DocketNumber: 86-2006
Judges: Rubin, Johnson, Jones, Clark, Gee, Reavley, Politz, Randall, Williams, Garwood, Jolly, Higginbotham, Davis
Filed Date: 11/4/1987
Status: Precedential
Modified Date: 11/4/2024
In this capital case, a Texas inmate appeals from the district court’s order denying his petition for habeas corpus relief under 28 U.S.C. § 2254. Because the petitioner’s eighth and fourteenth amendment right to exercise voir dire challenges knowingly was infringed when the state trial court refused to allow him to ask questions directed towards determining whether veniremembers harbored misconceptions about Texas parole law that might bias them in favor of capital punishment, he has a right to be resentenced.
I.
On October 16, 1978, Leon Rutherford King was convicted of the capital murder of Michael Clayton Underwood and sentenced to be executed. The facts of the crime are recounted by the Texas Court of Criminal Appeals in King v. State, 631 S.W.2d 486 (Tex.Crim.App.1982) (en banc). King’s original conviction was overturned by the Texas Court of Criminal Appeals on February 6, 1980, and a retrial was ordered.
King raises three issues concerning the constitutionality of his second trial. He contends: (1) the trial court violated his sixth and fourteenth amendment rights by failing to permit him to conduct voir dire directed toward discovering whether veniremembers harbored serious misconceptions about Texas parole law that might have biased them in favor of capital punishment; (2) his trial was rendered unfair and his entitlement to a presumption of innocence defeated when two jurors saw him bound in handcuffs on the second day of his trial during an emergency evacuation of the courthouse due to a fire; and (3) he was denied his rights under the eighth and fourteenth amendments by the trial court’s refusal to allow him to conduct his own defense during the penalty phase of his trial.
II.
King contends that the voir dire he requested was necessary to dispel the common misconception that a life sentence might result in incarceration for only nine to ten years and to permit him to use peremptory challenges against prospective jurors whose erroneous assumptions about parole law might have biased them in favor of imposing the death penalty.
Even if the state is correct in asserting that O’Bryan forecloses King’s claim that he is constitutionally entitled to a jury instruction on parole law upon request, however, it does not follow that King is not entitled to inquire about preconceptions of parole law harbored by veniremembers so that he can, at least, exercise his peremptory challenges knowingly.
The right to an impartial jury is basic to our system of justice.
The Supreme Court has recognized “that the qualitative difference of death from all other punishments requires a correspondingly greater degree of scrutiny of the capital sentencing determination.”
Because widely held misconceptions about the actual effect of imposing a life sentence raise an unacceptable risk that the death penalty may be imposed on some defendants largely on the basis of mistaken notions of parole law, defendants in capital cases are at least entitled to determine whether such misconceptions are held by veniremembers and to exercise peremptory challenges to protect themselves against the effects of error. The state contends that, by instructing the jury that parole “is no concern of yours” and is not to be considered, the court benefitted King by essentially telling the jury that “life means life.” If a misconception exists, no instruction that merely directs jurors to disregard issues of parole in making their sentencing determination can erase that fallacy from their minds. That voir dire could easily minimize the risk to the accused created by this misconception strengthens King’s claim to constitutional protection from the potential ramifications of failing to strike a juror who harbors a mistaken belief.
As the dissent points out, the scope of voir dire has been consistently and correctly held to be within the discretion of the trial court. The Supreme Court cases evaluating the voir dire of veniremembers exposed to adverse pretrial publicity,
A more recent case, Milton v. Procunier,
Our determination that King was improperly denied an opportunity to conduct voir dire on issues that might influence the sentencing phase of his trial raises a second important issue: whether, under federal law, this infringement on the voirdire process requires reversal of King’s conviction or merely resentencing. In Turner v. Murray,
III.
King also asserts that he was entitled to a jury instruction concerning the minimum duration of a life sentence in Texas. Although he did not request such a charge, he excuses his failure to do so by arguing that such a request would have been futile after the trial court had denied him even the opportunity to conduct voir dire on the parole issue. His failure to make the request may foreclose his right now to raise the issue,
A.
The decision in O’Bryan v. Estelle
In deciding Ramos, the Supreme Court confronted a different issue: whether a capital defendant is constitutionally entitled to have accurate, potentially aggravating information relevant to sentencing determinations excluded from jury consideration. O’Bryan's and King’s challenges were directed toward state policy precluding them from introducing equally accurate information that they believe mitigates against the death penalty under the circumstances of their cases. As the Supreme
B.
O’Bryan is distinguishable from this case in considering only whether a requested parole instruction is required by due process whereas King has challenged the Texas rule on both due process and eighth amendment grounds. Although eighth amendment jurisprudence contradicts the rationale of O’Bryan, the O’Bryan reasoning is derived directly from Ramos, in which the requirements of the eighth amendment and the due process clause were collapsed into a common analysis. Eighth amendment jurisprudence, however, provides a critical insight into the substance of the fundamental interest at stake.
As the Supreme Court recently reaffirmed in McCleskey v. Kemp
In most jurisdictions, courts sentence noncapital defendants. In such circumstances the trial judge properly instructs the jury to determine guilt or innocence without considering the sentence that might be imposed, for sentencing is the duty of the court. In capital cases, however, sentencing becomes the duty of the jury alone, either by voting directly on the penalty or, as in Texas, by determining the existence of factors that require its imposition. Thus, in Texas, the capital sentence cannot be imposed unless the state proves three issues beyond reasonable doubt and the jury answers, “Yes,” to each of these questions:
(1) whether the conduct of the defendant that caused the death of the deceased was committed deliberately and with the reasonable expectation that the death of the deceased or another would result;
(2) whether there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society; and
(3) if raised by the evidence, whether the conduct of the defendant in killing the deceased was unreasonable in response to the provocation, if any, by the deceased.
A juror’s answer to the second question would certainly be influenced by his impression of when the defendant will again become a member of society. Those who decide the answer to such a question should know not only the meaning of the inquiry but all facts the defendant reasonably believes relevant to the answer.
This court has recently held that the failure of counsel for a defendant to advise a sentencing court of sentencing alternatives constitutes ineffectiveness of counsel and, hence, a denial of due process.
Nonetheless, “in the absence of intervening and overriding Supreme Court decisions,”
IY.
On the second day of King’s trial, a fire broke out in the courthouse and all present were required to evacuate. The bailiff handcuffed King and other defendants together in a chain and evacuated them from the building. Although he took precautionary measures to prevent the jurors from seeing King, two of the jurors saw King in handcuffs outside the courthouse. After the jury had returned its verdicts of guilt and punishment, King’s counsel learned of this incident and filed a motion for a new trial, contending that the incident deprived King of an impartial jury and undermined his right to a presumption of innocence. At the hearing, the two jurors who had seen King in handcuffs, Mary Ann Kirtley and Thomas Thompson, both testified unequivocally that their brief and unplanned exposure to King while he was in handcuffs did not in any way influence or affect their deliberations. Moreover, both jurors testified that there had been no discussion in the jury room about their seeing King outside the courthouse in handcuffs. The state court implicitly concluded that King suffered no prejudice from this incident.
We find no reason to disagree with the state court’s conclusion. “[T]he Constitution ‘does not require a new trial every time a juror has been placed in a potentially compromising situation ... [because] it is virtually impossible to shield jurors from every contact or influence that might theoretically affect their vote.’ ”
V.
Because we have held that King is entitled to be resentenced due to the trial court’s improper infringement on voir dire, we do not reach his contention that he was unconstitutionally denied the right to represent himself during the penalty phase of his trial.
For the reasons stated above the order of the district court is affirmed in part and reversed in part and a writ of habeas corpus granted. The State shall be given the option either of retrying or resentencing the. petitioner within 120 days, as may be appropriate under Texas law.
. King v. State, 594 S.W.2d 425 (Tex.Crim.App.1980) (en banc).
. King v. State, 631 S.W.2d 486 (Tex.Crim.App.1982) (en banc).
. King v. Texas, 459 U.S. 928, 103 S.Ct. 238, 74 L.Ed.2d 188 (1982).
. King v. McCotter, 795 F.2d 517 (5th Cir.1986).
. See, e.g., Munroe v. State, 637 S.W.2d 475, 476-77 (Tex.Crim.App.1982) (en banc).
. 714 F.2d 365, 388-89 (5th Cir.1983), cert. denied, 465 U.S. 1013, 104 S.Ct. 1015, 79 L.Ed.2d 245 (1984). See also Andrade v. McCotter, 805 F.2d 1190 (5th Cir.1986); Turner v. Bass, 753 F.2d 342 (4th Cir.1985), rev'd on other grounds, 476 U.S. 1, 106 S.Ct. 1683, 90 L.Ed.2d 27 (1986).
. See, e.g., Lockhart v. McCree, 476 U.S. 162, 106 S.Ct. 1758, 1767, 90 L.Ed.2d 137 (1986).
. Pointer v. United States, 151 U.S. 396, 408, 14 S.Ct. 410, 414, 38 L.Ed. 208 (1894).
. Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 1719 n. 12, 90 L.Ed.2d 69 (1986).
. See Ristaino v. Ross, 424 U.S. 589, 595, 96 S.Ct. 1017, 1020, 47 L.Ed.2d 258 (1976).
. See Turner v. Murray, 476 U.S. 1, 106 S.Ct. 1683, 1687, 90 L.Ed.2d 27 (1986); Ham v. South Carolina, 409 U.S. 524, 93 S.Ct. 848, 35 L.Ed.2d 46 (1973).
. California v. Ramos, 463 U.S. 992, 998-99, 103 S.Ct. 3446, 3452, 77 L.Ed.2d 1171 (1983).
. Caldwell v. Mississippi, 472 U.S. 320, 340-41 .n. 7, 105 S.Ct. 2633, 2645-46 n. 7, 86 L.Ed.2d 231 (1985) (quoting Zant v. Stephens, 462 U.S. 862, 900, 103 S.Ct. 2733, 2755, 77 L.Ed.2d 253 (1983) (Rehnquist, J., concurring)).
. Turner, 476 U.S. at-, 106 S.Ct. at 1687.
. Id. at-, 106 S.Ct. at 1688 (citing Caldwell, 472 U.S. 320, 105 S.Ct. at 2647, 86 L.Ed.2d 231 (1985) (O’Connor, J., concurring in part and concurring in judgment)).
. See Id. at-, 106 S.Ct. at 1688.
. Irvin v. Dowd, 366 U.S. 717, 81 S.Ct. 1639, 6 L.Ed.2d 751 (1961); Murphy v. Florida, 421 U.S. 794, 95 S.Ct. 2031, 44 L.Ed.2d 589 (1975); Patton v. Yount, 467 U.S. 1025, 104 S.Ct. 2885, 81 L.Ed.2d 847 (1984).
. 467 U.S. at 1036-38, 104 S.Ct. at 2891-92.
. Id. at 1035, 104 S.Ct. at 2891.
. See also Irvin, 366 U.S. at 722, 81 S.Ct. at 1642.
. United States v. Hawkins, 658 F.2d 279, 282-85 (5th Cir.1981).
. Id. at 285 (quoting United States v. Nell, 526 F.2d 1223, 1229 (5th Cir.1976)).
. 717 F.2d 171 (5th Cir.1983), cert. denied, 466 U.S. 975, 104 S.Ct. 2353, 80 L.Ed.2d 826 (1984).
. Id. at 172-73.
. Id. at 178-79.
. Id. at 179.
. See United States v. Williams, 573 F.2d 284, 287-88 (5th Cir.1978); United States v. Ledee, 549 F.2d 990, 991-92 (5th Cir.1977), cert. denied, 434 U.S. 902, 98 S.Ct. 297, 54 L.Ed.2d 188 (1977).
. 744 F.2d 1091 (5th Cir.1984), cert. denied, 471 U.S. 1030, 105 S.Ct. 2050, 85 L.Ed.2d 323 (1985).
. Id. at 1095.
. Id. at 1096. Accord Esquivel v. McCotter, 777 F.2d 956, 957 (5th Cir.1985), cert. denied, — U.S. -, 106 S.Ct. 1662, 90 L.Ed.2d 204 (1986).
. 476 U.S. 1, 106 S.Ct. 1683, 90 L.Ed.2d 27 (1986) .
. Id. at-, 106 S.Ct. at 1688-89.
. See Riles v. McCotter, 799 F.2d 947, 952 (5th Cir.1986); O’Bryan v. Estelle, 714 F.2d at 385. See also Wainwright v. Sykes, 433 U.S. 72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977); Tex.Code Crim.Proc.Ann. arts. 36.14, 36.15 (Vernon Supp.1987).
. See Tex.Code Crim.Proc.Ann. art. 37.07 § 4 (Vernon Supp.1987).
. 714 F.2d at 388-89.
. 463 U.S. 992, 103 S.Ct. 3446, 77 L.Ed.2d 1171 (1983).
. Id. at 1013-14, 103 S.Ct. at 3459-60.
. Id. at 1010-12, 103 S.Ct. at 3458-59.
. 447 U.S. 343, 100 S.Ct. 2227, 65 L.Ed.2d 175 (1980).
. — U.S. -, 107 S.Ct. 1756, 95 L.Ed.2d 262 (1987). See also Hitchcock v. Dugger, — U.S. -, 107 S.Ct. 1821, 95 L.Ed.2d 347 (1987); Skipper v. South Carolina, 476 U.S. 1, 106 S.Ct. 1669, 1671, 90 L.Ed.2d 1 (1986); Eddings v. Oklahoma, 455 U.S. 104, 113, 102 S.Ct. 869, 875, 71 L.Ed.2d 1 (1982); Lockett v. Ohio, 438 U.S. 586. 602. 98 S.Ct. 2954. 2963. 57 L.Ed.2d 973 (1978) (plurality opinion); Woodson v. North Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978, 2991, 49 L.Ed.2d 944 (1976) (plurality opinion).
. — U.S. at-, 107 S.Ct. at 1774 (emphasis added).
. Tex.Code Crim.Proc.Ann. art. 37.071 (Vernon Supp.1987).
. Burley v. Cabana, 818 F.2d 414 (5th Cir.1987).
. See Anderson v. Jones, 743 F.2d 306, 308 (5th Cir.1984); Williams v. Maggio, 730 F.2d 1048, 1049 (5th Cir.1984); Hickerson v. Maggio, 691 F.2d 792, 794-95 (5th Cir.1982).
. White v. Estelle, 720 F.2d 415, 417 (5th Cir.1983).
. Rushen v. Spain, 464 U.S. 114, 118, 104 S.Ct. 453, 455, 78 L.Ed.2d 267 (1983) (quoting Smith v. Phillips, 455 U.S. 209, 217, 102 S.Ct. 940, 946, 71 L.Ed.2d 78 (1982)).
. United States v. Diecidue, 603 F.2d 535, 549 (5th Cir.1979), cert. denied, 445 U.S. 946, 100 S.Ct. 1345, 63 L.Ed.2d 781 (1980) (citing Wright v. Texas, 533 F.2d 185, 187 (5th Cir.1976)). Accord United States v. Webster, 750 F.2d 307, 331 (5th Cir.1984), cert. denied, 471 U.S. 1106, 105 S.Ct. 2340, 85 L.Ed.2d 855 (1985); United States v. Escobar, 674 F.2d 469, 479 (5th Cir.1982); Grantling v. Balkcom, 632 F.2d 1261 (5th Cir.1980).
. See Brown v. Estelle, 591 F.2d 1207 (5th Cir. 1979).