United States v. Timothy Berkey

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 11a0031n.06
No. 09-5128
FILED
UNITED STATES COURT OF APPEALS Jan 12, 2011
FOR THE SIXTH CIRCUIT LEONARD GREEN, Clerk
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
TIMOTHY BERKEY, ) WESTERN DISTRICT OF TENNESSEE
)
Defendant-Appellant. )
Before: BATCHELDER, SUTTON and McKEAGUE, Circuit Judges.
SUTTON, Circuit Judge. After Timothy Berkey pled guilty to being a felon in possession
of a firearm, the district court sentenced him to 41 months in prison. He challenges a four-level
enhancement for possessing the firearm in connection with felony marijuana possession and
contends that his sentence is substantively unreasonable. We affirm.
I.
On December 11, 2007, when Berkey stepped out of his house, he had marijuana and a glass
pipe in his pants pocket and a 9mm handgun in the pocket of his winter coat. Hours later, police
pulled him over for speeding. The marijuana was still in his pocket, the since-used pipe was in the
driver’s side door, and the gun was in the coat lying on the back seat behind him. A federal grand
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jury indicted Berkey for possessing the firearm, see 18 U.S.C. § 922(g), and he pled guilty to the
charge.
At sentencing, the government sought a four-level enhancement on the theory that Berkey
“possessed [a] firearm . . . in connection with another felony offense,” U.S.S.G. § 2K2.1(b)(6),
namely “simple possession” of marijuana under state law, see Tenn. Code Ann. § 39-17-418(a), (e).
Berkey’s counsel argued that the proximity of the gun and the marijuana was “coincidental” and that
the amount of drugs—16.58 grams—was relatively small, suggesting Berkey had no need “to protect
the stash” with a gun. R.48 at 11–12. The court discussed the issue with both parties at length and
eventually gave the enhancement. The total offense level (15) and criminal history (Category VI)
yielded a guidelines range of 41 to 51 months.
Defense counsel requested a below-guidelines sentence, emphasizing Berkey’s desire to care
for his two sons and suggesting that his criminal history overstated his past conduct. The court
initially said that Berkey “seem[ed] to be better than his criminal history would suggest” and thought
the guidelines range might be “a little too high.” R.48 at 38–39. The court also addressed “the need
for uniformity”: “It seems to me that I’ve sentenced people similarly situated to Mr. Berkey at a
lower level than I’m looking at sentencing Mr. Berkey.” Id. at 40–41. The government responded
by pointing to Berkey’s multiple prior drug convictions and the apparent absence of any deterrent
effect from his prior punishments. “[T]he solution,” the court concluded, “is to go to the low end
of the Guidelines rather than to go below the Guidelines when I really have no intellectual basis—I
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have no handle to go below the Guidelines in this case.” Id. at 54. The court sentenced Berkey to
41 months.
II.
In considering whether the district court abused its discretion by imposing an “unreasonable”
sentence, Rita v. United States, 551 U.S. 338, 341 (2007); see also Gall v. United States, 552 U.S.
38, 41 (2007), our first task is to “ensure that the district court committed no significant procedural
error, such as failing to calculate (or improperly calculating) the Guidelines range.” Gall, 552 U.S.
at 51. If the “sentencing decision is procedurally sound,” our second task is to “consider the
substantive reasonableness of the sentence.” Id. Berkey raises arguments on both
fronts—procedural and substantive—but none is availing.
A.
Berkey claims that the district court misapplied § 2K2.1(b)(6), which requires a four-level
enhancement “[i]f the defendant used or possessed any firearm or ammunition in connection with
another felony offense.” The enhancement applies “if the firearm or ammunition facilitated, or had
the potential of facilitating, another felony offense.” U.S.S.G. § 2K2.1 cmt. n.14(A); see also United
States v. Angel, 576 F.3d 318, 320 (6th Cir. 2009). The government bears the burden of proving that
the connection between the firearm and the other felony was not “merely coincidental,” United States
v. Ennenga, 263 F.3d 499, 503 (6th Cir. 2001), that the firearm “served some purpose” in relation
to the other offense, such as “embolden[ing] the defendant” in committing it, United States v. Carter,
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355 F.3d 920, 925 (6th Cir. 2004). The firearm “need not be actively used” in the other offense.
Angel, 576 F.3d at 320.
Berkey’s own testimony supplied all of the facts that the district court needed to conclude
that the firearm “emboldened the defendant during the felonious conduct.” Carter, 355 F.3d at 925.
He acknowledged the accuracy of the facts presented in the presentence report, including that he
“claimed ownership of the marijuana and the firearm” and that he “smoked two pipes of marijuana”
in the car. PSR ¶ 6. He acknowledged that he had the drugs and pipe in one pocket and the gun in
another when he left his house. Taken together, these facts allowed the court to reach the conclusion
it did: that “the firearm ha[d] the potential of . . . facilitating the felony offense,” R.48 at 25, and that
Berkey thus possessed the firearm “in connection with” possession of marijuana, U.S.S.G.
§ 2K2.1(b)(6).
The court need not probe Berkey’s psyche to determine whether and how possession of the
firearm affected his decision to possess the marijuana. It is enough that it had the “potential” to
promote or facilitate the drug offense, U.S.S.G. § 2K2.1 cmt. n.14(A); Angel, 576 F.3d at 320, and
that is a reasonable inference here. Of course, the enhancement is not automatic whenever a firearm
and drugs are found together, United States v. Hardin, 248 F.3d 489, 501 (6th Cir. 2001), but the
facts here go beyond mere proximity, particularly since Berkey took the gun and drugs out in public
and used the drugs in public while keeping the gun nearby. The district court justifiably concluded
that Berkey possessed the gun “in connection with” possessing the marijuana.
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In similar settings, we have come to the same conclusion before, and so have other circuits.
In United States v. Clay, 346 F.3d 173 (6th Cir. 2003), we upheld an enhancement where the
defendant carried a firearm and 1.1 grams of crack cocaine. Id. at 175, 179. And in United States
v. Rogers, 333 F. App’x 975, 976 (6th Cir. 2009), we upheld an enhancement based on a violation
of the same Tennessee possession statute at issue here. “When a drug user chooses to carry his
illegal drugs out into public with a firearm,” as the Eighth Circuit has observed, “there are many
ways in which the weapon can facilitate the drug offense and . . . embolden the offender.” United
States v. Fuentes Torres, 529 F.3d 825, 827 (8th Cir. 2008); United States v. Regans, 125 F.3d 685,
687 (8th Cir. 1997). So also says the Fourth Circuit: “A firearm can embolden the actor to possess
. . . drugs . . . even in small amounts,” particularly when the defendant takes the firearm and drugs
together out in public. United States v. Jenkins, 566 F.3d 160, 163 (4th Cir. 2009).
None of Berkey’s challenges to the district court’s ruling delivers. He argues that he engaged
in what amounts to a mere “misdemeanor,” which “became a felony due only to his status in the
criminal justice system.” Berkey Br. 10. He is right about one thing. Simple possession under
Tennessee law ordinarily is a misdemeanor, see Tenn. Code Ann. § 39-17-418(a), and becomes a
felony only if “the person has two (2) or more prior convictions,” id. § 39-17-418(e). But Berkey
has his sequencing wrong. What made his conduct felonious—his “two (2) or more prior
convictions”—came about before he engaged in the conduct and before he possessed the firearm.
The status of the offender or the victim often turns otherwise innocent or less culpable conduct into
a felony. That is the point of status-related offenses.
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Berkey also complains about the lack of “evidence upon which the Court could reasonably
infer that distribution, trafficking, or some type of drug transaction had occurred or was likely to
occur while the gun was possessed.” Berkey Br. 12. Section 2K2.1(b)(6), however, is not limited
to drug trafficking crimes, but embraces “any federal, state, or local offense, other than the . . .
firearms possession . . . offense, punishable by imprisonment for a term exceeding one year.”
U.S.S.G. § 2K2.1 cmt. n.14(C). It is true that, in applying § 2K2.1(b)(6) to drug trafficking, the
government’s burden is lower, as it must show only that “a firearm [was] found in close proximity
to drugs, drug-manufacturing materials, or drug paraphernalia.” Id. at n.14(B). But this is a special
rule for drug trafficking cases, nothing more. It does not foreclose the application of § 2K2.1(b)(6)
where the firearm had the potential to facilitate drug possession. See, e.g., Clay, 346 F.3d at 179.
Berkey also latches onto the district court’s statement that “if you actually look at the real
world aspect of it, the gun was along.” R.48 at 39. “[I]f the district court was correct in stating that
the gun was merely ‘along,’” he argues, “then its presence could only be coincidental to the
possession of marijuana.” Berkey Br. 13. A fairer reading of the district court’s statement is that
§ 2K2.1(b)(6) applies in this instance due to the firearm’s potential to facilitate the possession
offense, not due to the fact that the firearm facilitated it. That is enough. See Angel, 576 F.3d at 320.
It was reasonable for the district court to conclude that Berkey brought the gun “along” precisely so
that he would feel safer carrying and using drugs in public.
Berkey, lastly, argues that the district court impermissibly “shifted the burden of proof.”
Berkey Br. 14. But he acknowledged that he not only left the house with drugs in one pocket and
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a firearm in another but also kept the gun near him as he used the marijuana in public. It is
reasonable to infer from these circumstances that he possessed the firearm “in connection with” the
drug crime. Drawing inferences from the record does not amount to shifting the burden of proof.
B.
Berkey contends that his sentence was substantively unreasonable because the district court
mistakenly thought it lacked the authority to vary from the guidelines range. But the court
recognized it “ha[d] the discretion to issue a sentence that varies from the Guidelines,” R.48 at 42,
and Berkey has not rebutted the presumption of reasonableness applicable to within-guidelines
sentences, see United States v. Vonner, 516 F.3d 382, 389 (6th Cir. 2008).
Berkey adds that the district court’s initial statements seemed to acknowledge that the
guidelines range was “a little too high.” R.48 at 38. After he made these statements, however, the
judge worked his way through the factors enumerated in 18 U.S.C. § 3553(a), see Gall, 552 U.S. at
51, and concluded that a bottom-of-the-range sentence was appropriate. The district court, in short,
did just what it was supposed to do: It let the § 3553(a) factors, rather than any subjective hunch or
feeling, drive the sentencing decision. The following excerpt from the sentencing transcripts proves
the point:
So, what I expressed earlier is a concern about whether . . . a Guideline Sentence
promotes uniformity. Ordinarily, one does, because people similarly situated fall into
that category. But somehow, I don’t know why, I keep getting the feeling in looking
at all of the sentences that I’ve imposed, this case doesn’t really—the thing runs a
little high despite the low range of the . . . Guidelines. And I’m not sure I have a real
intellectual basis for that, except Mr. Berkey just has always presented himself to me
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as a better person than his criminal history shows. I think the solution to that is to go
to the low end of the Guidelines rather than go below the Guidelines when I really
have no intellectual basis—I have no handle to go below the Guidelines in this case.
In analyzing the 3553 [factors] out loud, as I’ve just done . . . [i]t appears that really
all of the factors point to a Guideline sentence. The seriousness of the offense. The
extent of the Criminal History. The need to protect the public. The need to deter.
Opportunities Mr. Berkey might have in prison. . . . And the need for uniformity. I
really don’t have anything to counter with, which is what Congress asked me to
consider, except this vague feeling that the thing is a little too high . . . .
So, I guess the proper means of approaching it is to go to the low end of the
Guidelines and impose a sentence of 41 months.
R.48 at 53–55. Based on “its ring-side perspective” and “experience over time in sentencing other
individuals,” United States v. Poynter, 495 F.3d 349, 352 (6th Cir. 2007), the district court at most
acknowledged that the appropriateness of a guidelines sentence was a close call. But after
considering the § 3553(a) factors, the court concluded that the guidelines range accurately captured
this case, a conclusion that fell well within its considerable discretion. We do not reverse sentencing
decisions just because they are difficult. In fact, given the district court’s “greater familiarity with[]
the individual case and the individual defendant before him,” Rita, 551 U.S. at 357, we typically do
the opposite.
III.
For these reasons, we affirm.
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