DocketNumber: Nos. 05-30163, 05-30285
Judges: Garza, Owen, Smith
Filed Date: 2/19/2007
Status: Precedential
Modified Date: 11/5/2024
The defendants in this case, Derek Washington and Danny Daniels, pleaded guilty to conspiring to distribute marijuana in violation of 21 U.S.C. §§ 841 and 846. In this consolidated appeal, Daniels challenges his conviction and both defendants challenge their sentences. For the reasons that follow, the conviction and sentences are affirmed.
I
Derek Washington pleaded guilty to conspiring to possess with intent to distribute 100 kilograms or more of a mixture or substance containing a detectable amount of marijuana, in violation of 21 U.S.C. §§ 841(a)(1) and 846. The factual basis for Washington’s plea established his involvement in an operation involving more than 4,000 pounds of marijuana, which were transported from Dallas to Shreveport. Washington’s role was to store the marijuana at his property in Shreveport.
The sentencing proceeding took place in February of 2005, after the Supreme Court decided United States v. Booker.
A
Even after Booker, the district court’s interpretation of the Sentencing Guidelines is reviewed de novo and its fact findings are reviewed for clear error.
During the sentencing hearing, the government stated that Washington had refused to cooperate in its investigation of others and that Washington “never told us what role he had. He never told us whether or not he used the guns for his drug business. He never told us how much he got paid by the pound, whether it was $15 to store it or $400 a load.” In response, Washington asserted that his lack of cooperation was based in part on his fear of reprisal, and he maintains on appeal that fear of reprisal justified his conduct, entitling him to the 2-point reduction.
B
Washington also contends he should have received a mitigating-role reduction under U.S.S.G. § 3B1.2 because his only involvement in the conspiracy was storing the drugs. Because this issue was not raised in the district court, the plain-error rule applies.
Washington asserts his 108-month sentence is unreasonable because (1) it was imposed at the high end, as opposed to the middle, of the advisory Guidelines range; and (2) the district court relied “almost entirely on the guideline range and the quantity of drugs” and failed to consider his character and history. Following Booker, a sentence “is reviewed for ‘unreasonableness’ with regard to the statutory sentencing factors enumerated in [18 U.S.C. §] 3553(a).”
A district court is not required to give “a checklist recitation of the section 3553(a) factors.”
II
Danny Daniels also pleaded guilty to conspiring to possess with intent to distribute 100 kilograms or more of a mixture or substance containing a detectable amount of marijuana, in violation of 21 U.S.C. §§ 841(a)(1) and 846. Six weeks after he pleaded guilty, Daniels filed a motion to withdraw that plea. Daniels’ motion was opposed by the government and denied by the district court, which did not hold a hearing on the matter.
The sentencing proceeding was held in February of 2005, after the Supreme Court decided Booker
Daniels was sentenced to imprisonment for 235 months. On appeal, Daniels challenges the voluntariness of his guilty plea, the denial of his motion to withdraw his guilty plea, the career-offender enhancement, the fact findings at sentencing, and the allegedly mandatory application of the Sentencing Guidelines.
A
The validity of a guilty plea is reviewed de novo.
Daniels argues that his guilty plea was involuntary, claiming he was denied access to counsel and pressured into pleading guilty. The record reveals otherwise. The district court’s attentiveness led Daniels to reveal his uncertainty about pleading guilty. After learning that Daniels was uncertain about pleading guilty, the district court suggested he go to trial, offered to set a trial date, allowed Daniels to confer with counsel until counsel announced “ready,” explained the benefits offered in the plea agreement, and concluded, “If you have a serious problem, we ought to stop and go to trial.” After Daniels conferred with his attorney, Daniels repeatedly assured the district court that he wanted to plead guilty. When, as here, a defendant equivocates about a plea, the district court may accept the plea if, after sufficient time to consult with counsel, the defendant announces he is ready to plead guilty and his waiver is knowing and voluntary.
B
Daniels contends that the district court erred when, without holding a hearing, it rejected his motion to withdraw his guilty plea. We review the district court’s decision not to hold an evidentiary hearing for abuse of discretion.
“A defendant does not have an absolute right to withdraw [his] guilty plea.”
In this case, the district court did not abuse its discretion when, without holding a hearing, it denied Daniels’ motion to withdraw his guilty plea. The only justification for Daniels’ motion was that “after due consideration of the Government’s allegations and relevant evidence; and, additional time to confer with his Counsel, [the defendant] sincerely believes that it was an error in his judgment to plead guilty.” The motion gave no further justification and failed to cite any of the Carr factors. “ ‘[A] mere change of mind
In this case, Daniels’ plea was knowing and voluntary. Daniels did not assert his innocence, delayed several weeks before seeking to withdraw his plea, and entered his plea with the assistance of counsel. Under these circumstances, the district court did not abuse its discretion by denying the motion without holding a hearing.
As Daniels points out, the district court’s order did not analyze the Carr factors. The order merely noted that no legal or factual basis had been presented “that would satisfy the standard set forth in United States v. Clark, 931 F.2d 292, 294 (5th Cir.1991).” The standard referenced in Clark is the same standard set forth in Carr. Thus, the district court applied the correct standard and reached an appropriate result. Nothing more was required. When this court enumerated the Carr factors, it “did not intend to require the district court to make a specific finding as to each of the seven factors every time a defendant requests to withdraw a guilty plea.”
C
As noted above, even after Booker, the district court’s interpretation of the Sentencing Guidelines is reviewed de novo and the district court’s fact findings are reviewed for clear error.
*318 A defendant is a career offender if (1) the defendant was at least eighteen years old at the time the defendant committed the instant offense of conviction;
(2) the instant offense of conviction is a felony that is either a crime of violence or a controlled substance offense; and
(3) the defendant has at least two prior felony convictions of either a crime of violence or a controlled substance offense.40
First Daniels argues that a Texas deferred adjudication does not constitute a “conviction” for purposes of section 4B1.1(a). This argument is foreclosed by United States v. Joshua, in which this court held that a deferred adjudication is a conviction for purposes of section 4B1.1.
None of the reasons that led this court to conclude in Joshua that a Texas deferred adjudication is a conviction within the meaning of section 4B1.1 were undercut in Taylor.
The PSR reflects that Daniels received deferred adjudication of the charge of aggravated assault with a deadly weapon. He does not contest that he in fact received deferred adjudication for this offense, nor does he contest that the charged offense is a crime of violence. In this court he admits, as he did in the district court, the historical fact that he received deferred adjudication for this crime of violence. He argues only that the district court cannot rely on the PSR’s characterization of the offense as a “conviction” and that the district court improperly examined documents or pleadings not shown to him or his counsel and not made part of the record to determine if he actually pleaded “guilty” in the deferred adjudication proceedings.
The content of the challenged documents or pleadings is irrelevant. To obtain a deferred adjudication under Texas law, Daniels must have pleaded guilty or nolo contendere.
D
Following Booker, a district court determines the applicable advisory Sentencing Guidelines range in the same manner as before, finding “by a preponderance of the evidence all the facts relevant to the determination of a Guideline sentencing range and all facts relevant to the determination of a non-Guidelines sentence.”
E
Post Booker,IFcmfan, a district court’s sentencing discretion must be guided by the considerations set forth in 18 U.S.C. § 3553(a).
The district court chose a sentence within the advisory Sentencing Guidelines range. In doing so, the district court did not treat the Guidelines as mandatory. Instead, the district court implicitly recognized that it could deviate from the Guidelines, but based on the facts before it, decided not to do so. The district court did not commit Fanfan error, and no other basis has been asserted for finding Daniels’ sentence unreasonable. Therefore, the sentence is affirmed.
The district court’s judgments are AFFIRMED.
. 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).
. United States v. Duhon, 440 F.3d 711, 714 (5th Cir.2006), pet. for cert. filed (U.S. May 18, 2006) (No. 05-11144).
. United States Sentencing Guidelines Manual (U.S.S.G.) § 5C1.2(a)(2), (5) (2004).
. Cf. United States v. Stewart, 93 F.3d 189, 195-96 (5th Cir.1996) (rejecting the defendant’s argument that U.S.S.G. § 5C1.2 was unconstitutional as applied to her because she could only meet the requirement by "subject[ing] herself and her family to violent retaliation”).
. See United States v. Tang, 214 F.3d 365, 370-71 (2d Cir.2000); United States v. Warren, 338 F.3d 258, 263 n. 3 (3d Cir.2003); United States v. Salgado, 94 Fed.Appx. 142, 144 (4th Cir.2004); United States v. Gilliam, 127 Fed.Appx. 820, 823 (6th Cir.), cert. denied, - U.S. -, 126 S.Ct. 203, 163 L.Ed.2d 199 (2005); United States v. Martinez, 301 F.3d 860, 866 (7th Cir.2002); United States v. Trepagnier, 168 F.3d 496 (8th Cir.1998) (unpublished); United States v. Carrizales, 102 Fed.Appx. 628, 629-30 (9th Cir.2004); United States v. Mancinni-Cantu, 61 Fed.Appx. 533, 534-35 (10th Cir.2003).
. Tang, 214 F.3d at 371 (citing U.S.S.G. § 5K1.1(a)(4)).
. United States v. Montanez, 82 F.3d 520, 523 (1st Cir.1996).
. See, e.g., Tang, 214 F.3d at 371.
. See United States v. Medina-Anicacio, 325 F.3d 638, 647 (5th Cir.2003).
. See United States v. Garcia, 242 F.3d 593, 598-99 (5th Cir.2001) (the defendant was not entitled to a mitigating role reduction because he was sentenced based only on his direct involvement, which was storing drugs on his property); United States v. Moya, 108 Fed. Appx. 930, 931 (5th Cir.2004) (same), cert. denied, 543 U.S. 1080, 125 S.Ct. 942, 160 L.Ed.2d 824 (2005); United States v. Cazares-Alvarado, 101 Fed.Appx. 971, 971 (5th Cir.2004) (the defendant was not entitled to a mitigating role instruction because he constructed a hidden compartment in which he concealed the large amount of drugs for which he was charged); United States v. Turincio, 78 Fed.Appx. 344, 347-48 (5th Cir.2003) (the defendant was not entitled to a mitigating role reduction because he was not charged with participating in a larger conspiracy but was sentenced based only on use of his residence to store drugs).
. United States v. Duhon, 440 F.3d 711, 714 (5th Cir.2006) (quoting United States v. Booker, 543 U.S. 220, 261, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005)), pet. for cert. filed (U.S. May 18, 2006) (No. 05-11144).
. United States v. Smith, 440 F.3d 704, 707 (5th Cir.2006).
. Id.
. United States v. Alonzo, 435 F.3d 551, 554 (5th Cir.2006) (quoting United States v. Mares, 402 F.3d 511, 519 (5th Cir.), cert. denied, - U.S. -, 126 S.Ct. 43, 163 L.Ed.2d 76 (2005)).
. 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).
. 402 F.3d at 511.
. United States v. Reasor, 418 F.3d 466, 478 (5th Cir.2005).
. United States v. Guerra, 94 F.3d 989, 995 (5th Cir.1996).
. Matthew v. Johnson, 201 F.3d 353, 364 (5th Cir.2000) (quoting North Carolina v. Alford, 400 U.S. 25, 31, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970)) (internal quotation marks omitted).
. Id. at 364-65.
. Id. at 365.
. Fed. R.Crim. P. 11(b)(2).
. Cf. United States v. Rodriguez, 197 F.3d 156, 158 (5th Cir.1999) (noting that Federal Rule of Criminal Procedure 11 prohibits courts from participating in plea negotiations, in part to lessen the likelihood of judicial coercion of a guilty plea, regardless of whether the coercion would actually render the plea involuntary); Fed. R.Crim. P. 11(c)(1) ("An attorney for the government and the defendant’s attorney, or the defendant when proceeding pro se, may discuss and reach a plea agreement. The court must not participate in these discussions.”).
. Cf. United States v. Woolley, 123 F.3d 627, 632-34 (7th Cir.1997) (holding that the defendant voluntarily entered into a guilty plea and an appeal waiver when the court, after learn
. See Matthew, 201 F.3d at 366.
. 197 F.3d at 157-59 (vacating the defendant's guilty plea because the district court impermissibly affected the plea negotiations by refusing the defendant’s repeated requests for more time before entering his plea, indicating that the defendant would be found guilty if he chose to go to trial, and asking the defendant whether he was "sure” he wanted to go to trial).
. United. States v. Powell, 354 F.3d 362, 370 (5th Cir.2003).
. See id.
. Id.
. Fed. R.Crim. P. 11(d)(2)(B); Powell, 354 F.3d at 370.
. 740 F.2d 339, 343-44 (5th Cir.1984).
. Id. (footnotes omitted).
. Powell, 354 F.3d at 370.
. United States v. Glinsey, 209 F.3d 386, 397 (5th Cir.2000) (quoting United States v. Hoskins, 910 F.2d 309, 311 (5th Cir.1990)) (alteration in original).
. Carr, 740 F.2d at 345.
. See United States v. Thomas, 13 F.3d 151, 153 (5th Cir.1994) (holding that the district court did not abuse its discretion in denying the defendant’s motion to withdraw his guilty plea because the defendant made pretextual claims of innocence, waited six weeks before seeking withdrawal, was represented by adequate counsel, and made his plea knowingly and voluntarily); United States v. Badger, 925 F.2d 101, 104 (5th Cir.1991) (holding that the district court did not abuse its discretion in denying the defendant's motion to withdraw his guilty plea because the defendant made his plea knowingly and voluntarily, was effectively represented by counsel, did not assert his innocence, and waited three weeks before requesting withdrawal); Carr, 740 F.2d at 345-46 (holding that the district court did not abuse its discretion in denying the defendant's motion to withdraw his guilty plea because, even though the defendant asserted his innocence, he waited 22 days to request withdrawal, had no valid excuse for the delay, was assisted by highly effective counsel, would have substantially inconvenienced the court and wasted judicial resources, and made his plea knowingly and voluntarily).
. Badger, 925 F.2d at 104; see also Powell, 354 F.3d at 367, 370-71 (upholding an order that, without any explanation, denied a motion to withdraw a guilty plea).
. Badger, 925 F.2d at 104.
. United States v. Duhon, 440 F.3d 711, 714 (5th Cir.2006), pet. for cert. filed (U.S. May 18, 2006) (No. 05-11144).
. U.S.S.G. § 4B1.1(a) (2003) (emphasis added).
. 305 F.3d 352, 352-53 (5th Cir.2002), cert. denied, - U.S. -, 126 S.Ct. 1393, 164 L.Ed.2d 96 (2006).
. 131 S.W.3d 497, 500 (Tex.Crim.App.2004).
. Id. at 498.
. Id. at 502.
. But see Caldwell v. Quarterman, - U.S. -, 127 S.Ct. 431, 432, 166 L.Ed.2d 301 (2006) (Stevens, J., statement respecting denial of petition for certiorari) (concluding that "[a]n order of deferred adjudication probation is not a conviction, and it is therefore not a 'judgment' under Texas law” (citing Davis v. State, 968 S.W.2d 368, 371 (Tex.Crim.App.1998))).
. Taylor, 131 S.W.3d at 500 n. 13.
. Id.
. See id. at 502; see also Caldwell v. Dretke, 429 F.3d 521, 528 (5th Cir.2005) (noting that under Texas law, a defendant "may appeal issues relating to the original plea proceedings when the deferred adjudication community supervision is first imposed” and may only raise issues relating to the conviction, such as evidentiary supervision, when community supervision is originally imposed) (citing Manuel v. State, 994 S.W.2d 658, 661-62 (Tex.Crim.App. 1999)), cert. denied, — U.S. —, 127 S.Ct. 431, 166 L.Ed.2d 301, and cert. denied, — U.S. —, 127 S.Ct. 548, 166 L.Ed.2d 365 (2006).
. 544 U.S. 13, 125 S.Ct. 1254, 161 L.Ed.2d 205 (2005) (holding that a district court could not look at police reports to determine whether a defendant was previously convicted of generic burglary for purposes of the Armed Career Criminal Act, 18 U.S.C. § 924(e)).
. See Tex.Code Crim Proc. art. 42.12 § 5(a) (“[W]hen in the judge’s opinion the best interest of society and the defendant will be served, the judge may, after receiving a plea of guilty or plea of nolo contendere, hearing the evidence, and finding that it substantiates the defendant's guilt, defer further proceedings without entering an adjudication of guilt, and place the defendant on community supervision.” (emphasis added)).
. United States v. Joshua, 305 F.3d 352, 352-53 (5th Cir.2002) (holding that "a nolo con-tendere plea to robbery successfully discharged by a deferred adjudication” is a conviction for purposes of U.S.S.G. § 4B1.1), cert. denied, - U.S. -, 126 S.Ct. 1393, 164 L.Ed.2d 96 (2006).
. United States v. Mares, 402 F.3d 511, 519 (5th Cir.), cert. denied, — U.S. —, 126 S.Ct. 43, 163 L.Ed.2d 76 (2005).
. See United States v. Duhon, 440 F.3d 711, 715-16 (5th Cir.2006), pet. for cert. filed (U.S. May 18, 2006) (No. 05-11144); United States v. Alonzo, 435 F.3d 551, 553 (5th Cir.2006); Mares, 402 F.3d at 519.
. United States v. Carbajal, 290 F.3d 277, 287 (5th Cir.2002) (internal quotation marks omitted).
. United States v. Smith, 440 F.3d 704, 706 (5th Cir.2006).
. See id. at 707 (noting that post-Booker a sentence imposed within a properly calculated Guidelines range is afforded a rebuttable presumption of reasonableness).