Alberto Sifuentes v. Salvador Abreo

Case: 11-10865 Document: 00512283623 Page: 1 Date Filed: 06/21/2013
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
June 21, 2013
No. 11-10865 Lyle W. Cayce
Clerk
ALBERTO SIFUENTES; JESUS RAMIREZ,
Plaintiffs - Appellants
v.
SALVADOR ABREO; THE CITY OF LITTLEFIELD, TEXAS;
LEONEL PONCE,
Defendants - Appellees
JESUS RAMIREZ,
Plaintiff- Appellant
v.
SALVADOR ABREO; THE CITY OF LITTLEFIELD, TEXAS;
LEONEL PONCE,
Defendants - Appellees
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 09-00190
Case: 11-10865 Document: 00512283623 Page: 2 Date Filed: 06/21/2013
No. 11-10865
Before JOLLY, BENAVIDES, and HIGGINSON, Circuit Judges.
PER CURIAM:*
This is an appeal from a take nothing judgment in a 42 U.S.C. § 1983 suit.
The two Plaintiffs-Appellants, Alberto Sifuentes and Jesus Ramirez (“the
Plaintiffs”) had previously been convicted of murder and sentenced to life in
prison in Texas. Ultimately, the Texas Court of Criminal Appeals granted the
Plaintiffs habeas relief based upon the claim of ineffective assistance of trial
counsel. Thereafter, the Plaintiffs brought this 42 U.S.C. § 1983 suit alleging
several constitutional violations against the City of Littlefield, Lamb County and
various law enforcement officials involved in the investigation and prosecution
of the murder case. After more than five weeks of trial, the jury found for the
Defendants on all counts. The Plaintiffs-Appellants appeal, arguing that the
district court erred by allowing the Defendants’ counsel to question the
witnesses in such a way as to attempt to portray the Plaintiffs as “illegal aliens”
at the time of their arrests even though they both had lawful permanent resident
cards during the time relevant to their damages claim for lost earnings. Finding
no reversible error, we AFFIRM.
I. FACTUAL AND PROCEDURAL HISTORY
The instant § 1983 lawsuit was filed in 2009. However, the suit stems
from a murder that occurred on August 6, 1996. At that time, the victim,
Evangelina Cruz, was working at a Jolly Roger convenience store in Littlefield,
Texas. Two men robbed the store and fatally shot Cruz. Subsequently,
Sifuentes and Ramirez were charged with and convicted of Cruz’s murder and
sentenced to life imprisonment in two separate trials.
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
2
Case: 11-10865 Document: 00512283623 Page: 3 Date Filed: 06/21/2013
No. 11-10865
After their convictions were affirmed on direct appeal, they pursued state
habeas relief, and the state trial court ruled that they had received ineffective
assistance and recommended granting the writ on that claim. The state trial
court did not recommend granting relief on their claims of unconstitutional
conduct on the part of the instant Defendants and their claim of actual
innocence. In two very short opinions, the Texas Court of Criminal Appeals
granted habeas relief based on trial counsel’s rendering ineffective assistance for
failure to investigate alibi witnesses and alternative suspects; however, it did not
reach the remaining claims.1 The murder case was again presented to a Lamb
County grand jury, which declined to charge them. Sifuentes and Ramirez were
released from custody in 2008, after nearly twelve years of incarceration.
Sifuentes and Ramirez (“the Plaintiffs”) filed the instant § 1983 suit on
April 27, 2009,2 against Texas Ranger Salvador Abreo, Police Officer Leonel
Ponce, and the City of Littlefield, Texas.3 The Plaintiffs alleged, among other
things, that the Defendants denied their right to a fair trial in violation of the
Fourteenth Amendment and wrongfully arrested and incarcerated them without
probable cause in violation of the Fourth and Fourteenth Amendments. The
Plaintiffs also alleged that the City of Littlefield had a policy of employing
improper eyewitness identification procedures and failed to train or supervise
its officers with respect to proper eyewitness identification procedures.
Six months prior to trial, the Plaintiffs moved to exclude any evidence
regarding their pre-arrest immigration status or history. The Plaintiffs argued
that because they were lawful residents at the time of their arrests, such
1
Ex parte Sifuentes, No. AP-75815, 2008 WL 151087 (Tex. Crim. App. Jan. 16, 2008);
Ex parte Ramirez, No. AP-75816, 2008 WL 151128 (Tex. Crim. App. Jan. 16, 2008).
2
The complaints were filed separately but they were subsequently consolidated.
3
The Plaintiffs also filed suit against Mark Yarbrough, the District Attorney for Lamb
County, and Lamb County, Texas. Those Defendants are not parties to this appeal.
3
Case: 11-10865 Document: 00512283623 Page: 4 Date Filed: 06/21/2013
No. 11-10865
evidence was irrelevant and prejudicial. The Defendants opposed the motion,
asserting that such evidence was relevant and probative. The district court
denied the motion. Shortly before trial, Plaintiffs again filed a motion in limine
to exclude evidence of alien status. In that motion, Plaintiffs requested the court
to instruct the Defendants to refrain from referencing the Plaintiffs’ immigration
status without first approaching the bench and obtaining a ruling from the
district court outside the presence of the jury. Once again, the Defendants
opposed the motion, and the district court denied it.
At trial, testimony with respect to the Plaintiffs’ illegal immigration status
was elicited from the following three witnesses: the Plaintiffs; Ramirez and
Sifuentes; and Dr. Bradley Ewing, the Plaintiffs’ economist expert witness.4
Both Plaintiffs testified using an interpreter.
Ramirez’s testimony
During direct examination of Ramirez, his attorney elicited that Ramirez
was born in Mexico and that in 1975 he was stopped by immigration officials and
returned to Mexico when he attempted to enter the United States. Ramirez also
testified that he was a lawful permanent resident of the United States and had
a permanent resident card.5
On cross examination, defense counsel asked Ramirez if his green card
was dated December 1, 1990 because he received it “through an amnesty
program for people who were previously here illegally.” Ramirez responded
“yes.” Defendants’ counsel then inquired whether his current lawyers assisted
4
Additionally, we note that, during voir dire, a potential juror inquired as to the
Plaintiffs’ immigration status, and Plaintiffs’ counsel responded that the Plaintiffs were here
lawfully.
5
Plaintiffs’ counsel stated that he wanted to show the jury the card, and the district
court responded that it was “not sure why we are taking the time to do that” because Ramirez
“testified he has got the green card. He is a permanent resident.” Apparently due to the
court’s response, counsel did not introduce the card at that point in time.
4
Case: 11-10865 Document: 00512283623 Page: 5 Date Filed: 06/21/2013
No. 11-10865
him in obtaining the card, and Ramirez responded that he “already had another
card, but it expired while in the penitentiary.” Defendants’ counsel reiterated
that the “Haynes & Boone lawyers helped you get [the green card], didn’t they?”
Defendants’ counsel further asked if he first met the Haynes & Boone lawyers
in 2001 after he had already been convicted of murder. Ramirez answered
affirmatively. Defendants’ counsel further inquired as follows: “Now, you say
that you had a green card before 2001, but do you have any proof of that?”
Ramirez replied that “I don’t have it with me here but I do have proof of the
other card.” Defendants’ counsel then asked whether Ramirez went to prison as
an illegal alien in 1998, and he responded “No, I still had my other card,” but it
expired while he was in prison. Plaintiffs’ counsel objected to the questioning
based on its relevance and asserted it was prejudicial. The district court
overruled the objection. Defendants’ counsel then inquired whether the Texas
prison system classified him as an illegal alien, and Ramirez responded
affirmatively. Defendants’ counsel asked if Ramirez had informed the prison of
his green card, and Ramirez responded that “once one enters the penitentiary,
one loses all of your rights.”
Defense counsel asserted that Ramirez “still didn’t have a green card even
as late as 2008 when you got out of prison, did you?” Ramirez stated that he
“had a card from before I went to prison. It’s in the records from when I paid my
taxes every year.” Counsel responded by asking “you know that some people
who are here illegally use false Social Security numbers?” Ramirez asked
counsel to repeat the question. Instead of repeating the question, counsel
insisted again that Ramirez “didn’t have those papers until 2009, did you?” To
which Ramirez answered: “How was I going to have them if I was in the
penitentiary?” Plaintiffs’ counsel again objected as to relevance, stating that he
had tried to introduce the card yesterday. The court stated “we probably need
to move on.” Defendants’ counsel asked the court if it could ask another
5
Case: 11-10865 Document: 00512283623 Page: 6 Date Filed: 06/21/2013
No. 11-10865
question, and the court allowed it. Pointing to Ramirez’s deposition testimony
that he did not have his papers when he was released from prison in 2008,
counsel asked Ramirez whether he knew “that until somebody has authorization,
unless they are a U.S. citizen, it’s not legal for them to work in the United
States. You know that, don’t you?” Ramirez responded “That’s correct.” When
asked whether it was correct that he “couldn’t get a job in 2008 because you
didn’t have those papers,” Ramirez responded affirmatively. Counsel then
stated that “although it’s illegal for people who are not U.S. citizens or who do
not have proper authorization to work, we know some people do work illegally.
You know that, don’t you?” Ramirez replied yes. Counsel further stated that
“when somebody is illegal that’s working, if they get caught, you understand
they have to stop working. You understand that, don’t you?” Ramirez said yes.
Counsel then asked if Ramirez had been “deported three times for illegal
entry, haven’t you?” Ramirez replied that it happened twice “[m]any years ago.”
Counsel then asked Ramirez whether he understood that “if people are illegal
and they get caught, whether they are working or not working, they can be
deported. You understand that. Right?” Ramirez agreed. Counsel once again
asked Ramirez whether he had been deported the three times he entered
illegally, and Ramirez responded that it happened twice in 1975.
Counsel then asked whether Ramirez had been arrested for attempting to
bring two Mexican nationals across the border. Plaintiffs’ counsel objected as to
relevance, stating that it had nothing to do with whether Ramirez’s civil rights
were violated. Defendants’ counsel responded it was relevant as to damages
“because this gentleman has to acknowledge that he understands that if an
illegal person is working in this country, they can be stopped. They can be forced
to stop work and be deported and, therefore, not be able to work in this country
at any time, and therefore, it goes to the argument that he would have been
continually gainfully employed during the period that the jury may find that he
6
Case: 11-10865 Document: 00512283623 Page: 7 Date Filed: 06/21/2013
No. 11-10865
was an illegal alien.” Counsel further said it was relevant because Ramirez had
testified that being in prison for the murder conviction was a terrible experience
and the jury should consider that Ramirez had been in prison previously when
it determines damages. The court overruled the objection, stating that Plaintiffs’
counsel could rehabilitate on redirect examination.
Ramirez then agreed that he had been arrested for attempting to bring two
women across the border, one of whom was his wife. Counsel then asked
Ramirez whether he swore in an affidavit to the INS that he was married to
Connie Ramirez, and he said yes. Defense counsel asked whether Connie
Ramirez was Ramirez’s wife, and Ramirez said “[n]ot legally.” Ramirez denied
lying under oath, again stating that he was married but not legally. Counsel
asked Ramirez about an affidavit given to the INS on July 1, 1975 stating that
he was born in the United States. Ramirez admitted that was his signature.
Ramirez admitted that he received a six-month prison sentence for attempting
to bring the two women across the border. Counsel asked Ramirez whether he
had filed income tax returns and Ramirez responded that he filed them from
1990 until 1995, prior to his arrest in 1996.
On redirect, Plaintiffs’ counsel offered Ramirez’s permanent resident card,
and Defendants’ counsel objected, asserting that the date on the document was
not the date Ramirez became a lawful permanent resident because “[e]verybody
who got their green card, no matter when they got it, got it with that date on it
through the amnesty program.” Plaintiffs’ counsel responded that Ramirez “has
been called an illegal alien.” “[I]t’s been suggested that he did not have a card,
if you will, during the period of time he worked.” Plaintiffs’ counsel further
explained Ramirez has been a “resident since 1990. It expired when he was in
prison. He could do nothing about it until after that, after prison. All he had to
do was simply apply for the card that he has now, and for this jury not to be able
to hear and see, given the cross-examination, . . . would be awfully darn
7
Case: 11-10865 Document: 00512283623 Page: 8 Date Filed: 06/21/2013
No. 11-10865
prejudicial to my client.” Defendants’ counsel reiterated his position that the
date on the card was the same for everyone who received the card pursuant to
the amnesty program and suggested that if the court called the Border Patrol,
that would be confirmed. Plaintiffs’ counsel responded that he would accept that
if the court would strike all the testimony with respect to Ramirez being an
illegal alien. The court then allowed admission of the card over Defendants’
objection and suggested to Defendants’ counsel that he might consider calling an
immigration official to explain the date on the card in his case-in-chief.
Ramirez testified that the document in question was his permanent
resident card and that it provided that he has been a lawful permanent resident
since December 1, 1990. Ramirez testified that before he was arrested in 1996,
he had a permanent resident card and it expired while he was in prison. After
he was released, he renewed the card.
Sifuentes’s testimony
On direct examination, Sifuentes testified that he was born in Mexico. At
17 years old, he came to the United States and began working with his
brother-in-law building pivots in Muleshoe, Texas. Sifuentes has been a lawful
permanent resident since 1993 and has approval to live and work in the United
States. Sifuentes was 23 when he was arrested for the murder of Cruz. When
Sifuentes went to jail they took his wallet and personal papers, which were not
returned when he was released 12 years later.
During a sidebar before the court, Plaintiffs’ counsel stated that Sifuentes
had entered the United States illegally in 1991 and became legal in 1993. Thus,
counsel asked that any reference to his illegal entry be excluded because he was
a lawful resident when arrested, and he is a lawful resident today. Counsel
argued that the “only reason that such an issue would come up would be to inject
bias on this jury, and we just think it’s clearly unfairly prejudicial.” Defense
counsel responded that it is relevant “because if they were illegal, they had no
8
Case: 11-10865 Document: 00512283623 Page: 9 Date Filed: 06/21/2013
No. 11-10865
legal ability to work under the law” and the “jury can take that into
consideration in terms of any claims for lost wages.” The court ruled that “on the
damage issues concerning earnings, it’s probably relevant to pursue that.”
Defense counsel objected to the introduction of Sifuentes’ lawful permanent
resident card “because it was not produced in discovery.” The court overruled
the objection the same way it did the defense’s objection to Ramirez’s card,
stating that if “you want to bring in somebody during your case-in-chief to
explain or impeach that, I’ll let you do it.”
Direct examination of Sifuentes continued with defense counsel asking
whether he had entered the country illegally in 1991. Sifuentes responded
affirmatively. Sifuentes became a legal resident on February 4, 1993, as shown
by his permanent resident card, which was introduced into evidence. It expires
May 11, 2020.
During cross examination, defense counsel asked Sifuentes whether he
had contact with the Mexican Consulate’s Office, and Sifuentes indicated that
he did when he was released from prison. Defense counsel then inquired as
follows: “In fact, you had your picture taken for the newspaper, a picture of you
with a Mexican Consulate; isn’t that true?” Sifuentes responded that he did not
remember. Defense counsel subsequently inquired as follows: “From the time
that you came here illegally in 1991 up until the time you went to prison, you
never filed a tax return reporting any income at all, did you?” Sifuentes
responded that he did not remember.
Dr. Bradley Ewing’s testimony
The Plaintiffs asked for damages based on, among other things, loss of
earnings capacity. The Plaintiffs called Dr. Bradley Ewing, an economics expert,
to testify about the Plaintiffs’ loss of earnings capacity while they were
incarcerated. Dr. Ewing performed an economic loss analysis for the period of
the Plaintiffs’ incarceration. Dr. Ewing estimated Ramirez’s earnings capacity
9
Case: 11-10865 Document: 00512283623 Page: 10 Date Filed: 06/21/2013
No. 11-10865
loss over the 12-year period to be $305,782. Because Sifuentes was a much
younger worker with less experience and with less of an established work
history, Dr. Ewing used information from the Bureau of Labor Statistics to
calculate his earnings capacity loss, which for the same 12-year period was
$214,945.
On cross examination, Abreo’s defense counsel asked Dr. Ewing whether
the earnings calculation took into account that Ramirez “may have not been a
legal working resident of the United States during the time that he was
incarcerated?” Dr. Ewing answered yes. When counsel asked whether Ramirez
was legally in the United States, Plaintiffs’ counsel objected based on relevance.
Defense counsel responded that the question went to damages, “whether he’s
deported, whether he’s going to be earning or not.” The district court simply
stated the objection was “overruled.” Defense counsel continued to ask questions
of the witness regarding whether his calculations considered whether Ramirez
“doesn’t get deported.”
Ponce’s defense counsel asked Dr. Ewing if he was “telling the ladies and
gentleman of this jury that illegal aliens that come into this country work at the
same pay scale as someone who is a legal resident?” Dr. Ewing responded that
he “presume[d] that some do and some don’t. But what I’m telling you is that
based upon earnings capacity, these are the best estimates that an economist
can come up with.” Defense counsel responded: “Then I suggest you probably–
would you expect– Well, you probably need to go out here in Southwest Lubbock
and talk to roofing crews and see which ones have legal workers and which ones
have illegal workers and compare the estimates that you get for the jobs.”
Plaintiffs’ counsel objected to this statement as irrelevant and argumentative,
and the district court sustained the objection. Defense counsel disregarded the
court’s ruling and asked Dr. Ewing, “Have you ever done that?” Once again
Plaintiffs’ counsel objected, and the court sustained the objection. Counsel next
10
Case: 11-10865 Document: 00512283623 Page: 11 Date Filed: 06/21/2013
No. 11-10865
asked the witness if he was “telling the ladies and gentleman of this jury that
immigration status has nothing to do with the pay scale?” Plaintiffs objected,
and the court overruled it. Dr. Ewing responded that their immigration “status
doesn’t have anything to do with their earnings capacity.” Dr. Ewing explained
that “just because they’re currently earning something less for whatever reason,
that does not necessarily represent their earnings capacity. That represents
their expected earnings. I was asked to estimate earnings capacity.”
Defense counsel for Lamb County and Mark Yarbrough subsequently
inquired: “The number you have given us does not take into consideration
whether either of these gentlemen have the lawful right to work in the United
States. Correct?” Dr. Ewing answered: “I believe it does take that into
consideration.” Defense counsel later inquired whether Dr. Ewing had stated
that “people who are working illegally or, as you said, unlawfully, economists
think they make the same amount of money as somebody who is working legally
for the same job?” Plaintiffs’ counsel objected, and the district court overruled
it. Defense counsel again asked whether Dr. Ewing had previously testified that
“economists believe that people who are legal make the same amount of money
as people who work that job illegally?” Dr. Ewing responded that that may be
a mischaracterization of his testimony. Defense counsel then asked: “Your
calculations do not take into consideration the potential of anybody being
deported to Mexico, for example?” Dr. Ewing responded that such a factor was
taken into consideration in the data. Defense counsel then asked whether “for
example, over 11.7 years, you would say a fellow has an earning capacity of
$305,782 –that’s his earning capacity regardless of whether he’s in the United
States working or he’s in Mexico. Right?” Dr. Ewing testified that “that’s his
earnings capacity.” Defense counsel’s next question was: “Your calculation of
earning capacity would be the same whether Mr. Ramirez was working every
day or whether he voluntarily or involuntarily went back to Mexico?” Dr. Ewing
11
Case: 11-10865 Document: 00512283623 Page: 12 Date Filed: 06/21/2013
No. 11-10865
again responded that that was Ramirez’s earnings capacity. Defense counsel
then asked the court to strike Dr. Ewing’s testimony as not helpful to the jury
because the expert admitted its calculation was not evidence of damages, and the
district court denied the request.
At the conclusion of the 27-day trial, the court submitted the case to the
jury with instructions to answer whether the Defendants had caused the
Plaintiffs to suffer the following constitutional violations: wrongful arrest;
unlawful detention; constitutionally unfair criminal trial; a policy of not
disclosing exculpatory evidence;6 and a policy of employing improper eyewitness
identification procedures. The jury found for the Defendants on all of the
Plaintiffs’ claims. The district court entered a take nothing judgment in favor
of the Defendants. The Plaintiffs now appeal.
II. ANALYSIS
The Plaintiffs contend that the district court violated Rule 403 of the
Federal Rules of Evidence by allowing evidence of their immigration status
because any probative value was substantially outweighed by a danger of unfair
prejudice. More specifically, the Plaintiffs argue that the district court abused
its discretion in allowing Defendants’ counsel to elicit testimony in an attempt
to show that the Plaintiffs were “illegal aliens” despite their documentary
evidence demonstrating they were lawful permanent residents during the
relevant time period. The relevant time period was their incarceration for the
murder conviction. The Plaintiffs are seeking damages for, among other things,
lost earnings during their incarceration.
A. Waived Objection
The Defendants contend that the Plaintiffs waived their objection because
they were the first to introduce evidence of their own immigration status. As
6
This claim was brought against the Defendants not before this Court on appeal.
12
Case: 11-10865 Document: 00512283623 Page: 13 Date Filed: 06/21/2013
No. 11-10865
previously set forth, six months prior to trial, Plaintiffs’ counsel filed a motion
to exclude evidence of any pre-arrest immigration status or history because at
the time of their arrests and at trial they were lawful residents. The Plaintiffs
argued that because they were lawful permanent residents at the time of their
arrest in 1996, their pre-arrest illegal immigration status was completely
irrelevant to the issues and had no bearing on their claim for damages based on
12 years of wrongful incarceration. Additionally, they argued that the issue of
immigration status is divisive, inflammatory, and extremely prejudicial. The
Defendants opposed the motion, arguing that such evidence was relevant and
probative. The district court denied the motion.
Shortly before trial, Plaintiffs again filed a motion in limine to exclude
evidence of their pre-arrest illegal immigration status. In that motion, Plaintiffs
requested the court to instruct the Defendants to refrain from referencing the
Plaintiffs’ immigration status without first approaching the bench and obtaining
a ruling from the district court outside the presence of the jury. Again, the
Defendants opposed the motion, and the district court denied it.
The Plaintiffs assert that because the Defendants had made clear that
they considered the Plaintiffs’ immigration status “relevant and probative” and
because the district court refused to exclude any such evidence, they had “no
choice but to preemptively defend themselves at trial from any false allegations
that they were illegal aliens.” During trial, both Plaintiffs testified, and on
direct examination, Plaintiffs’ counsel elicited testimony that they were born in
Mexico and that, although they illegally entered the United States, they had
become lawful permanent residents prior to their arrest in 1996.
To support their contention that the introduction of evidence regarding
their immigration status did not waive their objections, Plaintiffs rely on this
Court’s opinion in Reyes v. Missouri Pacific Railroad Co., 589 F.2d 791, 793 n.2
(5th Cir. 1979). In that case, this Court rejected the defendant’s claim that the
13
Case: 11-10865 Document: 00512283623 Page: 14 Date Filed: 06/21/2013
No. 11-10865
plaintiff waived any error by first introducing evidence of prior convictions
during direct examination, explaining that the plaintiff “had no choice but to
elicit this information on direct examination in an effort to ameliorate its
prejudicial effect.” Id.Subsequently, however, the Supreme Court held that a “defendant who
preemptively introduces evidence of a prior conviction on direct examination
may not on appeal claim that the admission of such evidence was error.” Ohler
v. United States, 529 U.S. 753, 760 (2000). In Ohler, the district court had
granted the government’s motion in limine that sought to use the defendant’s
prior felony conviction as impeachment evidence. Id. at 754. In making its
determination that the evidentiary objection had been waived, the Supreme
Court relied on the general rule that “a party introducing evidence cannot
complain on appeal that the evidence was erroneously admitted.” Id. at 755
(citing 1 J. Weinstein & M. Berger, Weinstein’s Federal Evidence § 103.14, p.
103-30 (2d ed. 2000); 1 J. Strong, McCormick on Evidence § 55, p. 246 (5th ed.
1999)). Accordingly, the principle in Ohler dictates that the Plaintiffs’
preemptive introduction of evidence of their illegal immigration status prior to
their arrests waives any challenge to that evidence. Nonetheless, we conclude
that the Plaintiffs’ introduction of evidence regarding their illegal immigration
status prior to becoming legal residents does not waive the Plaintiffs’ right to
challenge defense counsel’s attempt to elicit testimony that they were illegally
in the United States aliens” after their arrests.
B. Preservation of Error
Ponce, but not Abreo, contends that the Plaintiffs failed to preserve the
error by failing to move for a mistrial or requesting a specific jury instruction to
address the issue.7 Thus, Ponce argues that this issue should be reviewed for
7
Ponce also states that the Plaintiffs failed to address the issue of immigration status
in their “48-point motion in limine.” Although the Plaintiffs did not raise the issue in that
14
Case: 11-10865 Document: 00512283623 Page: 15 Date Filed: 06/21/2013
No. 11-10865
plain error. If a complaining party does not object at trial to the admission of
the evidence, this Court reviews the evidentiary challenge on appeal only for
plain error. See FED. R. EVID. 103(e); United States ex rel. Small Bus. Admin. v.
Commercial Tech., Inc., 354 F.3d 378, 389 (5th Cir. 2003).8
Contrary to Ponce’s assertion, the Plaintiffs did request a specific jury
instruction regarding their lawful permanent resident status, and the district
court denied it.9 In any event, we reject Ponce’s contention that the Plaintiffs’
failure to move for a mistrial requires plain error review. During the trial,
Plaintiffs’ counsel repeatedly objected to defense counsel’s questions involving
Plaintiffs’ illegal immigration status after their arrest.10 Thus, we conclude that
the Plaintiffs’ objections sufficiently preserved the claim. See FED . R. EVID.
103(b) (“Once the court rules definitively on the record—either before or at
trial—a party need not renew an objection or offer of proof to preserve a claim
of error for appeal.”).
C. Merits of the Evidentiary Ruling
The Plaintiffs contend that the district court erred in allowing Defendants’
counsel to elicit testimony in an attempt to show that the Plaintiffs were “illegal
aliens” even though they were lawful permanent residents during the relevant
particular motion, as previously set forth, they did raise it in two other pretrial motions to
exclude.
8
Under the plain error standard, this Court generally reverses only for “obvious and
substantial errors that seriously affect the fairness, integrity, or public reputation of judicial
proceedings.” Reddin v. Robinson Prop. Gr., Ltd. P'ship, 239 F.3d 756, 760 (5th Cir. 2001).
9
The Plaintiffs requested the following instruction: “As permanent legal residents,
plaintiffs are entitled to bring this action. You may not treat them any differently nor deny
them a just recovery simply because they are permanent residents rather than citizens of the
United States.”
10
Ponce points out that Plaintiffs’ counsel did not object to Ramirez’s mental health
records which provide that he is a Mexican national. Because the Plaintiffs first introduced
evidence demonstrating they are Mexican nationals, any challenge to that evidence has been
waived. Ohler, 529 U.S. at 755-58.
15
Case: 11-10865 Document: 00512283623 Page: 16 Date Filed: 06/21/2013
No. 11-10865
time period. In their brief, the Plaintiffs argue that the questioning was
irrelevant and prejudicial. Relevant evidence is defined as evidence having any
tendency to make the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it would be
without the evidence. FED. R. EVID. 401. Rule 403 provides that a district court
may exclude evidence, even if relevant, if its probative value is substantially
outweighed by a danger of unfair prejudice. A trial court’s ruling on
admissibility under Rule 403's balancing test will not be overturned on appeal
absent a clear abuse of discretion. United States v. Adcock, 651 F.2d 338, 343
(5th Cir. Unit B Jul. 1981).
At trial, the Plaintiffs objected to the defense’s line of questioning with
respect to their illegal immigration status. They argued that because they had
become legal residents by the time of their arrests, such questioning could only
serve to “inject bias” and be “unfairly prejudicial.” The district court allowed the
questioning, stating that “I think that on the damage issues concerning
earnings, it’s probably relevant to pursue that.” At trial, defense counsel asked
questions insinuating that the Plaintiffs were illegal aliens during the cross
examination of three witnesses: the two Plaintiffs, Ramirez and Sifuentes, and
Dr. Bradley Ewing, the Plaintiffs’ economist expert witness.
At oral argument, Plaintiffs’ counsel conceded that whether the Plaintiffs
were illegal aliens (and thus unauthorized to work in the United States) at the
time of their arrests is relevant to the issue of damages. However, Plaintiffs’
counsel contended that the green cards conclusively proved they became lawful
permanent residents prior to their arrests. Nonetheless, Plaintiffs’ counsel also
conceded that defense counsel was entitled to cross examine the Plaintiffs with
respect to their green cards.
The Plaintiffs rely on Rojas v. Richardson, 703 F.2d 186 (5th Cir. 1983),
to show that comments about a party’s alien status may be highly prejudicial
16
Case: 11-10865 Document: 00512283623 Page: 17 Date Filed: 06/21/2013
No. 11-10865
and require reversal. In that case, the plaintiff Rojas had brought a negligence
suit against Richardson. Id. at 187. Prior to trial, Rojas had filed a motion in
limine, seeking to bar the use of testimony regarding his status as an “illegal
alien.” Id. at 188. The district court denied the motion. Id. Although no
evidence was admitted during trial regarding Rojas’s immigration status, during
closing argument, defense counsel referred to him as an “illegal alien.” Id. at
190-91.
Because Rojas’ counsel did not object to this remark, this Court reviewed
the issue for plain error, opining that “allegations unsupported by the record
that Rojas was an illegal alien might well have a serious and negative effect on
his substantial right to an impartial jury.” Id. at 190. This Court opined that
“by introducing irrelevant and unproven allegations that Rojas was an illegal
alien, the defense clearly was appealing to the prejudice and bias of members of
the jury on the basis of national origin.” Id. at 191. Although admitting
evidence of Rojas’s Mexican citizenship was necessary to establish diversity
jurisdiction, “his status as an ‘illegal’ alien was completely irrelevant to the
negligence claims the jury was to evaluate.” Id. Ultimately, this Court held that
“the obvious and blatant appeal in this case to racial and ethnic prejudice is
plain error.” Id. at 192. Thus, this Court reversed the district court’s judgment
and ordered a new trial. Id.However, on rehearing, Defendant Richardson supplemented the record
with a transcript of the voir dire proceedings, which “made clear that it was
made known to the prospective jurors at that time that plaintiff, Rojas, was an
‘illegal alien.’” Rojas v. Richardson, 713 F.2d 116, 117 (5th Cir. 1983). Although
the Court on rehearing continued to find counsel’s remarks highly prejudicial
and a blatant appeal to bias, in light of the revelation that the jury had
knowledge of Rojas’s illegal status throughout the trial, it could not find that the
argument was so prejudicial as to constitute plain error. Id. at 118. The Court
17
Case: 11-10865 Document: 00512283623 Page: 18 Date Filed: 06/21/2013
No. 11-10865
then granted the motion for rehearing and affirmed the district court’s
judgment. Id. Here, the Plaintiffs urge this Court to likewise find defense
counsel’s admission of evidence of illegal immigration status highly prejudicial
and an abuse of discretion.
The initial opinion in Rojas stands for the proposition that counsel’s
closing remarks referring to the plaintiff as an “illegal alien” rose to the level of
plain error because they were “unsupported by the record” and “completely
irrelevant to the negligence claims.” 703 F.2d at 190, 191. The opinion on
rehearing explains that because the jury had been aware of Rojas’s illegal status
throughout the trial, the Court could not find the attorney’s remark rose to the
level of plain error. Rojas, 713 F.2d at 117-18. Here, the Plaintiffs are not
bringing an improper closing argument claim; instead, they raise a claim of
evidentiary error under Rule 403. More importantly, unlike Rojas, in the instant
case, the Plaintiffs’ legal status has been conceded to be relevant to their claim
for damages for loss of earning capacity while incarcerated. Thus, although
Rojas informs us that the use of the term “illegal alien” can be highly prejudicial,
we do not find Rojas controlling in the instant case.
1. Questioning of Ramirez and Sifuentes
The Plaintiffs both testified that although they had initially entered the
United States illegally, they had become lawful permanent residents prior to
their arrests for murder in 1996. Over the Defendants’ objection at trial, the
Plaintiffs introduced into evidence their lawful permanent resident cards.
Ramirez obtained his card pursuant to an amnesty program, and the card
provides that it became effective on Dec. 1, 1990. Sifuentes’s card provides that
it became effective February 4, 1993.
The Defendants have repeatedly disputed whether Ramirez had obtained
legal status by the time of his arrest because he had obtained his card through
an amnesty program. Before the trial court, Defendants asserted that Ramirez
18
Case: 11-10865 Document: 00512283623 Page: 19 Date Filed: 06/21/2013
No. 11-10865
had received his green card during an amnesty program and that all green cards
received under that program had the same date, December 1, 1990. Thus, the
Defendants argued the card did not prove that Ramirez had become a lawful
permanent resident on that date. In their brief, Plaintiffs cite the amnesty
program statute that Ramirez used to obtain his green card. See 8 U.S.C.
§ 1160. Ramirez obtained his card through the Special Agricultural Workers
Program, an amnesty program that Congress created as part of the Immigration
Reform and Control Act of 1986. Under certain circumstances, the program
provided that an alien who had been admitted for temporary residence would be
admitted as a permanent resident if he applied by November 30, 1988. 8 U.S.C.
§ 1160(a)(1)(A); Ortiz v. Meissner, 179 F.3d 718, 720 (9th Cir. 1999). The statute
further provided that the adjustment would occur two years after the later of the
following events: (1) the date the alien was granted temporary resident status
or (2) the last day of the application period. 8 U.S.C. § 1160(a)(2)(B). Based on
the dates and deadlines in the amnesty statute, the Defendants’ contention that
Ramirez would not have had his permanent lawful resident card by the time he
was arrested in 1996 seems rather implausible.11 However, it is not apparent
from the transcript that the parties were aware of this particular amnesty
statute and its timeline.12
At trial and on appeal, defense counsel has argued that the Plaintiffs’
testimony demonstrated that they did not procure their green cards until after
their current counsel began assisting them in 2001, which would have been long
11
Obviously, the Defendants’ contention regarding the amnesty statute does not apply
to Sifuentes because he did not obtain his card through the amnesty program.
12
Defense counsel elicited testimony from Ramirez that the Texas prison system
classified him as an illegal alien. Although we do not find it improper to question him about
his classification in prison, we note that it is the federal government, not the State of Texas,
that determines a foreign national’s immigration status.
19
Case: 11-10865 Document: 00512283623 Page: 20 Date Filed: 06/21/2013
No. 11-10865
after their arrest for the murder in 1996. Our review of the record does not
support defense counsel’s interpretation of the Plaintiffs’ testimony. Although
the Plaintiffs’ testimony through their interpreter is not crystal clear, a fair
reading of their testimony is that their current counsel assisted the Plaintiffs in
renewing their green cards after the initial cards had expired13 while they were
in prison. Ramirez testified that he “already had another card, but it expired
while in the penitentiary” and that his current lawyers helped him obtain the
card that he had at the instant trial. Sifuentes testified that he became a lawful
permanent resident in 1993 and that his current lawyers helped him obtain the
permanent resident card that was submitted at trial. Further, the Defendants’
contention that current counsel assisted Ramirez in obtaining his card pursuant
to the amnesty program appears untenable because the amnesty application
deadline was in 1988, and current counsel began representing Ramirez in 2001.
2. Questioning of Plaintiffs’ Expert Witness Dr. Ewing
During Dr. Ewing’s cross examination, defense counsel asked whether his
earnings calculation for the Plaintiffs took into consideration that they may not
have been legal residents at the time of their incarceration. Defense counsel
further inquired whether illegal aliens are paid on the same scale as legal
residents. Dr. Ewing explained that immigration status has nothing to do with
earnings capacity. Defense counsel also inquired whether the earnings
calculation took into account that the Plaintiffs could be deported. Dr. Ewing
responded that the analysis did take into consideration this factor.
13
Relying on a United States Department of Justice online press release, the Plaintiffs
explain that, although a green card may expire, the legal status of the alien does not. Brief at
28 & n.3 (citing U.S. Dept. of Justice, Immigration and Naturalization Service, Questions and
Answers, available at http://uscis.gov/files/pressrelease/GreenCardRenewal_110702.pdf (last
accessed Jun. 5, 2013) (“Q. Will I lose my permanent resident status if I do not renew my
Green Card? A. No, you will not lose your permanent resident status if you do not renew your
Green Card—permanent resident status will not expire or change.”)).
20
Case: 11-10865 Document: 00512283623 Page: 21 Date Filed: 06/21/2013
No. 11-10865
As previously set forth, at oral argument, Plaintiffs’ counsel conceded that
whether the Plaintiffs were illegal aliens (and thus unauthorized to work in the
United States) at the time of their arrests is relevant to the issue of damages.
Although the cross examination of Dr. Ewing was somewhat repetitive with
respect to this issue, that occurred in part because there were three defense
attorneys that questioned Dr. Ewing.14 It also appears that the questions
regarding possible deportation are relevant to damages because lawful
permanent residents can be deported.
Assuming arguendo that the district court erred in allowing the continued
questioning of these three witnesses with respect to the Plaintiffs’ “illegal”
immigration status at the time of their arrests, we turn to whether the error was
harmless. Price v. Rosiek Constr. Co., 509 F.3d 704, 707 (5th Cir. 2007). The
“evidentiary ruling will be affirmed unless the district court abused its discretion
and a substantial right of the complaining party was affected.” Id. (citation and
internal quotation marks omitted) (emphasis added); see FED. R. EVID. 103(a)
(requiring that the “error affects a substantial right of the party”). “An error
does not affect substantial rights if the court is sure, after reviewing the entire
record, that the error did not influence the jury or had but a very slight effect on
its verdict.” Id. at 707-08 (citation and internal quotation marks omitted).
We begin by noting that the Plaintiffs have only preserved their challenge
to any testimony that was elicited regarding the Plaintiffs’ illegal immigration
status at the time of their arrests and subsequent incarcerations. As previously
explained, any challenge to the testimony regarding their illegal immigration
status prior to that time has been waived.
14
We note that the district court sustained the Plaintiff’s objection to defense counsel’s
suggestion to Dr. Ewing that he “talk to roofing crews” to determine the difference in pay for
illegal and legal residents.
21
Case: 11-10865 Document: 00512283623 Page: 22 Date Filed: 06/21/2013
No. 11-10865
With respect to Ramirez, our conclusion after reviewing the evidence is
that his testimony regarding his illegal status prior to his arrest is much more
damaging than any testimony elicited regarding his post-arrest status. For
example, during defense counsel’s cross examination of Ramirez regarding his
pre-arrest immigration status, he admitted that when he was illegally in the
United States, he had lied in an affidavit submitted to the INS, claiming that he
had been born in the United States. Ramirez admitted that he had been sent to
prison for bringing two women across the border when he was an illegal alien.
Ramirez further admitted that he had represented under oath that one of the
women was his wife, but that they were not legally married. Ramirez also
admitted that he had been deported twice for illegally entering the United
States.
On the other hand, Ramirez’s testimony on cross examination with respect
to the relevant time period was not very prejudicial. For example, when
Ramirez was asked whether he went to prison in 1998 as an illegal alien,
Ramirez responded: “No, I still had my other card.” Although defense counsel
attempted to elicit testimony that Ramirez was in the United States illegally at
the time of his arrest and incarceration, the record reveals that Ramirez
consistently testified that he had his card at the time of his arrest, it expired
while he was incarcerated, and he renewed it once he was released. In any
event, to the extent that the Plaintiffs are relying on defense counsel’s remarks,
we note the district court instructed the jury that the attorney’s comments do
not constitute evidence.15
With respect to Sifuentes, there was little testimony elicited from him
regarding his immigration status. On direct examination, Sifuentes testified
that he entered the country illegally in 1991 and became a legal resident in
15
The court instructed the jury as follows: “Remember that any statements,
objections, or arguments made by the lawyers are not evidence in the case.”
22
Case: 11-10865 Document: 00512283623 Page: 23 Date Filed: 06/21/2013
No. 11-10865
1993, as evidenced by his permanent resident card. During cross examination,
Sifuentes testified that he had contact with the Mexican Consulate’s Office
following his release from prison. Of course, the jury was already aware that
Sifuentes was a Mexican national from his direct testimony. When asked on
cross examination whether he had filed a tax return from the time he entered
the United States illegally in 1991 until he was sent to prison, Sifuentes
responded that he did not remember. Although there was little prejudicial
testimony regarding his illegal immigration status, defense counsel was able to
elicit highly prejudicial testimony from Sifuentes in which he admitted pleading
guilty to assaulting his girlfriend. Defense counsel was also able to introduce
evidence that Sifuentes had taken a polygraph test that indicated deception
when he was questioned whether he was present when the murder victim was
shot. This evidence is not challenged on appeal and is clearly prejudicial.
With respect to Dr. Ewing, although defense counsel asked questions
regarding whether the Plaintiffs’ immigration status would affect the earnings
capacity analysis, no new prejudicial evidence was elicited. Our conclusion is
supported by Plaintiffs’ counsel’s response at oral argument to this Court’s
inquiry with respect to what constituted the most damaging testimony elicited
at trial. Counsel pointed to Dr. Ewing’s testimony that he was not an attorney
and did not know whether the Plaintiffs had legal resident status.
Moreover, our review of the record does not persuade us that the Plaintiffs
made a strong case in support of their claims of constitutional violations.16 For
example, one of the Plaintiffs’ claims is that they were arrested without probable
16
We disagree with Plaintiffs’ contention that they made a strong showing on their
constitutional claims. We note that the Plaintiffs’ brief makes no argument regarding the
strength of their claim that the City of Littlefield had a policy of employing improper
eyewitness identification procedures. In any event, the record does not support a finding that
there was a persistent policy or practice that was maintained with deliberate indifference with
respect to eyewitness identification procedures.
23
Case: 11-10865 Document: 00512283623 Page: 24 Date Filed: 06/21/2013
No. 11-10865
cause. Contrary to the Plaintiffs’ assertion, the evidence demonstrated probable
cause to arrest them. Less than an hour after the murder, a police officer
stopped the Plaintiffs in their vehicle a few miles from the crime scene at about
3 o’clock in the morning because the officer thought their vehicle matched the
description given by the dying murder victim. The officer let them go after
stopping them. Subsequently, Ayala identified a photograph of Sifuentes,
stating that he was at the murder scene a few moments before the victim was
shot. Also, Janie Ramirez17 made an unsolicited call to the police stating that
Sifuentes matched the description of the murder suspect and had been at her
home in Littlefield around midnight the night of the murder. Further, while
being questioned about the robbery/murder, Ramirez asked the police why they
thought he would steal $300 or $400 when he had a job. The evidence
demonstrated that the robbers had taken nearly $300 from the store.
Knowledge of these facts support the determination that there was probable
cause to arrest the Plaintiffs.
Additionally, although the Plaintiffs claimed that Defendant Texas Ranger
Abreo falsified his investigation report, at trial Abreo explained that he
mistakenly attributed other witnesses’ statements at the crime scene to Officer
Thompson. However, the evidence showed that the witnesses did indeed make
the statements contained in Abreo’s report. In other words, the mistake Abreo
made was in his representation of who had made that statement. The Plaintiffs
also claimed that the testimony of Mary Davila Wood at their criminal trial was
coerced. Wood’s testimony at the trial in the instant suit does not support the
Plaintiffs’ claim of coercion. Wood testified that Abreo never asked her to lie and
that she has always told law enforcement officers the truth about what
happened on the night of the murder. Further, we note that, consistent with her
17
She is not related to the Plaintiff Ramirez.
24
Case: 11-10865 Document: 00512283623 Page: 25 Date Filed: 06/21/2013
No. 11-10865
testimony at the criminal trial, Wood’s testimony during the instant trial placed
the Plaintiffs at the scene of the murder on the night in question.18 The
Plaintiffs also relied on a memo written by the prosecutor stating that Abreo had
lied to him in order to have him file the case; however, at the instant trial, the
prosecutor explained that although he initially believed that Abreo lied about a
witness’s statement, after he read the transcript of the statement, he no longer
believed that Abreo had lied to him. The Plaintiffs also claimed that the
eyewitness identification procedure rendered their criminal trial unfair.
However, in the criminal trial, the jury was made aware of the identification
procedure used by the police.
After reviewing the entire record, we do not believe the Plaintiffs carried
their burden of proving that their constitutional rights were violated during
their criminal proceedings. We note that, in a post-judgment ruling, the district
judge, who presided over this 27-day trial, opined as follows: “Plaintiffs initiated
this case by suing almost everyone remotely involved in the underlying criminal
investigation and trials and asserted numerous claims that were either tenuous
at best or even fanciful in light of established civil rights law.” We further note
that defense counsel made no mention of the Plaintiffs’ illegal immigration
status during closing arguments. United States v. Farias-Farias, 925 F.2d 805,
812 (5th Cir. 1991) (concluding that any error in admitting the evidence was
harmless after noting, among other things, that opposing counsel did not
mention the challenged evidence in closing argument). In sum, in view of the
more prejudicial evidence that is either waived or not challenged and the
weakness of the Plaintiffs’ case, we do not believe that the challenged evidence
affected the Plaintiffs’ substantial rights. Accordingly, we are persuaded that
18
We, of course, express no opinion with respect to the innocence or guilt of the
Plaintiffs as that is not before us on appeal.
25
Case: 11-10865 Document: 00512283623 Page: 26 Date Filed: 06/21/2013
No. 11-10865
any error “had but a very slight effect on [the jury’s] verdict.” Price, 509 F.3d at
708.
That said, we feel compelled to express our disapproval of defense
counsel’s cross-examination of the witnesses with respect to whether the
Plaintiffs were legal residents at the time of their arrest even after the Plaintiffs’
lawful permanent resident cards had been admitted into evidence. It appears
that counsel proceeded with this line of questioning in an attempt to mislead the
jurors regarding the Plaintiffs’ immigration status. Nonetheless, as explained
above, our review of the record convinces us that any error that was not waived
was harmless.
III. CONCLUSION
For all the above reasons, the district court’s judgment is AFFIRMED.
26