David Miller v. Tony Parker

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 18a0257p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
DAVID E. MILLER; NICHOLAS TODD SUTTON; STEPHEN ┐
MICHAEL WEST; TERRY LYNN KING, │
Plaintiffs-Appellants, │
│
> No. 18-6222
v. │
│
│
TONY PARKER, Commissioner, Riverbend Maximum │
Security Institution, in his official capacity; TONY │
MAYS, Warden, Riverbend Maximum Security │
Institution, in his official capacity, │
Defendants-Appellees. │
┘
Appeal from the United States District Court
for the Middle District of Tennessee at Nashville.
No. 3:18-cv-01234—William Lynn Campbell, Jr., District Judge.
Decided and Filed: November 28, 2018
Before: SILER, GIBBONS, and WHITE, Circuit Judges.
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COUNSEL
ON MOTION AND REPLY: Stephen M. Kissinger, FEDERAL PUBLIC DEFENDER,
Knoxville, Tennessee, for Appellants. ON RESPONSE: Jennifer L. Smith, OFFICE OF THE
TENNESSEE ATTORNEY GENERAL, Nashville, Tennessee, for Appellees.
The court delivered an order. WHITE, J. (pp. 5–10), delivered a separate dissenting
opinion.
No. 18-6222 Miller, et al. v. Parker, et al. Page 2
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ORDER
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David Miller, a Tennessee death penalty prisoner, moves this court for a stay enjoining
the defendants from carrying out his execution. For the reasons set forth below, we deny his
motion.
In 1982, a Tennessee jury convicted Miller of first-degree murder, and the trial court
sentenced him to death. This court previously affirmed the denial of Miller’s federal habeas
petition. Miller v. Colson, 694 F.3d 691 (6th Cir. 2012).
On November 2, 2018, Miller and other Tennessee capital prisoners sued Tony Parker,
Commissioner of the Riverbend Maximum Security Institution, and Tony Mays, Warden of the
Riverbend Maximum Security Institution, seeking injunctive relief preventing the defendants
from implementing a recently-adopted lethal-injection protocol. On the same date, Miller moved
for a preliminary injunction enjoining the defendants from carrying out his execution, currently
scheduled for December 6, 2018. The district court subsequently denied the request for a
preliminary injunction to the extent that it sought to prevent use of the lethal-injection protocol,
Miller v. Parker, No. 3:18-CV-01234, 2018 WL 6003123 (M.D. Tenn. Nov. 15, 2018), and the
court denied the plaintiffs’ motion for reconsideration. Miller v. Parker, No. 3:18-CV-01234,
2018 WL 6069181 (M.D. Tenn. Nov. 20, 2018). The plaintiffs appealed this decision, and
Miller now moves for a stay while the appeal is pending. The defendants have filed a partial
response opposing Miller’s motion for a stay, and Miller has filed a reply to this response.
Further, while this motion has been pending, the court was notified that Miller has elected to be
executed by electrocution.
In considering whether to grant a stay, we balance the following factors: (1) whether the
movant has demonstrated a strong likelihood of success on the merits; (2) whether he will suffer
irreparable injury in the absence of equitable relief; (3) whether the stay will cause substantial
harm to others; and (4) whether the public interest is best served by granting the stay. In re
Garner, 612 F.3d 533, 536 (6th Cir. 2010). As this court recently noted in another capital case,
No. 18-6222 Miller, et al. v. Parker, et al. Page 3
“[w]hile the obvious harm weighs in [the movant’s] favor, it is not dispositive when there is no
likelihood of success on the merits of the challenge, and in execution protocol challenges,
likelihood of success is often the determinative factor.” Zagorski v. Haslam, ___ F. App’x ___,
2018 WL 5734458, at *1 (6th Cir. Oct. 31, 2018), petition for cert. filed (No. 18-6530) (U.S.
Nov. 1, 2018). In order to challenge successfully the State’s chosen method of execution, Miller
must “establish that the method presents a risk that is sure or very likely to cause” serious pain
and needless suffering. In re Ohio Execution Protocol, 860 F.3d 881, 886 (6th Cir.) (en banc)
(emphasis in original), cert. denied, 137 S. Ct. 2238 (2017).
Miller has not shown a likelihood of success on the merits. Electrocution was the method
of execution that existed at the time of Miller’s crime, and he contends that the switch to the
current three-drug protocol violates his rights under the Ex Post Facto Clause. A change in a
State’s method of execution will not constitute an ex post facto violation if the evidence shows
the new method to be more humane. Weaver v. Graham, 450 U.S. 24, 32 n.17 (1981); Malloy v.
South Carolina, 237 U.S. 180, 185 (1915). This court has recognized that some risk of pain is
inherent in any method of execution, no matter how humane, and the Constitution does not
guarantee a pain-free execution. In re Ohio Execution Protocol, 860 F.3d at 890. Miller
maintains that electrocution is more humane than the new drug protocol, and his basis for this
argument appears largely to rest on the length of time each method of execution requires.
However, this contention is debatable, and Miller has not shown that the new protocol is “sure or
very likely” to be less humane than electrocution.
Miller also argues that Tennessee is improperly compelling him to choose between two
unconstitutional methods of execution, electrocution and the three-drug protocol. However, this
court has concluded that neither of these methods violates the Constitution. We recently rejected
a challenge to a similar Ohio lethal-injection protocol that, like the current Tennessee protocol,
utilizes a large dose of the sedative midazolam as the first drug to render the prisoner
unconscious. See In re Ohio Execution Protocol Litig., 881 F.3d 447, 449-53 (6th Cir. 2018),
cert. denied, No. 18-5096, 2018 WL 3329569 (U.S. Oct. 1, 2018); In re Ohio Execution
Protocol, 860 F.3d at 887-90.
No. 18-6222 Miller, et al. v. Parker, et al. Page 4
Because Miller has elected to be executed by electrocution, he has waived any challenge
to his execution by that method. See Zagorski, 2018 WL 5734458, at *1. Regardless of that
waiver, this court repeatedly has upheld the constitutionality of electrocution as a method of
execution. See Williams v. Bagley, 380 F.3d 932, 965 (6th Cir. 2004); Smith v. Mitchell,
348 F.3d 177, 214 (6th Cir. 2003); Buell v. Mitchell, 274 F.3d 337, 370 (6th Cir. 2001).
Accordingly, we DENY Miller’s motion for a stay.
No. 18-6222 Miller, et al. v. Parker, et al. Page 5
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DISSENT
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HELENE N. WHITE, Circuit Judge, dissenting. Because Miller has shown a substantial
likelihood of success on the merits of his claims and it is beyond doubt that the other three
injunction factors weigh strongly in his favor, I would grant the stay of execution to allow the
district court to conduct an evidentiary hearing on the merits of Miller’s claims prior to his
execution date, now set for December 6.
This appeal concerns the two alternative methods of execution currently used by the State
of Tennessee: (1) lethal injection by a three-drug protocol using midazolam (a benzodiazepine
sedative) followed by vecuronium bromide (a paralytic agent) and potassium chloride (a heart-
stopping agent); and (2) electrocution. Under Tennessee law, “[f]or any person who commits an
offense for which the person is sentenced to the punishment of death, the method for carrying out
this sentence shall be by lethal injection.” Tenn. Code Ann. § 40-23-114(a). But persons (like
Miller) sentenced to death for offenses committed before January 1, 1999, may elect to be
executed by electrocution. Tenn. Code Ann. § 40-23-114(b). Electrocution will also be utilized
if lethal injection is held unconstitutional or if a drug essential to carrying out execution by lethal
injection is unavailable. Tenn. Code Ann. § 40-23-114(e).
Miller’s 125-page complaint alleges and provides facts supporting that both electrocution
and lethal injection using the three-drug protocol violate the Constitution and that the three-drug
protocol is the harsher and less humane of the two methods of execution. Because, according to
Miller, electrocution is cruel and unusual punishment, and execution using the three-drug
protocol would cause even more suffering than electrocution, forcing him to choose between the
two methods, as Tennessee has here, leaves him only a choice between two unconstitutional
alternatives: be executed by electrocution in violation of the Eighth Amendment, or be executed
by lethal injection in violation of the Ex Post Facto clause and the Eighth Amendment. 1
1The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor
cruel and unusual punishments inflicted.” (Emphasis added.) Article I, § 9, clause 3 of the Constitution provides
No. 18-6222 Miller, et al. v. Parker, et al. Page 6
Assuming that electrocution violates the Eighth Amendment, and that lethal injection violates
either the Ex Post Facto clause or the Eighth Amendment, Miller has a strong likelihood of
success on his claim that Tennessee violated the Constitution by forcing him to choose between
two unconstitutional alternatives. See, e.g., Arizona v. Fulminante, 499 U.S. 279, 288 (1991)
(holding that a confession is coerced when the defendant was presented with a credible threat of
legally unjustified violence from a government agent).
Thus, Miller’s likelihood of success on his coerced-waiver claim also depends on the
likelihood of success on his claims that (1) electrocution is unconstitutional; and (2) lethal
injection using the three-drug protocol violates either the Eighth Amendment or the Ex Post
Facto clause.
Miller has shown a substantial likelihood of success on his claim that electrocution
violates the Constitution as a cruel and unusual punishment. It is true that our earlier cases, as
recently as 2004, have held that electrocution is constitutional. See Williams v. Bagley, 380 F.3d
932, 965 (6th Cir. 2004); Smith v. Mitchell, 348 F.3d 177, 214 (6th Cir. 2003) (same); Buell v.
Mitchell, 274 F.3d 337, 370 (6th Cir. 2001) (same). But in each of those cases, we simply cite
back to a prior case without any analysis, and the line of summary rejections of challenges to the
constitutionality of electrocution ultimately leads back to the Supreme Court’s 1890 decision in
In re Kemmler, 136 U.S. 436, 449 (1890). A lot has changed since the late-nineteenth century,
however.2 In typical cases, the passage of time is not enough to find that a Supreme Court case
no longer controls. But the Supreme Court itself has made clear that the Eighth Amendment’s
prohibition against cruel and unusual punishments demands that we revisit from time to time past
judgments of what methods are acceptable to accomplish the ultimate punishment of death.
Indeed, the meaning of the Eighth Amendment’s prohibition on cruel and unusual punishments is
that Congress shall not pass any “ex post facto Law.” Another provision, Article I, § 10, directs that “No State shall
. . . pass any Bill of Attainder, ex post facto Law, or Law impairing the Obligation of Contracts . . . .”
2Justice Brennan, joined by Justice Marshall, forcefully made this point in 1985 in his dissent from denial
of certiorari in Glass v. Louisiana, where he noted the trend of courts summarily rejecting challenges to
electrocution “typically on the strength of th[e Supreme] Court’s opinion in In re Kemmler, 136 U.S. 436, 10 S.Ct.
930, 34 L.Ed. 519 (1890), which . . . was grounded on a number of constitutional premises that have long since been
rejected and on factual assumptions that appear not to have withstood the test of experience.” 471 U.S. 1080, 1081
(1985).
No. 18-6222 Miller, et al. v. Parker, et al. Page 7
derived from “the evolving standards of decency that mark the progress of a maturing society.
This is because the standard of extreme cruelty is not merely descriptive, but necessarily
embodies a moral judgment. The standard itself remains the same, but its applicability must
change as the basic mores of society change.” Kennedy v. Louisiana, 554 U.S. 407, 419 (2008)
(internal quotation marks and citations omitted).
Notwithstanding our prior cases summarily rejecting challenges to the constitutionality of
electrocution, this court noted in 2007 that “modern sensibilities have moved away from
hanging, the firing squad, the gas chamber and electrocution as methods of carrying out a death
sentence,” and that “[t]he method of execution in 37 of the 38 States that authorize capital
sentences has evolved to make lethal injection the preferred method of carrying out a death
sentence with only Nebraska clinging to electrocution.” Workman v. Bredesen, 486 F.3d 896,
907 (6th Cir. 2007).
The Georgia Supreme Court, Dawson v. State, 554 S.E.2d 137 (Ga. 2001), and the
Nebraska Supreme Court, State v. Mata, 745 N.W.2d 229 (Neb. 2008), have declared
electrocution to be cruel and unusual punishment in violation of their analogous state
constitutional provisions. The Nebraska Supreme Court noted that the “U.S. Supreme Court has
never reviewed objective evidence regarding electrocution's constitutionality,” but rather has
“based its holdings on state courts’ factual assumptions, which, in turn, relied on untested
science from 1890.” Id. at 257. It then examined, in fairly exhaustive detail, evidence that has
surfaced since that time, including expert testimony and first-hand observations of past
electrocutions. Id. It concluded: “[T]he evidence clearly proves that unconsciousness and death
are not instantaneous for many condemned prisoners. These prisoners will, when electrocuted,
consciously suffer the torture that high voltage electric current inflicts on the human body. The
evidence shows that electrocution inflicts intense pain and agonizing suffering. Therefore,
electrocution as a method of execution is cruel and unusual punishment . . . .” Id. at 279.
Miller’s lengthy and detailed complaint presents similar evidence, and, tellingly, the state
does not respond to Miller’s evidence or arguments on the merits. Thus, Miller has shown a
substantial likelihood of success on this claim, and I would remand for a hearing on the merits.
No. 18-6222 Miller, et al. v. Parker, et al. Page 8
Further, I do not agree that Miller waived his challenge to the constitutionality of
electrocution simply because he chose to be electrocuted. He made this election on the eve of
the deadline imposed upon him, under circumstances where he believed that the alternative and
default method of lethal injection is a far more inhumane and painful way to die. He has
consistently challenged the three-drug protocol as unconstitutional. The timing of his election
and his consistent challenge to the constitutionality of the three-drug protocol distinguish his
circumstances from other cases where we found waiver. See, e.g., Stanford v. Parker, 266 F.3d
442, 462 (6th Cir. 2001) (explaining that the plaintiff would waive his challenge to electrocution
if he chose electrocution over lethal injection, but noting that the plaintiff did not challenge the
constitutionality of lethal injection). Although Zagorski v. Haslam, No. 18-6145, 2018 WL
5734458, at *1 (6th Cir. Oct. 31, 2018), found such a waiver, it is an unpublished order and
therefore not binding on this court.
Miller has also established a substantial likelihood of success on his claim that the three-
drug protocol violates the Ex Post Facto clause by creating a significant risk of pain and
suffering beyond that involved in electrocution. “An ex post facto law possesses two elements:
(1) ‘it must apply to events occurring before its enactment,’ and (2) ‘it must disadvantage the
offender affected by it.’” Dyer v. Bowlen, 465 F.3d 280, 285 (6th Cir. 2006) (quoting Lynce v.
Mathis, 519 U.S. 433, 441 (1997)). As the district court acknowledged, there is authority for
finding that changes in execution protocols are subject to ex post facto challenges. R. 20, PID
1699 n.4; see also Zink v. Lombardi, No. 2:12-CV-4209-NKL, 2012 WL 12828155, at *4-*5
(W.D. Mo. Nov. 16, 2012) (holding that the plaintiffs alleged a viable ex post facto claim where
they alleged that a change to the execution protocol would result in a significant risk of increased
pain compared to the prior method of execution); cf. Weaver v. Graham, 450 U.S. 24, 32 n.17
(1981) (noting that the “critical question . . . is whether the new provision imposes greater
punishment after the commission of the offense,” and explaining that the Supreme Court had
previously held “that a change in the method of execution was not ex post facto because evidence
showed the new method to be more humane, not because the change in the execution method
was not retrospective” (citing Malloy v. South Carolina, 237 U.S. 180, 185 (1915))). Miller has
presented plausible and yet-unrebutted assertions that the three-drug protocol causes 18–20
minutes of pain and suffering, substantially longer than the six minutes of pain and suffering
No. 18-6222 Miller, et al. v. Parker, et al. Page 9
caused by electrocution. The state has not addressed the merits of this new evidence, other than
to point to recent decisions finding that similar lethal-injection protocols did not inflict cruel and
unusual punishment. See, e.g., In re Ohio Execution Protocol, 860 F.3d 881, 884 (6th Cir. 2017)
(en banc), cert. denied sub nom. Otte v. Morgan, 137 S. Ct. 2238 (2017). Those holdings, of
course, were based on the evidence presented in those cases, and in any event do not address
whether the three-drug protocol constitutes an ex post facto violation. Further, the district court
in this case cited another district court’s recent finding that there were “serious questions . . .
concerning whether the lethal injection protocol with which the state intends to execute the
plaintiff is more or less humane than electrocution.” R. 4, PID 1699 (citing Zagorski v. Haslam,
No. 3:18-1035 (M.D. Tenn. Oct. 11, 2018)). The district court did not contest this finding from
Zagorksi but instead reasoned that it did not matter in this case because the plaintiff in Zagorski,
unlike in this case, was insisting on electrocution and the state was refusing his request.
Nonetheless, based on Miller’s unrebutted evidence, the state’s failure to respond to that
evidence, and the district court’s recognition of serious questions concerning whether the three-
drug protocol is less humane than execution, Miller has presented a substantial likelihood of
success on his ex post facto claim.
Miller’s allegations also establish a substantial likelihood of success on his claim that the
three-drug protocol constitutes a cruel and unusual punishment, which requires him to show “that
the method presents a risk that is sure or very likely to cause serious pain and needless suffering”
and to identify “a known and available alternative method of execution that entails a lesser risk
of pain.” Glossip v. Gross, __ U.S. __, 135 S. Ct. 2726, 2731, 2737 (2015) (internal quotation
marks and citation omitted). Miller contends that evidentiary findings made by a trial court in a
case in which Defendants were parties establish that Midazolam (the first drug in the three-drug
protocol) will not prevent the pain sure to result from the second and third drugs in the protocol,
and that the findings relied on by the Supreme Court when it upheld the constitutionality of a
similar three-drug protocol in Glossip, 135 S. Ct. 2726, have been undermined by subsequent
developments. The state did not address the merits of these arguments, either. Nor did the state
dispute that Miller has identified several feasible and readily available alternative methods of
execution that would substantially reduce the risk of pain. Thus, Miller’s allegations and
supporting documentation establish a likelihood of success on the merits of this claim.
No. 18-6222 Miller, et al. v. Parker, et al. Page 10
For these reasons, I would grant Miller’s motion for stay of execution until the merits of
his challenges can be decided, reverse the denial of preliminary injunctive relief, and remand to
the district court for further proceedings.
ENTERED BY ORDER OF THE COURT
Deborah S. Hunt, Clerk