Jeremiah Davis v. United States

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 18a0189p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
JEREMIAH DAVIS, ┐
Petitioner-Appellee, │
│
> No. 17-5659
v. │
│
│
UNITED STATES OF AMERICA, │
Respondent-Appellant. │
┘
Appeal from the United States District Court
for the Eastern District of Tennessee at Knoxville.
Nos. 3:01-cr-00083; 3:16-cv-00244; 3:16-cv-00688—Robert Leon Jordan, District Judge.
Argued: July 31, 2018
Decided and Filed: August 16, 2018*
Before: GILMAN, GIBBONS, and THAPAR, Circuit Judges.
_________________
COUNSEL
ARGUED: Luke A. McLaurin, UNITED STATES ATTORNEY’S OFFICE, Knoxville,
Tennessee, for Appellant. Laura E. Davis, FEDERAL DEFENDER SERVICES OF EASTERN
TENNESSEE, INC., Knoxville, Tennessee, for Appellee. ON BRIEF: Luke A. McLaurin,
UNITED STATES ATTORNEY’S OFFICE, Knoxville, Tennessee, for Appellant. Laura E.
Davis, FEDERAL DEFENDER SERVICES OF EASTERN TENNESSEE, INC., Knoxville,
Tennessee, for Appellee.
*This decision was originally filed as an unpublished opinion on August 16, 2018. The court has now
designated the opinion for publication.
No. 17-5659 Davis v. United States Page 2
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OPINION
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GIBBONS, Circuit Judge. The government appeals the district court’s grant of habeas
relief to Jeremiah Davis. Because Tennessee reckless aggravated assault, § 39-13-102(a)(1), is a
crime of violence under the use-of-force clause of the Armed Career Criminal Act (the “ACCA”)
and the Shepard documents show that Davis was convicted under subsection (a)(1), we reverse
the judgment of the district court.
I.
In 2001, Jeremiah Davis pled guilty to possessing a firearm as a felon under 18 U.S.C.
§ 922(g)(1). United States v. Davis, 52 F. App’x 738, 738 (6th Cir. 2002). He was sentenced as
an armed career criminal under the ACCA based on three prior Tennessee aggravated assault
convictions. Two of his aggravated assault convictions occurred before 1993 under an earlier
version of the statute. The substantive language of the previous and current versions of the
Tennessee aggravated assault statutes is nearly identical. Compare Tenn. Code Ann. § 39-13-
102 (1990), with Tenn. Code Ann. § 39-13-102. The main difference is that the current version
lists reckless aggravated assault and knowing/intentional aggravated assault as separate
subsections and reduces reckless aggravated assault from a Class C to a Class D felony. Tenn.
Code Ann. § 39-13-102 (1994). Davis’s conviction and sentence were affirmed on appeal.
Davis, 52 F. App’x at 739.
In 2016, Davis filed a petition for habeas corpus, arguing that under Johnson v. United
States (Johnson II), 135 S. Ct. 2551 (2015), his two earlier aggravated assault convictions were
not predicate crimes under the ACCA. The district court agreed, noting that this court had
already concluded in United States v. McMurray that reckless aggravated assault did not qualify
as a violent felony under the ACCA’s use-of-force clause. 653 F.3d 367, 377 (6th Cir. 2011).
The district court also rejected the government’s argument that Voisine v. United States, 136 S.
Ct. 2272 (2016), had overruled McMurray by holding that the ACCA’s use-of-force clause
encompassed reckless conduct. Accordingly, the district court determined that Davis could have
No. 17-5659 Davis v. United States Page 3
been sentenced as an armed career criminal based only on the residual clause and was therefore
entitled to Johnson II relief. The government timely appealed.
II.
When reviewing a district court’s grant of habeas under § 2255, this court “appl[ies] a
clearly erroneous standard to its factual findings and review[s] its conclusions of law de novo.”
Braden v. United States, 817 F.3d 926, 929 (6th Cir. 2016) (quoting Hyatt v. United States,
207 F.3d 831, 832 (6th Cir. 2000). Whether an ACCA predicate crime qualifies as a violent
felony under Johnson II is a legal question that we review de novo. Id.
A.
The ACCA imposes a sentencing enhancement on defendants with three prior violent
felony convictions. 18 U.S.C. § 924(e)(1). To be a qualifying violent felony under the ACCA,
each prior conviction must be for a “crime punishable by imprisonment for a term exceeding one
year” that (1) “has as an element the use, attempted use, or threatened use of physical force
against the person of another” (the “use-of-force clause”); (2) “is burglary, arson, or extortion,
[or] involves use of explosives” (the “enumerated-offense clause”); or (3) “otherwise involves
conduct that presents a serious potential risk of physical injury to another” (the “residual
clause”). 18 U.S.C. § 924(e)(2)(B). The “residual clause” was found unconstitutional in
Johnson II. 135 S. Ct. at 2563. Thus, Davis is entitled to habeas relief based on Johnson II only
if his Tennessee aggravated assault convictions are not violent felonies under either the use-of-
force or enumerated-offense clauses. Here, the enumerated-offense clause is not applicable, so
the question is whether Tennessee aggravated assault qualifies under the use-of-force clause.
Subsection (a)(1) of the Tennessee aggravated assault statute requires that the offender
commit a regular assault under § 39-13-101 and, additionally, either cause serious bodily injury,
or use or display a deadly weapon. See Tenn. Code Ann. § 39-13-102(a)(1) (1990). Under § 39-
13-101:
No. 17-5659 Davis v. United States Page 4
(a) A person commits assault who:
(1) Intentionally, knowingly or recklessly causes bodily injury to another;
(2) Intentionally or knowingly causes another to reasonably fear imminent
bodily injury; or
(3) Intentionally or knowingly causes physical contact with another and a
reasonable person would regard the contact as extremely offensive or
provocative.
Tenn. Code Ann. § 39-13-101.
In his petition for habeas relief, Davis initially argued, and the district court agreed, that
because Tennessee aggravated assault can be committed with a mental state of recklessness, his
two convictions were not predicate crimes under the ACCA’s use-of-force clause. See
McMurray, 653 F.3d at 377 (holding that Tennessee aggravated assault was not a violent felony
under the use-of-force clause because it encompassed reckless conduct). However, Davis mostly
abandons this argument on appeal and for good reason. After the district court’s decision, this
circuit ruled in United States v. Verwiebe that a mental state of recklessness is sufficient to
qualify a conviction as a crime of violence under the use-of-force clause following the
intervening Supreme Court decision in Voisine, which necessarily overturned this circuit’s
precedent in McMurray. 874 F.3d 258, 262 (6th Cir. 2017) (“[W]e have held that a crime
requiring only recklessness does not qualify as a crime of violence . . . . But since [that
decision], the Supreme Court has found recklessness sufficient to constitute a crime that ‘has, as
an element, the use or attempted use of physical force.’”)
Furthermore, this circuit has subsequently applied Verweibe specifically to the Tennessee
aggravated assault statute, concluding that reckless aggravated assault in Tennessee is a crime of
violence under the use-of-force clause. United States v. Harper, 875 F.3d 329, 330 (6th Cir.
2017) (holding that Verwiebe, while mistaken, governs this case). Although both Verwiebe and
Harper dealt with the use-of-force clause under U.S.S.G § 4B1.2, their holdings apply equally to
the ACCA’s use-of-force clause because both clauses have consistently been construed to have
the same meaning. See, e.g., United States v. Patterson, 853 F.3d 298, 305 (6th Cir. 2017).
Thus, Harper is binding, and § 39-13-101(a)(1) is categorically a crime of violence.
No. 17-5659 Davis v. United States Page 5
B.
Now on appeal, Davis argues that he is alternatively entitled to Johnson II relief because
the government has not adequately shown that his two pre-1993 convictions—before the statute
separated reckless aggravated assault from knowing/intentional aggravated assault—were for the
§ 39-13-101(a)(1) variant of aggravated assault. Specifically, he argues that neither the (a)(2)
variant, which encompasses a parent’s failure to protect a child, nor the (a)(3) variant, which
requires only physical contact that is extremely offensive or provocative, qualifies as a predicate
crime under the ACCA’s use-of-force clause.1 See Tenn. Code Ann. § 39-13-102(a) (1990).
The government has shown, however, that Davis was convicted under the (a)(1) variant.
The government presents charging documents for both of Davis’s pre-1993 aggravated
assault convictions. Both juvenile petitions for the 1991 and 1992 aggravated assaults clearly
indicate that Davis was charged under subsection (a)(1). The 1991 petition states that
“Davis . . . violated T.C.A. 39-13-102, aggravated assault, by shooting Victor Michael Harris
with a deadly weapon, causing serious bodily injury to the victim.” DE 52-1, 1991 Petition,
Page ID 117. And the 1992 petition states that “Davis . . . fir[ed] a handgun at Toi Lamont
Melvin, striking him in the chest and causing serious bodily injury.” DE 52-1, 1992 Petition,
Page ID 119. Neither of these petitions indicates that Davis failed to protect a child under the
(a)(2) variant or was subject to a restraining order—an element necessary for the (a)(3) variant.
Tenn. Code Ann. § 39-13-102(a) (1990).
1The full text of Tenn. Code Ann. § 39-13-102(a) (1990) reads:
(a) A person commits aggravated assault who:
(1) Commits an assault as defined in § 39-13-101 and:
(A) Causes serious bodily injury to another; or
(B) Uses or displays a deadly weapon; or
(2) Being the parent or custodian of a child or the custodian of an adult, intentionally or
knowingly fails or refuses to protect such child or adult from an aggravated assault
described in subsection (a); or
(3) After having been enjoined or restrained by an order, diversion or probation
agreement of a court of competent jurisdiction from in any way causing or attempting
to cause bodily injury or in any way committing or attempting to commit an assault
against an individual or individuals, attempts to cause or causes bodily injury or
commits or attempts to commit an assault against such individual or individuals.
No. 17-5659 Davis v. United States Page 6
Davis argues that these charging documents are not Shepard documents and cannot be
considered because, after a bench trial, the sentencing court can consider only the judge’s formal
rulings of law and findings of fact. However, Davis’s argument is without merit. The Supreme
Court has explicitly directed courts to look at charging documents when determining under
which variant of an offense a defendant had been convicted. See Shepard v. United States,
544 U.S. 13, 16 (2005) (“[A] later court determining the character of an admitted burglary is
generally limited to examining the statutory definition, charging document, written plea
agreement, transcript of plea colloquy, and any explicit factual finding by the trial judge to which
the defendant assented.”); see also Mathis v. United States, 136 S. Ct. 2243, 2249 (2016)
(“[A] sentencing court looks to a limited class of documents (for example, the indictment, jury
instructions, or plea agreement and colloquy) to determine what crime, with what elements, a
defendant was convicted of.”); Descamps v. United States, 570 U.S. 254, 265 (2013) (“[T]he
court could look to reliable materials (the charging document, jury instructions, plea colloquy,
and so forth).”) Although these cases dealt with plea agreements, nothing in them suggests—nor
can we conceive a valid reason why—charging documents cannot be considered when there is a
bench trial rather than a plea. Thus, the juvenile petitions here conclusively show that Davis was
convicted under the (a)(1) variant of Tennessee aggravated assault.
Lastly, Davis argues that the 1992 petition cannot be considered because it originally
charged attempted first-degree murder, but Davis was convicted of aggravated assault. He cites
two cases to support this proposition—United States v. Bernal-Aveja, 414 F.3d 625 (6th Cir.
2005), and United States v. Day, 465 F.3d 1262 (11th Cir. 2006)—but neither helps him. In both
Bernal-Aveja and Day, the defendant was charged with an aggravated version of burglary that
required entry into a dwelling, but both defendants eventually pled guilty to a lesser burglary
charge that did not have the dwelling element. See Bernal-Aveja, 414 F.3d at 628 (6th Cir.
2005); Day, 465 F.3d at 1266. Thus, the Bernal-Aveja and Day courts held that the charging
documents could not be used to prove that the defendants’ convictions were for generic burglary
under the ACCA because the defendants pled to a lesser-included offense that did not contain the
necessary dwelling requirement. Bernal-Aveja, 414 F.3d at 628 (6th Cir. 2005); Day, 465 F.3d
at 1266.
No. 17-5659 Davis v. United States Page 7
In contrast here, the only possible lesser-included offense that Davis could have been
convicted of was the (a)(1) variant of the Tennessee aggravated assault statute, which does
qualify as a predicate crime under the ACCA. Under Tennessee law, “the accused may be
convicted only of a crime which is raised by the indictment or which is a lesser-included offense
thereof.” State v. Rush, 50 S.W.3d 424, 427 (Tenn. 2001). To be a lesser-included offense,
Tennessee law requires that all the statutory elements of the lesser-included offense be included
in the original charge. State v. Burns, 6 S.W.3d 453, 466 (Tenn. 1999). Here, neither the (a)(2)
nor the (a)(3) variant of aggravated assault would have been a lesser-included offense because
the original attempted murder charge did not include the elements needed for a conviction under
those subsections—(a)(2) requires Davis to have been the custodian or guardian of a child, and
(a)(3) requires Davis to have been restrained by some court order. Compare Tenn. Code Ann.
§ 39-13-202(a) (1991) (first-degree murder), with Tenn. Code Ann. § 39-13-102(a) (1990)
(aggravated assault). Therefore, Davis could have been convicted only under the (a)(1) variant
of the Tennessee aggravated assault statute.
III.
Accordingly, because Tenn. Code Ann. § 39-13-101(a)(1) is a crime of violence under
the ACCA’s use-of-force clause and Davis was convicted under the (a)(1) variant, we reverse the
district court’s grant of habeas relief.