Kellie Stokes v. Southwest Airlines

Case: 17-10760 Document: 00514417249 Page: 1 Date Filed: 04/05/2018
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United States Court of Appeals
No. 17-10760
Fifth Circuit
FILED
April 5, 2018
KELLIE STOKES, Mom and Friend of B.S., Lyle W. Cayce
Clerk
Plaintiff - Appellant
v.
SOUTHWEST AIRLINES,
Defendant - Appellee
Appeal from the United States District Court
for the Northern District of Texas
Before KING, HAYNES, and HIGGINSON, Circuit Judges.
STEPHEN A. HIGGINSON, Circuit Judge:
We must decide whether private persons can sue in federal district court
to enforce the Air Carrier Access Act of 1986 (“ACAA”), Pub. L. No. 99-435, 100
Stat. 1080 (codified as amended at 49 U.S.C. § 41705). Although we answered
that question affirmatively in Shinault v. American Airlines, Inc., 936 F.2d
796, 800 (5th Cir. 1991), the Supreme Court’s intervening decision in Alexan-
der v. Sandoval, 532 U.S. 275, 286–91 (2001), now mandates a different result.
We therefore join every post-Sandoval federal court to consider the issue and
hold that the ACAA confers no such private right of action.
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No. 17-10760
I
Kellie Stokes sues Southwest Airlines on behalf of her young son with
autism. She alleges that Southwest gate agents prevented her family from
boarding their flight, allegedly because the agents considered her son’s behav-
ior disruptive. A Southwest pilot had also allegedly been rude to them the pre-
vious day. According to Stokes, her son suffered “great physical emotional and
mental pain and anguish” as a result of these experiences.
Stokes originally asserted claims under state law and under the Ameri-
cans with Disabilities Act (“ADA”). In response to Southwest’s motion to dis-
miss, however, Stokes withdrew the ADA claim and substituted a new claim
under a different disability-discrimination statute: the ACAA. See 49 U.S.C.
§ 41705(a). Southwest again moved to dismiss, arguing that the state-law
claims were preempted and that only the federal government may sue to en-
force the ACAA in district court. The district court initially granted the motion
to dismiss only in part. But on Southwest’s motion to reconsider, the district
court held that the ACAA confers no right of action to private litigants; declined
to exercise supplemental jurisdiction over the remaining state-law claims, see
28 U.S.C. 1367(c)(3); and accordingly dismissed the case.
On appeal, Stokes challenges only the district court’s conclusion that the
ACAA supplies no private right of action. “We review this issue of law de novo.”
Casas v. Am. Airlines, Inc., 304 F.3d 517, 520 (5th Cir. 2002).
II
A
Whether a given statute should be enforceable through private civil law-
suits is, like any aspect of statutory design, fundamentally up to Congress.
E.g., Sandoval, 532 U.S. at 286; Johnson v. Interstate Mgmt. Co., LLC, 849
F.3d 1093, 1097 (D.C. Cir. 2017); Delancey v. City of Austin, 570 F.3d 590, 592–
2
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93 (5th Cir. 2009). Often, Congress expressly provides for private civil-suit en-
forcement. Other times, however, Congress specifies only criminal-law enforce-
ment, or leaves civil enforcement in the hands of administrative agencies.
Courts are bound to follow Congress’s choices in this arena, and bound to as-
certain those choices through the tools of statutory interpretation. Sandoval,
532 U.S. at 286–87. “If the statute does not itself so provide, a private cause of
action will not be created through judicial mandate.” Ziglar v. Abbasi, 137 S.
Ct. 1843, 1856 (2017).
This was not always the case. During the mid-twentieth century, the Su-
preme Court viewed the fashioning of statutory remedies as within the proper
judicial role. Id. at 1855. Under the now-abandoned maxim that “a statutory
right implies the existence of all necessary and appropriate remedies,” id.
(quoting Sullivan v. Little Hunting Park, Inc., 396 U.S. 229, 239 (1969)), this
“ancien regime” routinely inferred private rights of action from silent statutory
text, id. The Supreme Court’s approach has since evolved. Starting in Cort v.
Ash, 422 U.S. 66 (1975), affirmative congressional intent became one of four
relevant factors (though not always a necessary one), see id. at 78, 82, and the
next two decades of cases increasingly focused on congressional intent alone,
see, e.g., Love v. Delta Air Lines, 310 F.3d 1347, 1351–52 & n.2 (11th Cir. 2002)
(collecting cases). See generally Richard H. Fallon, Jr., et al., The Federal
Courts and the Federal System 705–07 (6th ed. 2009).
That trend culminated in Alexander v. Sandoval, 532 U.S. 275, 286–93
(2001), which today defines the method for identifying private rights of action.
Sandoval’s command is clear: “[t]he judicial task is to interpret the statute Con-
gress has passed,” id. at 286 (emphasis added), and to do so by consulting stat-
utory structure and text, id. at 288 & n.7. “Legal context,” such as prevailing
law at the time of the statute’s enactment, matters “only to the extent it clari-
3
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fies text.” Id. at 288. And absent “affirmative” evidence of intent to allow pri-
vate civil suits, there can be no private right of action—“no matter how desir-
able that might be as a policy matter, or how compatible with the statute.” Id.
at 286–87, 293 n.8.
B
Since Sandoval, every federal court to reach the issue has held that the
ACAA’s text and structure preclude a private right of action. See Lopez v. Jet
Blue Airways, 662 F.3d 593, 597–98 (2d Cir. 2011); Boswell v. Skywest Airlines,
Inc., 361 F.3d 1263, 1269–70 (10th Cir. 2004); Love, 310 F.3d at 1354–59. 1 We
agree that Sandoval compels this result.
1 Representative district court opinions include Segalman v. Sw. Airlines Co., No.
2:11-cv-01800, 2016 WL 146196, at *3 (E.D. Cal. Jan. 13, 2016); O’Brien v. City of Phoenix,
No. 12-cv-1334, 2012 WL 4762465, at *1 (D. Ariz. Oct. 5, 2012); Gill v. JetBlue Airways Corp.,
836 F. Supp. 2d 33, 47–48 (D. Mass. 2011); Brown v. Alaska Air Grp., Inc., No. 11-cv-0091,
2011 WL 2746251, at *2 (E.D. Wash. July 14, 2011); Hill v. United Air Lines, Inc., No. 2:10-
cv-3243, 2011 WL 1113499, at *1–2 (D.S.C. Mar. 24, 2011); Seymour v. Cont’l Airlines, Inc.,
No. 09-526, 2010 WL 3894023, at *1–2 (D.R.I. Oct. 4, 2010); Johnson v. Nw. Airlines, Inc.,
No. 08-cv-2272, 2010 WL 5564629, at *5 (N.D. Cal. May 5, 2010); Jackson v. United Airlines,
Inc., No. 3:08-cv-182, 2009 WL 1036068, at *10 (E.D. Va. Apr. 17, 2009); Thomas v. Nw. Air-
lines Corp., No. 08-11580, 2008 WL 4104505, at *2–5 (E.D. Mich. Sept. 2, 2008); Wright ex
rel. D.W. v. Am. Airlines, Inc., 249 F.R.D. 572, 575 (E.D. Mo. 2008); Shqeirat v. U.S. Airways
Grp., Inc., 515 F. Supp. 2d 984, 1000–02 (D. Minn. 2007); Chipps v. Cont’l Airlines, Inc., No.
3:05-cv-2024, 2006 WL 463160, at *3–5 (M.D. Pa. Feb. 24, 2006); Bynum v. Am. Airlines, No.
03-cv-518, 2004 WL 5568868, at *2 (S.D. Tex. Sept. 1, 2004); Ruta v. Delta Airlines, Inc., 322
F. Supp. 2d 391, 402–03 (S.D.N.Y. 2004); and Fox v. Am. Airlines, Inc., No. 02-cv-2069, 2003
WL 21854800, at *4 (D.D.C. Aug. 5, 2003), aff’d on other grounds, 389 F.3d 1291 (D.C. Cir.
2004). But see Waters v. Port Auth. of N.Y. & N.J., 158 F. Supp. 2d 415, 432–33 (D.N.J. 2001)
(rendering a decision immediately after Sandoval, but without acknowledging Sandoval or
otherwise addressing the ACAA’s text and structure); Bower v. Fed. Exp. Corp., 156 F. Supp.
2d 678, 688 n.17 (W.D. Tenn. 2001) (same). We also note that the agency charged with ad-
ministering the ACAA has taken the position that no private right of action exists. See Brief
of U.S. Dep’t of Transp. as Amicus Curiae at 9–14, Boswell v. Skywest Airlines, Inc., No. 02-
4188 (10th Cir. Dec. 3, 2003) [hereinafter DOT Amicus Brief], available at
http://bit.ly/2pbWlT4.
The Third and Ninth Circuits have reserved on whether Sandoval permits an ACAA
private right of action, see Gilstrap v. United Air Lines, Inc., 709 F.3d 995, 1002 (9th Cir.
2013); Elassaad v. Indep. Air, Inc., 613 F.3d 119, 132 n.18 (3d Cir. 2010), but the Ninth Cir-
cuit is set to decide the issue soon, see Segalman v. Sw. Airlines Co., No. 17-15196 (9th Cir.
argued Mar. 14, 2018).
4
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As other circuits have explained, although the ACAA prohibits airlines
from discriminating on the basis of disability, it “does not expressly provide a
right to sue the air carrier.” Lopez, 662 F.3d at 597 (construing 49 U.S.C.
§ 41705). To the contrary, the ACAA combines with other federal aviation stat-
utes to form a comprehensive administrative scheme “designed to vindicate
fully the rights of disabled persons.” Id. See generally 49 U.S.C. subtit. VII, pt.
A (§§ 40101–46507). Those statutes likewise instruct that ACAA enforcement
lies primarily with the Department of Transportation (“DOT”), leaving private
litigants only carefully circumscribed roles. To wit:
• Rather than suing airlines directly, aggrieved passengers are to notify the
DOT, 49 U.S.C. § 46101(a), which “shall investigate each [ACAA] com-
plaint,” id. § 41705(c)(1). 2
• If, after an investigation and hearing, the DOT finds an ACAA violation,
it must issue an order compelling compliance, id. § 46101(a)(4), and may
further revoke the airline’s air carrier certificate, id. § 41110(a)(2)(B), or
impose civil penalties of up to $25,000 for each act of discrimination, id.
§§ 41705(b), 46301(a)(1)(A) & (c)(1)(A).
• The DOT may then enforce these orders by filing its own civil action in
district court, id. § 46106, or by requesting that the Department of Justice
do the same, id. § 46107(b)(1)(A).
• The DOT must also “publish disability-related complaint data” and “report
annually to Congress” on “all complaints received.” Id. § 41705(c)(2)–(3).
• Finally, persons with a “substantial interest” in a DOT enforcement order
may seek judicial review by petitioning a federal court of appeals, see id.
2 In addition, under DOT regulations, domestic airlines using planes with 19 or more
passenger seats must retain one or more “Complaints Resolution Officials” at each airport
they serve, who must take steps to resolve ACAA complaints. See 14 C.F.R. §§ 382.151,
382.153. The airline itself must also respond to written complaints and inform complainants
of their right to invoke the DOT administrative process. See id. § 382.155.
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§ 46110, arguably allowing aggrieved passengers to compel DOT investi-
gations, see Love, 310 F.3d at 1356 n.11.
“Notably absent from th[is] scheme,” however, “is a private right to sue in a
federal district court.” Id. at 1354; accord Boswell, 361 F.3d at 1265 (“[The]
ACAA establishes certain administrative remedies but not a private right of
action.”).
This detailed statutory structure evinces none of the requisite “affirma-
tive” intent. See Sandoval, 532 U.S. at 289–91, 293 n.8. Quite the opposite:
“Congress’s creation of specific means of enforcing the statute indicates that it
did not intend to allow an additional remedy—a private right of action—that
it did not expressly mention at all.” Boswell, 361 F.3d 1270 (emphasis added);
see also Sandoval, 532 U.S. at 290 (“The express provision of one method of
enforcing a substantive rule suggests that Congress intended to preclude oth-
ers.”); Lopez, 662 F.3d 598 (“[T]he text and structure of the [ACAA] show that
Congress chose to accomplish [its] goal through means other than private en-
forcement actions in the district courts.”); Love, 310 F.3d at 1354 (“[T]he text
of the ACAA . . . and the surrounding statutory structure . . . belie[] any con-
gressional intent to create a private remedy.”); cf. Casas, 304 F.3d at 522–23
(holding that this same administrative scheme precludes a private right to en-
force a similar aviation statute). The ACAA confers no private right to sue in
federal district court.
C
The difficulty, of course, is that our circuit previously has held otherwise.
See Shinault v. Am. Airlines, Inc., 936 F.2d 796, 800 (5th Cir. 1991). Our anal-
ysis would usually stop there. “This circuit abides by the rule of orderliness,
under which a panel of the court cannot overturn a prior panel decision ‘absent
an intervening change in the law, such as by a statutory amendment, or the
Supreme Court or by our en banc court.’” United States v. Boche-Perez, 755
6
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F.3d 327, 334 (5th Cir. 2014) (quoting Tech. Automation Servs. Corp. v. Liberty
Surplus Ins. Corp., 673 F.3d 399, 405 (5th Cir. 2012)).
But when the Supreme Court “‘expressly or implicitly’ overrules one of
our precedents, we have the authority and obligation to declare and implement
this change in the law.” United States v. Tanksley, 848 F.3d 347, 350 (5th Cir.)
(emphasis added) (quoting United States v. Kirk, 528 F.2d 1057, 1063 (5th Cir.
1976)), as supplemented, 854 F.3d 284 (5th Cir. 2017). Such a change occurs,
for example, when the Supreme Court disavows the mode of analysis on which
our precedent relied. See, e.g., id. at 350–52 (finding precedent abrogated
where a recent Supreme Court opinion “instructed courts on how to” perform
the relevant analysis in a way that “unequivocally resolve[d]” the case);
Hoskins v. Bekins Van Lines, 343 F.3d 769, 775–76 (5th Cir. 2003) (finding
precedent abrogated where an intervening Supreme Court case “shift[ed] [the]
focus” of the applicable test). “[A] mere ‘hint’ of how the [Supreme] Court might
rule in the future,” however, will not suffice; the intervening change “must be
unequivocal.” United States v. Alcantar, 733 F.3d 143, 146 (5th Cir. 2013).
To say that Sandoval “unequivocally” abrogated Shinault is, if anything,
an understatement. In Shinault, our court inferred a private right of action
from the ACAA notwithstanding that “[t]he [the statute] does not provide for
[one].” 936 F.2d at 800. Instead, we justified our holding by citing legislative
history, historical congressional practice, and the fact that the ACAA’s lan-
guage does not expressly prohibit courts from creating a private right. See id.
Then, acknowledging the dearth of guidance from Congress and relying on
cases from the “ancien regime,” we determined what remedies were “necessary
and appropriate,” ultimately settling on compensatory and emotional damages
but not injunctions. Id. at 804 (quoting Little Hunting Park, 396 U.S. at 239,
abrogation recognized in Ziglar, 137 S. Ct. at 1855). Sandoval could hardly be
clearer that courts cannot take this approach. See, e.g., 532 U.S. at 286–87
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(“Statutory intent [to create a private remedy] is determinative. Without it, a
cause of action does not exist and courts may not create one, no matter . . . how
compatible with the statute [it might be]. Raising up causes of action where a
statute has not created them may be a proper function for common-law courts,
but not for federal tribunals.” (citations omitted)); id. at 288 (“In determining
whether statutes create private rights of action, . . . legal context matters only
to the extent it clarifies text.”); id. at 293 n.8 (“‘[A]ffirmative’ evidence of con-
gressional intent must be provided for an implied remedy, not against it . . . .”).
We cannot adhere to Shinault without disregarding Sandoval. 3
Other circuits agree that Sandoval contradicts Shinault. See, e.g., Lopez,
662 F.3d at 597; Boswell, 361 F.3d at 1269 (declining to follow Shinault because
it “issued before the Supreme Court’s shift” in Sandoval); Love, 310 F.3d at
1358–59 (declining to follow Shinault because “[after] Sandoval, we may not
engage in a similarly wide-ranging interpretive inquiry”); see also DOT Amicus
Brief, supra note 1, at 9 n.4 (“[Shinault] applied an analysis that the Supreme
Court has since rejected.”). And just last year, when a district court rejected an
argument based on Shinault because Shinault “relie[d] on pre-Sandoval rea-
soning,” Conservation Force v. Delta Air Lines, Inc., 190 F. Supp. 3d 606, 616
(N.D. Tex. 2016) (addressing 49 U.S.C. § 41310), our response was to summar-
ily affirm, “[e]ssentially for the reasons stated in the district court’s compre-
hensive and well-reasoned opinion,” 682 F. App’x 310, 311 (5th Cir. 2017).
There is no serious dispute that Shinault no longer states the law. 4
3 Congress also amended the ACAA after we decided Shinault. See Love, 310 F.3d at
1350 n.1. But the DOT has represented that these changes were “non-substantive,” DOT
Amicus Brief, supra note 1, at 4, and Southwest does not advance them as a reason not to
follow Shinault. Given that Sandoval clearly “changed the legal landscape,” e.g., Bonano v.
E. Caribbean Airline Corp., 365 F.3d 81, 86 n.4 (1st Cir. 2004), we need not similarly address
the effect of the statutory amendments on our rule of orderliness.
4 Like our circuit, the Eighth Circuit held a decade before Sandoval that the ACAA is
privately enforceable. See Tallarico v. Trans World Airlines, Inc., 881 F.2d 566, 569–70 (8th
8
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In response, Stokes contends that our caselaw has reaffirmed Shinault
even after Sandoval issued. If that were true, that would control: the determi-
nation whether a given precedent has been abrogated is itself a determination
subject to the rule of orderliness. See United States v. Reyes-Contreras, 882
F.3d 113, 123 (5th Cir. 2018). But the case on which Stokes relies—Bynum v.
American Airlines, Inc., 166 F. App’x 730 (5th Cir. 2006)—held no such thing:
it held, without reference to or discussion of Sandoval, that attempting to sue
under the ACAA was not sanctionably frivolous with Shinault on the books.
See id. at 733 (applying Fed. R. Civ. P. 11(b)(2)). And in any event, Bynum is
an unpublished decision that does not bind us here. See 5th Cir. R. 47.5.4.
Sandoval, by contrast, is a command we cannot ignore.
III
In light of “the unambiguous teachings of Sandoval,” Love, 310 F.3d at
1358, we join the Second, Tenth, and Eleventh Circuits and hold that, with the
limited exceptions described above, the ACAA “is enforceable only by the
agency charged with administering it,” Horne v. Flores, 557 U.S. 433, 456 n.6
(2009). No private right of action exists to enforce the ACAA in district court.
Shinault’s contrary holding did not survive Sandoval. The district court’s judg-
ment is AFFIRMED.
Cir. 1989). The Eight Circuit has yet to revisit that holding, but district courts in that circuit
have already declined to follow it in light of Sandoval. See, e.g., Wright, 249 F.R.D. at 575;
Shqeirat, 515 F. Supp. 2d at 1000–02.
9