S. 620, 633-35, 100 S.Ct. 826, 834-35, 63 L.Ed.2d 73 (1980); Babbitt v. United Farm Workers National Union, 442 U.S. 289, 298, 99 S.Ct. 2301, 2309, 60 L.Ed.2d 895 (1979); Broadrick v. Oklahoma, 413 U.S. 601, 611-12, 93 S.Ct. 2908, 2915-16, 37 L.Ed.2d 830 (1973); Dombrowski v. Pfister, 380 U.S. 479, 486-87, 85 S.Ct. 1116, 1120-21, 14 L.Ed.2d 22 (1965); KVUE, Inc. v. Austin Broadcasting Corp., 709 F.2d 922, 927-31 (5th Cir.1983), aff'd, — U.S. -, 104 S.Ct. 1580, 80 L.Ed.2d 114 (1984); Holy Spirit Association for Unification of World Christianity v. Hodge, 582 F.Supp. 592, 596 (N.D. Tex.1984). Cf. United States v. Grace, 461 U.S. 171, 103 S.Ct. 1702, 75 L.Ed.2d 736, (1983); Erznoznik v. City of Jacksonville, 442 U.S. 205, 95 S.Ct. 2268, 45 L.Ed.2d 125 (1975).
. 461 U.S. 95, 103 S.Ct. 1660, 75 L.Ed.2d 675 (1983).
. Id. at 106, 103 S.Ct. at 1667.
. Id. at 109, 103 S.Ct. at 1669.
. 394 U.S. 103, 89 S.Ct. 956, 22 L.Ed.2d 113 (1969).
. 431 U.S. 171, 97 S.Ct. 1739, 52 L.Ed.2d 219 (1977).
. Lyons, supra, 461 U.S. at 104-106, 103 S.Ct. at 1666-67. Accord Carter v. Orleans Parish Public Schools, 725 F.2d 261, 263 (5th Cir.1984).
. Lyons, supra, 461 U.S. at 107 n. 8, 103 S.Ct. at 1668 n. 8.
. Kolender v. Lawson, 461 U.S. 352, 355 n. 3, 103 S.Ct. 1855, 1857 n. 3, 75 L.Ed.2d 903 (1983); Wooley v. Maynard, 430 U.S. 705, 712, 97 S.Ct. 1428, 1434, 51 L.Ed.2d 752 (1977).
. J. Nowak, R. Rotunda & J. Young, Handbook on Constitutional Law 722 (1978).
. G. Gunther, Cases and Materials on Constitutional Law 1186-87 (10th ed. 1980).
. See Arnett v. Kennedy, 416 U.S. 134, 231, 94 S.Ct. 1633, 1682, 40 L.Ed.2d 15 (1974) (Marshall, J. dissenting); M. Nimmer, Freedom of Speech § 4.11 [A] (1984).
. 413 U.S. 601, 93 S.Ct. 2908, 37 L.Ed.2d 830 (1973).
. Id. at 613, 93 S.Ct. at 2916.
. Id. at 615, 93 S.Ct. at 2918.
. See New York v. Ferber, 458 U.S. 747, 102 S.Ct. 3348, 73 L.Ed.2d 1113 (1982). Accord Ferguson v. Estelle, 718 F.2d 730, 732-33 (5th Cir. 1983); Basiardanes v. City of Galveston, 682 F.2d 1203, 1216-17 (5th Cir.1982). See generally M. Nimmer, supra, at § 4.11[B],
. 422 U.S. 205, 95 S.Ct. 2268, 45 L.Ed.2d 125 (1975).
. Id. at 206-07, 95 S.Ct. at 2271.
. Id. at 216, 95 S.Ct. at 2276.
. Id.
. Id. at 217, 95 S.Ct. at 2277.
. Id. at 218, 95 S.Ct. at 2277 (Douglas, J., concurring).
. Id.
. 444 U.S. 620, 100 S.Ct. 826, 63 L.Ed.2d 73 (1980).
. Id. at 637, 100 S.Ct. at 836.
. See Secretary of State of Maryland v. Joseph H. Munson Co., — U.S.-, 104 S.Ct. 2839, 81 L.Ed.2d 786 (1984); Members of City Council v. Taxpayers for Vincent, — U.S. -, 104 S.Ct. 2118, 80 L.Ed.2d 772 (1984). Cf. Schad v. Borough of Mount Ephraim, 452 U.S. 61, 101 S.Ct. 2176, 68 L.Ed.2d 671 (1981). See generally G. Gunther, Cases and Materials on Constitutional Law 1187 (10th ed. 1980).
. Parker v. Levy, 417 U.S. 733, 760, 94 S.Ct. 2547, 2563, 41 L.Ed.2d 439 (1974), quoting United States Civil Service Commission v. National Association of Letter Carriers, 413 U.S. 548, 580-81, 93 S.Ct. 2880, 2898, 37 L.Ed.2d 796 (1973).
. The Random House College Dictionary 933 (revised ed. 1975).
. Id. at 860.
. Id. at 698.
. See Kramer v. Price, 712 F.2d 174, 179 (5th Cir.1983) (Rubin, J., dissenting).
. Members of the City Council v. Taxpayers for Vincent, — U.S. —, — n. 19, 104 S.Ct. 2118, 2126 n. 19, 80 L.Ed.2d 772 (1984), citing Erznoznik v. City of Jacksonville, 422 U.S. 205, 217, 95 S.Ct. 2268, 2276-77, 45 L.Ed.2d 125 (1975).
. Parker v. Levy, 417 U.S. 733, 760, 94 S.Ct. 2547, 2563, 41 L.Ed.2d 439 (1974).
. Norwell v. City of Cincinnati, 414 U.S. 14, 16, 94 S.Ct. 187, 188, 38 L.Ed. 170 (1973).
. 18 U.S.C. § 111 provides, in pertinent part, as follows:
. See United States v. Mathis, 579 F.2d 415, 418 (7th Cir.1978); United States v. Camp, 541 F.2d 737, 739 (8th Cir.1976) and cases cited therein.
. See United States v. Cunningham, 509 F.2d 961, 963 (D.C.Cir.1975); United States v. Glover, 321 F.Supp. 591, 594 (D.Ark.1970).
. Beckerman v. City of Tupelo, Mississippi, 664 F.2d 502, 509 (5th Cir.1981), citing Gooding v. Wilson, 405 U.S. 518, 520, 92 S.Ct. 1103, 1105, 31 L.Ed.2d 408 (1972). See also Erznoznik v. City of Jacksonville, 422 U.S. 205, 216-17, 95 S.Ct. 2268, 2276, 45 L.Ed.2d 125 (1975). Accord Gormley v. Director, Connecticut State Department of Probation, 632 F.2d 938, 942 n. 5 (2d Cir.), cert. denied, 449 U.S. 1023, 101 S.Ct. 591,
. 764 F.2d at 1170 (Higginbotham, J., dissenting).
. See Erznoznik v. City of Jacksonville, 422 U.S. 205, 216 n. 15, 95 S.Ct. 2268, 2276 n. 15, 45 L.Ed.2d 125 (1975).