United States v. Handlon

Case: 22-50075 Document: 00516547077 Page: 1 Date Filed: 11/16/2022
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
FILED
November 16, 2022
No. 22-50075 Lyle W. Cayce
Clerk
United States of America,
Plaintiff—Appellee,
versus
Robert Michael Handlon,
Defendant—Appellant.
Appeal from the United States District Court
for the Western District of Texas
USDC No. 7:12-CR-314-2
Before Higginbotham, Southwick, and Higginson, Circuit
Judges.
Stephen A. Higginson, Circuit Judge:
Robert Michael Handlon is serving a federal sentence of 240 months’
imprisonment for conspiring to possess and distribute methamphetamine
and hydrocodone. Since July 2020, Handlon has filed three motions for
compassionate release pursuant to 18 U.S.C. § 3582(c)(1)(A)(i). The district
court rejected Handlon’s first motion because he had failed to exhaust his
administrative remedies, and denied Handlon’s second motion on the merits
on November 18, 2020. More than a year later, Handlon filed a third motion
for compassionate release. The district court denied the third motion “for
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No. 22-50075
the same reasons stated in” its November 18, 2020 order. Handlon now
appeals the district court’s order denying his third motion. Because the
district court did not provide a sufficient factual basis for us to exercise
appellate review, we VACATE the district court’s order and REMAND
for further proceedings.
I.
From 1976 to 2018, federal law did not authorize prisoners like
Handlon to file motions to reduce their sentences. Instead, during this
period, the Bureau of Prisons (“BOP”) had the exclusive power to file
compassionate-release motions. See 18 U.S.C. § 4205(g) (repealed 1987);
Pub. L. No. 98-473, Title II, ch. 2, § 212(a), 98 Stat. 1837, 1998 (1984)
(enacting 18 U.S.C. § 3582(c)); United States v. Shkambi, 993 F.3d 388, 390-
91 (5th Cir. 2021) (explaining this history). To obtain compassionate release
for a prisoner, BOP had to show that relief was “consistent with applicable
policy statements issued by the Sentencing Commission,” among other
requirements. Shkambi, 993 F.3d at 391. In 2006, the Sentencing
Commission first issued a policy statement explaining what circumstances
could justify a sentence reduction. See U.S.S.G. § 1B1.13; Shkambi, 993 F.3d
at 391.
In 2018, the First Step Act amended Title 18 to permit prisoners to
bring compassionate-relief motions on their own behalf. See Shkambi, 993
F.3d at 391. Now, under § 3582(c)(1)(A)(i), a district court can modify a term
of imprisonment on a defendant’s motion if, after considering the factors
listed in 18 U.S.C. § 3553(a), 1 the district court concludes that
1
Some of the § 3553(a) factors include “the nature and circumstances of the
offense and the history and characteristics of the defendant”; “the need for the sentence
imposed” “to reflect the seriousness of the offense, to promote respect for the law, and to
provide just punishment for the offense,” “to afford adequate deterrence to criminal
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“extraordinary and compelling reasons” warrant a reduction and a reduction
“is consistent with applicable policy statements issued by the Sentencing
Commission.” 18 U.S.C. § 3582(c)(1)(A)(i).
Even though the text of § 1B1.13 refers only to “motion[s] of the
Director of the Bureau of Prisons,” U.S.S.G. § 1B1.13, some courts
continued to treat § 1B1.13 and its conditions as binding on compassionate-
relief motions filed by prisoners. In United States v. Shkambi, we clarified that
§ 1B1.13 does not bind district courts addressing prisoners’ motions under
§ 3582. 993 F.3d at 393. After Shkambi, “our usual practice” has been to
vacate and remand a district court’s denial of a prisoner’s motion where the
court “did not have the benefit of Shkambi” and “mistakenly concluded that
[§] 1B1.13 governed its analysis.” United States v. Jackson, 27 F.4th 1088,
1089 (5th Cir. 2022).
Handlon’s second compassionate-release motion was submitted and
decided before Shkambi. Relevant here, Handlon asserted that the COVID-
19 pandemic was an extraordinary and compelling reason for a sentence
reduction, and explained that he had suffered “lung issues” as a result of a
COVID-19 infection. In response, the government contended that COVID-
19 was not an extraordinary and compelling reason within the meaning of §
1B1.13, and the government treated § 1B1.13 as binding in its analysis. The
government also argued that the § 3553(a) factors did not support a sentence
reduction. Among other factors, the government argued that “[n]o sentence
conduct,” “to protect the public from further crimes of the defendant,” and to provide the
defendant with needed “medical care”; “the kinds of sentences available”; “the kinds of
sentence and the sentencing range . . . set forth in the guidelines”; the policy statements of
the Sentencing Commission; “the need to avoid unwarranted sentence disparities”; and
“the need to provide restitution to any victims of the offense.” 18 U.S.C. § 3553(a)(1)-(7).
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reduction [was] necessary to provide [Handlon] with needed medical care,”
in part because Handlon had contracted and recovered from COVID-19.
On November 18, 2020, the district court denied Handlon’s motion.
In its order, the district court noted that it had received Handlon’s moving
papers and the government’s opposition. Then, the district court said,
“[a]fter considering the applicable factors provided in 18 U.S.C. § 3553(a)
and the applicable policy statements issued by the Sentencing Commission,
the [c]ourt [denies] the [d]efendant’s [m]otion on its merits.” The district
court gave no further explanation.
A week after the district court denied motion, Handlon moved for
reconsideration, which the district court denied on November 30, 2020.
On January 21, 2022, Handlon filed a third motion for compassionate
release. While Handlon focused on rebutting the government’s arguments
about his potential danger to the public, he also explained that he had caught
COVID-19 for a second time. Handlon also attached his request to BOP for
compassionate release, which claims that he had suffered “lasting
complications” from COVID-19 like “shortness of breath,” liver issues, and
“memory weakness.” A letter in support of Handlon’s motion, dated
August 29, 2021, corroborates that Handlon’s “liver enzymes have been
affected negatively.” The government did not file an opposition.
The district court denied Handlon’s January 2022 motion in a text
order on the docket. The one-sentence decision explained that the motion
was denied “for the same reasons stated in [the court’s] [o]rder . . . dated
[November 18, 2020].”
Handlon has timely appealed the district court’s denial of his third
compassionate-release motion.
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II.
We review the denial of a motion for compassionate release for abuse
of discretion. United States v. Cooper, 996 F.3d 283, 286 (5th Cir. 2021). A
court abuses its discretion when “it bases its decision on an error of law or a
clearly erroneous assessment of the evidence.” Ward v. United States, 11
F.4th 354, 359 (5th Cir. 2021) (citation omitted).
Construed liberally, Handlon’s brief argues that the district court did
not give a sufficient explanation for denying his third motion. We agree.
It is an abuse of discretion for a district court to deny a motion for
compassionate release without providing “specific factual reasons” for its
decision. United States v. Chambliss, 948 F.3d 691, 693 (5th Cir. 2020). The
amount of explanation required to meet this standard is context dependent.
See Chavez-Meza v. United States, 138 S. Ct. 1959, 1965 (2018) (discussing 18
U.S.C. § 3582(c)(2)); United States v. Pina, 846 F. App’x 268, 269 (5th Cir.
2021) (per curiam) (applying Chavez-Meza to a § 3582(c)(1)(A)(i) motion);
United States v. Shorter, 850 F. App’x 327, 328 (5th Cir. 2021) (per curiam)
(same). Sometimes, “it may be sufficient for purposes of appellate review
that the judge simply relied upon the record, while making clear that he or
she has considered the parties’ arguments and taken account of the § 3553(a)
factors, among others.” Chavez-Meza, 138 S. Ct. at 1965.
In determining whether a district court sufficiently explained itself, we
look to the entire record and the circumstances in which it was created.
Where the judge deciding the compassionate-release motion is the same
judge who sentenced the defendant, the record from the original sentencing
may shed light on the judge’s reasoning as to the compassionate-release
motion. See, e.g., United States v. Sauseda, No. 21-50210, 2022 WL 989371,
at *2 (5th Cir. Apr. 1, 2022) (per curiam). And where the government has
opposed a prisoner’s motion, it may be possible to tell that the district court’s
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order adopted the government’s analysis from its opposition brief. See, e.g.,
United States v. Franco, No. 21-50041, 2022 WL 1316218, at *1 (5th Cir. May
3, 2022) (per curiam); United States v. Pleasant, No. 21-50212, 2021 WL
5913090, at *1 (5th Cir. Dec. 14, 2021) (per curiam).
Applying those principles, our cases have reached inconsistent
results. Take three cases involving orders drafted by the same judge who
denied Handlon’s motions. In United States v. Sauseda, the district court
used the same language to deny Sauseda’s motion as it did in denying
Handlon’s second motion: “After considering the applicable factors
provided in 18 U.S.C. § 3553(a) and the applicable policy statements issued
by the Sentencing Commission, the [c]ourt [denies] the [d]efendant’s
[m]otion[] on its merits.” 2022 WL 989371, at *1. Because “the
[g]overnment did not object or otherwise file any response,” and because the
“judge deciding the motion was not the judge who originally sentenced
Sauseda,” we concluded that the record did not sufficiently illuminate the
district court’s reasoning to permit appellate review. Id. at *2. So we vacated
the order and remanded. Id. at *3. United States v. Suttle went a step further
in vacating an identically worded order even though the government had filed
an opposition to the motion. No. 21-50576, 2022 WL 1421164, at *1, *1 n.6
(5th Cir. May 5, 2022) (per curiam). We decided that “the district court did
not adopt the [g]overnment's reasoning, or otherwise indicate that the
[g]overnment's arguments provided the ‘specific factual reasons’ for its
decision.” Id. at *1 n.6. However, in United States v. White, we reached the
opposite conclusion with respect to the same boilerplate order where the
government filed an opposition. No. 21-50943, 2022 WL 1699467, at *1 (5th
Cir. May 26, 2022) (per curiam). We explained that “the denial of relief was
based in part on an independent assessment of the § 3553(a) factors, which
the [g]overnment had argued as an additional basis for denying the motion.”
Id.
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We need not resolve how Suttle and White should be reconciled
because this case is more extreme. The government opposed Handlon’s
second motion, and a judge who had not sentenced Handlon denied his
motion “[a]fter considering the applicable factors provided in 18 U.S.C. §
3553(a) and the applicable policy statements issued by the Sentencing
Commission”—the exact language and circumstances at issue in Suttle and
White. But the order on appeal here is the district court’s denial of Handlon’s
third motion. And the reason given for denying Handlon’s third motion was
simply “the same reasons stated in [the court’s] [o]rder” denying the second
motion.
Even assuming the order denying Handlon’s second motion was
“based in part on an independent assessment of the § 3553(a) factors, which
the [g]overnment had argued as an additional basis for denying the motion,”
White, 2022 WL 1699467, at *1, we cannot draw the same inference about
the order denying Handlon’s third motion. The government did not file an
opposition to the third motion, so the district court did not have any
reasoning to incorporate by reference in its order. That matters because
Handlon’s third motion presented new factual circumstances relating to the
need to provide the defendant with “medical care . . . in the most effective
manner,” 18 U.S.C. § 3553(a)(2)(D), which the district court could not have
considered before. Specifically, Handlon stated that he had caught COVID-
19 a second time and included evidence that he had suffered serious
complications as a result. Since the district court’s original order did not
explain how it balanced the § 3553(a) factors or its specific factual
conclusions as to any of those factors, it is impossible to tell how the district
court would have considered this new information. And the government’s
earlier opposition, which we assume for the sake of argument formed the
basis for the district court’s analysis, see White, 2022 WL 1699467, at *1,
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rested on an assumption that Handlon had “recovered from COVID-19.” As
Handlon’s motion asserts, this may no longer be true.
Litigants sometimes pepper a district court with repetitive motions,
and orders invoking “the same reasons stated” in an earlier ruling are an
important docket-management tool. But a court cannot deny a second or
subsequent motion for compassionate release “for the reasons stated” in a
prior denial where the subsequent motion presents changed factual
circumstances and it is not possible to discern from the earlier order what the
district court thought about the relevant facts. As we explained, this is the
case here. Cf. United States v. Montoya-Ortiz, No.21-50326, 2022 WL
2526449, at *3 (5th Cir. July 7, 2022) (per curiam) (affirming “perfunctory
one-page order” denying subsequent motion because court had issued
fifteen-page order addressing prior motion and the defendant’s “new
theories and evidence” would not have changed the court’s prior analysis).
Finally, the district court’s order also poses a Shkambi problem.
Maybe the district court considered Handlon’s second COVID-19 case and
his other arguments, decided that the § 3553(a) did weigh in favor of release,
but persisted in adopting the government’s argument that the binding
§ 1B1.13 policy statement foreclosed relief. If the district court had made that
mistake, we would vacate the order and remand under Shkambi. See Jackson,
27 F.4th at 1089. Yet the order is too cryptic to make clear whether the
district court committed a legal error.
Handlon’s third compassionate-release motion may have little chance
of success. But judges have an obligation to say enough that the public can
be confident that cases are decided in a reasoned way. See Chavez-Meza, 138
S. Ct. at 1963-64 (discussing Rita v. United States, 551 U.S. 338, 356 (2007)).
Accordingly, we VACATE the district court’s order denying Handlon’s
motion for compassionate release and REMAND for reconsideration
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consistent with this opinion. Handlon’s motion to appoint counsel is
DENIED as moot.
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