United States v. Michael Ferguson

NOT RECOMMENDED FOR PUBLICATION
File Name: 18a0017n.06
No. 17-1176
UNITED STATES COURT OF APPEALS FILED
FOR THE SIXTH CIRCUIT Jan 08, 2018
DEBORAH S. HUNT, Clerk
UNITED STATES OF AMERICA )
)
Plaintiff-Appellee, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE EASTERN
MICHAEL HOWARD FERGUSON, ) DISTRICT OF MICHIGAN
)
Defendant-Appellant. ) OPINION
)
BEFORE: GRIFFIN, KETHLEDGE, and BUSH, Circuit Judges.
JOHN K. BUSH, Circuit Judge. Michael Ferguson pleaded guilty to a state charge of
being a felon in possession of a firearm based on law enforcement’s finding guns at his home
from a search conducted during a murder investigation. The state court sentenced Ferguson to
twenty-four months of imprisonment. Separately, Ferguson pleaded guilty to a federal felon-in-
possession charge when he was caught selling guns (and drugs) to an undercover officer. The
court below sentenced Ferguson to 105 months of imprisonment, which was within the
recommended Guidelines range of 84 to 105 months, and ordered this sentence to run
consecutively to Ferguson’s undischarged state sentence.
Ferguson appeals, arguing that his sentence is procedurally and substantively
unreasonable because the district court did not adequately explain its reasoning for ordering a
consecutive sentence, relied on unreliable and inaccurate information in reaching its decision,
and erroneously added two points to Ferguson’s criminal-history score. But because the district
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court discussed the factors of 18 U.S.C. § 3553(a) in deciding the length of Ferguson’s sentence
and whether it should run consecutively, we affirm the district court’s imposition of a
consecutive sentence. The district court also did not rely on inaccurate or unreliable information
when it sentenced Ferguson. And even if such reliance were deemed erroneous, it would be
harmless error. So we affirm the district court on this issue as well. We also affirm the district
court’s adding two points to Ferguson’s criminal-history score because Ferguson was still under
probation when he sold one of the guns to the officer on May 19, 2015. We therefore affirm the
district court’s order in all respects.
I
This case arises out of four transactions between Ferguson and an undercover officer
conducted from within the officer’s car at a McDonald’s parking lot in Clinton Township,
Michigan. Ferguson first sold a firearm to the officer in May 2015. In June 2015, Ferguson sold
Vicodin pills to that same officer. The officer noticed that a young child was in Ferguson’s car
during this transaction. In July 2015, Ferguson sold the officer another firearm and two 17-round
magazines. Finally, Ferguson sold yet another firearm to the officer in September 2015.
Also in September 2015, the Detroit Police Department investigated Ferguson for his
possible involvement in the murder of a man named Osean Lockett. A witness named William
McKithen reported that he saw Ferguson, wearing a mask and brass knuckles, approach Lockett
from behind and punch Lockett in the back of his head. According to McKithen, Ferguson then
dragged Lockett to Ferguson’s backyard, and McKithen heard gun shots shortly thereafter.
McKithen’s account of events led to a search of Ferguson’s home, during which law
enforcement found a black mask, brass knuckles, and three loaded guns. Ferguson admitted to
owning brass knuckles and a black mask, but he denied being involved in Lockett’s murder and
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denied ever selling firearms after July 6, 2015. Ferguson was charged in state court for
murdering Lockett and with a felony firearms count. The state prosecutor later dropped the
murder charge, and Ferguson pleaded guilty to the felony firearms count for possessing one of
the guns found in his home during the search. He received a two-year state prison sentence.
As for the three guns that Ferguson sold to the undercover officer, Ferguson was charged
federally for being a felon in possession of a firearm. He pleaded guilty. The presentence
investigation report (“PSR”) recommended a Guidelines range of 84 to 105 months. Ferguson
objected to certain findings in the PSR, arguing that his criminal history was overstated and that
the probation department erroneously added two points to his criminal history under the
assumption that he was on probation at the time he sold one of the guns. At sentencing, Ferguson
argued for a “downward departure or a downward variance” and a sentence of forty months.
Also, Ferguson briefly asked that his sentence be offset by the six months that he had already
served on his state-court sentence. The government argued for an upward variance and a
sentence of 120 months, adding that such a sentence should run consecutively with Ferguson’s
two-year state sentence because each sentence involved separate crimes.
The district court rejected both parties’ arguments, while commenting that the
government likely had “better” support for an upward variance. As part of this discussion, the
district court expressed concern that Ferguson was apparently “taking his daughter to work” and
that he was selling not just guns but also drugs. The district court noted that it would not rely on
McKithen’s statements to make a variance determination, but that it would rely on “information
provided to the police by McKithen before he testified” and acknowledged the items found at
Ferguson’s residence and their consistency with the witness’s report of the murder of Lockett.
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Despite noting these considerations, the district court, as discussed, still rejected the
government’s request for an upward variance.
Ultimately, the district court concluded that the probation department had correctly
calculated a Guidelines range of 84 to 105 months and sentenced Ferguson to 105 months of
imprisonment that would run consecutively to Ferguson’s state sentence. In doing so, the district
court discussed the § 3553(a) factors, specifically noting the seriousness of Ferguson’s offense
and his apparent lack of respect for the law and failure to learn from previous violations.
Ferguson filed a timely notice of appeal on February 16, 2017.
III
We must vacate a sentence by a district court if the district court abused its discretion and
imposed an unreasonable sentence. Gall v. United States, 552 U.S. 38, 56 (2007). A sentence
may be unreasonable either procedurally or substantively, or both. United States v. Houston,
529 F.3d 743, 753 (6th Cir. 2008). A sentence is procedurally unreasonably if the district court
incorrectly calculates the Guidelines range, “treat[s] the Guidelines as mandatory, fail[s] to
consider the § 3553(a) factors, select[s] a sentence based on clearly erroneous facts, or fail[s] to
adequately explain the chosen sentence—including an explanation for any deviation from the
Guidelines range.” Gall, 552 U.S. at 51 (2007). “A sentence may be considered substantively
unreasonable when the district court selects a sentence arbitrarily, bases the sentence on
impermissible factors, fails to consider pertinent § 3553(a) factors, or gives an unreasonable
amount of weight to any pertinent factor.” United States v. Brown, 501 F.3d 722, 724 (6th Cir.
2007). Ultimately, a sentence imposed must, among other things, be “sufficient, but not greater
than necessary . . . , to reflect the seriousness of the offense, to promote the respect for the law,
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and to provide just punishment for the offense.” 18 U.S.C. § 3553(a); see United States v.
Robinson, 778 F.3d 515, 519 (6th Cir. 2015).
Ferguson contends that the district court did not adequately explain its reasoning for
ordering a consecutive sentence, decided his sentence based on unreliable and inaccurate
information, and erroneously added two points to his criminal-history score. He also argues that
his sentence is substantively unreasonable. For the reasons that follow, we find his arguments
unpersuasive.
A. The Consecutive Sentence
Ferguson argues that the district court did not adequately explain its reasons for imposing
a consecutive sentence on him, pointing out that “the district court did not mention
USSG § 5G1.3 even once.” But Ferguson did not object at the sentencing hearing to the district
court’s explanation for imposing a consecutive sentence. We therefore review for plain error. See
United States v. Harmon, 607 F.3d 233, 236 (6th Cir. 2010).
“[I]n determining whether the terms imposed are to be ordered to run concurrently or
consecutively, [the court] shall consider . . . the factors set forth in [18 U.S.C. §] 3553(a).”
18 U.S.C. § 3584(b). When imposing a consecutive sentence, a district court does not abuse its
discretion, let alone plainly err, if it “makes generally clear the rationale under which it has
imposed the consecutive sentence and seeks to ensure an appropriate incremental penalty for the
instant offense.” United States v. Berry, 565 F.3d 332, 342 (6th Cir. 2009).
Here, the district court did not explicitly mention §5G1.3, the Guideline on consecutive
sentences. But this is not dispositive, which Ferguson himself concedes. The district court made
clear its rationale for imposing a consecutive sentence when it discussed the § 3553(a) factors’
relation to Ferguson. See United States v. Williams, 664 F. App’x 517, 520 (6th Cir. 2016).
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Moreover, the district court’s rationale was consistent with the relevant commentary for
USSG §5G1.3, so Ferguson was not prejudiced by any error, assuming one even occurred. See
United States v. Olano, 507 U.S. 725, 734 (1993).
Ferguson’s state felon-in-possession conviction involved unrelated conduct to his federal
felon-in-possession conviction: the state conviction resulted from a different gun possession (the
guns found during the search of his home) than the one underlying the federal conviction (the
guns sold in the summer of 2015). Accordingly, the Guidelines advised the district court here to
“achieve a reasonable incremental punishment for [Ferguson’s] instant offense” when deciding
between concurrent and consecutive sentences. See USSG §5G1.3(d); §5G1.3(d), comment.
(n.4). The commentary to §5G1.3(d) lists various factors for district courts to consider in
reaching a “reasonable incremental punishment.” Among those factors are the § 3553(a)
considerations themselves, which we have held are sufficient to support a consecutive sentence.
Williams, 664 F. App’x at 521 (citing Berry, 565 F.3d at 343). Although the district court here
did not repeat its § 3553(a) analysis for its decision to impose a consecutive sentence, we have
never held that such repetition is necessary. Id. Rather, the district court’s determination of the
length of Ferguson’s sentence and its decision to impose a consecutive sentence “were
intertwined.” See United States v. Johnson, 640 F.3d 195, 209 (6th Cir. 2011).
The district court first noted that it could settle on a sentence within the Guidelines range
that was, as required, “sufficient but not greater than necessary to reflect the seriousness of this
offense conduct.” It took “into account the offense conduct and the offender’s background,” as
well as the factors of deterrence and incapacitation. It discussed that Ferguson had “not learned
from previous encounters with courts” and that his history “reveals increasingly concerning
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behavior.” Finally, in light of those considerations, the district court went on to order the length
of Ferguson’s sentence and whether it would run consecutively:
[T]he Court, having considered the sentencing guidelines and the factors
contained in Section 3553(a) of Title 18, hereby commits the defendant,
[] Ferguson, to the custody of the United States Bureau of Prisons for a term of
105 months. This term shall be served consecutively to the term of imprisonment
the defendant is currently serving with the Michigan Department of Corrections.
The foregoing is a sufficient explanation for imposing a consecutive sentence. Therefore,
we hold that the district court did not plainly err in ordering Ferguson’s sentence to run
consecutively with his undischarged state sentence.
B. The Evidence
When challenging the evidence considered by a district court at sentencing, “the
defendant must establish that the challenged evidence is materially false or unreliable, and that
such false or unreliable information actually served as the basis for the sentence.” United States
v. Robinson, 898 F.2d 1111, 1116 (6th Cir. 1990) (emphasis added). Ferguson argues that the
district court relied on three allegedly untrue premises: (1) that he had been involved in the
murder of Lockett, (2) that his bare arrest records supported that he acted violently in the past,
and (3) that he took his daughter with him to the gun sales. But the district court does not appear
to have actually relied on any of these premises when it sentenced Ferguson. Even if it did, these
facts were not materially false or unreliable, and any reliance on them by the district court would
have been harmless.
Ferguson first contends that the district court erroneously relied on McKithen’s statement
that he saw Ferguson punch Lockett with brass knuckles while wearing a mask. According to
Ferguson, this statement constitutes “double hearsay” and the district court did not find sufficient
corroborating evidence to accept the statement.
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District courts are free to consider hearsay and facts relating to unconvicted conduct at
sentencing. See United States v. Davis, 170 F.3d 617, 622 (6th Cir. 1999) (explaining that
hearsay is admissible at sentencing); United States v. Milton, 27 F.3d 203, 208 (6th Cir. 1994)
(“This circuit clearly allows district courts to consider acquitted conduct at sentencing.”).
Hearsay evidence, however, must still “bear some minimal indicia of reliability.” United States
v. Silverman, 976 F.2d 1502, 1512 (6th Cir. 1992).
When considering the government’s argument for an upward variance, the district court
expressly stated that it would not rely on McKithen’s statements. But the district court did
explain that it would rely on the information McKithen provided to the police “indicating that he
saw a man he recognized to be the defendant with brass knuckles,” that the man was wearing a
mask, and that brass knuckles and a mask were found at Ferguson’s home. This information,
according to the district court, gave it “that much greater concern about the defendant’s criminal
trajectory.” Nonetheless, the district court rejected the requested upward variance. Later, when
the district court actually sentenced Ferguson, it did not even mention McKithen’s statements. At
any rate, even if the district court had relied on McKithen’s statements, and even if they were
hearsay, the mask and brass knuckles found in the search of Ferguson’s home provide sufficient
indicia of reliability to support the statements. We therefore hold that the district court did not
abuse its discretion, even assuming it relied on McKithen’s statements.
Ferguson also takes issue with the district court’s treatment of four dismissed charges
from his arrest records. Ferguson was charged with five counts in November 2012 arising from a
single incident: assault with a dangerous weapon; assaulting, resisting, and obstructing a police
officer (comprising two counts); felony firearm possession; and carrying a concealed weapon.
Ferguson pleaded guilty to carrying a concealed weapon, and the other four charges were
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dismissed. At sentencing in this case, when arguing for a downward departure, Ferguson’s
lawyer contended that “none of Ferguson’s prior conduct involved crimes or even allegations of
violence” (emphasis added). In response, and again in arguing against a downward departure, the
government referenced the four dismissed charges from November 2012 as an example of at
least alleged violent conduct. Ferguson now argues that the district court “appeared to accept”
this claim by the government regarding his history of violent conduct when the court stated that
“[t]he trajectory of offenses here is disturbing.” Because, according to Ferguson, due process
does not allow the use of bare arrest records for sentencing, the district court erred in making
such a conclusion.
Prior arrest records may be considered when there are specific facts available concerning
the arrests. See United States v. Matheny, 450 F.3d 633, 642 (6th Cir. 2006). And as already
discussed, district courts may consider unconvicted conduct at sentencing. But more importantly,
the district court made this statement only in the context of considering and rejecting Ferguson’s
request for a downward departure. When the district court sentenced Ferguson and explained its
reasoning, the court made no mention of these four dismissed charges. Ferguson therefore cannot
establish that these records formed a basis of his sentence, and his argument for improper
reliance fails accordingly.
We now turn to the district court’s discussion of the presence of Ferguson’s daughter at
the illegal sales. When considering the government’s argument for an upward variance, the
district court commented that Ferguson’s “[t]aking his daughter to work is not supposed to
include having her in the back seat when he’s selling guns on the street. And he was selling not
just guns, but whatever illegally came into his possession that might have value.” The district
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court then noted that this fact, along with others, “reveal[s] history and characteristics of the
defendant,” but still rejected the government’s argument for an upward variance.
Ferguson latches on to the district court’s statement here, arguing that the transaction at
which a young girl was alleged to be present was the drug sale, not the gun sale, and that the
young girl seen at the transaction was never proved to be his daughter. Therefore, according to
Ferguson, a remand for resentencing is necessary because “the record provides no clue about
whether this factual difference would have made a difference to this district judge.” We disagree.
A district court’s findings of fact are reviewed for clear error. United States v. Pawlak,
822 F.3d 902, 911 (6th Cir. 2016). But under the harmless error rule, any such error that “does
not affect substantial rights must be disregarded.” See Fed. R. Crim. P. 52(a); United States v.
Kilpatrick, 798 F.3d 365, 378 (6th Cir. 2015). The district court made the statement about
Ferguson’s daughter when considering, and ultimately rejecting, the government’s argument for
an upward variance. The court did not mention Ferguson’s bringing his daughter to one of the
gun sales when it sentenced him. Regardless, assuming that this young girl was not actually
Ferguson’s daughter, such a fact seems more troubling than if she had been his actual daughter.
And as for the distinction between gun and drug sales, although the district court mentioned gun
sales, in its very next sentence it noted that the sales were not just gun sales, but also illegally
possessed items, such as drugs. In other words, the pertinent fact relied upon by the district court,
to the extent the court even relied on it, was that Ferguson took a young girl to one of his illegal
sales. Whether she was his daughter and whether the sales were of a gun as opposed to drugs are
issues that did not affect the sentence. Therefore any finding as to those issues, even assuming it
was clearly erroneous, was harmless.
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C. The Criminal-History Points
Under USSG §4A1.1(d), two points are added to a defendant’s criminal history “if the
defendant committed the instant offense while under any criminal justice sentence, including
probation, parole, supervised release, imprisonment, work release, or escape status” (emphasis
added). The commentary to §4A1.1(d) adds that “[f]or the purposes of this subsection, a
‘criminal justice sentence’ means a sentence countable under §4A1.2 . . . having a custodial or
supervisory component, although active supervision is not required for this subsection to apply.”
On September 18, 2014, Ferguson was sentenced by a Michigan state court to eight
months of probation. On May 19, 2015, eight months and one day later, Ferguson sold one of the
guns to the undercover officer. Ferguson’s probation officer reported in the PSR that Ferguson’s
case was “officially closed” on May 20, 2015, and stated that “a copy of that discharge order was
requested, received and is available for [the district court’s] review.” During the sentencing
hearing, the district court, relying on the state court’s records, found that “reasonably reliable
information” supported the finding that Ferguson was still under probation as of May 19, 2015,
and explained that it was “confirm[ing] the probation officer’s report as stated.” So the district
court added two points to Ferguson’s criminal-history score, which the PSR recommended. We
generally review sentencing enhancements de novo. See United States v. Groenendal, 557 F.3d
419, 422 (6th Cir. 2009). But see id. (explaining that if a sentence adjustment “depends heavily
on factual determinations,” we review only for clear error). Under de novo review, we affirm the
district court’s adding two criminal-history points to Ferguson’s criminal history.
Michigan Compiled Laws § 771.2(5) provides that the trial court “shall, by order . . . fix
and determine the period” of probation. Under § 771.5(1), even though that initial probationary
period terminates, the court retains discretion to amend or extend the probationary period so long
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as the extension does not exceed the maximum period of probation allowed. See id.; People v.
Marks, 65 N.W.2d 698, 701–02 (Mich. 1954). Or “the court may discharge the probationer from
further supervision.” Mich. Comp. Laws § 771.5(1). The court may even extend the probationary
period ex parte without giving the probationer notice or an opportunity to be heard. People v.
Kendall, 370 N.W.2d. 631, 632 (Mich. Ct. App. 1985). When the initial period of probation set
by the court under § 771.2(5) terminates, the probation officer must “report that fact and the
probationer’s conduct during the probationary period to the court.” Mich. Comp.
Laws § 771.5(1). Michigan’s manual for probation officers instructs them to “review the
probationer’s file in a timely fashion.” Manual for District Court Probation Officers, § 7-08
Discharge, http://courts.mi.gov/administration/SCAO/Resources/Documents/Publications/Manua
ls/prbofc/prb.pdf (last visited Dec. 18, 2017). If the probation officer determines that the
probationer has met the conditions of his probation, the officer “should prepare a Motion and
Order for Discharge from Probation” and give it to the judge. Id. (emphasis added). According to
the Michigan Attorney General in 1920, even if the probation officer fails to submit his report,
the probationer is “a ward of the court” until he is discharged:
The question is raised as to the failure of the probation officer to make such report
to the court on or before the day the probation period ends. It is our opinion that
this has no effect whatever on the relation of the court to the parties involved. The
person under probation is, in a sense, a ward of the court until such time as he is
discharged from such probation by the court . . . . The person under probation is
entitled to a hearing on his discharge, but not as a matter of right on the very day
that his probation period may expire, but at such time after the expiration of his
probation period as may be reasonable and at the convenience of the court.
Op. Att’y Gen. Mich., No. 61 (Aug. 12, 1920) (emphasis added). When a probationer is
discharged from probation, an entry of discharge must be filed with the court and the probationer
is entitled to a certified copy of the entry of discharge. Mich. Comp. Laws § 771.6.
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Accordingly, under Michigan law, the relevant date for determining whether a
probationer is still under probation for purposes of a two-point enhancement under the
Guidelines, or under a “criminal justice sentence” having a “custodial component,” appears to be
the discharge date. Under § 771.5(1), upon the entry of discharge from probation, the probationer
is being “discharged from further supervision,” implying that, till that point, the probationer is
still under supervision. The text of § 771.5(1) even uses the term “probationer” to refer to a
defendant whose initial probation period has already ended. And the required action in § 771.6—
the entry of a discharge—is conditioned on the probationer’s actual discharge, rather than the
expiration of the probation period. That is, § 771.6 does not require an entry of discharge simply
upon the expiration of the probation period, but rather upon the actual discharge. The probation
period’s expiration has no effect in and of itself. But even if the discharge date is not the
operative date upon which probation terminates, the statutory scheme confirms that, at a
minimum and contrary to Ferguson’s argument, probation does not end automatically upon the
expiration of the initial probationary period.
Here, the state court did not close Ferguson’s case until May 20, 2015. The probation
officer referred to this closure as a discharge order. And the district court affirmed the probation
officer’s report “as stated” after having this discharge order available to it. The district court,
therefore, did not err in construing the facts available to it to hold that Ferguson was still under
probation when he sold the gun on May 19, 2015. We note further that to hold that Ferguson was
not at least under a criminal justice sentence “having a custodial” component would contradict
the sentencing court’s statutorily granted authority to amend or extend Ferguson’s probationary
period. We therefore affirm the district court’s adding two points to Ferguson’s criminal-history
score.
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D. Substantive Reasonableness
Finally, Ferguson contends that his sentence is substantively unreasonable because of his
history, his characteristics, and the nature of the offense. He attempts to characterize his total
time in both federal and state prisons—his 105-month (or eight-years-and-nine-months) federal
sentence that must run consecutively to his undischarged two-year state sentence—as a “nearly
eleven-year sentence” that is “well above the national average.” We review for an abuse of
discretion. See Gall, 552 at 51. Sentences within the Guidelines range are presumptively
reasonable. United States v. Vowell, 516 F.3d 503, 509 (6th Cir. 2008). Ferguson’s federal
sentence was within the Guidelines range, despite his attempt to cobble together his federal and
state sentences to create a cumulative, above-Guidelines sentence. And, as already discussed, the
district court explicitly considered Ferguson’s background, his failure to “learn[] from previous
encounters with the courts,” and the § 3553(a) factors. The district court then deliberately chose
a sentence “sufficient but not greater than necessary to reflect the seriousness of [Ferguson’s]
offense conduct.” Such a decision was not an abuse of discretion. See 18 U.S.C. § 3553(a);
Robinson, 778 F.3d at 519.
IV
In light of the foregoing, we AFFIRM.
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