United States v. Vining

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 07a0369n.06
Filed: May 31, 2007
No. 05-2125
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. ON APPEAL FROM THE UNITED
STATES DISTRICT COURT FOR THE
LARRY GENE VINING, EASTERN DISTRICT OF MICHIGAN
Defendant-Appellant.
/
BEFORE: SUHRHEINRICH, CLAY and SUTTON, Circuit Judges.
CLAY, Circuit Judge. Defendant Larry Vining was convicted for being a felon in
possession of a firearm, in violation of 18 U.S.C. § 922(g)(1), on May 6, 2005. Defendant was
sentenced on August 9, 2005, to a term of imprisonment of eighty-four months. Defendant
challenges his conviction arguing that the district court 1) failed to conduct a hearing under Remmer
v. United States, 347 U.S. 227, 230 (1954); 2) violated his right to confront a government witness;
3) limited evidence of third-party guilt; 4) limited argument on Defendant’s theory of defense; and
5) denied his right to a fair trial. For the reasons that follow, we AFFIRM Defendant’s conviction.
No. 05-2125
BACKGROUND
On June 19, 2004, at approximately 4:00 a.m. in Pontiac, Michigan, a police officer
“observed a burgundy Buick four-door traveling at a high rate of speed.” (J.A. 134) The police
officer “turned on [the] overhead lights to initiate a traffic stop on the vehicle,” and “turned on the
side spotlight of [the] vehicle and [ ] used it to illuminate the interior of the Buick.” (J.A. 135) The
police officer “observed the driver of the vehicle making motions, reaching down and towards the
center of the vehicle.” (J.A. 136) “As soon as the Buick came to a complete stop, the driver of the
Buick got out and ran westbound into the neighborhoods,” while Nakitae Kuhn (“Kuhn”), a
passenger, “remained in the passenger seat.” Id. The police officer “got out of [his] vehicle and ran
after the driver,” for “a minute and a half to two minutes,” but was unable to catch the driver. (J.A.
137) Kuhn “was not able to give [ ] [the driver’s] name,” but she “put [police officers] in contact
with someone that she had been hanging out with that night who gave [police officers] [the driver’s]
name.” (J.A. 142-43) Other police officers arrived at the scene “with a Canine Unit to attempt to
do a track,” but the canine track “was not successful.” (J.A. 138) Police officers “[f]ound a handgun
underneath the driver’s seat of the vehicle.” (J.A. 139) The firearm was a “[h]i-point, [m]odel C9,
9mm semi-automatic pistol with an obliterated serial number, which was manufactured outside the
State of Michigan and thus traveled in interstate commerce.” (J.A. 8) Police officers “returned to
the police station and based on the information [ ] obtained about the driver, [ ] w[ere] able to obtain
a photograph of the driver.” (J.A. 140) Defendant in this case was identified as the driver and
person who fled during the traffic stop.
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On August 4, 2004, a police officer observed Defendant driving “an older model Buick Park
Avenue traveling in Pontiac, Michigan “at a quick[ ] pace.” (J.A. 147) The police officer “ran the
plate” and “there was felon warrants for carrying a concealed weapon.” Id. The police officer
“turned on [the] overhead lights, notified [ ] dispatch [he] was stopping the vehicle.” Id. When the
police officer approached the vehicle, Defendant “was stepping out of his driver’s door.” (J.A. 148)
Defendant was “asked [ ] to step back into his vehicle.” Id. “At that point [Defendant] ran into the
[Pontiac Osteopathic] hospital through the ER entrance.” Id. Defendant ran through the
“[e]mergency [r]oom area of the hospital, then through several different floors of the hospital.” (J.A.
149) The police officer ultimately found Defendant in the basement, and “told him to get down onto
the ground, at which time [Defendant] told [the police officer] no . . . . [the driver] stated that he was
not going to. He said just arrest him. At that point [the police officer] pepper sprayed,” and arrested
Defendant. (J.A. 150)
On September 17, 2004, Kuhn testified in a “preliminary examination” in the 50th Judicial
District Court (“state court”) in Pontiac, Michigan. (J.A. 22) (capitalization omitted). Kuhn
affirmed that when the Buick “w[as] stopped, [she] grabbed [Defendant] by the arm, he reached and
grabbed a gun, put it on the floor and ran.” (J.A. 29) According to Kuhn, Defendant “opened the
door and just took off . . . . he did not say one word.” (J.A. 31) Kuhn did not know Defendant’s
name, but “knew [Defendant] as L.P.” Id. Kuhn indicated that she could identify Defendant because
she “had been with him the whole night,” (J.A. 33), and at the time of the traffic stop “he was talking
about going to some motel room,” (J.A. 32). Kuhn also testified about being threatened by
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Defendant. The transcript indicates that Kuhn was subject to cross-examination, but Defendant’s
counsel did not cross-examine Kuhn.
On January 13, 2005, a federal grand jury indicted Defendant charging him with being a felon
in possession of a firearm, in violation of 18 U.S.C. § 922(g)(1). Defendant’s case proceeded to a
jury trial. The government informed the district court that Kuhn could not be located or otherwise
served with a subpoena to testify in connection with Defendant’s case. Since Kuhn “[wa]s
unavailable for trial,” (J.A. 46), the government argued that her testimony in the state court
“proceeding under oath subject to cross-examination,” (J.A. 153), should be admitted as “permissible
hearsay” under Fed. R. Evid. 804(b)(1), (J.A. 46). Defendant’s counsel objected arguing that
[Defendant] was represented by a different attorney at that time. The
attorney came to court five minutes before the hearing. He did no
investigation into the matter. He didn’t -- he hardly even spoke to
[Defendant] about the case. His cross-examination of this was
deficient to the extent it would be construed as ineffective assistance.
So for that reason, Your Honor, I make my objection and I’ve
preserved the record with that objection.
(J.A. 46) The district court asked a government official to testify under oath about “the efforts that
were made to locate [Kuhn].” Id. The witness affirmed that he had visited “the address that [Kuhn]
has listed on her driver’s license, the address that she gave the police department during this
incident,” approximately “12 to 13 times.” (J.A. 47) “None of those times was she either there or
if she was there, was she willing to answer the door.” Id. The officer indicated that the police
department “did an intelligence check on her” which confirmed the same address, but “were unable
to determine any employment.” (J.A. 48) “The background check also found somebody who may
have possibly been a relative . . . with a phone number,” but “[t]he phone number has since been
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disconnected.” Id. Based on this testimony, the district court found that “[Kuhn] is unavailable
under 804(a)(5) and that her testimony is admissible, her former testimony is admissible under
804(b)(1).” (J.A. 49)
At trial, the transcript of Kuhn’s prior hearing testimony was read into the record, but the
court determined that certain portions concerning alleged threats to Kuhn by Defendant were not
admissible as evidence. The court reporter did not transcribe Kuhn’s testimony, and did not record
the district court’s rulings with respect to the admissibility of different portions of Kuhn’s testimony.
See J.A. 153-54 (noting only that “[t]ranscript of [ ] Kuhn began at 9:52 a.m., and ended at about
10:03 a.m.”). In addition to introducing Kuhn’s state court testimony as evidence, two police
officers testified about Defendant’s June 19, 2004, and August 4, 2004, encounters with the police,
and an “expert in latent [finger]print recovery” proffered testimony concerning unsuccessful efforts
to recover fingerprints from the firearm. (J.A. 155)
After the government presented its evidence, Defendant moved for directed verdict under
Fed. R. Crim. P. 29, arguing that “the evidence that’s been shown so far of -- is sufficient to give rise
to a reasonable suspicion, but that’s as far as it goes.” (J.A. 161) Defendant also argued that Kuhn’s
testimony was not credible. The government responded that “[t]here’s been a [s]tipulation with
respect to [Defendant’s] prior criminal history, [s]tipulation with respect to the firearm and it
traveling interstate commerce. The only issue is possession and there’s been sufficient evidence on
that issue.” (J.A. 161-62) The district court found that “[t]here’s sufficient evidence in the record
to go to the jury” and denied Defendant’s motion. (J.A. 162)
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No. 05-2125
After the denial of the motion for directed verdict, Defendant testified. In his testimony,
Defendant affirmed that he was on parole “[f]or drugs and a handgun.” (J.A. 174) He averred that
the firearm found in his vehicle was not his weapon, and that Kuhn’s hand “came out [of] her bag
with a gun.” (J.A. 171) According to Defendant, the gun belonged to Kuhn. Defendant said that
he did not “want to have nothing to do with that gun,” and that he is “not supposed to be around
[firearms].” Id. He indicated that he “jumped out and ran,” because he was scared. Id.During closing arguments, the government maintained that Kuhn was credible because she
cooperated with the police at the scene of the crime. More specifically, the government argued that
Kuhn “waited for the officer to come back and she told [the] [o]fficer [ ] what she knew . . . . [s]he
didn’t try to get rid of the weapon. She didn’t try to run. She didn’t do anything but stay put. She
did the right thing.” (J.A. 204) In turn, Defendant attempted to impeach Kuhn’s credibility. On
numerous occasions, the government objected to Defendant’s closing argument because his
statements called for speculation and assumed facts not in evidence. The district court sustained
most of the government’s objections.
On May 6, 2005, the jury found Defendant guilty of the firearm possession charge. After the
trial, since the record was unclear, the district court held a hearing to determine which portions of
Kuhn’s state court testimony were admitted as evidence. The district court concluded that it
“excluded the general discussion of [Kuhn’s] fear or unhappiness about being [in the state court
proceeding], but let in the testimony about bringing the bond money.” (J.A. 250) Defendant was
sentenced on August 9, 2005, to an imprisonment term of eighty-four months. The district court
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“recommend[ed] a facility with the Comprehensive Drug Treatment Program.” (J.A. 11) (emphasis
omitted). Defendant filed a timely notice of appeal on August 17, 2005.
DISCUSSION
I. THE JURY’S REVIEW OF THE STATE COURT TRANSCRIPT
Standard of Review
This Court reviews for abuse of discretion the district court’s failure to conduct a hearing
under Remmer v. United States, 347 U.S. 227, 230 (1954). See, e.g., United States v. Owens, 426
F.3d 800, 805 (6th Cir. 2005). However, in this case, Defendant failed to raise an objection. This
Court reviews a forfeited claim for plain error. See, e.g., United States v. Olano, 507 U.S. 725, 733
(1993); United States v. Perry, 438 F.3d 642, 651 (6th Cir. 2006). “When reviewing for plain error,
this court must decide whether (1) there was an error in the district court, (2) the error was plain, (3)
the plain error affected the defendant’s substantial rights, and (4) the plain error seriously affected
the fairness, integrity or public reputation of judicial proceedings.” United States v. Fraser, 448 F.3d
833, 841 (6th Cir. 2006).
Analysis
A. Legal Framework
“The Sixth Amendment right to trial by jury ‘ensure[s] criminal defendants a fair trial by a
panel of impartial, indifferent jurors.’” Perry, 438 F.3d at 651 (quoting United States v. Davis, 177
F.3d 552, 556-57 (6th Cir. 1999) (alteration in original)). “To guard this right,” the Supreme Court
held in Remmer that “when possible juror misconduct is brought to the trial judge’s attention he has
a duty to investigate and to determine whether there may have been a violation of the constitutional
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No. 05-2125
guarantee.” Perry, 438 F.3d at 651 (quoting Davis, 177 F.3d at 556). The district court is in the best
position to determine whether a Remmer hearing was necessary. See, e.g., United States v. Lopez,
271 F.3d 472, 489-90 (3d Cir. 2001). “When a district judge refuses to conduct a Remmer hearing
under such circumstances, [this Court] routinely remand[s].” Owens, 426 F.3d at 805 (citations
omitted). However, for the district court to conduct a Remmer hearing, “a defendant must do more
than simply raise the possibility of bias.” Id. (citing United States v. Herndon, 156 F.3d 629, 635
(6th Cir. 1998)). Defendant must “raise[ ] a ‘colorable claim of extraneous influence.’” Owens, 426
F.3d at 805 (quoting Davis, 177 F.3d at 557). An “extraneous influence” is “one derived from
specific knowledge about or a relationship with either the parties or their witnesses.” Herndon, 156
F.3d at 636. “[N]o presumption of prejudice arises from [ ] a[n] [unauthorized] contact” with the
jury. United States v. Cooper, 868 F.2d 1505, 1523 (6th Cir. 1989) (citation omitted). “[D]efendant
bears the burden of proving actual juror bias.” Id. (citation omitted).
In this case, Defendant alleges that the jury was biased because they had inadvertent contact
with allegedly prejudicial material, namely, the unredacted transcript of Kuhn’s state court
testimony. In pertinent part, the state court transcript reflects the following exchange between Kuhn
and the state court judge:
The Court: . . . Ms. Kuhn, tell me how have you been contacted
in relationship to this case.
The Witness: Okay, My sister, which is--my sister is pregnant by
[Defendant’s] cousin. My sister called me a couple days ago . . . .
[s]he notified me about this case. She said that [Defendant] called his
cousin and persistently said this case was over. He won it. Now, I
didn’t know nothing about . . . this case was already in progress or
anything like that. She called me and told me about the case.
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No. 05-2125
The Court: Okay. Well, just--keep on. Tell me what happened.
The Witness: So something about that I guess [Defendant] was mad
because wouldn’t nobody bring him no bond money. I didn’t show
up in court like I was supposed to, so his girlfriend or whoever it is,
I guess, when she sees me is going to have something to say.
The Court: That was it?
The Witness: And then, I guess, he was mad because wouldn’t
nobody come up here and help pay for his bail money and I didn’t
show up and that’s basically it.
(J.A. 38-39) Defendant argues that this exchange contains “irrelevant and highly prejudicial
inferences that [Defendant] had been attempting to threaten [ ] Kuhn.” (Def. Br. at 15) The record
indicates that the district court “excluded the general discussion of [Kuhn’s] fear or unhappiness
about being [in the state court proceeding], but let in the testimony about bringing the bond money.”
(J.A. 250) Although the district court excluded the allegedly prejudicial portions of the transcript,
the jury was given unredacted copies of the state court transcript.
In Perry, a case where a jury inadvertently came into contact with documents that were not
introduced as evidence in the course of jury deliberations, a defendant “complain[ed] that the district
court failed to conduct a Remmer hearing sua sponte to inquire into potential jury bias.” 438 F.3d
at 651. This Court found:
Perry waived his right to such a hearing when he specifically agreed
to have the court instruct the jury. See United States v. Olano, 507
U.S. 725, 733 (1993) . . . . “An attorney cannot agree in open court
with a judge’s proposed course of conduct and then charge the court
with error in following that course.” United States v. Sloman, 909
F.2d 176, 182 (6th Cir. 1990). Perry therefore waived any objection
he might have had to the court’s instruction to the jury regarding the
method to deal with the unadmitted materials the jury inadvertently
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No. 05-2125
discovered in Perry’s bookbag.
Perry, 438 F.3d at 651. The instant case is analogous to Perry. As in Perry, Defendant in the instant
case failed to move for a Remmer hearing and did not otherwise object when the unredacted
transcripts were provided to the jury. Defendant has, therefore, waived any objection with respect
to a Remmer hearing.
Even if we were to find that this case is distinguishable from Perry, the district court did not
commit plain error because the district court expressly stated:
Let me just caution the jurors. Transcripts are not exhibits. It’s just
to help you follow the testimony and you’re not going to be able to
take these transcripts with you into the jury room for deliberations, so
if you need to make notes about what was said, feel free to do so. But
I just don’t want you to think that you’re going to have those
transcripts with you.
(J.A. 152) Although the unredacted transcripts were distributed to the jurors, the jurors were
instructed not to consider the transcripts as evidence and were not allowed to retain the transcripts.
This Court “presume[s] that juries follow their instructions.” Hill v. Mitchell, 400 F.3d 308, 325-26
(6th Cir. 2005) (quoting Washington v. Hofbauer, 228 F.3d 689, 706 (6th Cir. 2000)); see also
Barnes v. Owens-Corning Fiberglas Corp., 201 F.3d 815, 822 (6th Cir. 2000) (“Federal courts
generally presume the jury will follow the instructions correctly as given.”). “[T]he presumption that
a jury followed instructions can only be overcome where there is an ‘overwhelming probability’ that
[the jury] was unable to do so.” Caldwell v. Bell, 288 F.3d 838, 846 (6th Cir. 2002) (quoting
Hofbauer, 228 F.3d at 706). In this case, “the instructions, when viewed as a whole,” were not
“confusing, misleading, [or] prejudicial.” Barnes, 201 F.3d at 822. Indeed, there is no indication
that the jury relied on the unredacted transcripts in reaching its decision. Even if we were to find that
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No. 05-2125
the jury improperly relied on the unredacted transcripts, the content of the material “do[es] not
measure up to the degree of prejudice which [would] result[ ] in reversal.” United States v. Rubino,
431 F.2d 284, 288 (6th Cir. 1970). The state court transcript at issue in this case was not so
prejudicial as to require reversal or a new trial.
II. EVIDENCE PROPERLY EXCLUDED AS INADMISSIBLE HEARSAY
Standard of Review
This Court review a district court’s evidentiary rulings for an abuse of discretion. United
States v. Obiukwu, 17 F.3d 816, 821 (6th Cir. 1994); United States v. Mahar, 801 F.2d 1477, 1495
(6th Cir. 1986). “An abuse of discretion exists when the district court applies the wrong legal
standard, misapplies the correct legal standard, or relies on clearly erroneous findings of fact.” Geier
v. Sundquist, 372 F.3d 784, 789-90 (6th Cir. 2004) (quoting First Tech. Safety Sys., Inc. v. Depinet,
11 F.3d 641, 647 (6th Cir. 1993)).
Analysis
The Sixth Amendment “guarantees a defendant the right to be confronted with the witnesses
against him.” Obiukwu, 17 F.3d at 821 (internal quotation marks and citation omitted); see also
Brumley v. Wingard, 269 F.3d 629, 657-58 (6th Cir. 2001) (finding that “the Confrontation Clause
itself do[es] not require a ‘live’ confrontation between accuser and accused in front of the jury and
at the time of trial.”). “Where testimonial evidence is at issue, [ ] the Sixth Amendment demands
what the common law required: unavailability and a prior opportunity for cross-examination.”
Crawford v. Washington, 541 U.S. 36, 68 (2004).
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In this case, Kuhn’s testimony is not barred by the Sixth Amendment because the government
made a showing that Kuhn was unavailable and that Defendant had a prior opportunity to cross-
examine Kuhn in the state court proceeding. A government official testified under oath in the district
court about “the efforts that were made to locate [Kuhn].” (J.A. 46) The witness affirmed that he
had visited “the address that [Kuhn] has listed on her driver’s license, the address that she gave the
police department during this incident,” approximately “12 to 13 times,” but was unable to find
Kuhn. (J.A. 47) The police department was “unable to determine [ ] [Kuhn’s] employment,” and
the only listed “phone number has since been disconnected.” (J.A. 48) This testimony supports a
finding that Kuhn was unavailable at the time of Defendant’s trial.
The record indicates that Kuhn testified in a state court proceeding. The transcript of the
state court proceeding clearly indicates that Kuhn’s testimony was under oath and subject to cross-
examination. Defendant and his attorney were present during the state court preliminary
examination where Kuhn testified and were invited to cross-examine Kuhn by the court. Although
Defendant’s counsel had an opportunity to cross-examine Kuhn concerning Defendant’s alleged
threats, counsel did not cross-examine Kuhn.1
1
With respect to counsel’s failure to cross-examine Kuhn, Defendant indicates that his
attorney at the time
came to court five minutes before the hearing. He did no
investigation into the matter. He didn’t -- he hardly even spoke to
[Defendant] about the case. His cross-examination of this was
deficient to the extent it would be construed as ineffective assistance.
(J.A. 46) To the extent that the failure to cross-examine may suggest ineffective assistance of
counsel, the Court cannot make a determination with respect to this issue because Defendant does
not raise an ineffective assistance of counsel claim in this case.
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In light of these facts, we find that the district court properly concluded that Kuhn’s
testimony is not barred by the Sixth Amendment because the government made an adequate
showing that Kuhn was unavailable and that Defendant had a prior opportunity to cross-examine
Kuhn in the state court proceeding. The district court properly found that “[Kuhn] is unavailable
under [Fed. R. Evid.] 804(a)(5) and that her testimony is admissible, her former testimony is
admissible under [Fed. R. Evid.] 804(b)(1).” (J.A. 49)
Defendant argues that “[t]he district court erred in not allowing [him] to testify about prior
statements of [ ] Kuhn regarding threats to her boyfriend in order to show her motive or bias to
fabricate the story that the gun belonged to [Defendant].” (Def. Br. at 17) Defendant concedes that
his testimony would have been hearsay, but argues that “limit[s] [to] cross-examination only come[
] into play after the defendant has been afforded his Sixth Amendment Confrontation right,” and that
an exception to hearsay should apply in this case because Kuhn was unavailable during the trial. Id.
at 18. Since Defendant was afforded his Sixth Amendment confrontation rights in the state court
proceedings, as explained above, the district court properly excluded this evidence as inadmissible
hearsay. “Federal Rule of Evidence 611(b) accords judges the discretion to impose such appropriate
limits on the conduct of cross-examination,” and the Sixth Amendment does not “‘prevent[ ] a trial
judge from imposing [ ] limits on defense counsel’s’ questioning of a prosecution witness.”
Obiukwu, 17 F.3d at 821 (quoting Delaware v. Van Arsdall, 475 U.S. 673, 678-79 (1986)).
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III. EVIDENCE OF THIRD-PARTY GUILT NOT LIMITED BY THE DISTRICT
COURT
Analysis
“[T]he Constitution guarantees criminal defendants a meaningful opportunity to present a
complete defense.” Holmes v. South Carolina, 126 S. Ct. 1727, 1731 (2006) (internal quotation
marks and citation omitted). “[S]tate and federal rulemakers have broad latitude under the
Constitution to establish rules excluding evidence from criminal trials.” United States v. Scheffer,
523 U.S. 303, 308 (1998). “While the Constitution [ ] prohibits the exclusion of defense evidence
under rules that serve no legitimate purpose or that are disproportionate to the ends that they are
asserted to promote, well-established rules of evidence permit trial judges to exclude evidence if its
probative value is outweighed by certain other factors such as unfair prejudice, confusion of the
issues, or potential to mislead the jury.” Holmes, 126 S. Ct. at 1732. “[T]he Constitution permits
judges to exclude evidence that is repetitive . . ., only marginally relevant or poses an undue risk of
harassment.” Id. (internal quotation marks and citations omitted) (alterations in original).
Defendant’s third claim is closely related to the second issue in this case, which is discussed
above. Defendant’s brief is cursory and fails to meaningfully develop this claim. Defendant
essentially argues that by limiting his testimony concerning the alleged threats, the district court did
not allow him to present evidence of a third-party’s guilt. Defendant’s argument is meritless.
Contrary to Defendant’s assertions, the record clearly indicates that Defendant proffered testimony
about a third-party’s alleged guilt. Defendant testified that the firearm found in the Buick belonged
to Kuhn, and that the firearm came from Kuhn’s purse. Defendant affirmed that he did not “want
to have nothing to do with that gun,” and that he informed Kuhn that he was “not supposed to be
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No. 05-2125
around [firearms].” (J.A. 171) He indicated that during his encounters with the police on June 19,
2004, and August 4, 2004, he “jumped out and ran,” because he was scared. Id. Indeed, the record
indicates that Defendant and his attorney frequently stressed that the firearm belonged to Kuhn.
Defendant’s counsel presented the theory of a third-party’s guilt in the opening argument, through
Defendant’s direct examination, and in the closing statement. The record clearly indicates that
Defendant had an opportunity to present testimony concerning Kuhn’s alleged guilt. Therefore,
contrary to Defendant’s contention, the district court did not limit Defendant’s ability to present
evidence of a third-party’s alleged guilt.
IV. ARGUMENT ON DEFENDANT’S THEORY OF DEFENSE NOT LIMITED BY THE
DISTRICT COURT
Analysis
“[C]losing argument for the defense is a basic element of the adversary factfinding process
in a criminal trial.” Herring v. New York, 422 U.S. 853, 858 (1975). The Supreme Court has
expressly found that:
closing argument serves to sharpen and clarify the issues for
resolution by the trier of fact in a criminal case. For it is only after all
the evidence is in that counsel for the parties are in a position to
present their respective versions of the case as a whole. Only then can
they argue the inferences to be drawn from all the testimony, and
point out the weaknesses of their adversaries’ positions. And for the
defense, closing argument is the last clear chance to persuade the trier
of fact that there may be reasonable doubt of the defendant’s guilt.
Id. at 862 (citation omitted). Defendant’s counsel is permitted to argue all reasonable inferences
from the evidence. United States v. Miguel, 338 F.3d 995, 1001-02 (9th Cir. 2003). However, the
Supreme Court has recognized that
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[t]he presiding judge must be and is given great latitude in controlling
the duration and limiting the scope of closing summations. He may
limit counsel to a reasonable time and may terminate argument when
continuation would be repetitive or redundant. He may ensure that
argument does not stray unduly from the mark, or otherwise impede
the fair and orderly conduct of the trial. In all these respects he must
have broad discretion.
Id. at 862 (citation omitted).
Defendant argues that the district court erred in limiting his closing argument. In this case,
the district court sustained a number of objections because certain statements in Defendant’s closing
argument were out of bounds. The record indicates that Defendant’s counsel made statements at
closing argument that called for speculation and assumed facts that were simply not in evidence, or
otherwise supported by the record. For example, Defendant argued that Kuhn destroyed relevant
evidence:
The reason why he left the gun behind is because it wasn’t his gun.
He didn’t have possession of it. He didn’t have it to grab to run away
with it; it was hers. She had the gun and while he was running down
the street trying to get away from the police, she took and wiped it
off.
(J.A. 208) The notion that Kuhn destroyed evidence is simply not supported by facts in the record
or evidence presented at trial. Defendant’s counsel again assumed facts not in evidence when he
discussed Kuhn’s unavailability for trial, specifically stating “[t]here are a lot of reasons why she
wouldn’t be here, none of them legitimate.” (J.A. 213) Defendant’s counsel improperly asserted
that Kuhn’s credibility must be discounted because, unlike Defendant, she did not testify before the
jury. Defendant’s counsel also indicated that “[w]hen you get arrested when you’re on parole, you
go into jail.” (J.A. 210) Like the other speculative statements made in the closing argument, these
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statements assumed facts that were not in the record and that were not admitted as evidence. At
times, Defendant’s counsel recognized that his statements were excessive and inappropriate. See,
e.g., J.A. 207 (counsel apologizes for improperly vouching for Defendant’s truthfulness); see also
J.A. 208 (counsel concedes that his argument was “speculation sure.”). In light of the factual
inaccuracies and misleading statements, the court instructed Defendant’s counsel to “confine [his]
argument to the facts as they’ve been established at trial.” (J.A. 212) In the instant case, the district
court did not abuse its discretion and did not undermine Defendant’s right to present a defense.
V. NEW TRIAL NOT WARRANTED BASED ON ACCUMULATION OF ERRORS
Standard of Review
This Court conducts a cumulative-error analysis to determine whether “numerous errors
concerning matters of great importance . . . had to have [had] a substantial effect on the jury.”
Campbell v. United States, 364 F.3d 727, 736 (6th Cir. 2004); see also United States v. Parker, 997
F.2d 219, 221 (6th Cir. 1993).
Analysis
This Court has found that “[e]rrors that might not be so prejudicial as to amount to a
deprivation of due process when considered alone, may cumulatively produce a trial setting that is
fundamentally unfair.” United States v. Hernandez, 227 F.3d 686, 697 (6th Cir. 2000) (quoting
Walker v. Engle, 703 F.2d 959, 963 (6th Cir. 1983)). “[T]rial-level errors that would be considered
harmless when viewed in isolation of each other might, when considered cumulatively, require
reversal of a conviction.” Campbell, 364 F.3d at 736 (6th Cir. 2004) (citing Parker, 997 F.2d at
221). However, “the accumulation of non-errors cannot collectively amount to a violation of due
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No. 05-2125
process.” Campbell, 364 F.3d at 736 (citation omitted). “[C]umulative-error analysis should
evaluate only the effect of matter determined to be in error, not the cumulative effect of non-errors.”
McKinnon v. Ohio, No. 94-4256, 1995 WL 570918, at *12 (6th Cir. Sept. 27, 1995) (unpublished
case) (quoting United States v. Rivera, 900 F.2d 1462, 1471 (10th Cir. 1990)); see also United States
v. Lumpkin, 192 F.3d 280, 290 (2d Cir. 1999) (“[T]he accumulation of non-errors does not warrant
a new trial.”).
In the instant case, the district court did not commit any error. Since the district court did not
commit any error, and because the accumulation of non-errors does not warrant a new trial,
Defendant’s last claim is meritless.
CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s conviction.
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