United States v. Durham

File Name: 05a0629n.06
Filed: July 27, 2005
NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
No. 04-5666
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
Plaintiff-Appellee, ) COURT FOR THE
) EASTERN DISTRICT OF
v. ) KENTUCKY
) (No. 5:03-CR-139-1-JBC)
HAROLD DURHAM, )
)
Defendant-Appellant. )
)
)
BEFORE: MOORE, COOK, Circuit Judges; and GWIN, District Judge.*
Gwin, District Judge:
With this appeal, Defendant-Appellant Harold Durham seeks a reversal of the district court’s
denial of his motion to suppress. Durham moved to suppress evidence obtained during a search of
his residence in the City of Irvine, Estill County, Kentucky. The trial commissioner for Lee County,
Kentucky, issued the search warrant for the defendant’s residence. The Defendant argues that (1)
the Lee County trial commissioner lacked authority to issue the search warrant for the Estill County
*
The Honorable James S. Gwin, United States District Judge for the Northern District of Ohio, sitting by
designation.
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residence and (2) errors in obtaining and executing the warrant require suppression. For the reasons
that follow, we AFFIRM the decision of the district court denying the Defendant’s motion to
suppress. We also VACATE the Defendant’s sentence and REMAND the case to the district court
for resentencing in light of the Supreme Court’s decision in United States v. Booker, 125 S. Ct. 738
(2005).
I. Background
On September 9, 2003, Irvine city police requested a search warrant for the Defendant’s
residence. Officer Larry Wilson prepared a search warrant affidavit for Captain Chris Cox’s
signature, along with a proposed warrant identifying Cox as the affiant. When Cox was unavailable
to sign, Wilson prepared a second affidavit for Officer Jason Michael Petra. Captain Cox and
Officer Petra were both familiar with Defendant Durham’s residence from their work for the Irvine
Police Department. The affidavit identified Durham’s address as 993 Dry Branch Road, although
Durham’s actual address was 995 Dry Branch Road. The affidavit gave directions to Durham’s
residence and described the appearance of the residence. The affidavit identified Durham as a
“major drug distributor,” and listed the property to be seized, including Xanax, marijuana, and items
facilitating the sale of drugs.
Although the search warrant would direct the search in Estill County, Wilson prepared the
warrant for signature by Margie Shuler, the trial commissioner for Lee County, Kentucky. Lee
County and Estill County are both in Kentucky’s 23rd judicial district. At the time of the Durham
search warrant, the chief judge of the 23rd judicial district was out of the district to attend judicial
training. On September 8, 2003, the chief judge had issued an order authorizing Shuler to act on his
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behalf from September 8 to September 11, 2003.
Wilson testified that the search warrant he prepared for Shuler identified Petra as the affiant.
Wilson transmitted the affidavit and warrant by facsimile to Shuler’s home in Lee County.
According to Shuler, she received Petra’s affidavit and a warrant identifying Petra as the affiant.
Shuler signed the documents and returned them to the police by facsimile. Somehow, the first page
of the search warrant filed with the Estill County Clerk of Courts incorrectly listed Captain Cox as
the affiant.
Irvine police officers, including Petra and Cox, executed the search warrant. The officers
recovered approximately 300 pounds of marijuana, 772 Xanax pills, 111 Valium pills, $415,065.00
in United States currency, scales, packaging materials, and various firearms. The Irvine police
charged Durham with trafficking over five pounds of marijuana, a class C felony.
On October 3, 2003, a federal grand jury indicted Defendant Durham of the following
crimes: engaging in a continuing criminal enterprise, in violation of 21 U.S.C. § 848 (Count 1);
conspiring to possess with intent to distribute 1,000 or more kilograms of marijuana, in violation of
21 U.S.C. § 846 (Count 2); conspiring to possess with intent to distribute Valium and Xanax, in
violation of 21 U.S.C. § 846 (Count 3); possessing with intent to distribute 100 or more kilograms
of marijuana, in violation of 21 U.S.C. § 841(a)(1) (Count 4); possessing with intent to distribute
marijuana, in violation of 21 U.S.C. § 841(a)(1) (Count 5); possessing with intent to distribute
Valium, in violation of 21 U.S.C. § 841(a)(1) (Count 6); possessing with intent to distribute Xanax,
in violation of 21 U.S.C. § 841(a)(1) (Counts 7, 8); and distributing marijuana, in violation of 21
U.S.C. § 841(a)(1) (Counts 9-11). The indictment also included two property forfeiture counts
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pursuant to 21 U.S.C. § 853 (Counts 12, 13). Durham pled not guilty at his arraignment.
Durham filed a motion to suppress the evidence recovered from the September 9 search
warrant. On January 6, 2004, District Judge Jennifer B. Coffman conducted a hearing and denied
Durham’s motion to suppress. Judge Coffman ruled that Commissioner Shuler had jurisdiction to
issue the warrant for Durham’s Estill County residence. Judge Coffman further ruled that Petra’s
affidavit sufficiently described Durham’s property, although it included the wrong street number for
the residence. Finally, Judge Coffman held that the clerical error through which the police filed the
wrong front page of the warrant with the Estill County Clerk did not invalidate the warrant.
On March 24, 2004, Durham pled guilty to Counts 2, 3, and 11. Durham reserved his right
to appeal the trial commissioner’s authority to issue the search warrant and the sufficiency of Petra’s
description of the residence in his affidavit. On May 27, 2004, Judge Coffman sentenced Durham
to 44 months imprisonment on Counts 2 and 11, and 36 months imprisonment on Count 3. Judge
Coffman ordered that the terms be served concurrently. This appeal followed.
II. Legal Standard
In reviewing a district court’s denial of a motion to suppress, we review the factual findings
for clear error and the legal conclusions de novo. United States v. Williams, 224 F.3d 530, 532 (6th
Cir. 2000), cert. denied, 531 U.S. 1095 (2001).
III. Analysis
The Defendant argues that (1) the trial commissioner for Lee County lacked jurisdiction to
issue a search warrant for the Defendant’s Estill County residence and (2) errors in obtaining the
warrant require suppression. The Government responds that Commissioner Shuler had temporary
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authority to issue the warrant and that the search warrant was proper. We agree with the
Government on both issues.
A. Authority To Issue Search Warrant
Kentucky Supreme Court Rule 5.010 empowers the chief judge of a Kentucky judicial
district to appoint a trial commissioner to serve as a judicial officer in a county that does not have
a regular district judge. The appointment of a trial commissioner is subject to the approval of the
Chief Justice of the Kentucky Supreme Court. Ky. SCR 5.010. A trial commissioner has various
powers in criminal, civil, juvenile, and probate matters. Among these are the power to issue arrest
and search warrants. Id. 5.030.
A trial commissioner’s authority generally applies only within his county of appointment.
Id. Rule 5.040 provides an exception: “A trial commissioner may be temporarily assigned by the
chief judge of the district to serve in any county within the district and shall, while so serving, have
the same authority as in the county of his residence.” The Government says Commissioner Shuler’s
temporary appointment was proper under Rule 5.040.
The Defendant argues that the Kentucky Supreme Court invalidated Rule 5.040 in
Commonwealth v. Shelton, 766 S.W.2d 628 (Ky. 1989). In Shelton, the court affirmed the reversal
of the defendant’s conviction for cocaine possession. The trial court had denied the defendant’s
motion to suppress, ruling in part that the Fulton County trial commissioner had properly issued a
warrant for a search to be conducted in Hickman County. Id. at 629. The appeals court reversed
and the Kentucky Supreme Court affirmed.
The Kentucky Supreme Court noted that although a trial commissioner’s authority generally
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applies only within the county in which he resides, the court’s rules permitted temporary
assignments elsewhere within a judicial district. Id. (citing Ky. SCR 5.040). Still, the court found
nothing in the record before this Court indicating that [the Fulton
County trial commissioner] had been authorized to serve in Hickman
County. In any event he has no authority while serving in Fulton
County to exercise authority beyond the limits of that county, and
under our rules, he could not be given such authority. Therefore, he
was without jurisdiction to issue a search warrant in or for Hickman
County.
Id.
The Defendant reads the cited passage from Shelton as overruling Kentucky Supreme Court
Rule 5.04. The Defendant focuses on the statement that “[i]n any event, he has no authority while
serving in Fulton County to exercise authority beyond the limits of that county, and under our rules,
he could not be given such authority.” Id. (emphasis added).
The Defendant’s interpretation extends Shelton too far. Unlike the present case, Shelton
involved a trial commissioner who had not received a temporary appointment extending his
authority outside his home county. Moreover, the Kentucky Supreme Court cited Rule 5.04 in
reaching its decision, noting that a trial commissioner “may be ‘temporarily assigned by the chief
judge of the district to serve’ elsewhere ‘within the district’” under that rule. Id. (quoting Ky. SCR
5.040). Taken in context, the court’s ruling does not negate Rule 5.04 or impose any additional
limitations on the temporary assignment of trial commissioners.
The Defendant cites Vessels v. Brown-Forman Distillers Corp., 793 S.W.2d 795 (Ky. 1990),
to demonstrate the Kentucky Supreme Court’s willingness to invalidate rules of court. Vessels does
not help the Defendant. There, the court found civil rule 76.25 unconstitutional. In doing so, the
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court used clear language: “CR 76.25 is unconstitutional.” Id. at 798. In Shelton, the court offered
no such explicit language that it intended to overrule Rule 5.04. Further, Rule 5.04 remains on the
books today despite Shelton’s holding.
If accepted, the Defendant’s position would greatly undermine judicial efficiency. If
Kentucky’s district judges could no longer appoint trial commissioners to temporarily serve in their
stead, judicial activity would grind to a halt whenever a judge leaves the district for an extended
period. Police officers would find it difficult to obtain arrest and search warrants; complainants
might not obtain emergency protective orders in domestic violence cases; it would be harder for
child welfare officials to obtain orders for temporary custody of endangered children. See Ky. SCR
5.030 (listing trial commissioners’ powers).
For these reasons, we affirm the district court’s denial of Durham’s motion to suppress for
lack of jurisdiction to issue the search warrant.
B. The Search Warrant
In his brief, the Defendant contends that “the other inconsistencies and errors in obtaining
and executi[ng] the search warrant” require suppression. The Defendant does not specify precisely
which supposed “inconsistencies and errors” he challenges. Apparently, the Defendant means to
argue that Officer Petra’s affidavit did not describe the residence and Commissioner Shuler was not
a neutral magistrate as the Fourth Amendment requires. See United States v. Pinson, 321 F.3d 558,
562 (6th Cir. 2003). We disagree.
1. Errors In Affidavit
In determining whether an affidavit sufficiently describes the location subject to search, we
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consider “whether the place to be searched is described with sufficient particularity as to enable the
executing officer to locate and identify the premises with reasonable effort, and whether there is any
reasonable probability that another premises might be mistakenly searched.” United States v.
Gahagan, 865 F.2d 1490, 1496 (6th Cir. 1989). We take into account the officer’s personal
knowledge of the place to be searched. Id. at 1497. The description need not be technically accurate
in every detail. United States v. Pelayo-Landero, 285 F.3d 491, 497 (6th Cir. 2002).
In this case, Officer Petra’s affidavit provided a detailed description of Durham’s residence,
a trailer. It described the location as “Harold Durham’s Residence.” It provided detailed directions
from the Estill County Courthouse to the residence. It described the appearance of the driveway,
the large wood front porch, the room built onto the back of the trailer, the color of the trailer, and
the vehicles in the driveway. We upheld a similarly detailed description in Pelayo-Landero. There,
we favorably noted that the description included specific directions to the defendant’s mobile home,
and that the affidavit described the trailer’s color, wooden deck, and air conditioning unit. Id.
The Government admits that the affidavit incorrectly listed Durham’s address as “993 Dry
Branch Rd.” instead of “995 Dry Branch Rd.” This error does not require suppression. Under
similar circumstances, we have held that “additional circumstances make clear that the inaccuracies
in the warrant would not lead to a mistaken search of other premises.” United States v. Durk, 149
F.3d 464, 466 (6th Cir. 1998) (holding that affiant officer’s involvement in executing search warrant
validated search warrant listing incorrect address). Officer Petra and Captain Cox both had personal
knowledge of Durham’s residence, and both participated in the search. The police searched the
residence they intended to search. In light of these facts, the warrant sufficiently identified
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Durham’s residence.
2. Identity Of Affiant
As part of the “comedy of errors” leading up to the execution of the search warrant,
Defendant Durham points to the fact that Commissioner Shuler signed the warrant based on Officer
Petra’s affidavit, but somehow Captain Cox’s affidavit was filed instead of Petra’s. The Defendant
does not demonstrate that he suffered any prejudice as a result of this administrative misstep.
Both Cox and Petra were familiar with Durham’s residence, and both were prepared to sign
affidavits describing the residence. Shuler testified that she granted the warrant based on Petra’s
affidavit. Although Cox’s affidavit was filed in error, the error was technical, not constitutional.
See United States v. Hyten, 5 F.3d 1154, 1156 (8th Cir. 1993) (holding that affidavit listing incorrect
name of affiant did not require suppression). The filing error does not require suppression of the
seized evidence.
3. Trial Commissioner’s Neutrality
In his reply brief, Durham also implies that Commissioner Shuler was not a neutral
magistrate. Durham cites Commonwealth v. Brandenburg, 114 S.W.3d 830 (2003). In that case,
the Kentucky Supreme Court affirmed an appeals court decision reversing the trial court’s denial
of a motion to suppress. Commissioner Shuler had issued a search warrant for the defendant’s Lee
County residence that led to the seizure of drug paraphernalia. In affirming the appeals court, the
Kentucky Supreme Court noted that Shuler’s husband worked for the Lee County Commonwealth
Attorney’s office as a Victim Advocate. Id. at 831. In light of her husband’s position, the
Brandenburg court found Shuler was not a neutral magistrate for purposes of the Fourth
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Amendment.
In the present case, Shuler signed the search warrant for the Irvine police department, located
in Estill County. There is nothing in the record that leads us to question Shuler’s impartiality in
dealing with officers in Estill County.
C. Sentencing Issues
During the pendency of this appeal, the Supreme Court issued its decision in United States
v. Booker, 125 S. Ct. 738 (2005). Because Booker applies to all cases on direct review, id. at 769,
and the district court appears to have committed plain error in sentencing Durham according to the
formerly-mandatory Guidelines, see United States v. Barnett, 398 F.3d 516, 530 (6th Cir. 2005), we
vacate Durham’s sentence and remand the case to the district court for re-sentencing in light of
Booker.
In May 2004, the district court adopted the sentencing recommendations included in
Durham’s plea agreement and the Presentence Report and sentenced Durham to 44 months’
imprisonment. Durham’s sentence reflects a Base Offense Level of 28, because the amount of
marijuana involved was between four hundred and seven hundred kilograms; a four-level
enhancement because Durham was an organizer, manager, or supervisor of a criminal activity
involving at least five people; a two-level decrease in the offense level for acceptance of
responsibility; and a one-level decrease in the offense level for a timely notice of intent to plead
guilty. R. 164-165 (Plea Agreement ¶ 10). Thus, Durham had a Total Offense Level of 29, which
when combined with his criminal history category of I, yielded a sentencing range of 87 to 108
months’ imprisonment. The Government moved for a downward departure based on substantial
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assistance, and the district court sentenced Durham to a total of 44 months’ imprisonment.
As directed, both Durham and the Government filed letter briefs with this Court addressing
the impact of Booker on Durham’s sentence. In his letter brief, Durham concedes that he did not
challenge his sentence in the district court below and plain-error review applies. Neither Durham
nor the Government contends that a Sixth Amendment error based on judicial fact-finding occurred,
but rather that review is appropriate because the district court treated the Guidelines as mandatory.
Durham requests that, pursuant to Barnett, his case be remanded and that he be re-sentenced in a
manner consistent with Booker. The Government does not oppose Defendant Durham’s request.
Although it appears that Durham stipulated in his plea agreement to all facts necessary to
support the sentence imposed, the district court erred in sentencing Durham when she treated the
Guidelines as mandatory. R. 159 (May 13, 2004 Ltr. from District Judge Coffman to Louise
Holbrook) (“This is to acknowledge receipt of your recent letter concerning the upcoming
sentencing of Harold Durham. Pursuant to the Sentencing Reform Act of 1984, I am required to
impose the sentence specified by certain guidelines. I will, however, give your view careful
consideration in determining what sentence is appropriate within those guidelines.”); R. 199
(Sentencing Hr’g Tr. at 8) (noting that district judge had received letters from the public regarding
Durham’s sentencing but stating that, “I am accepting the factual findings and guideline applications
that are in the presentence report. So I am not taking anything in those letters as fact. But I just
want you to know it is out there.”).
The record does not contain affirmative evidence indicating that the district judge would
have imposed the same sentence even if she knew the Guidelines were advisory. R. 199 (Sentencing
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Hr’g Tr. at 10) (statement by district judge that “I think [Durham’s sentence] is a fair one,” but not
indicating that Durham’s sentence would have been the same if the Guidelines were not mandatory);
R. 199 (Sentencing Hr’g Tr. at 12) (basing Durham’s sentence on the bottom end of the Guidelines
range, explaining that, “You have cooperated with the Government. My standard order applies in
this case. And that’s half of the bottom end of the guideline range.”). Hence, as the Government
concedes, the Barnett presumption of prejudice cannot be rebutted in this case, and as a result, the
district court’s plain error in treating the Guidelines as mandatory requires vacation of Durham’s
sentence and remand for re-sentencing. See Barnett, 398 F.3d at 529-30.
IV. Conclusion
For the foregoing reasons, this Court AFFIRMS the decision of the district court to deny
Defendant Durham’s motion to suppress. We also VACATE the Defendant’s sentence and
REMAND for resentencing in light of United States v. Booker, 125 S. Ct. 738 (2005).
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