DocketNumber: 03-5138
Filed Date: 8/20/2004
Status: Precedential
Modified Date: 9/22/2015
RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206 2 United States v. Hill No. 03-5138 ELECTRONIC CITATION: 2004 FED App. 0274P (6th Cir.) File Name: 04a0274p.06 DISTRICT OF TENNESSEE, Memphis, Tennessee, for Appellant. Tony R. Arvin, ASSISTANT UNITED STATES ATTORNEY, Memphis, Tennessee, for Appellee. UNITED STATES COURT OF APPEALS ON BRIEF: Randolph W. Alden, OFFICE OF THE FEDERAL PUBLIC DEFENDER FOR THE WESTERN FOR THE SIXTH CIRCUIT DISTRICT OF TENNESSEE, Memphis, Tennessee, for _________________ Appellant. Tony R. Arvin, ASSISTANT UNITED STATES ATTORNEY, Memphis, Tennessee, for Appellee. UNITED STATES OF AMERICA , X Plaintiff-Appellee, - _________________ - - No. 03-5138 OPINION v. - _________________ > , MERRITT, Circuit Judge. The defendant in this case pled JAMES SAMUEL HILL, - Defendant-Appellant. - guilty to bank robbery. During that robbery the defendant was shot twice by a security guard. The sole issue on appeal N is whether the district court should not have given him a Appeal from the United States District Court seven-level sentence enhancement for the discharge of a for the Western District of Tennessee at Memphis. weapon when the only shots fired were by the security guard. No. 02-20028—Julia S. Gibbons, District Judge. Facts and Procedural History Argued: June 10, 2004 On January 30, 2002, the defendant-appellant James Decided and Filed: August 20, 2004 Samuel Hill robbed a bank in Lakeland, Tennessee. He did so by pretending to wield a weapon in the pocket of his Before: MERRITT and DAUGHTREY, Circuit Judges; jacket, though in fact he only had a hairbrush. As he started NIXON, District Judge.* to leave the bank, a security guard ordered him to halt. When he turned around to face the guard, the guard fired multiple _________________ shots, hitting him twice. Hill was apprehended, and no one else was hurt. COUNSEL Hill pled guilty to bank robbery, and was eventually ARGUED: Needum L. Germany, OFFICE OF THE sentenced to 132 months of imprisonment and 3 years of FEDERAL PUBLIC DEFENDER FOR THE WESTERN supervised release. This sentence was calculated based on his prior criminal history, the base offense level for robbery, a two-level enhancement because a financial institution was involved, a one-level enhancement because of the amount of * The Honorable John T. Nixon, United States District Judge for the money, a seven-level enhancement because a firearm was Midd le District of Tennessee, sitting by designation. 1 No. 03-5138 United States v. Hill 3 4 United States v. Hill No. 03-5138 discharged, and a three-level reduction for his accepting Indeed, once we place the language in its intended context, responsibility. The only issue on appeal is whether or not the the plain language of the guidelines as a whole supports the seven-level enhancement for the discharging of a firearm was defendant’s reading of the statute. The guidelines provide appropriate. The difference is substantial: Reversing the that “relevant conduct” for the purposes of determining the seven-level increase would require that Hill receive a sentence specific offense characteristics “shall be determined on the in the 63-78 month range instead of the 120-150 month range basis of the following:” on which his sentence of 132 months was based. (1)(A) all acts and omissions committed, aided, abetted, For the reasons stated below, we REVERSE the district counseled, commanded, induced, procured, or willfully court and order that his sentence be recalculated without the caused by the defendant, and seven-level enhancement. (B) in the case of a jointly undertaken criminal activity Discussion (a criminal plan, scheme, endeavor, or enterprise undertaken by the defendant in concert with others, The district court’s application of the seven-level whether or not charged as a conspiracy), all reasonably enhancement was based on Section 2B3.1.(b)(2)(A) of the foreseeable acts and omissions of others in furtherance of sentencing guidelines for robberies, which reads “If a firearm the jointly undertaken criminal activity, that occurred was discharged, increase by 7 levels.” The government’s during the commission of the offense of conviction, in primary argument is that the plain language of the guideline preparation for that offense, or in the course of be followed: A firearm was discharged, so the increase attempting to avoid detection or responsibility for that should apply. The defendant, by contrast, argues that offense. although the guidelines are written in the passive voice, they do not mean that the increase should be applied no matter U.S.S.G. § 1B1.3(a) (emphasis added). who discharged the firearm and no matter what the circumstances. In this case, there is no showing that the defendant “willfully caused” the guard to shoot him. Although such a At the outset, we reject the argument that just because the circumstance is not unimaginable, it certainly cannot be language is written in the passive voice the enhancement inferred from the conviction for the underlying offense alone. should apply in this case. According to that logic, Section And although the trial court judge may or may not have been 2B3.1.(b)(2)(C) would require a five-level enhancement so correct that there was “great foreseeability” that “some action long as a gun were possessed, presumably even by a security might be taken against” the defendant during the commission guard or anyone else on the scene. Likewise, the guidelines of this crime, App. 45, the guidelines only attribute would require a three-level enhancement if “a dangerous reasonably foreseeable acts to the defendant when they are “in weapon was otherwise. . .possessed,” § 2B3.1.(b)(2)(E), and furtherance of” a “jointly undertaken criminal activity.” a two-level enhancement if “a threat of death was made,” Clearly the security guard’s actions do not fall in this § 2B3.1.(b)(2)(F). Common sense counsels against such a category. reading of the statute. Although this is a case of first impression in the Sixth Circuit, the Seventh Circuit has reached the same conclusion No. 03-5138 United States v. Hill 5 6 United States v. Hill No. 03-5138 in a similar case. In United States v. Gordon,64 F.3d 281
Because there has been no showing that the defendant (7th Cir. 1995), in facts very similar to these, a defendant was willfully caused the discharge of the weapon, and because shot by a security guard during a bank robbery. Even though reasonable foreseeability is not relevant for actions by third in that case the robber had actually physically elbowed the parties not in furtherance of a joint undertaking, the district guard and tried to run away, the court held that the court is REVERSED with respect to the seven-level enhancement should not apply.Id. at 283
(“[A] defendant enhancement, and the case is REMANDED for hearings cannot be said to have induced or willfully caused a guard to consistent with this opinion. discharge a firearm simply because he committed the underlying offense of robbery, for that by itself shows no desire or intent regarding the firearm discharge.”). The Gordon court also noted that reasonable foreseeability was not sufficient for the enhancement to apply under the guidelines with respect to the actions of third parties.Id. The United
States points to two cases in two other circuits that allegedly support its reading of the guidelines. However, even if we were to find the reasoning in those cases persuasive, they are easily distinguishable on the facts. In United States v. Roberts,203 F.3d 867
(5th Cir. 2000), a policeman had laid down his gun to cuff two suspects when one of them lunged for it and a struggle ensued. During the struggle one of the suspects started striking the policeman in the face.Id. at 868.
Fearing they would take the gun from him, the policeman attempted to empty his gun into the air, managing to get two shots off.Id. The court
upheld the enhancement, distinguishing the case from Gordon by reasoning that the Roberts suspect willfully caused the discharge of the weapon by wrestling for it and attacking the policeman.Id. at 870.
And in United States v. Williams,51 F.3d 1004
(11th Cir. 1995), the same enhancement was upheld when a would-be carjacker was fired upon by a passenger in the car. However, in that case the defendant himself fired at the car as it sped away, an act the court ruled was during the commission of the offense. Id at 1008. The Williams court did opine that carjacking with a weapon drawn could be considered to cause a victim to fire his own weapon for the purposes of the offense level,id. at 1011,
but such a ruling was unnecessary dicta, and in any case we reject that reasoning for the reasons stated above.