United States v. Jamael White

RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 23a0016p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
┐
UNITED STATES OF AMERICA,
│
Plaintiff-Appellee, │
> No. 21-3209
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v. │
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JAMAEL WHITE, │
DEFENDANT-APPELLANT. │
┘
Appeal from the United States District Court for the Southern District of Ohio at Cincinnati.
No. 1:20-cr-00022-1—Michael R. Barrett, District Judge.
Argued: March 16, 2022
Decided and Filed: January 31, 2023
Before: MOORE, WHITE, and BUSH, Circuit Judges.
_________________
COUNSEL
ARGUED: Wendy R. Calaway, THE LAW OFFICE OF WENDY R. CALAWAY, CO.,
L.P.A., Cincinnati, Ohio, for Appellant. Mary Beth Young, UNITED STATES ATTORNEY’S
OFFICE, Columbus, Ohio, for Appellee. ON BRIEF: Wendy R. Calaway, THE LAW OFFICE
OF WENDY R. CALAWAY, CO., L.P.A., Cincinnati, Ohio, for Appellant. Kevin Koller,
UNITED STATES ATTORNEY’S OFFICE, Cincinnati, Ohio, for Appellee.
_________________
OPINION
_________________
HELENE N. WHITE, Circuit Judge. Defendant-Appellant Jamael White challenges his
designation as an armed career criminal, arguing that his Ohio aggravated robbery convictions do
not qualify as predicate offenses under the Armed Career Criminal Act (ACCA) because the
Ohio offense can be committed with a mens rea less than purposeful or knowing conduct.
No. 21-3209 United States v. White Page 2
He also argues that his juvenile adjudication for aggravated robbery cannot serve as an ACCA
predicate offense because the government failed to prove the subsection of the statute under
which he was adjudicated, and not all subsections delineate violent felonies. Additionally, White
challenges the constitutionality of using juvenile adjudications to enhance sentences under the
ACCA. Finally, White argues that, to the extent his objections were not adequately preserved,
his trial counsel provided constitutionally deficient counsel. For the reasons set forth below, we
VACATE White’s sentence and REMAND for resentencing consistent with this opinion.
I.
A.
On December 7, 2019, police officers in Cincinnati, Ohio, responded to a “shots fired”
call in the Over-the-Rhine neighborhood. They recovered approximately eight shell casings and
interviewed witnesses. One witness had recorded the incident on video and provided it to the
officers, who suspected that White had pointed a gun at a person in the video. Police
interviewed that person, who said that he knew White and that White had pointed a gun at his
face and demanded his personal property.
Three days later, while surveilling the address White had provided to his parole officer,
police observed White leave the house and enter a vehicle being driven by someone else. Police
performed a traffic stop on the vehicle and found the driver in possession of a firearm, for which
he was later charged. They also found a .40 caliber Hi-Point JCP firearm loaded with nine
rounds of ammunition under the seat where White was seated. White later admitted that the Hi-
Point firearm belonged to him.
B.
A grand jury returned a one-count indictment charging White with being a felon in
possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1), 924(a)(2), and 2. White pleaded
guilty pursuant to a written plea agreement in which he agreed that he had “at least two
convictions for crimes of violence” under the U.S. Sentencing Guidelines, U.S.S.G. § 2K2.1.
R.26, PID 48. The parties noted, however, that they “do not agree on the applicability of
No. 21-3209 United States v. White Page 3
18 U.S.C. § 924(e),” the ACCA’s fifteen-year mandatory-minimum sentence for armed career
criminals, “and are free to argue their respective positions at sentencing.” Id. White waived his
right to appeal his conviction and sentence, except to the extent his sentence exceeded the
statutory maximum.1 The plea agreement’s waiver provision did not, however, bar White from
pursuing claims of ineffective assistance of counsel or prosecutorial misconduct.
The Probation Office recommended that the district court find White to be an armed
career criminal under 18 U.S.C. § 924(e) based on his having three prior convictions for violent
felonies that were committed on different occasions. The final presentence investigation report
(PSR) noted that White was adjudicated guilty of aggravated robbery in violation of Ohio Rev.
Code § 2911.01,2 with accompanying specifications for firearm possession and firearm
facilitation, in Hamilton County Juvenile Court on August 11, 2005, based on an offense date of
June 27, 2005. The PSR also noted that on June 9, 2009, White pleaded guilty and was
convicted of six counts of aggravated robbery, in violation of Ohio Rev. Code § 2911.01(A)(1),
with specifications for having a firearm on or about his person while committing the offenses,
and for possessing, displaying, brandishing, or using a firearm to facilitate the offenses. The
PSR noted that the conduct underlying the first four aggravated robberies occurred on March 19,
2009, and the conduct underlying the last two counts occurred on March 22, 2009. “As the
offenses occurred on different occasions,” the PSR stated, these offenses constituted White’s
second and third violent felony offenses, respectively. R.33, 97.
1
The government does not argue that this appeal is barred by the waiver.
2
The Ohio aggravated robbery statute reads, in relevant part:
(A) No person, in attempting or committing a theft offense, as defined in section 2913.01 of the
Revised Code, or in fleeing immediately after the attempt or offense, shall do any of the
following:
(1) Have a deadly weapon on or about the offender’s person or under the offender’s
control and either display the weapon, brandish it, indicate that the offender
possesses it, or use it;
(2) Have a dangerous ordnance on or about the offender’s person or under the offender’s
control;
(3) Inflict, or attempt to inflict, serious physical harm on another.
Ohio Rev. Code § 2911.01(A).
No. 21-3209 United States v. White Page 4
The Probation Office calculated an initial Guidelines imprisonment range of 135 months
to 168 months, based on a total offense level of 30, which included a three-point reduction for
acceptance of responsibility, and a criminal-history category of IV. However, based on its
conclusion that White was an armed career criminal, the Probation Office revised his Guidelines
imprisonment range to 180 months, with a statutory maximum of life pursuant to 18 U.S.C.
§ 924(e)(1). White objected to various portions of the PSR. As relevant here, White disagreed
that “the provisions of 18 U.S.C. 924(e) apply to this situation,” noting that he had reserved his
right to argue the inapplicability of the ACCA in the plea agreement. Id., PID 113. White also
objected to the paragraph of the PSR describing his juvenile adjudication “for the same reasons
as set forth above” and because “the Court is limited in the matters to documents which it can
review to determine the application of prior convictions.” Id. White further objected to the
“description of the underlying events” related to the June 2009 aggravated robbery convictions,
arguing that they should “count as only one event” and that he had pleaded guilty out of
“convenience.” Id., PID 114.
The parties filed sentencing memoranda. The government asked the district court to
classify White as an armed career criminal, noting that White had “been convicted of seven total
armed robberies, the sum of which took place on three separate days and account for three
separate incidents of ‘violent felonies.’” R.35, PID 127. It emphasized that White’s
“convictions for aggravated robbery under 2911.01(A)(1) with firearm specifications on March
19 and March 22, 2009[,] qualify as two offenses committed on two occasions for ACCA
purposes.” Id. The government also argued that the Probation Office correctly determined that
White’s 2005 juvenile adjudication qualified as a violent felony under the ACCA. The
government acknowledged that the sentencing entry for White’s juvenile adjudication listed only
Ohio Rev. Code § 2911.01, without any specific subsection, as well as two firearm
specifications. It asserted, however, that the “conviction documents indicate that [White]’s
conviction falls under [Ohio Rev. Code] § 2911.01(A)(1) and . . . [White] had a deadly weapon
under his control and brandished it.” Id., PID 129. The government noted that a conviction
under § 2911.01(A)(1) requires the use of a “deadly weapon,” and that the two specifications
accompanying White’s juvenile adjudication indicated that he had used a firearm in committing
the offense. These specifications, in turn, meant that White’s juvenile adjudication qualified as a
No. 21-3209 United States v. White Page 5
violent felony under the ACCA because his offense “involv[ed] the use or carrying of a firearm,
knife, or destructive device.” 18 U.S.C. § 924(e)(2)(B).
In his sentencing memorandum, White asserted that “he was righteously convicted of the
activities of March 22, 2009; however, the events of March 19, 2009 were not his doing,” R.36,
PID 134, and that he pleaded guilty because of “the significant penalties he was facing, and the
fact that the plea agreement called for concurrent sentences,” id., PID 135. He also argued that
his aggravated-robbery convictions relating to the events on March 19 and March 22, 2009,
related to a single occasion because there was no intervening arrest, the offenses were charged in
a single document, and the sentences were imposed on the same day. White further argued that,
although permissible under federal law, the use of juvenile adjudications to enhance sentences
under the ACCA was “inherently unfair” due to the different burdens of proof and procedural
standards under Ohio juvenile law and Ohio criminal law, and the different goals of the two
systems. Id., PID 136. White pressed the same arguments at sentencing.
The district court overruled White’s objections and found him to be an armed career
criminal. Based on White’s career-offender status, a total offense level of 30, and a criminal-
history category of IV, the district court sentenced White to 180 months’ imprisonment followed
by five years of supervised release. White timely appealed.
II.
A.
White first argues that his Ohio aggravated robbery convictions do not qualify as violent
felonies because the physical-force element of the offense can be committed with a mens rea less
than purposeful or knowing conduct, in violation of Borden v. United States, 141 S. Ct. 1817,
1825 (2021). We generally review de novo a determination that a conviction qualifies as a
“violent felony” under the ACCA. United States v. Hockenberry, 730 F.3d 645, 663 (6th Cir.
2013). But when the defendant fails to object at sentencing to the district court’s application of
the ACCA, we review for plain error. See United States v. Farrad, 895 F.3d 859, 886 (6th Cir.
2018). To prevail under the plain-error standard, a defendant must establish “(1) error, (2) that is
plain, and (3) that affects substantial rights.” United States v. Southers, 866 F.3d 364, 366
No. 21-3209 United States v. White Page 6
(6th Cir. 2017) (quoting Johnson v. United States, 520 U.S. 461, 466–67 (1997)). We may then
notice the forfeited error, “but only if (4) the error seriously affects the fairness, integrity or
public reputation of judicial proceedings.” Id. (quoting Johnson, 520 U.S. at 466–67); see also
Fed. R. Crim. P. 52(b) (“A plain error that affects substantial rights may be considered even
though it was not brought to the court’s attention.”).
To avoid plain-error review, “a party must ‘objec[t] to the court’s action’ and also
provide ‘the grounds for that objection.’” United States v. Prater, 766 F.3d 501, 506 (6th Cir.
2014) (quoting Fed. R. Crim. P. 51(b)). To sufficiently articulate an objection, a defendant must
“object with that reasonable degree of specificity which would have adequately apprised the trial
court of the true basis for his objection.” Id. (quoting United States v. Bostic, 371 F.3d 865, 871
(6th Cir. 2004)).
Here, White objected to his armed-career-criminal designation on the grounds that his
2009 aggravated robbery convictions constituted a single offense, that he did not commit some
of the aggravated robberies, and that the use of juvenile adjudications for ACCA sentencing-
enhancement purposes is unfair. These objections provided the district court with no way of
knowing that White also objected to his armed-career-criminal designation on the ground that
aggravated robbery under Ohio law lacks the mens rea required by Borden.
White argues that he could not have voiced such an objection because Borden had not yet
been decided at the time he was sentenced, and therefore de novo review should apply. But
plain-error review applies “[e]ven where a new rule of law is at issue.” Henderson v. United
States, 568 U.S. 266, 272 (2013); see also United States v. Raymore, 965 F.3d 475, 485 (6th Cir.
2020). Accordingly, we review White’s objection for plain error. Plain error, however, is
judged by the law at the time of appellate review. See United States v. Woodruff, 735 F.3d 445,
450 (6th Cir. 2013).
B.
The ACCA imposes a mandatory minimum fifteen-year term of imprisonment for certain
firearm offenses, see 18 U.S.C. § 922(g), if the defendant “has three previous convictions . . . for
a violent felony or a serious drug offense, or both, committed on occasions different from one
No. 21-3209 United States v. White Page 7
another,” id. § 924(e)(1). A “violent felony” is “any crime punishable by imprisonment for a
term exceeding one year, or any act of juvenile delinquency involving the use or carrying of a
firearm, knife, or destructive device that would be punishable by imprisonment for such term if
committed by an adult,” that “has as an element the use, attempted use, or threatened use of
physical force against the person of another.” Id. § 924(e)(2)(B)(i). In Borden, a plurality of the
Supreme Court held that the phrase “use of physical force against the person of another” in the
ACCA’s elements clause “covers purposeful and knowing acts, but excludes reckless conduct.”
141 S. Ct. at 1826. It explained that “[t]he phrase ‘against another,’ when modifying the ‘use of
force,’ demands that the perpetrator direct his action at, or target, another individual.” Id. at
1825. “Reckless conduct,” the plurality concluded, “is not aimed in that prescribed manner.” Id.
To determine whether a previous conviction “has as an element the use, attempted use, or
threatened use of physical force against the person of another,” 18 U.S.C. § 924(e)(2)(B)(i), we
use the “categorical approach,” see United States v. Burris, 912 F.3d 386, 392 (6th Cir. 2019)
(en banc). Under this approach, we “look[] only to the statutory definitions of the prior offenses,
and not to the particular facts underlying those convictions.” Taylor v. United States, 495 U.S.
575, 600 (1990). We then ask “whether every defendant convicted of that state or federal felony
must have used, attempted to use, or threatened to use physical force against the person of
another in order to have been convicted, not whether the particular defendant actually used,
attempted to use, or threatened to use physical force against the person of another in that
particular case.” Burris, 912 F.3d at 392. Following Borden, we conclude our analysis by
asking whether the prior statute of conviction requires the defendant to have used, attempted to
use, or threatened to use such physical force with a mens rea greater than recklessness. Borden,
141 S. Ct. at 1825.
In United States v. Patterson, 853 F.3d 298 (6th Cir. 2017), we held that an aggravated-
robbery conviction under Ohio Rev. Code § 2911.01(A)(1) categorically qualifies as a violent
felony under the ACCA. Id. at 305. The statute provides, in relevant part:
No. 21-3209 United States v. White Page 8
(A) No person, in attempting or committing a theft offense, as defined in section
2913.01 of the Revised Code, or in fleeing immediately after the attempt or
offense, shall do any of the following:
(1) Have a deadly weapon on or about the offender’s person or under the
offender’s control and either display the weapon, brandish it, indicate that
the offender possesses it, or use it[.]
Ohio Rev. Code § 2911.01(A). We noted the Ohio Supreme Court’s statement in State v. Evans,
911 N.E.2d 889, 894 (Ohio 2009), that “[o]ne cannot display, brandish, indicate possession of, or
use a deadly weapon in the context of committing a theft offense without conveying an implied
threat to inflict physical harm. It is the very act of displaying, brandishing, indicating
possession, or using the weapon that constitutes the threat to inflict harm because it intimidates
the victim into complying.” Patterson, 853 F.3d at 302–03 (quoting Evans, 911 N.E.2d at 894).
We also noted the Ohio Supreme Court’s observation that a defendant convicted under
§ 2911.01(A)(1) necessarily commits the “lesser included offense of robbery” under
§ 2911.02(A)(2), id. (citing Evans, 911 N.E.2d at 895), which makes it a crime to “[i]nflict,
attempt to inflict, or threaten to inflict physical harm on another” while attempting or committing
a theft offense, Ohio Rev. Code § 2911.02(A)(2). This was enough, we reasoned, to show that
an aggravated-robbery conviction under § 2911.01(A)(1) satisfies the ACCA’s elements clause.
Patterson, 853 F.3d at 303.
White acknowledges that Patterson held that convictions of aggravated robbery under
§ 2911.01(A)(1) are violent felonies under the ACCA but argues that such convictions no longer
satisfy the ACCA’s elements clause “because the Ohio statute does not contain a mens rea
requirement of at least knowing or purpose[ful]” as required by Borden. Reply Br. at 10. That
is, he argues that although Patterson decided the question whether Ohio’s aggravated robbery
statute satisfies the ACCA’s elements clause, it did not consider, as Borden now requires,
whether the offense’s force element has a mens rea greater than recklessness—either expressly
or as interpreted by the Ohio courts. See Hearing Tr. at 8:00–8:26; see also id. at 10:34–10:50.
We agree.
White is correct that a prior conviction’s force element must have a mens rea greater than
recklessness for the conviction to qualify as an ACCA predicate offense. See United States v.
No. 21-3209 United States v. White Page 9
Butts, 40 F.4th 766, 770 (6th Cir. 2022); accord United States v. Greer, 20 F.4th 1071, 1075 (5th
Cir. 2021) (holding, post-Borden, that conviction for assault family violence by impeding
breathing or circulation in violation of Texas law “no longer qualifies as a ‘crime of violence’
because the applicable statutory subsections do not include a force element with a mens rea
greater than recklessness”). We have interpreted Borden to require that “a violent felony
predicate offense . . . criminalize the use of force committed with a mental state that is at least
purposeful or knowing.” Butts, 40 F.4th at 770.
White is also correct that § 2911.01(A)(1) does not, on its face, specify the state of mind
that a defendant must have in displaying, brandishing, indicating possession of, or using a deadly
weapon.
Relying on the Ohio Supreme Court’s decision in State v. Lester, 916 N.E.2d 1038 (Ohio
2009), White asserts that aggravated robbery under § 2911.01(A)(1) is a strict-liability offense.
See Reply Br. at 10. In Lester, the defendant argued that his indictment was defective because it
did not specify a mens rea element for the aggravated-robbery charge. 916 N.E.2d at 1039. The
Ohio Court of Appeals reversed his conviction on that ground, id., but the Ohio Supreme Court
disagreed, holding that the state was not required to charge a mens rea for the deadly-weapon
element of the aggravated-robbery offense, id. at 1039, 1044. In reaching that conclusion, the
court commented that “[w]e are persuaded that the General Assembly, by not specifying a mens
rea in [Ohio Rev. Code] 2911.01(A)(1), plainly indicated its purpose to impose strict liability as
to the element of displaying, brandishing, indicating possession of, or using a deadly weapon.”
Id. at 1044.
The government responds that Lester is inapposite because it was concerned “with
whether [the deadly-weapon element of § 2911.01(A)(1)] triggered Ohio’s default culpability
provision, [Ohio Rev. Code § 2901.21(B)] which, under then-applicable Ohio precedent, would
have required explicitly charging recklessness with regard to the element.” Appellee Br. at 22.
The government relies instead on Evans, in which the Ohio Supreme Court “directly addressed
the meaning of the [deadly-weapon element]’s substantive requirements.” Id. at 23. In Evans,
the defendant was charged with aggravated robbery in violation of § 2911.01(A)(1). 911 N.E.2d
at 891. At trial, the court granted the defendant’s motion for acquittal, finding that the state
No. 21-3209 United States v. White Page 10
failed to present sufficient evidence that the defendant possessed a weapon when he committed
the offense, but the court also found the defendant guilty of robbery as a lesser-included offense
of aggravated robbery. Id. The defendant appealed, arguing that his conviction of robbery, for
which he was not indicted, was unconstitutional because robbery is not a lesser-included offense
of aggravated robbery. Id. The Ohio Supreme Court disagreed, explaining that “[r]obbery . . .
requires the state to prove a threat to inflict physical harm,” and “[o]ne cannot display, brandish,
indicate possession of, or use a deadly weapon in the context of committing a theft offense
without conveying an implied threat to inflict physical harm.” Id. at 891, 894.
We are not persuaded by the government’s attempt to distinguish Lester. To be sure,
Evans and Patterson establish that displaying, brandishing, indicating possession of, or using a
deadly weapon during a robbery “convey[s] an implied threat to inflict physical harm.” Evans at
894; Patterson, 853 F.3d at 302. But it does not follow that the implied threat is necessarily
accomplished with a mens rea greater than recklessness. And nothing in Evans contradicts or
casts doubt on Lester’s core holding that the deadly-weapon element of aggravated robbery does
not have a culpability requirement, a point the Ohio Supreme Court has reaffirmed on multiple
occasions. See State v. Wesson, 999 N.E.2d 557, 567 (Ohio 2013); State v. Horner, 935 N.E.2d
26, 34 (Ohio 2010).3
In sum, Patterson and Evans establish that Ohio aggravated robbery under
§ 2911.01(A)(1) has as an element the use, attempted use or threatened use of physical force, but
neither addressed the mens rea with which such force must be used, attempted, or threatened. In
contrast, Ohio case law holds that there is no culpability requirement for the force element of
aggravated robbery.
3
Although Lester and some subsequent cases use the term “strict liability” and apply it as an alternative to
finding that the statutory default mens rea of recklessness applies under Ohio Rev. Code § 2901.21(B), the Ohio
Supreme Court has subsequently made clear, in State v. Tolliver, that § 2901.21(B) does not apply to this situation at
all because the robbery offenses each include an underlying theft offense, which has its own mens rea. So the
offense as a whole does not lack a culpability provision. 19 N.E.3d 870, 874 (Ohio 2014). Further, Tolliver makes
clear that Ohio law does not require that the underlying mens rea be shown as to each element of an offense, and it is
permissible for some elements to have no culpability requirement. Id. at 875; see Butts at 770–71.
No. 21-3209 United States v. White Page 11
C.
But this does not end the inquiry. “Without a state of mind linked to the physical injury
element of a [§ 2911.01(A)(1)] conviction, we must ask whether a theft offense underlying the
conviction necessarily involved,” Butts, 40 F.4th at 771, the knowing or purposeful “use,
attempted use, or threatened use of physical force against the person of another,” 18 U.S.C.
§ 924(e)(2)(B)(i); see also Horner, 935 N.E.2d at 33 (stating that “no intent beyond that required
for the theft offense must be proven”); Wesson, 999 N.E.2d at 567 (holding that Ohio Rev. Code
“2911.01(A)(1) . . . incorporates the mens rea of the underlying theft offense”).
If the underlying theft offense does not require the knowing or purposeful use, attempted
use, or threatened use of force when a person displays, brandishes, indicates possession of, or
uses a deadly weapon, then a conviction under § 2911.01(A)(1) does not qualify as a violent
felony under the categorical approach. See Butts, 40 F.4th at 771 (applying similar analysis to
conviction under § 2911.02(A)(2)). A “theft offense” is any offense defined in Ohio Rev. Code
§ 2913.01, see Ohio Rev. Code § 2911.01(A), which in turn “lists more than 31 theft offenses,”
Butts, 40 F.4th at 771. Because § 2911.01(A)’s theft element is divisible, see United States v.
Wilson, 978 F.3d 990, 999 (6th Cir. 2020), we look to the Shepard documents to determine
which theft offenses served as the predicates for White’s aggravated-robbery convictions, see
Butts, 40 F.4th at 771. “We then ask whether th[ese] theft conviction[s] could involve the
reckless use, attempted use, or threatened use of force against the person of another.” Id.
Here, the indictment charging White’s aggravated-robbery offenses committed on March
19 and March 22, 20094 alleges violations of § 2911.01(A)(1) and the lesser-included offense of
§ 2911.01(A)(2). The indictment refers generally to § 2913.01—which provides the definition of
“theft offense” listing thirty-one statutory provisions—but no specific theft provision is
4
“On appeal, we may take judicial notice of state-court documents that describe the elements of a
defendant’s underlying conviction and are not subject to reasonable dispute.” Butts, 40 F.4th at 771 n.5.
No. 21-3209 United States v. White Page 12
mentioned in the indictment. It is equally unclear which theft offense served as the predicate for
White’s juvenile adjudication.5
In sum, on this record, reference to the underlying theft offenses adds nothing to our
analysis, and we focus again on § 2911.01(A)(1) and the absence of a knowing or purposeful
mens rea.6
D.
The government responds that in applying the categorical approach, courts should not
“apply ‘legal imagination to the state offense; there must be a realistic probability, not a
theoretical possibility, that the State would apply its statute to conduct that falls outside the
conduct described in the elements clause.’” Appellee Br. at 15-16 (citing Wilson, 978 F.3d at
993, 996).
White points to State v. Knight, No. 2003-CA-14, 2004 WL 830043 (Ohio Ct. App.
2004), to show that Ohio courts are not concerned with the mens rea with which a defendant
displays, brandishes, indicates possession of, or uses a deadly weapon. But, at least on its face,
Knight deals with a different issue—the sufficiency of the evidence that the defendant possessed
a deadly weapon and indicated that possession. Id. at *2.
Knight was convicted of two counts of aggravated robbery in violation of
§ 2911.01(A)(1). Id. at *1. He challenged one of the convictions, arguing that there was
insufficient evidence that he possessed a deadly weapon while committing the robbery or
implied that he had one, id. at *2, and that the jury was improperly permitted “to infer that
Knight possessed a deadly weapon without his displaying, brandishing or using a gun and
without any explicit threat indicating that he had a gun,” id. at *4. The victim testified that
5
An online search did not locate the docket for White’s juvenile adjudication, and it was not placed
separately in the record below. Nor does the state-court judicial entry quoted by the PSR indicate the theft offense
underlying White’s juvenile adjudication.
6
Because § 2911.01 is “twice divisible[,] once by recognizing (A)(1), (A)(2), and (A)(3) as separate crimes,
and again by recognizing each of the predicate theft offenses as separate crimes,” Wilson, 978 F.3d at 996, we
cannot simply “ask whether a conviction under any of Ohio’s theft offenses could involve a negligent or reckless use
of force,” Butts, 40 F.4th at 771.
No. 21-3209 United States v. White Page 13
Knight had both hands in his pockets when he entered the store and said only “open the register”;
that he “just came up to the counter and he had both hands in his pocket, and the right hand
just—was just—was out and looked like he had a small gun in his pocket.” Id. The victim
further testified that Knight “did not display a gun when he took both hands out of [his] pockets
to grab the money from the cash register, thus causing her to question whether he, in fact, had a
gun.” Id. at *5. The victim opened the cash-register drawer only “because she had believed that
[the defendant] possessed a gun.” Id. In upholding Knight’s conviction, the Ohio Court of
Appeals held that the jury’s finding that Knight had a gun was sufficiently supported by
testimony that the defendant’s “right hand was ‘out’ compared to his other hand, thus suggesting
a concealed gun,” and that the defendant “obtained the money from [the victim] based on her
belief that he was armed with a gun[,] a belief that was based on [the defendant]’s actions.” Id.
White argues that Knight stands for the proposition that Ohio would apply
§ 2911.01(A)(1) to situations where “there is no evidence that the [defendant] actually intended
to commit this violence that the ACCA is concerned with.” Oral Argument at 13:00–13:11.7 On
its face, Knight merely instructs that a jury may infer “both a weapon’s existence and its
operability . . . from the facts and circumstances.” 2004 WL 830043, at *4. The Ohio Court of
Appeals held, on the facts presented, that testimony that the victim believed the defendant
possessed a weapon based on the way his hands were positioned was sufficient circumstantial
evidence to support an inference that the defendant in fact possessed a weapon. Id. at *5. Knight
did not explicitly consider or decide whether aggravated robbery under § 2911.01(A)(1) can be
committed recklessly.
Still, Ohio law is clear beyond doubt that there is no mens rea requirement applicable to a
defendant’s displaying, brandishing, indication of possession of, or use of a deadly weapon in
committing, attempting to commit, or fleeing from the underlying theft offense. This legal
principle is so engrained in Ohio caselaw that there is more than a reasonable probability that
Ohio courts would not recognize as a defense to an aggravated-robbery charge that although the
7
The audio recording of the oral argument is publicly available at:
https://www.opn.ca6.uscourts.gov/internet/court_audio/aud2.php?link=audio/03-16-2022%20-%20Wednesday/21-
3209%20USA%20v%20Jamael%20White mp3&name=21-3209%20USA%20v%20Jamael%20White.
No. 21-3209 United States v. White Page 14
defendant displayed, brandished, indicated possession of, or used a deadly weapon during the
underlying theft offense, the defendant did so without knowledge and intent, but only recklessly.
See, e.g., State v. Branigan, 2010-Ohio-5745, 2010 WL 4867679, at *4-7 (Ohio Ct. App. 2010)
(affirming § 2911.01(A)(1) aggravated robbery conviction where “indictment alleged that
[defendant] recklessly displayed, brandished, or used a deadly weapon” because “the state’s
burden of proof was increased by including the reckless element in the indictment”).
Although mens rea was not directly at issue in Knight, the factual circumstances are
nevertheless instructive in the sense that the court was willing to hold the defendant criminally
liable for indicating possession of a weapon based only on the way he held his hands and the
impression he conveyed to the victim, circumstances that could clearly be the result of
recklessness and not intent. It requires no flight of legal fancy to conclude that a hypothetical
defendant, in committing or attempting to commit a theft offense, or fleeing after either, might
display, brandish, indicate possession of, or use a deadly weapon without knowingly or
purposely doing so, but only recklessly or negligently, and that the Ohio courts would sustain
convictions under § 2911.01(A)(1) under such circumstances.
For these reasons, applying the law as it exists at the time of our review, i.e., applying
Borden, we conclude that on the record before it, the district court plainly erred in finding that
White’s aggravated-robbery convictions qualify as violent felonies. We note that this conclusion
is partially dependent on the circumstance that the underlying theft offenses have not been
identified nor shown to have as an element the knowing or purposeful “use, attempted use, or
threatened use of physical force against the person of another.” If the underlying theft offense
were shown to have such an element, our conclusion would be different.
III.
For the reasons set forth above, we vacate White’s sentence and remand for resentencing
consistent with this opinion.