United States v. August Givens

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 16a0243n.06
Case No. 15-5885
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
UNITED STATES OF AMERICA, ) May 06, 2016
) DEBORAH S. HUNT, Clerk
Plaintiff-Appellee, )
) ON APPEAL FROM THE UNITED
v. ) STATES DISTRICT COURT FOR
) THE WESTERN DISTRICT OF
AUGUST GIVENS, ) TENNESSEE
)
Defendant-Appellant. )
)
)
BEFORE: GUY, BOGGS, and COOK, Circuit Judges.
BOGGS, Circuit Judge. On a May evening in 2014, an officer of the Memphis Police
Department (“MPD”) approached an occupied SUV parked in a downtown Memphis
neighborhood. After smelling marijuana, the officer ordered the occupants out of the vehicle.
MPD officers discovered four firearms in the vehicle and detained the driver, August Givens,
who admitted that he carried guns for protection. Officers then took Givens to a Memphis police
station, where he confessed to having acquired and possessed three of the firearms discovered in
the vehicle. A federal grand jury subsequently indicted Givens on two counts of violating
18 U.S.C. § 922(g)(1), which prohibits felons from possessing firearms. Givens was tried before
a jury, which heard evidence of his inculpatory statements and convicted him on both counts.
On appeal, Givens argues that the district court should have suppressed the statements he made
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to police. He also argues that the district court committed reversible error when it prevented his
mother from testifying in his defense. For the reasons given below, we affirm.
I
A
On May 15, 2014, two brothers, Cedric and Travis Covington, attended a family
gathering in a Memphis suburb with their cousin, Lederrick Tate. Cedric decided to phone
August Givens, whom the three men have known since childhood, to invite him along. Givens
wanted to join, but with his own car disabled, he had no easy way to travel from his parents’
house to the party. Without asking permission, Givens took the spare keys to an SUV that
belonged to his mother, Jean, and drove Jean’s car to meet the Covington brothers and Tate.
At some point in the evening, the men left the gathering and sat in Jean’s vehicle, where
they shared two marijuana blunts. They then drove to the Chunky Monkey, a downtown
Memphis pub where Givens was a regular. Givens parked the SUV outside the Chunky Monkey
and went inside to see the owner. After learning that the pub was about to close, Givens returned
to his vehicle. He sat in the driver’s seat of the parked car, pulled out his cell phone, and chatted
with some friends on Facebook while Travis and Tate dozed in the back seat. Cedric relaxed in
the front passenger seat.
Meanwhile, MPD Officer Booker Holloway, an on-duty officer patrolling downtown
Memphis, noticed the parked SUV as he drove by the Chunky Monkey. The officer simply
drove past the vehicle, thinking little of it. But when Holloway passed the block again a few
minutes later, he saw that the vehicle and its occupants had not moved. In Officer Holloway’s
experience, it was not uncommon for individuals to drive to that neighborhood, wait in their
vehicles, and, when the coast was clear, break into parked cars. Curious to know what Givens
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and his friends were up to, Holloway got out of his vehicle and began walking over to the parked
SUV. When he began to smell marijuana, Holloway called for backup. Holloway then
approached the front driver’s-side door, where Givens was sitting. Holloway asked Givens if he
had any marijuana in the vehicle, which Givens answered by passing the officer an empty plastic
baggie.
Officer Holloway then asked Givens to step out of the vehicle. As Givens stepped out,
Holloway saw a revolver sitting “just in front of the [front] seats right by the center
console . . . beside the driver.” Holloway’s fellow officers arrived on the scene and pulled
Cedric from the front passenger seat, where officers found a loaded pistol located near the
console on the passenger side. Upon opening the back hatch of the vehicle, officers also found
an assault rifle along with seventeen rounds of ammunition. After removing Travis and Tate
from the back seat, officers discovered a fourth weapon, a loaded semiautomatic handgun that
was tucked into the back seat where Travis had been sitting.
While the other officers searched the SUV, MPD Officer Brian Falatko patted Givens
down. After finding drugs on Givens’s person, Falatko handcuffed him and placed him in the
back seat of a police cruiser. At that point, and before informing Givens of his Fifth Amendment
rights, Falatko asked Givens if he was a convicted felon. Givens responded that he did have
felony convictions and that he carried firearms for protection.
Givens was then transported to a police station, where he met with MPD Sergeant
Marcus Frierson. Frierson asked Givens some preliminary biographical questions before
informing him of his Fifth Amendment rights, in accordance with Miranda v. Arizona, 384 U.S.
436 (1966). Givens then initialed, signed, and dated an advice-of-rights form, which indicated
that he understood and waived his rights. He proceeded to tell Sergeant Frierson that he had
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purchased all of the firearms that police uncovered in his vehicle except for the semiautomatic
handgun that was recovered from Travis’s seat. Givens also repeated his earlier statement that
he carried guns for protection. Frierson typed and printed the statement, which Givens signed.
B
In October 2014, a federal grand jury returned a two-count indictment charging Givens
with two violations of 18 U.S.C. § 922(g)(1), which prohibits anyone who has been convicted of
a “crime punishable by imprisonment for a term exceeding one year” from possessing firearms.
Givens filed a pretrial motion to suppress the inculpatory statements that he made to police,
arguing that these statements were the product of violence and threats made by Officer Falatko.
However, Givens’s counsel subsequently withdrew the motion in anticipation that Givens would
enter a guilty plea.
Givens apparently changed his mind and opted to have his case tried before a jury. In
response, the United States filed a motion in limine seeking to exclude any evidence or argument
concerning the “alleged use of force and police brutality during the defendant’s arrest,” arguing
that such evidence would be irrelevant to Givens’s guilt or innocence. Givens opposed the
motion, reasoning that evidence of police brutality was relevant to explaining why he “would
admit to a crime he did not commit.” Givens also filed his own motion in limine renewing his
motion to suppress.
At a hearing on both motions in limine, Givens’s counsel maintained that evidence of
police brutality was highly relevant, explaining that “the theory of [our] case is that [Givens]
made a false confession based upon some violence that took place during the arrest.” Counsel
added that it is “our position . . . that if I’m permitted to get into these things and talk about them,
meaning the brutality or the violence, then I don’t plan on going forward with th[e] motion [to
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suppress].” The district court then denied the government’s motion, allowing Givens’s counsel
to inquire into whether officers hit or threatened Givens if the government elicited Givens’s
statements on direct examination of the officers. The court also clarified that Givens would be
allowed to present evidence of police violence as part of his own case. After consulting with
Givens, counsel then withdrew Givens’s own motion in limine, opting to challenge the
voluntariness of his statements before the jury.
At trial, the government introduced the testimony of MPD Officers Holloway, Falatko,
and Christopher Winsett, as well as Sergeant Frierson. Officers Holloway and Winsett testified
that they recovered four weapons from the SUV that Givens had been driving. Officers Falatko
and Winsett also testified that Officer Falatko had asked Givens about his criminal history after
detaining him, which prompted Givens to respond that he was a convicted felon and carried guns
for protection. All three officers denied that Falatko struck Givens.
Sergeant Frierson, who questioned Givens at the police station, testified that after he
informed Givens of his rights, Givens signed a written waiver and gave an oral statement in
which he admitted to possessing three of the four firearms. Frierson recounted that he typed the
statement verbatim, after which Givens signed a printed copy. The government then called
Cedric and Tate, both of whom denied owning any of the weapons found in Jean’s SUV, and
Travis, who admitted to possessing the semiautomatic handgun that was found tucked into the
back seat. The government also played a taped prison phone conversation between Givens and a
friend, in which Givens stated that officers had found three firearms on him.
Givens took the stand in his own defense, denied that he had had any knowledge of the
weapons in his mother’s vehicle, and explained that his statements to Officer Falatko and
Sergeant Frierson were coerced. Givens testified that after removing him from the SUV and
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patting him down, Officer Falatko left him in a police cruiser, where he watched as officers
removed and photographed the weapons from the SUV. Givens still had his cell phone in his
pocket and managed to dial his mother’s number in order to explain to her what he had done with
her car. According to Givens, Officer Falatko noticed that Givens was talking on the phone,
opened the car door, and hit Givens in the neck with an elbow, causing him to cry out. Falatko
then threatened to spray mace at Givens, who reportedly agreed to say “whatever [Falakto]
wanted” because he “didn’t want to get beat up [any] more.”
Givens testified that, later that night, another officer drove Givens to a Memphis police
station, where he signed a waiver of rights in order to obtain medical care because officers
“w[eren]’t doing [any]thing for [him] until” he signed the waiver. Givens alleged that he told his
interrogator, Sergeant Frierson, that he had no prior knowledge of the firearms, that an officer
had attacked him, and that officers “told [him] they were going to make [him] take all these
charges.” Nevertheless, Sergeant Frierson typed up a statement tying Givens to three of the
firearms, which Givens explained he signed simply because he wanted to end the interrogation
and seek medical attention.
Givens also called Felicia Matthews, a police-station employee responsible for patient
health records. Matthews testified that after Givens was arrested and questioned, he informed
prison medical staff that he had been hit in the neck during his arrest and was experiencing pain
in his neck and numbness in his left hand. Doctors conducted x-ray scans of Givens’s body, and
a nurse gave Givens a ten-day supply of ibuprofen for the pain.
Before taking the stand himself, Givens sought to have his mother testify about what she
heard on the phone call, which would corroborate Givens’s claim that he was hit in the neck by
Officer Falatko. With the jury excused, Jean explained to the court that she picked up her son’s
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phone call and heard “somebody hitting on [her son], he was hollering for me to help him, I
couldn’t help him, but I heard them hitting him, hitting him and hitting him.” When pressed on
exactly what she had heard, Jean elaborated that “[i]t sound[ed] like somebody hit somebody
with a stick.”
The government objected to Jean’s testimony on the ground that she lacked firsthand
knowledge of what transpired in the police car. Givens countered that Jean would simply
“testify to her perceptions and . . . she could be a fact witness based on that.” The district court
postponed its decision until after Givens testified, and ultimately ruled that Jean could not testify
because her testimony would have conveyed hearsay to the jury, and in any case was “unreliable,
speculative, and [of] very little relevance, and that relevance would be highly outweighed by the
prejudic[ial] effect.” The court then submitted the case to the jury, which found Givens guilty on
both counts. The district court sentenced Givens to a total term of one hundred months in prison.
Givens timely filed a notice of appeal. On appeal, Givens argues that the district court
should have suppressed his inculpatory statements. He also argues that this court should
overturn his convictions because the district court erred by prohibiting Jean from testifying that
she heard sounds of someone beating him. We address each argument in turn.
II
Givens argues that the admission of his statement that he kept weapons for protection
violated the rule of Miranda because the statement was the product of an unwarned custodial
interrogation. He also argues that the district court should have suppressed his police-station
confession to Sergeant Frierson because that statement was influenced by Falatko’s brutality, and
in any event was tainted by Givens’s first unwarned confession at the scene. We may not reverse
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on the basis of Fifth Amendment error because Givens knowingly and voluntarily waived these
arguments when he withdrew his motion to suppress the statements he now attacks on appeal.
We have held that “[a]n attorney cannot agree in open court with a judge’s proposed
course of conduct and then charge the court with error in following that course.” United States v.
Aparco-Centeno, 280 F.3d 1084, 1088 (6th Cir. 2002) (alteration in original) (quoting United
States v. Sloman, 909 F.2d 176, 182 (6th Cir. 1990)). As Givens’s counsel conceded at oral
argument before this court, we have enforced this common-sense rule by considering arguments
to be waived where a defendant makes and subsequently withdraws a relevant pretrial motion in
the district court. See, e.g., United States v. Washington, 271 F. App’x 485, 490 (6th Cir. 2008).
In United States v. Sheppard, 149 F.3d 458 (6th Cir. 1998), for example, we asked
whether we could review a suppression argument that the defendant had raised in the district
court but later abandoned. Id. at 461. We held that because the defendant had withdrawn a
motion to suppress in the district court, he knowingly and voluntarily waived any Fifth
Amendment error, thereby depriving this court of authority to consider the matter at all. Id. at
461 & n.3. We see no reason for why a different result should obtain here, where Givens made
and subsequently withdrew a motion to suppress that contained exactly the same suppression
arguments that he seeks to make on appeal. Because “waiver extinguishes the ability to
challenge a[n] error,” we may not now consider those abandoned arguments. United States v.
Noble, 762 F.3d 509, 528 (6th Cir. 2014); see also United States v. Olano, 507 U.S. 725, 733
(1993) (distinguishing waiver from forfeiture); United States v. Soto, 794 F.3d 635, 648–50,
654–55 (6th Cir. 2015) (same).
Givens counters that he could not have knowingly waived his suppression arguments
because the fact that “police had questioned Mr. Givens at the scene without properly
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Mirandizing him” only came to light at trial. The record belies Givens’s contention. In his
original motion to suppress, Givens advised the court that “[t]he government contends that Mr.
Givens made statements of admission at the scene of the arrest” without the benefit of a Miranda
warning. Givens’s arrest record, which he attached as an exhibit to that motion, recounted that
“Officer Falatko spoke with defendant August Givens about his criminal history . . . [and]
Givens stated . . . [‘]I keep guns on me for protection.’” Givens also acknowledged in his
subsequent motion in limine that he had made unwarned statements “while handcuffed and in the
back seat of a police vehicle.” And if there were any lingering doubt, in the pretrial hearing
concerning the parties’ motions in limine, the prosecutor explicitly drew the court’s attention to
the fact that Givens told officers, “I keep guns for protection.”
In short, Givens’s two district-court motions present the same suppression arguments that
he makes on appeal. Because Givens’s counsel—after consulting with Givens—withdrew these
motions and agreed that the government could introduce Givens’s inculpatory statements into
evidence, any Fifth Amendment error related to their admission is extinguished, and appellate
review is no longer available. See Aparco-Centeno, 280 F.3d at 1088; Sheppard, 149 F.3d at 461
& n.3.
III
Givens next argues that this court should reverse his convictions because the district court
erred when it prevented his mother from testifying that she heard officers beating her son, which
Givens offered to corroborate his claim that his confession was unreliable. He submits that none
of the district court’s grounds for refusing to admit Jean’s testimony—namely, that Jean lacked
firsthand knowledge, would give hearsay testimony, and that the testimony would be far more
prejudicial than probative—are correct. Though we harbor doubts about the correctness of the
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district court’s ruling, Givens has failed to show that any error in excluding this evidence
requires reversal in this case.
We review a district court’s evidentiary rulings for abuse of discretion. United States v.
Lloyd, 462 F.3d 510, 516 (6th Cir. 2006). We agree with Givens that, despite the deferential
nature of our review, the district court’s explanations for its ruling are questionable. Jean had
firsthand knowledge of the sounds that she claims to have heard over the phone, and we doubt
whether those “hitting” sounds were assertive in nature, as they must be in order to come within
the definition of hearsay in Federal Rule of Evidence 801. See Fed. R. Evid. 801(a), (c). Though
Givens’s cry for help certainly may have been assertive in context, see In re Air Crash Disaster,
86 F.3d 498, 536 (6th Cir. 1996), some hearsay statements are admissible in federal courts,
including those relating to a “startling event or condition” or those describing a then-existing
physical condition such as pain, Fed. R. Evid. 803(2)–(3); see also United States v. Taylor, Nos.
92-1875, 92-1911, 1993 WL 94319, at *3 (6th Cir. Mar. 29, 1993) (per curiam). What is more,
though Jean’s proffer that her son stated “Momma, help me” might have unduly prejudiced the
government, see Fed. R. Evid. 403, we see no reason why the district court could not have
limited the scope of Jean’s testimony to the “hitting” sounds that she heard.
But we need not decide whether the district court abused its discretion because any error,
to the extent that it existed, was harmless. “[A]n error by a district court with respect to the
admission of evidence is subject to harmless error analysis, and it is well settled that an error
which is not of a constitutional dimension is harmless ‘unless it is more probable than not that
the error materially affected the verdict.’” United States v. Daniel, 134 F.3d 1259, 1262 (6th Cir.
1998) (quoting United States v. Fountain, 2 F.3d 656, 668 (6th Cir. 1993)). Under the
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circumstances of this case, we are satisfied that the exclusion of Jean’s testimony had no impact
on the jury’s verdict.
It is true that Jean’s proffered testimony could have lent support for Givens’s claim that
he was hit by Officer Falatko. But we cannot ignore the reality that her testimony was
inconsistent with Givens’s own on an important point; Jean testified that she heard multiple
“hitting” noises, whereas Givens mentioned that he had been hit only once. In light of this
reality, it is likely that the probative value of Jean’s testimony would have been slight. Because
this inconsistency could have cast doubt upon Givens’s credibility, it is even possible that it
could have led a trier of fact to question whether Givens was hit at all. Moreover, as Givens
himself admits on appeal, “[a]nyone who has had a conversation on a cell phone knows how
distorted extraneous noises can sound while listening to the other person on the other end [o]f the
call,” indicating that even if Jean’s testimony were to have been consistent with her son’s, it
would have had little value.
More importantly, Jean’s testimony would have done nothing to controvert the evidence
that Givens’s confession was reliable irrespective of what happened in the police cruiser. The
government introduced plenty of evidence that directly or circumstantially linked Givens to three
of the weapons in the SUV he was driving. Cedric and Tate both denied owning any of the
weapons, and Travis admitted to possessing the one handgun that Givens told officers did not
belong to him. While Givens did take the stand to explain that his confession was false and that
the three other firearms were not actually his, the government cast doubt upon his explanation
when it introduced a recorded conversation in which Givens told a friend that officers had found
three guns on him. Because it is quite doubtful that Jean’s testimony would have added anything
to Givens’s case, and because the government presented ample evidence that Givens did in fact
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purchase and possess three of the firearms in his vehicle, any error in preventing Jean from
testifying was harmless.
Givens protests that the district court’s exclusion of Jean’s testimony was not just a
misapplication of the Federal Rules of Evidence, but also amounted to constitutional error
because it deprived him of the ability to present a complete defense. As Givens correctly points
out, the federal Constitution guarantees criminal defendants “a meaningful opportunity to present
a complete defense.” Crane v. Kentucky, 476 U.S. 683, 690 (1986) (quoting California v.
Trombetta, 467 U.S. 479, 485 (1984)). We have recognized that the opportunity to offer witness
testimony is “[a] central component” of this Sixth Amendment right. United States v. Smead,
317 F. App’x 457, 462 (6th Cir. 2008).
But that right is not without limit; we have recognized that the “‘well-established rules of
evidence [that] permit trial judges to exclude evidence’ under certain circumstances are unlikely
to violate” the Constitution. Id. at 463 (alteration in original) (quoting Holmes v. South
Carolina, 547 U.S. 319, 326 (2006)). Even where a district court erroneously applies those
evidentiary rules and excludes admissible evidence, a defendant’s right to present a complete
defense is not infringed so long as the improperly excluded evidence “would [not] have created a
reasonable doubt as to [the] [d]efendant’s guilt.” United States v. Blackwell, 459 F.3d 739, 757
(6th Cir. 2006). We hold that Jean’s testimony would not have created such a doubt.
Givens sought to introduce Jean’s testimony to corroborate his claim of police brutality.
As we have already explained, Jean’s testimony had little probative value because it was
inconsistent with her son’s account of what transpired in the police cruiser. In the context of the
ample evidence that supported not only Givens’s guilt but also the reliability of his confession,
any evidentiary error did not deny Givens the opportunity to present a complete defense.
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IV
Under the circumstances of this case, Givens’s decision to attack the reliability of his
confession before the jury instead of before the court forecloses our review of his withdrawn
suppression arguments. Because any error in denying Givens the opportunity to call his mother
as a witness was harmless, we may not reverse on evidentiary grounds either. Finally, because
we find that the excluded witness testimony would not have created a reasonable doubt as to
Givens’s guilt, we find no violation of Givens’s Sixth Amendment right to present a defense.
For these reasons, the judgment of the district court is AFFIRMED.
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