Williams v. Jones

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 04a0115n.06
Filed: November 19, 2004
No. 03-1059
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
SHYTOUR WILLIAMS, )
)
Petitioner-Appellant, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
KURT JONES, ) EASTERN DISTRICT OF MICHIGAN
)
Respondent-Appellee. )
Before: DAUGHTREY, GIBBONS, and COOK, Circuit Judges.
JULIA SMITH GIBBONS, Circuit Judge. Petitioner-appellant Shytour Williams appeals
the district court’s decision denying his petition for writ of habeas corpus. Williams was convicted
of first-degree murder, carjacking, conspiracy to commit first-degree murder, criminal sexual
conduct in the first degree, and possession of a firearm during the commission of a felony. He was
sentenced to mandatory life imprisonment for the murder conviction, concurrent life terms of
imprisonment for the carjacking and conspiracy convictions, and a mandatory consecutive two-year
term of imprisonment for the felony firearm conviction. The Michigan Court of Appeals affirmed
his conviction and Williams’s delayed application for leave to appeal was later denied by the
Michigan Supreme Court. Williams then filed a petition for writ of habeas corpus, arguing that the
Michigan Court of Appeals’ decision affirming his conviction was an unreasonable application of
United States Supreme Court precedent. The district court denied his petition, but certified the
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following issues for appeal: (1) whether the trial court erred in admitting Williams’s taped
confession to the police; (2) whether the trial court erred in admitting statements Williams made to
a juvenile detention youth specialist; and (3) whether Williams’s constitutional right to confrontation
was violated when the trial court admitted an officer’s testimony that Williams’s co-defendant had
implicated him in the crimes. For the following reasons, we affirm the judgment of the district court.
I.
Petitioner was tried in connection with the kidnaping, sexual assault, robbery, and murder
of Karen King in Saginaw, Michigan, on January 3, 1997. Testimony at trial established that August
Williams (“August”), petitioner’s co-defendant and cousin, forced King into her white Blazer as she
left a local store. Petitioner accompanied August and King as a passenger in the vehicle. Several
eyewitnesses testified that on that day they saw Williams and August driving a white Blazer with
a white female in the back. Courtney Noel stated that August opened the back door of the Blazer
to show him a white female with a mask or scarf over her face who was asking for help. Noel
identified petitioner as the driver of the vehicle and said that he had some kind of weapon or gun
pointed at the female. Sonja Armstrong and Kelly Barber testified that Williams and August came
to their house and showed them objects that had been taken from King’s possession, including a CD
player, rings, and a cellular telephone that Williams identified as belonging to him.
Williams took the stand in his own defense and maintained that August pushed King into the
Blazer and then motioned for him to get inside. He denied that there had been any discussion about
robbing or hurting King prior to getting into the Blazer. After two blocks, Williams asked August
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to let him out of the vehicle, but August refused. When August later stopped the vehicle, Williams
told him, “Man, I ain’t even in this.” When Williams repeated his request to be let out of the
vehicle, he said he “felt something” on the back of his neck, so he shut the door and started driving.
Some time later, Williams pulled the vehicle over and saw King in the back seat with the seat belt
around her throat. August had his knee on the back of her neck. He asked Williams to give him
“about ten or fifteen minutes,” after which Williams saw August drag King, who was then naked
from the waist down, out of the vehicle. Williams denied choking, raping, or robbing King.
Although he testified on direct that he took nothing from the Blazer, Williams later admitted on
cross-examination that he told the police he had the cell phone from the robbery. King’s pager was
found on Williams at the time of his arrest.
The cause of King’s death was ligature strangulation. Superficial stab wounds were found
on her body, in addition to three separate tears in the anal area, which suggested penetration with
some type of object. David Stephens, an employee of the Michigan State Police Crime Lab, testified
that he found foot impressions made on the foot well of the Blazer that were consistent with
footwear worn by Williams and a hair sample in the rear seat liner that was consistent with
Williams’s hair. A semen stain found on a back seat in the Blazer was consistent with a sample
obtained from August. Williams was excluded as a possible contributor of the semen and
bloodstains found inside the vehicle.
Two prior statements from Williams were admitted into evidence at trial over his objection.
The first statement was his 50-minute tape-recorded confession to the police taken less than an hour
and a half after his arrest at 5:15 p.m. on January 11, 1997. The second statement was made to a
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juvenile detention youth specialist, Kenneth Mayo, some time after 7:00 a.m. the following morning.
Williams challenged the admission of these statements at a suppression hearing prior to trial. He
argued that, prior to the commencement of his tape-recorded statement, the police officers
improperly denied his request to speak with an attorney or his parents in violation of Miranda v.
Arizona, 384 U.S. 436 (1966). He also argued that his subsequent confession was involuntary due
to the denial of his request for an attorney and to the fact that he was under the influence of
marijuana at the time of his statement. The trial court rejected these arguments and found that
Williams had the mental capability to understand his rights and that he voluntarily waived them by
signing the waiver form and giving the police his statement. The court also found that petitioner had
not made a request to speak with an attorney or with his parents prior to questioning and was not
under the influence of marijuana at the time he made his statement to police. The court considered
the length of the interrogation (one to one and a half hours), petitioner’s level of education (ninth
grade), and his physical condition at the time of his confession and concluded that it had been made
knowingly and voluntarily. A transcript of petitioner’s entire taped statement to the officers was
admitted into evidence and played for the jury during his trial.
Prior to the admission of that statement, Sergeant Dewey Howie, one of the officers present
during petitioner’s interrogation, explained the circumstances leading up to Williams’s confession:
Q. Now, Detective Sergeant Howie, would you indicate for us the dialogue that
took place between you and the defendant as you sat down and introduced yourself?
A. Went in and introduced myself, [and] Detective Schneider; verified who he
was by asking him his name, date of birth and such. Told him why I was there, about
the death of Karen King. [Williams] [i]ndicated he would like to know how his
name was brought in – into it, and he was told by his cousin August.
Q. And who told him that?
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A. By – I did, yes.
Q. Okay. And how did he – what was his response when you mentioned his
cousin, August?
A. A little surprised.
Q. How did he express that surprise?
A. He just said, “I’m not sure if I can believe that.” He was told that the
conversation was taped, and he wanted to listen to it.
Q. All right. How did he express to you that he wanted to listen to the tape?
A. To hear it, he asked.
Q. He specifically said, “I want to hear that”?
A. Yeah.
Q. All right. What did you do then?
A. Detective Schneider went and obtained the tape and part of it was played for
him . . . .
Q. And was there a certain portion of that conversation that was played?
A. Yes.
Q. How much of it was played?
A. Probably just over a minute or so.
Q. All right. And how long was the conversation? How long was the tape in its
entirety?
A. It’s over an hour.
Q. So you played approximately one minute of a much longer interview, is that
correct?
A. Yes, sir.
Q. And during the course of the portion that you played, did August Williams’
voice appear on the tape?
A. Yes, sir.
Q. Was there something that happened when August Williams’ voice appeared
on the tape?
A. I asked him if he had – knew who that voice was, and he identified it as his
cousin.
Q. And what happened – did Shytour Williams react in any way when he heard
that voice?
A. Yes, he became excited and indicated that he wanted to talk.
At no point did petitioner object to this aspect of Sergeant Howie’s testimony. In fact, counsel for
petitioner inquired further into the officers’ decision to play a portion of August’s earlier statement
on cross-examination:
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Q. How many statements did August Williams give?
A. Two.
Q. Why did you play him the second statement rather than the first?
A. That’s the one that started out – that . . . implicated him.
The jurors also heard Kenneth Mayo’s testimony that Williams had confessed to him the next
morning from his cell in the juvenile detention center. At the suppression hearing, Mayo testified
that he observed Williams rubbing his hands over his head and his face. When Mayo asked him,
“What’s up?” Williams replied, “They snitched on me, man. My cousin and my family snitched
on me.” Mayo asked Williams what he meant by that, and Williams said, “I could’ve got away,
man. They snitched on me because, man, my cousin, man, he kept saying he wanted to get paid.”
Mayo again asked Williams what he was talking about, and he told Mayo that he had picked up a
girl at a store with his cousin and that they had forced her into the car with a gun. He said they
drove around with the girl in the back seat, harassing her and touching her. Mayo also testified that
he heard Williams say, “We killed her man, we raped her after she was dead.” On cross-
examination, Mayo admitted that in an earlier statement he told police, “[Williams] said [he] was
feeling all over her and you know just sexually harassing her. He said then . . . his cousin killed her
and then raped her.”
At the suppression hearing, Williams argued that Mayo’s testimony was inadmissible
because he had failed to advise Williams of his Miranda rights prior to conducting an in-custody
interrogation. The trial court rejected this argument, finding that there was no police-initiated
interrogation and therefore no need to give Miranda warnings. The court concluded that Mayo had
not interrogated Williams for purposes of Miranda when he asked him, “What’s up?” and that Mayo
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was not a police officer and was not acting in concert with or at the direction of any law enforcement
officer at the time of his conversation with Williams.
The jury convicted Williams of first-degree murder, conspiracy, carjacking, and possession
of a firearm during the commission of a felony. The trial court sentenced Williams to life
imprisonment without the possibility of parole on the first-degree murder conviction, concurrent
terms of life imprisonment with the possibility of parole on the conspiracy and carjacking
convictions, and a consecutive two-year term of imprisonment on the firearm conviction.
On appeal, Williams argued that the trial court erred by admitting his taped statement to the
police and his statements to Mayo. He also argued that the trial court erred in admitting Sergeant
Howie’s testimony that August had implicated him in the crime. The Michigan Court of Appeals
affirmed and Williams’s delayed application for leave to appeal with the Michigan Supreme Court
was denied. Williams then filed a petition for writ of habeas corpus, asserting the same three
arguments and one additional argument not relevant for purposes of this appeal. The district court
denied the petition, concluding that the decision of the Michigan Court of Appeals affirming
Williams’s conviction was neither contrary to nor an unreasonable application of clearly established
Supreme Court precedent. The court granted Williams a certificate of appealability on the same
three issues, i.e., on whether the trial court erred in admitting (1) Williams’s statements to the
police, (2) Williams’s confession to Mayo, and (3) Sergeant Howie’s testimony referencing co-
defendant August Williams’s statement to the police.
II.
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This court reviews a district court’s legal conclusions in a habeas proceeding de novo and
its factual findings for clear error. Lucas v. O’Dea, 179 F.3d 412, 416 (6th Cir. 1999). Because
Williams’s habeas petition was filed after April 24, 1996, this court’s review is governed by the
standards announced in the Antiterrorism and Effective Death Penalty Act of 1996, Pub. L. No. 104-
132, 110 Stat. 1214 (“AEDPA”). AEDPA provides, in relevant part, that a federal court may not
grant a petition for writ of habeas corpus unless the state court adjudication of the claim “resulted
in a decision that was contrary to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d).
In Williams v. Taylor, 529 U.S. 362, 413 (2000), the Supreme Court explained that a state
court acts “contrary to” clearly established Supreme Court precedent when it “arrives at a conclusion
opposite to that reached by this Court on a question of law,” or when it “decides a case differently
than this Court has on a set of materially indistinguishable facts.” By contrast, a state court’s
decision involves an “unreasonable application” of clearly established federal law if it either (1)
correctly identifies the governing legal principle from the Supreme Court’s decisions but then
unreasonably applies that principle to the facts of the prisoner’s case, or (2) unreasonably extends,
or unreasonably declines to extend, a clearly established legal principle to a new context. Id. at 412.
A. Williams’s Taped Statement to Police Officers
Petitioner first argues that the district court erred in concluding that he voluntarily waived
his Miranda rights and voluntarily confessed to the police.
“Statements made by a defendant in response to interrogation while in police custody are not
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admissible unless the defendant has first been [apprised] of the constitutional right against self-
incrimination and has validly waived his right.” United States v. Cole, 315 F.3d 633, 636 (6th Cir.
2003) (citing Miranda, 384 U.S. at 478-79)). In determining whether a suspect who has received
a Miranda warning has validly waived his rights, courts are instructed to consider the following
factors:
First, the relinquishment of the right must have been voluntary in the
sense that it was the product of a free and deliberate choice rather
than intimidation, coercion, or deception. Second, the waiver must
have been made with full awareness both of the nature of the right
being abandoned and the consequences of the decision to abandon it.
Only if “the totality of the circumstances surrounding the
investigation” reveal both an uncoerced choice and the requisite level
of comprehension may a court properly conclude that the Miranda
rights have been waived.
Moran v. Burbine, 475 U.S. 412, 421 (1986). “Whether a waiver is knowing and intelligent is
determined by the particular facts and circumstances of the case, including the background,
experience, and conduct of the accused.” Machacek v. Hofbauer, 213 F.3d 947, 954 (6th Cir. 2000)
(internal quotations omitted). The government bears the burden of proving the voluntariness of the
waiver by a preponderance of the evidence. United States v. Miggins, 302 F.3d 384, 397 (6th Cir.
2002).
Williams argues that the record supports his claim that he failed to understand his Miranda
rights. He focuses on his age (fifteen), education level (ninth grade), and inexperience with the
police at the time of his arrest, and he reiterates his claim that he was high on marijuana at the time
of his interrogation. He also points to the officers’ failure to inform him that he was being treated
as an adult. The Michigan Court of Appeals considered these same arguments and found that
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petitioner was advised of his constitutional rights prior to custodial interrogation, that he understood
those rights, and that he agreed to waive them. This determination was not contrary to or an
unreasonable application of clearly established Supreme Court precedent. The court considered
Williams’s age, education level, and physical condition at the time of the interrogation. His
Miranda rights were read to him as he followed along, and the officers explained his right to counsel
to him when asked to do so. Whether a defendant understood his Miranda rights is a question of
fact underlying the question of whether his waiver of those rights was knowing and intelligent.
Thus, on federal habeas review, a federal court has to presume that the state court’s factual finding
that a defendant fully understood what was being said and asked of him was correct unless the
petitioner shows otherwise by clear and convincing evidence. See Valdez v. Ward, 219 F.3d 1222,
1231 (10th Cir. 2000). Williams has not provided any further evidence, clear and convincing or
otherwise, to rebut the findings by the Michigan Court of Appeals that he understood the rights that
were read to him. That court did not err in concluding that Williams knowingly, intelligently, and
voluntarily waived his Miranda rights prior to giving his statement.
Williams also asserts the related claim that his subsequent confession to the police was
involuntary. The Supreme Court has said that “certain interrogation techniques, either in isolation
or as applied to the unique characteristics of a particular suspect, are so offensive to a civilized
system of justice that they must be condemned under the Due Process Clause of the Fourteenth
Amendment.” Miller v. Fenton, 474 U.S. 104, 109 (1985). In deciding whether a confession was
voluntarily made, this court considers the following factors: “(1) the time between the defendant’s
arrest and arraignment; (2) whether the defendant knew the nature of the charged or suspected
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offense; (3) whether the defendant was advised that he was not required to make any statements and
that his statements could be used against him; (4) whether the defendant was advised of his right to
the assistance of counsel before being questioned; and (5) whether the defendant was without the
assistance of counsel when questioned.” United States v. Doe, 226 F.3d 672, 679 (6th Cir. 2000).
“In effect, the court considers the totality of the circumstances to evaluate whether a confession was
voluntarily made.” Id. A confession is involuntary only if there is police coercion or overreaching
that overbore the accused’s will and caused the confession. Colorado v. Connelly, 479 U.S. 157,
163-64 (1986).
Williams argues that the officers’ refusal to allow his parents to be present and failure to
advise him that he was being charged as an adult precluded him from fully understanding the
consequences of his statements. Contrary to petitioner’s contention, the Michigan Court of Appeals
considered these arguments and other relevant factors in assessing the voluntariness of his
confession. As the court noted, the absence of a juvenile defendant’s parent does not per se render
the defendant’s confession involuntary because voluntariness depends upon the totality of the
circumstances. See Doe, 226 F.3d at 679-80. In assessing the totality of the circumstances
surrounding petitioner’s confession, the court of appeals found that he “was questioned only once”
and that “the entire process, from arrival at the police station to completion of the statement, took
only two and a half hours. There was no evidence that [Williams] was not in good health and he
admitted that he was not mistreated.” At the suppression hearing, the trial court specifically found
that Williams was treated “courteously” by the officers. Petitioner knew the nature of the charge
or suspected offense because the officers told him they wanted to speak to him about “the murder
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of Karen King.” He was informed of his right to remain silent and of his right to an attorney. In
short, the court of appeals identified the appropriate standard for assessing the voluntariness of
petitioner’s confession and did not apply that standard in an unreasonable way.
B. Williams’s Statement to the Juvenile Detention Officer
Williams next argues that the court of appeals erred in concluding that Miranda warnings
were not required before Mayo asked the petitioner, “What’s up?” and “What do you mean by that?”
Miranda warnings are required when police question a suspect in a custodial interrogation.
United States v. Bowers, 739 F.2d 1050, 1055 (6th Cir. 1984). “Custodial interrogation means
questioning initiated by law enforcement officers after a person has been taken into custody.”
Illinois v. Perkins, 496 U.S. 292, 296 (1990) (internal quotations omitted). Interrogation, for
purposes of Miranda, refers to express questioning and to any words or actions on the part of the
police that the police should know are reasonably likely to elicit an incriminating response from the
suspect. Rhode Island v. Innis, 446 U.S. 291, 301 (1980). When deciding whether a suspect has
been interrogated, courts should “carefully scrutinize the factual setting of each encounter.” United
States v. Avery, 717 F.2d 1020, 1025 (6th Cir. 1983). “Even a relatively innocuous series of
questions may, in light of the factual circumstances and the susceptibility of a particular suspect, be
reasonably likely to elicit an incriminating response.” Id. However, “[a]ny statement given freely
and voluntarily without any compelling influences is, of course, admissible in evidence.” Id. (citing
Miranda, 384 U.S. at 478).
The parties do not dispute that Williams was in custody for purposes of Miranda at the time
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of his statement to Mayo, but disagree as to whether Mayo’s conduct amounted to police-initiated
interrogation. The Michigan Court of Appeals concluded, and the district court agreed, that
Miranda warnings were not required before Mayo began his conversation with petitioner because
Mayo was not a police officer, nor was he working with or at the request of the police. In reaching
this decision, the court relied on People v. Anderson, 531 N.W.2d 780, 785 (Mich. Ct. App. 1995),
which held that a juvenile probation officer was not a police officer for purposes of Miranda because
(1) she did not wear a badge, carry any type of weapon, or wear a uniform, (2) her duties did not
include the interrogation of criminal suspects, and (3) she did not have the authority to arrest or
detain anyone.
The mere fact of imprisonment does not mean that all of a prisoner’s conversations are
official interrogations that must be preceded by Miranda. United States v. Willoughby, 860 F.2d 15,
23 (2d Cir. 1988). Rather,
[f]idelity to the doctrine announced in Miranda requires that it be enforced strictly,
[and] only in those types of situations in which the concerns that empowered the
decision are implicated. Thus, [this court] must decide whether a [given curtailment
of freedom of action] exerts upon a detained person pressures that sufficiently impair
his free exercise of his privilege against self-incrimination to require that he be
warned of his constitutional rights.
Berkemer v. McCarty, 468 U.S. 420, 437 (1984).
We do not need to reach the question whether Mayo’s questions amounted to interrogation
for purposes of Miranda because we agree with the district court and the Michigan Court of Appeals
that Miranda warnings were not required. Mayo is not a police officer, he does not wear a uniform
or a badge, and he does not carry any type of weapon. His duties do not include the interrogation
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of criminal suspects. Miranda was concerned with the danger of coercion resulting from the
interaction of custody and official interrogation. Perkins, 496 U.S. at 297. Miranda warnings are
not required any time a suspect is in custody in a technical sense and converses with someone who
happens to be a government agent. Id. The court of appeals thus did not err in concluding that
Williams’s statement to Mayo was admissible.
C. Testimony Concerning Out-of-Court Statements Made by August Williams
Finally, petitioner argues that Sergeant Howie’s testimony at trial that August had “brought
[petitioner’s name] into it” violated his Sixth Amendment right to confront the witnesses against
him.
The Sixth Amendment’s Confrontation Clause provides that “[i]n all criminal prosecutions,
the accused shall enjoy the right . . . to be confronted with the witnesses against him.” U.S. Const.
amend. VI. A non-testifying co-defendant’s statements that implicate a defendant are presumptively
unreliable and their admission violates the Confrontation Clause unless the statement bears adequate
“indicia of reliability.” Ohio v. Roberts, 448 U.S. 56, 63-66 (1980); Douglas v. Alabama, 380 U.S.
415 (1965).
Williams argues that the trial court erred in allowing Sergeant Howie to refer to August’s
statement to the police while the officer was testifying about the circumstances leading up to
Williams’s confession. In making this argument, petitioner relies on the Supreme Court’s decision
in Bruton v. United States, 391 U.S. 123 (1968), in which the Court held that one defendant in a joint
trial was denied his Sixth Amendment right of confrontation due to the admission into evidence of
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his co-defendant’s confession that implicated both of them in the crime. The Michigan Court of
Appeals held that it was not error for the trial court to have admitted Howie’s testimony because (1)
Williams and August were not tried together; (2) August’s statement itself was not admitted into
evidence; and (3) the jury was not advised that August had actually implicated petitioner in the
crimes. The district court agreed with this analysis.
Insofar as the decisions of the Michigan Court of Appeals and the district court suggest that
any Confrontation Clause issues can be solved by separate trials, they are contrary to clearly
established Supreme Court precedent. A criminal defendant may make a motion to have his trial
separated from that of his co-defendant in order to minimize the potential that his non-testifying co-
defendant’s statements implicating him in the crime will be admitted into evidence against him.
Separation of the trials does not automatically cure all Confrontation Clause issues; it merely makes
it less likely such issues will arise in the first place. A non-testifying co-defendant who has invoked
his privilege against self-incrimination is just as unavailable to testify when he is tried with another
co-defendant as when he is not. The Supreme Court has repeatedly found Confrontation Clause
issues to exist in cases where the defendants were tried separately. See, e.g., Douglas, 380 U.S. at
419.
However, neither the Michigan Court of Appeals nor the district court rested its decision
solely on the fact that the petitioner and August Williams were tried separately. Both courts also
noted that August’s statement was not admitted into evidence and the jury was not advised that
August had actually implicated him in the crime. Petitioner vigorously disputes the latter point and
argues that the jury was informed that August had implicated him. Sergeant Howie did in fact
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testify that August’s statement to the police had implicated Williams in the crime, but we note that
this testimony was in response to a question asked by Williams’s own counsel. Moreover, even if
the admission of this testimony violated Williams’s constitutional rights, a constitutional error that
implicates trial procedures must be considered harmless unless it had a “substantial and injurious
effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson, 507 U.S. 619, 637
(1993) (citing Kotteakos v. United States, 328 U.S. 750, 776 (1946)). In light of the fact that
August’s statement was not itself admitted into evidence and considering the substantial amount of
additional evidence of Williams’s guilt introduced at trial – including his 50-minute taped confession
to police, eyewitness statements that they had seen him driving the white Blazer and putting a gun
to the victim’s head, and eyewitness testimony that he was walking around with the victim’s cell
phone shortly after the crime – we cannot say that this brief reference to statements made by his co-
defendant had a substantial or injurious effect or influence in determining the jury’s verdict. Any
error in admitting this portion of Sergeant Howie’s testimony was therefore harmless.
III.
For the foregoing reasons, we affirm the judgment of the district court.
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