United States v. Puckett

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 05a0377p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
_________________
X
Plaintiff-Appellee, -
UNITED STATES OF AMERICA,
-
-
-
No. 04-5988
v.
,
>
MARTECE PUCKETT, -
Defendant-Appellant. -
N
Appeal from the United States District Court
for the Eastern District of Tennessee at Knoxville.
No. 02-00134—Thomas Varlan, District Judge.
Argued: May 11, 2005
Decided and Filed: September 6, 2005
Before: SILER and ROGERS, Circuit Judges; REEVES, District Judge.*
_________________
COUNSEL
ARGUED: Paula R. Voss, FEDERAL DEFENDER SERVICES, Knoxville, Tennessee, for
Appellant. Matthew T. Morris, ASSISTANT UNITED STATES ATTORNEY, Knoxville,
Tennessee, for Appellee. ON BRIEF: Paula R. Voss, FEDERAL DEFENDER SERVICES,
Knoxville, Tennessee, for Appellant. Matthew T. Morris, ASSISTANT UNITED STATES
ATTORNEY, Knoxville, Tennessee, for Appellee.
SILER, J., delivered the opinion of the court, in which REEVES, D. J., joined. ROGERS,
J. (p. 6), delivered a separate dissenting opinion.
_________________
OPINION
_________________
SILER, Circuit Judge. Defendant Martece Puckett was arrested for drug and gun possession
following a search of his vehicle after a routine traffic stop. He contends that the stop was illegal
for lack of probable cause. Accordingly, Puckett appeals the district court’s denial of his motion to
suppress evidence obtained by the police pursuant to his traffic stop and the district court’s denial
of a motion for a downward departure of his sentence. For the reasons discussed below, we
AFFIRM.
*
The Honorable Danny C. Reeves, United States District Judge for the Eastern District of Kentucky, sitting by
designation.
1
No. 04-5988 United States v. Puckett Page 2
I. BACKGROUND
In 2002, Officer Felix Vess of the Knoxville Police Department observed a white Mercury
Marquis driven by Puckett. Vess was interested in the Mercury because a similar motor vehicle had
been involved in an alleged shooting in the area weeks before. Vess “paced” Puckett for several
blocks, using the speed of his own cruiser to determine the speed of Puckett’s vehicle. Thereafter,
Vess stopped Puckett for speeding. Puckett contends that because Vess followed him for only a few
seconds he was unable to accurately determine his speed, and therefore had no probable cause to
stop him. Following the stop, Vess arrested Puckett for driving without a valid driver’s license.
Vess also smelled a strong odor of marijuana in the vehicle and observed a plastic bag containing
marijuana in the passenger seat. A search of the vehicle resulted in the discovery of a pistol,
ammunition, and approximately 117.6 grams of marijuana.
Puckett was subsequently indicted for being a felon in possession of a firearm, in violation
of 18 U.S.C. § 922(g); possession of marijuana with intent to distribute, in violation of 21 U.S.C.
§§ 841(a) and (b)(1)(B); and possession of a firearm during the course of a drug-trafficking crime,
in violation of 18 U.S.C. § 924(c). His motion to suppress the drug and gun evidence obtained in
the search of his car was denied.
Puckett later entered a conditional plea of guilty and was sentenced to 97 months’
incarceration. The court denied Puckett’s motion for a downward departure from the Sentencing
Guidelines range pursuant to 18 U.S.C. § 3553.
II. MOTION TO SUPPRESS
When reviewing a district court’s determination regarding a suppression question, “a district
court’s factual findings are accepted unless they are clearly erroneous; however, the district court’s
application of the law to the facts, such as a finding of probable cause, is reviewed de novo.” United
States v. Pasquarille, 20 F.3d 682, 685 (6th Cir. 1994) (citing United States v. Thomas, 11 F.3d 620,
627 (6th Cir. 1993)). A factual finding will only be clearly erroneous when the reviewing court is
left with the definite and firm conviction that a mistake has been committed – with the evidence
reviewed “in the light most likely to support the district court’s decision.” United States v. Johnson
242 F.3d 707, 709 (6th Cir. 2001).
Puckett contends that the district court erred in not granting his motion to suppress because
Vess lacked probable cause to stop him and therefore the fruits of the illegal search are inadmissible.
Probable cause is determined by the totality of the circumstances, Pasquarille, 20 F.3d at 686; is
fact-dependent; and will turn on what the officer knew at the time he made the stop. Johnson, 242
F.3d at 709; see also United States v. Ferguson, 8 F.3d 385, 392 (6th Cir. 1993) (en banc) (“This
totality of the circumstances analysis includes a realistic assessment of the situation from a law
enforcement officer’s perspective.”).
Puckett suggests that Vess’s true motivation for the traffic stop was to find a white four-door
sedan involved in a shooting two weeks prior. He further argues that the totality of the
circumstances does not support Vess’s decision to begin following and pacing Puckett’s vehicle.
However, the reasons for Vess’s interest in Puckett’s vehicle are immaterial to the determination of
whether probable cause for the stop existed; rather, a probable cause determination turns on what
the officer knew at the time he made the stop. See Ferguson, 8 F.3d at 391.
At the time of the stop, Vess had made a reasonable estimate of the defendant’s speed to be
45 miles per hour. The posted speed limit for the street in question was 30 miles per hour. Puckett’s
own expert testified that Puckett was most likely traveling between 36 and 38 miles per hour.
Although the expert’s speed estimate is lower than Vess’s estimate, all evidence indicates that
Puckett was speeding at the time Vess initiated the stop.
No. 04-5988 United States v. Puckett Page 3
Based on the testimony at the suppression hearing, the district court determined that Vess
had probable cause to believe that Puckett had exceeded the posted speed limit. As the district court
noted in its Order,
[N]o dispute exists between Officer Vess and Mr. Jones that [Puckett]
was speeding while traveling down Virginia Avenue on April 13,
2002, since he was going over the posted speed limit of thirty (30)
miles-per-hour. By the admission of [Puckett’s] own expert
testimony, [Puckett] was speeding. Since [Puckett] was going over
the speed limit, there is no question that Officer Vess had probable
cause to stop him for speeding.
Vess testified that he believed that Puckett was exceeding the speed limit when he stopped him –
a belief supported by the testimony rendered at the suppression hearing. Viewing the totality of the
evidence, we agree with the district court that Vess had probable cause to stop Puckett. After the
stop, Vess smelled and saw in open view the marijuana in the seat. Therefore, there was probable
cause to search the car at that point. Thus, the search was reasonable and the court correctly denied
the motion to suppress.
III. WAIVER OF APPEAL
In his plea agreement, Puckett expressly consented to sentencing under the Sentencing
Guidelines. Previously, in United States v. Bradley, 400 F.3d 459 (6th Cir. 2005), we held that a
voluntary waiver of appeal in a plea agreement precludes Booker review of the sentence. Id. at 465
(“Having voluntarily and knowingly bargained . . . Bradley cannot now extract two components of
that bargain-his agreement to be sentenced under the then-mandatory Guidelines and his agreement
to waive his right to appeal-on the basis of changes in the law after that bargain was struck.”).
However, Bradley is inapplicable here in light of our recent decision in United States v. Amiker, 414
F.3d 606 (6th Cir. 2005). As in Amiker, Puckett did not expressly waive his right to appeal in the
plea agreement, 414 F.3d at 607, and thus the current situation falls outside the reach of Bradley.
The mere fact that Puckett agreed to be, and was, sentenced pursuant to the Sentencing Guidelines,
does not preclude him from raising on appeal an alleged Booker error regarding his sentence.
Amiker, 414 F.3d at 608.
IV. DOWNWARD DEPARTURE
Traditionally, we have reviewed a district court’s decision to grant a downward departure
from the Sentencing Guidelines for abuse of discretion. See United States v. Cole, 359 F.3d 420,
429 (6th Cir. 2004); United States v. Kuhn, 345 F.3d 431, 436 (6th Cir. 2003). Further, we have
“consistently held that the decision by a district court not to depart downwards from the Guidelines
is not reviewable on appeal unless the record reflects that the district court was not aware of or did
not understand its discretion to make such a departure.” United States v. Stewart, 306 F.3d 295, 329
(6th Cir. 2002); see also United States v. Lucas, 357 F.3d 599, 609-10 (6th Cir. 2004) (same).
However, the recent decision of United States v. Booker, 543 U.S. __, 125 S. Ct. 738 (2005), has
clouded the issue. Indeed, one line of reasoning suggests that we may now review such decisions
for reasonableness. See United States v. Jackson, 408 F.3d 301, 304 (6th Cir. 2005); United States
v. Climmie Jones, 399 F.3d 640, 650 (6th Cir. 2005); cf. United States v. Justin Jones, __ F.3d __,
2005 WL 1847234, *3 n.3 (6th Cir. Aug. 1, 2005) (“After Booker, of course, a defendant who
received a downward departure for substantial assistance is free to argue that the sentence from
which the district court departed was unreasonable in light of 18 U.S.C. § 3553(a)’s sentencing
factors.”).
No. 04-5988 United States v. Puckett Page 4
The reasonableness standard set forth in Jackson is inapplicable here, as the district court
there granted a downward departure after applying the factors listed in 18 U.S.C. § 3553(a). We
then found the application unreasonable. 408 F.3d at 304-05. At question here is the district court’s
decision to deny a downward departure. Shortly following Booker, in United States v. May, 399
F.3d 817 (6th Cir. 2005), we “conclude[d] that the district court was aware of its discretion to grant
a downward departure but determined that the facts of the case did not justify such a departure.
Therefore, the district court’s refusal to grant the downward departure is unreviewable on appeal.”
Id. at 827-28. Following that decision, however, in Climmie Jones, a panel of this court vacated and
remanded for resentencing under Booker, but in dicta “encourage[d] the sentencing judge to
explicitly state his reasons” for denying a downward departure. 399 F.3d at 650. It continued,
stating, “[s]uch a statement will facilitate appellate review as to whether the sentence was
‘reasonable.’” Id. Despite its statements in dicta, no expression was made regarding the applicable
standard of review where the district court denied a downward departure.
Most recently, we decided the case of Justin Jones. There, we reaffirmed that the extent of
a downward departure is “a determination that in any event [is] within the court’s complete
discretion to make.” 2005 WL 1847234, at *3. In a footnote to that opinion, the Justin Jones court
recognized the effects of Booker, indicating that a defendant remains free to argue that the sentence
from which the district court departed, or did not depart, was unreasonable in light of 18 U.S.C.
§ 3553(a)’s sentencing factors. Id. at *3 n.3. However, the court deemed that the Stewart standard
foreclosing review of a decision not to depart downward survived Booker. Id. (“We hold only that
. . . insofar as the claim invites appellate review of the extent of a downward departure, it is
foreclosed.”). Thus, we must determine whether Stewart has survived these recent developments.
Puckett argues that the decision in Booker, which holds that the Sentencing Guidelines are
“‘merely advisory’ rather than mandatory,” supports his contention that the district court should
have applied a downward departure. He argues for review of denials of downward departure, but
he does not advocate the reasonableness review suggested by Booker and advanced by Climmie
Jones and Jackson. Instead, he would have us apply a clearly erroneous standard to the denial of
the motion for downward departure. However, he misunderstands the standard articulated in United
States v. Latouf, 132 F.3d 320, 331 (6th Cir. 1997). In Latouf, we applied the clearly erroneous
standard to the determination of a guideline range, rather than a departure from the calculated
guideline range. Id. Therefore, the clearly erroneous standard of Latouf is inapplicable here.
We find no compelling argument to disturb the standard enunciated in Stewart. Our position
on this is supported by the stances of our sister circuits. The Eighth Circuit has recently reaffirmed
a rule similar to that of Stewart which holds that refusals to grant a downward departure are
unreviewable. United States v. Frokjer, 415 F.3d 865 (8th Cir. 2005) (“[W]e see no reason why
Booker-which left intact §§ 3742(a) and (b)-should alter our rule that a district court’s discretionary
decision not to depart downward is unreviewable.”); see also United States v. Andreano, __ F.3d
__, 2005 WL 1875711, *3 (8th Cir. Aug. 10, 2005). Likewise, the Tenth Circuit has stated that, as
Booker preserved the section of the Sentencing Reform Act which provided for appellate review of
sentences, 18 U.S.C. § 3742(a), “this court continues to have the same jurisdiction to review
Guidelines sentences as it had before” Booker. United States v. Sierra-Castillo, 405 F.3d 932, 936
n.3 (10th Cir. 2005). The Sierra-Castillo court then stated that it had no jurisdiction “to review a
district court’s discretionary decision to deny a motion for downward departure on the ground that
a defendant's circumstances do not warrant the departure.” Id. at 936. Finally, the First Circuit has
also stated, post-Booker, that it lacks “jurisdiction to review ‘a discretionary decision not to depart
on the facts of the particular case.’” United States v. Burdi, 414 F.3d 216 (1st Cir. 2005); see also
United States v. Hatcher, 2005 WL 1253867, *9, 12 (4th Cir. May 27, 2005) (decision to deny
downward departure not reviewable, but underlying sentence reviewable under Booker); cf. United
States v. Louis, 2005 WL 1530110, *3 (11th Cir. June 30, 2005) (slip copy) (holding that district
court’s denial of downward departure is unreviewable); United States v. Morrell, 2005 WL 1607077,
No. 04-5988 United States v. Puckett Page 5
*2 (2d Cir. July 8, 2005) (slip copy) (same); United States v. Hagberg, 2005 WL 1607314, *1 (9th
Cir. July 8, 2005) (unpublished) (same).
In light of our own precedent, and the recent decisions by the other circuits, we hold that the
standard from Stewart has survived Booker. Therefore, although the sentence departed from may
be reviewed under Booker, see Justin Jones, 2005 WL 1847234, at *3, we shall not review decisions
of a district court not to depart downward “unless the record reflects that the district court was not
aware of or did not understand its discretion to make such a departure.” Stewart, 306 F.3d at 329.
We now apply this standard to the case before us.
At Puckett’s sentencing hearing, the district court denied Puckett’s motion for a downward
departure, saying:
The Court’s carefully considered the defendant’s motion and
acknowledges that the Court could depart under some circumstances.
However, respectfully, based on the totality of the circumstances the
Court finds these circumstances do not take this case out of the
heartland of cases seen by the Court. Therefore, respectfully, the
defendant’s motion is hereby denied.
As we noted in Lucas, the district court need not “explicitly state that it is aware of its discretionary
authority to depart downward.” 357 F.3d at 609-10. Here, the district court not only explicitly stated
that it knew it could depart from the suggested Sentencing Guidelines range, but it clearly chose not
to do so. Therefore, having recognized its discretion, the decision of the district court is reviewable
only if: (1) the sentence was imposed in violation of the law; (2) it was imposed as a result of an
incorrect application of the guidelines; (3) the sentence represented an upward departure; or (4) the
sentence was imposed for “an offense for which there is no [S]entencing [G]uideline and is plainly
unreasonable.” See 18 U.S.C. § 3742(a). However, “a court’s failure to grant a downward departure
is not reviewable even if based on clearly erroneous findings of fact.” United States v. Clark, 385
F.3d 609, 623 (6th Cir. 2004).
None of the § 3742(a) exceptions applies here. Puckett does not challenge the application
of the Sentencing Guidelines to calculate his sentence, nor does he allege that his sentence was “in
violation of the law.” Finally, the district court did not apply an upward departure, nor are the
crimes charged in the indictment those with no applicable Sentencing Guidelines. Puckett merely
contends that the interests of justice would be better served if he were subjected to a shorter
sentence. Despite these arguments, the district court determined that the sentence recommended by
the Sentencing Guidelines was most appropriate under the circumstances. Because the district court
recognized its ability to make a downward departure but chose not to do so, we do not have
jurisdiction to consider this issue. May, 399 F.3d at 827-28.
For the foregoing reasons, the decision of the district court is AFFIRMED.
No. 04-5988 United States v. Puckett Page 6
________________
DISSENT
________________
ROGERS, Circuit Judge, dissenting. Although I concur with the court’s decision in Parts
I through III, I respectfully dissent from its decision not to remand. The holding in United States
v. Justin Jones does not, in my view, preclude reasonableness review of aspects of the sentencing
determination other than whether a departure is permitted (and the extent to which a departure is
permitted) under the provisions of USSG Chapter 5. See United States v. Justin Jones, 417 F.3d
547, 551 n.3 (6th Cir. 2005). Puckett, in his reply brief, argued for a remand so that the district court
can impose a sentence under an advisory guideline scheme, considering the factors set out in 18
U.S.C. § 3553. Generally, review of an issue mentioned for the first time in a reply brief is
precluded. See Aetna Cas. & Sur. Co. v. Lehey Constr. Co., 219 F.3d 519, 545 (6th Cir. 2000). In
light of the intervening change in the law, requesting reasonable review in the reply brief should be
sufficient, where, in this case, the original briefs were filed before the Supreme Court decided
Booker. See United States v. Webb, 403 F.3d 373, 380 n.2 (6th Cir. 2005) (permitting Booker issue
to be raised in supplemental brief).