Benning v. Warden, Lebanon Correctional Institution

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 09a0635n.06
No. 08-3260
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
DERRICK BENNING, ) Sep 08, 2009
) LEONARD GREEN, Clerk
Petitioner-Appellant, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
WARDEN, LEBANON ) SOUTHERN DISTRICT OF OHIO
CORRECTIONAL INSTITUTION, )
)
Respondent-Appellee. )
Before: KEITH, CLAY, and GIBBONS, Circuit Judges.
JULIA SMITH GIBBONS, Circuit Judge. Petitioner-appellant Derrick Benning appeals
from the district court’s denial of his petition for a writ of habeas corpus. After an Ohio jury
convicted Benning of murder and felonious assault, the state trial court sentenced him to 39 years
to life in prison based, in part, on judge-found facts. The Ohio Court of Appeals affirmed Benning’s
convictions and sentence, and the Ohio Supreme Court denied leave to appeal. Benning then filed
this petition pursuant to 28 U.S.C. § 2254 in the United States District Court for the Southern
District of Ohio, raising six grounds for relief. The district court denied the petition in its entirety.
For the reasons that follow, we affirm in part and reverse in part.
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I.
The Court of Appeals of Ohio found the following facts:1
Raymone Lyons was shot and killed on a sidewalk in a “drive-by”-style shooting in
the Over-the-Rhine area of Cincinnati. Rosalind Campbell and Jerry Black were also
shot, though both survived. Black testified that the gunfire had come from a
convertible Camaro carrying two African-American males. Another eyewitness to
the shootings gave a similar description of the car and the men involved. No one,
however, could positively identify Benning as one of the gunmen.
Police did not immediately apprehend Benning. Officer Kevin Hankerson testified
that, shortly after the shootings, he witnessed two African-American men flee from
a parked, green convertible Camaro. The men escaped, but police found a firearm,
a .40 caliber Glock, approximately fifteen to twenty feet from the car in an area
where one of the men was seen running. Testing later confirmed that the weapon had
been used in the drive-by shootings. Inside the car, police found shell casings from
a 9mm gun similar to those found at the scene, as well as shell casings fired from the
.40 caliber Glock. Fingerprints lifted from the Camaro matched Benning’s.[2] . . .
Aside from the foregoing evidence, the state relied heavily on the testimony of
Alonzo Buchanan to prove its case. Buchanan testified that Benning and Benning’s
co-defendant, Ryan Lillard, had been with him for most of the night in question, but
had left in Benning’s green convertible Camaro for approximately an hour.
According to Buchanan, when the men returned, each was holding an automatic
weapon with an open slide indicating that the weapons had been fired. One of the
men told Buchanan that “we might have drama.” Buchanan later discovered that it
was his cousin who had been shot and killed that evening. Suspecting that [Benning]
and Lillard may have been involved in his cousin’s death, Buchanan spoke with
Lillard, who told Buchanan that “it wasn’t meant.” Buchanan testified that he
believed this statement to mean that Benning and Lillard had not intended to kill
Buchanan’s cousin.
State v. Benning (“Benning II”), No. C-040636, slip op. at 1-2 (Ohio Ct. App. June 7, 2006).
1
We must presume these facts are correct unless Benning rebuts that presumption by clear
and convincing evidence. See 28 U.S.C. § 2254(e)(1).
2
The jury also heard evidence that Benning had been in possession of the car for several
months prior to the shooting, although the car was titled in the name of Dante Rogers. State v.
Benning (“Benning I”), No. B0308606-A, slip op. at 5 (Ohio Ct. Com. Pl. June 10, 2005).
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Benning, along with his codefendant Lillard, was indicted for Lyons’s murder and proceeded
to trial. During closing arguments, the prosecutor commented that “what Alonzo Buchanan had to
say to you from that witness stand was the truth.” The jury convicted Benning of murder and three
counts of felonious assault, as well as firearm specifications on each count, but it was unable to reach
a verdict as to Lillard. Lillard later pled guilty to voluntary manslaughter and felonious assault, each
with firearm specifications, and received a sentence of 13 years.
At sentencing, the trial judge made several factual findings that increased Benning’s sentence
above the statutory minimum. Each count of felonious assault–two against Campbell and one
against Black–carried a possible term of two to eight years.3 Benning received the maximum term
of eight years on each count. In order to impose anything above the minimum sentence, the judge
was required to make the specific factual findings that the shortest term would demean the
seriousness of the crime and would not adequately protect the public. In order to impose the
maximum sentence, the judge was required to make the further findings that Benning committed the
worst form of the offense and posed the greatest likelihood of future crime. These findings were
based on the judge’s assessment that the drive-by shooting was a “sens[e]less act of violence” and
that Benning had a “long criminal history starting when [he was a] juvenile and continuing.” The
judge made additional factual findings necessary to impose consecutive terms of imprisonment.4 In
3
The two counts against Campbell merged for sentencing purposes, but they did not merge
with the count against Black. Therefore, the minimum sentence Benning could receive for the three
counts was four years.
4
The judge found that: (1) consecutive terms were necessary to protect the public; (2)
Benning was under community control at the time of the offense; (3) the physical harm to Campbell
was serious because she had a bullet remaining in her body; and (4) Benning’s criminal history
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total, the judge-found facts increased Benning’s sentence on the felonious assault counts from the
statutory minimum of four years to the maximum of sixteen years. The judge then imposed
mandatory consecutive terms of three and five years for the firearm specification and because the
case involved a drive-by shooting, respectively. Finally, the murder count carried a statutory term
of 15 years to life, which the judge imposed. Benning received a total sentence of 39 years to life.
Benning timely appealed his convictions and sentence to the Ohio Court of Appeals.
After Benning filed his notice of appeal, but before he submitted his appellate brief, he
received a letter from Lillard. Lillard was then in prison, having pled guilty to reduced charges and
having received a sentence of 13 years. In the letter, Lillard confessed that he and another man,
Dante Rogers, had carjacked Benning and used his car to commit Lyons’s murder without Benning’s
involvement. Based on Lillard’s letter, Benning filed a motion for a new trial based on newly
discovered evidence. Attached to the motion was a document captioned “Affidavit of Ryan
Lillard,”5 which restated the relevant parts of Lillard’s letter to Benning and indicated that “Benning
had nothing to do with this crime.” The trial court found Lillard’s statements to be untrustworthy
because they were made after Lillard himself had been sentenced and Rogers had died.
Consequently, the court found that Benning could not show that the new evidence disclosed a strong
probability that it would change the result if a new trial were granted. The court also found that
Lillard’s statements merely impeached the evidence presented at trial, and it denied Benning’s
showed a need to protect the public. Benning does not challenge the court’s imposition of
consecutive sentences based on judge-found facts. See Oregon v. Ice, 129 S. Ct. 711, 714-15 (2009).
5
Lillard signed, but did not swear to, the statements contained in the “affidavit.”
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motion for a new trial.
Benning then filed his appellate brief, raising two issues for review: (1) his convictions were
against the manifest weight of the evidence and (2) the trial court erred in denying his motion for a
new trial. The Ohio Court of Appeals disagreed with the first assignment of error, finding that the
government presented sufficient evidence to permit a rational trier of fact to infer that Benning was
one of the two men in the Camaro. As to the second assignment of error, the court found it was
without jurisdiction to review the denial of the motion for a new trial because Benning never
appealed from it.
Benning, proceeding pro se, timely appealed to the Supreme Court of Ohio, raising eight
propositions of law for review.6 The Supreme Court of Ohio declined to accept the appeal for
6
Relevant to this appeal are the following propositions of law:
II. Where a convicted co-defendant admits his own guilt as well as his actions
in setting up the defendant, it is error to refuse to conduct an evidentiary
hearing on a properly filed motion for new trial, and to refuse to grant relief.
III. Where appellate counsel makes serious errors and fails to raise significant
and obvious issues of constitutional magnitude with reasonable probability
of success on appeal in favor of weaker arguments with little or no chance of
success, the appellant has been denied the effective assistance of counsel on
direct appeal, in violation of the Sixth and Fourteenth Amendments, and
Article One, sections ten and sixteen of the Ohio Constitution, requiring
reversal.
V. Where trial counsel . . . fails to object to prosecutorial misconduct in closing
arguments, . . . the defendant has been denied the effective assistance of
counsel under the state and federal constitutions.
VI. Where a prosecutor . . . conducts improper vouching for state witnesses to the
jury, the defendant is denied due process of law.
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review. State v. Benning, 855 N.E.2d 496 (Ohio 2006) (table).
Benning then filed this petition for a writ of habeas corpus in the United States District Court
for the Southern District of Ohio, raising six grounds for relief. The district court denied the petition,
granted Benning a certificate of appealability (“COA”) on his claims “that it was ineffective
assistance of appellate counsel to fail to raise a Blakely claim on direct appeal and [to fail] to claim
ineffective assistance of trial counsel for trial counsel’s failure to make a Blakely claim in the trial
court,” and denied a COA on all remaining claims. This court granted a COA on the additional
questions “whether the prosecutor improperly vouched for a witness (Alonzo Buchanan) by stating
that his testimony was true; whether trial counsel rendered ineffective assistance by failing to object
to the comment; whether appellate counsel rendered ineffective assistance by failing to challenge the
comment or trial counsel’s failure to object on appeal; whether appellate counsel rendered ineffective
assistance by failing to appeal the denial of the motion for a new trial; and whether Benning has
demonstrated actual innocence.”
II.
In a habeas case, we review the district court’s legal conclusions de novo. See Harris v.
Haeberlin, 526 F.3d 903, 909 (6th Cir. 2008). Because Benning filed his petition after April 24,
1996, the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) applies. See Woodford
v. Garceau, 538 U.S. 202, 204, 210 (2003). Accordingly, any factual findings made by the Ohio
VIII. Where a sentence in a criminal case is enhanced beyond the statutory
maximum based upon factual findings not alleged in the indictment, admitted
by the defendant, or proven beyond a reasonable doubt and found by the jury,
but rather were arbitrarily “found” by the judge, the defendant’s Sixth
Amendment right has been violated.
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courts “shall be presumed to be correct,” unless Benning has shown otherwise by clear and
convincing evidence. 28 U.S.C. § 2254(e)(1). Although AEDPA ordinarily requires deference to
the state court’s legal conclusions, here the Ohio courts never passed on Benning’s constitutional
claims. Therefore, we review those claims de novo. See Cornwell v. Bradshaw, 559 F.3d 398, 405
(6th Cir. 2009).
A.
First, Benning alleges that the prosecutor’s comment that Alonzo Buchanan’s testimony “was
the truth” violated his due process right to a fair trial. Benning concedes that this claim is not
exhausted because he failed to present it to the Ohio Court of Appeals, but he contends that this
default should be excused by ineffective assistance of trial and appellate counsel or, alternatively,
by actual innocence. See Edwards v. Carpenter, 529 U.S. 446, 451 (2000). Because none of these
excuses ultimately have merit, as explained below, Benning’s due process claim is procedurally
defaulted. See id. Nonetheless, because Benning’s ineffectiveness claims turn on whether the
underlying due process claim has merit, we address the due process claim first. See Ivory v. Jackson,
509 F.3d 284, 294 (6th Cir. 2007).
1.
“On habeas review, ‘the relevant question is whether the prosecutor’s comments so infected
the trial with unfairness as to make the conviction a denial of due process.’” Lundgren v. Mitchell,
440 F.3d 754, 778 (6th Cir. 2006) (quoting Darden v. Wainwright, 477 U.S. 168, 181 (1986))
(internal quotation marks omitted). This court employs a two-step analysis in determining whether
prosecutorial misconduct warrants a writ of habeas corpus: (1) whether the prosecutor’s conduct
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was improper and, if so, (2) whether the improper conduct was flagrant. Irick v. Bell, 565 F.3d 315,
324 (6th Cir. 2009).
“Improper vouching occurs when a prosecutor supports the credibility of a witness by
indicating a personal belief in the witness’s credibility thereby placing the prestige of the
[government] behind that witness.” United States v. Francis, 170 F.3d 546, 550 (6th Cir. 1999); see
also United States v. Henry, 545 F.3d 367, 380 (6th Cir. 2008). On the other hand, a prosecutor is
entitled to “argue[] that other facts in evidence support or corroborate” a witness’s testimony. See
United States v. Stuckey, 253 F. App’x 468, 489 (6th Cir. 2007).
Taken in isolation, the prosecutor’s comment that Buchanan’s testimony “was the truth”
would be a patently improper remark indicating his belief in Buchanan’s credibility. See United
States v. Manthey, 92 F. App’x 291, 296 (6th Cir. 2004) (prosecutor’s comment that witness was
“telling the truth” was improper); Shacks v. Tessmer, 9 F. App’x 344, 349 (6th Cir. 2001)
(prosecutor’s comment that “that is the truth from [the government’s] witness” was improper).
Taken in context, however, the comment does not indicate a personal belief in Buchanan’s
credibility:
[A] telephone contact between Ryan Lillard and Alonzo Buchanan can confirm to
you, or some ability to confirm for you, what Alonzo is telling you is the truth. You
determine the credibility of the witnesses, and you do that by comparing what they
say to other facts and circumstances that are in evidence that are uncontroverted, and
determine how those statements coincide with other things you’ve heard. . . . [F]ive
times, there are outgoing and incoming calls between Ryan Lillard’s phone, which
you have the records of, and 238-7477, the phone linked to Alonzo Buchanan. And,
in fact, at least one of those calls was a seven-minute conversation between these two
phone numbers. Further evidence, further confirmation of what Alonzo Buchanan
had to say to you from that witness stand was the truth about what he saw and what
he observed on the night of August 6th, 2003, and the aftermath of that particular
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evening.
When viewed in context, the comment was part of a permissible argument that the telephone calls
corroborated Buchanan’s version of events. The prosecutor did not give his own opinion as to
Buchanan’s credibility; instead, he took care to remind the jury that credibility was for it to decide.
See United States v. White, 563 F.3d 184, 194 (6th Cir. 2009). We therefore conclude that the
comment did not amount to impermissible vouching for Buchanan. See United States v. Smith, 110
F.3d 65 (6th Cir. 1997) (table) (statement that witness “told the truth” not improper vouching in
context). Because the comment was not improper, we need not consider whether it was flagrant.
See United States v. Carson, 560 F.3d 566, 574 (6th Cir. 2009).
2.
Benning next claims that trial counsel’s failure to object to the Buchanan comment violated
his right to effective assistance of counsel. To succeed on that claim, Benning must show (1) trial
counsel’s performance was deficient and (2) this deficient performance prejudiced him. See Nichols
v. United States, 563 F.3d 240, 247-49 (6th Cir. 2009) (en banc) (quoting Strickland v. Washington,
466 U.S. 668, 687 (1984)). An attorney’s performance is deficient if it “fell below an objective
standard of reasonableness.” Strickland, 466 U.S. at 688. In reviewing counsel’s performance, this
court must “indulge a strong presumption that counsel’s conduct falls within the wide range of
reasonable professional assistance.” Id. at 689. Deficient performance is prejudicial where “there
is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.” Id. at 694. “[A] failure to object to prosecutorial misconduct can
amount to ineffective assistance of counsel.” Hodge v. Hurley, 426 F.3d 368, 377 (6th Cir. 2005).
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However, failure to object cannot be ineffective where the prosecutor did not act improperly. Finkes
v. Timmerman-Cooper, 159 F. App’x 604, 611 (6th Cir. 2005); see also Jenkins v. United States, 394
F.3d 407, 412 (6th Cir. 2005). Because we find that the Buchanan comment was not improper, trial
counsel was not ineffective for failing to object to it.
3.
Benning also claims that his appellate counsel was ineffective for failing to raise on direct
appeal an ineffective assistance of trial counsel claim based on trial counsel’s failure to object to the
Buchanan comment. Benning “is entitled to effective assistance of counsel in connection with [his]
first appeal of right,” Joshua v. DeWitt, 341 F.3d 430, 441 (6th Cir. 2003), and we apply the two-
pronged Strickland test to evaluate appellate counsel’s representation. See Mapes v. Tate, 388 F.3d
187, 191 (6th Cir. 2004). The ultimate question is whether inclusion of the omitted issue on appeal
would have changed the result of that appeal. Ivory, 509 F.3d at 294. “[B]y definition, appellate
counsel cannot be ineffective for a failure to raise an issue that lacks merit.” Greer v. Mitchell, 264
F.3d 663, 676 (6th Cir. 2001). Because Benning’s due process and ineffective assistance of trial
claims lack merit, as shown above, appellate counsel cannot be ineffective for failing to raise them
on direct appeal. See, e.g., Wilson v. Mitchell, 498 F.3d 491, 515 (6th Cir. 2007). Moreover,
because appellate counsel was not ineffective, ineffectiveness cannot constitute cause for Benning’s
procedural default of his due process claim. See Howard v. Bouchard, 405 F.3d 459, 485 (6th Cir.
2005).
B.
At sentencing, the trial court made several factual findings that increased Benning’s prison
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term on the felonious assault counts from a possible minimum of four years to the statutory
maximum of sixteen years. Benning argues that, as a result, his sentence violated his Sixth
Amendment rights under Blakely v. Washington, 542 U.S. 296 (2004), that trial counsel was
ineffective for failing to make a Blakely objection at sentencing, and that appellate counsel was
ineffective for failing to raise an ineffective assistance of trial counsel claim on that ground.7
Additionally, Benning argues that appellate counsel was ineffective for failing to argue Blakely on
direct appeal. We address each claim in turn.
1.
As discussed above, whether appellate counsel was ineffective for failing to raise an issue
on direct appeal depends on the merit of the underlying issue. Thus, if trial counsel was not
ineffective for failing to make a Blakely objection, appellate counsel cannot be ineffective for failing
to argue that he was. See Willis v. Smith, 351 F.3d 741, 746 (6th Cir. 2003). We therefore begin
with the question of whether trial counsel was ineffective at sentencing.
Benning was sentenced on September 22, 2004. Three months earlier, on June 24, 2004, the
United States Supreme Court issued its decision in Blakely, extending the reasoning of Apprendi v.
New Jersey, 530 U.S. 466 (2000). The Court had held in Apprendi that “[o]ther than the fact of a
prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory
7
The warden argues that Benning procedurally defaulted this issue by failing to present it to
the Ohio Supreme Court. A review of Benning’s pro se brief indicates that Benning raised the
following claim about appellate counsel: “[C]ounsel failed to raise any issues about the Batson
violation, ineffective trial counsel, prosecutorial misconduct, unconstitutional jury instructions and
unlawful sentence enhancement, under Blakely v Washington . . . .” Construing this pro se filing
liberally, we find that Benning preserved this issue.
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maximum must be submitted to a jury, and proved beyond a reasonable doubt.” 530 U.S. at 490.
Then, in Blakely, the Court defined “statutory maximum” as “the maximum sentence a judge may
impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.”
542 U.S. at 303. As a result, the Court found that the State of Washington’s mandatory sentencing
scheme violated the Sixth Amendment.
As early as July 9, 2004, Ohio’s First District Court of Appeals–the district that would hear
Benning’s direct appeal–held that Ohio’s felony sentencing scheme, which like Washington’s
depended upon judicial factfinding, did not violate Blakely so long as the sentence imposed fell
within the prescribed statutory range. See State v. Bell, 2004 WL 1531904, at *5 (Ohio Ct. App. 1st
Dist. July 9, 2004); see also State v. Bruce, 824 N.E.2d 609, 611 n.7 (Ohio Ct. App. 1st Dist. Feb.
4, 2005) (per curiam) (collecting cases). After the Supreme Court’s decision in United States v.
Booker, 543 U.S. 220 (Jan. 12, 2005), however, the First District changed course and applied Blakely
to invalidate portions of Ohio’s sentencing scheme. See Bruce, 824 N.E.2d at 610 (holding that trial
court’s imposition of maximum sentence based on judicial factfinding that defendant committed the
“worst form of the offense” violated Blakely); State v. Montgomery, 825 N.E.2d 250, 253 (Ohio Ct.
App. 1st Dist. Mar. 11, 2005) (holding that trial court’s imposition of a nonminimum sentence based
on judicial factfinding violated Blakely). Most of Ohio’s other appellate districts, however,
concluded that Blakely was inapplicable. State v. Foster, 845 N.E.2d 470, 487-88 & nn.78-82 (Ohio)
(collecting cases from other appellate districts finding that Blakely was inapplicable), cert. denied,
549 U.S. 979 (2006). The Ohio Supreme Court ultimately agreed with the First District, holding on
February 27, 2006, that Ohio’s sentencing scheme violated the Sixth Amendment. Foster, 845
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N.E.2d at 494. The court’s remedy was to sever the unconstitutional portions of the felony
sentencing statutes, with the result that “trial courts have full discretion to impose a prison sentence
within the statutory range and are no longer required to make findings or give their reasons for
imposing maximum, consecutive, or more than the minimum sentences.” Id. at 498; see also State
v. Payne, 873 N.E.2d 306, 311 (Ohio 2007) (noting that “Foster represents a Pyrrhic victory” for
defendants because “trial courts no longer must navigate a series of criteria that dictate the
sentence”).
Strickland requires this court to evaluate trial counsel’s performance “from counsel’s
perspective at the time of the alleged error and in light of all the circumstances.” Jacobs v. Mohr,
265 F.3d 407, 418 (6th Cir. 2001). Therefore, the question is whether it was reasonable to fail to
make a Blakely objection on September 22, 2004, in Ohio’s First District. Three months earlier, on
July 9, 2004, the First District had held that Blakely did not invalidate Ohio’s felony sentencing
scheme. The law was rapidly changing, however, and the impact of Blakely was far from certain.
See Foster, 845 N.E.2d at 487-88 & nn.76-82 (collecting cases from the Ohio appellate courts
applying Blakely with differing results); cf. United States v. Koch, 383 F.3d 436, 438 (6th Cir. Aug.
26, 2004) (en banc) (pre-Booker decision noting circuit split on the question of whether Blakely
invalidated the Federal Sentencing Guidelines). Although prudent counsel would have preserved
a Blakely claim under these circumstances, counsel’s failure to anticipate that Foster would overrule
binding First District precedent was not constitutionally unreasonable. See Lucas v. O’Dea, 179 F.3d
412, 420 (6th Cir. 1999). As in Lucas, Ohio courts “continued to grapple with the problem,” and
thus resolution of the issue was “not clearly foreshadowed” at the time of trial. Id. Therefore, this
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is not “one of those ‘rare cases’ for finding ineffective assistance because [trial counsel] failed to
anticipate a development in the law.” Id. Because trial counsel was not ineffective, it follows that
appellate counsel cannot be ineffective for failing to raise ineffective assistance of trial counsel on
direct appeal.
2.
Additionally, Benning claims that appellate counsel was ineffective for failing to raise a
Blakely claim on direct appeal. To establish deficient performance, Benning must show that the
claim not presented (i.e., Blakely) was clearly stronger than the issues counsel did present. See Smith
v. Robbins, 528 U.S. 259, 288 (2000). The only issue that appellate counsel properly preserved and
briefed was insufficiency of the evidence–a claim that Benning aptly described in his pro se brief
as a perennial loser. By contrast, Blakely had developed into a winning argument. Between
September 22, 2004, when Benning was sentenced, and October 25, 2005, when counsel filed his
appellate brief, several important changes in the law occurred. On January 12, 2005, the Supreme
Court handed down its decision in Booker. Then, in February and March of 2005, Ohio’s First
District began applying Blakely/Booker to invalidate portions of Ohio’s felony sentencing scheme.
See Bruce, 824 N.E.2d at 610; Montgomery, 825 N.E.2d at 253. By the time counsel filed his
appellate brief in October of 2005, then, the First District had already concluded that the sentencing
statutes used to enhance Benning’s sentence were unconstitutional. Under these circumstances, the
Blakely claim was clearly stronger than the insufficiency of the evidence claim, and it was
unreasonable for appellate counsel to fail to raise it.
Benning must also show prejudice, which in this context means “a reasonable probability that
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inclusion of the [Blakely] issue would have changed the result of the appeal.” See Wilson v. Parker,
515 F.3d 682, 707 (6th Cir. 2008) (quoting McFarland v. Yukins, 356 F.3d 688, 699 (6th Cir. 2004)).
The warden argues that Benning has not satisfied the prejudice prong because he cannot show a
reasonable probability that he would have received a shorter sentence on remand. This argument
misunderstands the prejudice inquiry. When confronting a claim of ineffective assistance of
appellate counsel, Strickland requires us to ask whether there is a reasonable probability that
Benning “would have prevailed on appeal.” Smith, 528 U.S. at 285; McFarland, 356 F.3d at 700.
The question, then, is whether there is a reasonable probability that the appeal would have resulted
in a remand, not whether the remand would have resulted in a shorter sentence. With the inquiry
properly framed, we turn to the events surrounding Benning’s appeal.
Benning’s appellate brief was filed on October 25, 2005, and the First District affirmed his
convictions on June 7, 2006. In the interim, on February 27, 2006, the Ohio Supreme Court struck
down the felony sentencing statutes used to enhance Benning’s sentence as unconstitutional. See
Foster, 845 N.E.2d at 494. The Foster court decided that the proper remedy was to sever the
unconstitutional portions of the sentencing statutes and remand all cases “on direct review . . . to trial
courts for new sentencing hearings.” Id. at 499; see also State v. Silsby, 894 N.E.2d 667, 668 (Ohio
2008). Benning’s case was pending on direct review before the First District when Foster was
decided. Therefore, if counsel had briefed the Blakely issue, Benning would have been entitled to
a remand for resentencing under Foster.
There is a wrinkle in this analysis: Payne. In Payne, the Ohio Supreme Court held that
defendants who were sentenced after Blakely and who failed to make a Blakely objection at
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sentencing “forfeited” that claim on direct appeal. 873 N.E.2d at 310. Consequently, Payne
instructed the Ohio courts of appeals to review such cases only for plain error. See id. at 311. The
Payne court noted that plain error will ordinarily be difficult for defendants to demonstrate because,
under Foster, “nothing . . . hinder[s] the trial court from considering the same factors it previously
had been required to consider and imposing the same sentence or even a more stringent one.” See
id. Therefore, had Benning’s direct appeal been decided after Payne, he would most likely not be
entitled to resentencing because he forfeited the Blakely issue by failing to raise it before the trial
court.
Once again, timing is key. Benning’s direct appeal was decided more than a year before
Payne. Payne was not decided until September 26, 2007, nineteen months after Foster. Foster itself
was silent on the issue of forfeiture and, in the interim months before Payne, “[r]esentencing [was]
conducted in hundreds of criminal cases around the state based on the Foster directive.” Payne, 873
N.E.2d at 314 (Cupp, J., concurring in part and dissenting in part); see also id. at 308-09 (majority
opinion). Therefore, had appellate counsel raised Blakely on direct appeal, there is a reasonable
probability that the First District would have remanded the case for resentencing pursuant to Foster,
situating Benning among the “hundreds” of criminal defendants who were resentenced pursuant to
Foster but prior to Payne.8
8
See, e.g., State v. Bevins, 2006 WL 3825141, at *7 (Ohio. Ct. App. 1st Dist. Dec. 29, 2006)
(remanding in light of Foster without considering issue of forfeiture); State v. Reid, 2006 WL
3524423, at *7 (Ohio Ct. App. 1st Dist. Dec. 8, 2006) (same); State v. Martin, 2006 WL 2846289,
at *4 (Ohio Ct. App. 1st Dist. Oct. 6, 2006) (same); State v. Earls, 2006 WL 2237793, at *1 (Ohio
Ct. App. 1st Dist. Aug. 4, 2006) (same); State v. James, 2006 WL 1360507, at *9 (Ohio Ct. App. 1st
Dist. May 19, 2006) (same); State v. Mozena, 2006 WL 664157, at *2 (Ohio Ct. App. 1st Dist. Mar.
17, 2006) (same); State v. Byrd, 2006 WL 664164, at *2 (Ohio Ct. App. 1st Dist. Mar. 17, 2006)
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Because Benning has shown both deficient performance and prejudice, appellate counsel was
ineffective for failing to raise a Blakely claim on direct appeal. Consequently, we find that Benning
is entitled to habeas relief on this ground.
C.
Benning also argues that appellate counsel was ineffective for failing to appeal the denial of
his motion for a new trial. As with his other ineffectiveness claims, to succeed Benning must show
both deficient performance and prejudice. See Davie v. Mitchell, 547 F.3d 297, 312 (6th Cir. 2008).
Here, trial counsel’s performance was deficient. The trial court’s denial of the motion for a new trial
was one of only two issues included in counsel’s appellate brief, yet counsel inexplicably failed to
file a notice of appeal from the pertinent order, depriving the court of jurisdiction over that issue.
This cannot be a strategic choice protected by Strickland.
Because Benning has shown deficient performance, this court must determine whether
counsel’s unprofessional error prejudiced Benning. To establish prejudice, Benning must show “a
reasonable probability that inclusion of the issue would have changed the result of the appeal.”
Howard, 405 F.3d at 485. Had counsel properly preserved the issue, the Ohio Court of Appeals
would have reviewed it for abuse of discretion. See State v. Schiebel, 564 N.E.2d 54, 62 (Ohio
1990). Under Ohio law, “abuse of discretion” means “more than an error of law or judgment; it
implies that the court’s attitude is unreasonable, arbitrary or unconscionable.” Blakemore v.
Blakemore, 450 N.E.2d 1140, 1142 (Ohio 1983) (citations omitted).
Ohio courts use a six-factor test to determine whether a new trial is warranted on the basis
(same); State v. Stafford, 2006 WL 571873, at *1 (Ohio Ct. App. 1st Dist. Mar. 10, 2006) (same).
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of newly discovered evidence, namely, whether the evidence:
(1) discloses a strong probability that it will change the result if a new trial is
granted,
(2) has been discovered since the trial,
(3) is such as could not in the exercise of due diligence have been discovered
before the trial,
(4) is material to the issues,
(5) is not merely cumulative to former evidence, and
(6) does not merely impeach or contradict the former evidence.
State v. Hawkins, 612 N.E.2d 1227, 1235 (Ohio 1993) (paragraph breaks inserted). The state
conceded before the trial court that factors two through five were met, but it argued that Benning
could not meet factors one and six, and the trial court agreed. Relying on State v. Tolbert, 1997 WL
762027, at *3 (Ohio Ct. App. Dec. 12, 1997) (per curiam), the court found that Lillard’s “late-
coming statements” were “analogous” to recanted testimony. Consequently, the court found that
Lillard’s statements were untrustworthy. Moreover, in light of the other evidence against Benning,
the court reasoned that Lillard’s statements were unlikely to change the result. The court also found
that the new evidence merely impeached the evidence presented at trial and thus did not meet the
sixth factor.
In deciding the motion for a new trial, the trial court was entitled to “weigh the credibility
of affidavits” based on “all relevant factors,” including the court’s own credibility determinations
made at trial. State v. Taylor, 2007 WL 613894, at *2 (Ohio Ct. App. Mar. 1, 2007). Here, the trial
court found that Lillard’s statement was inherently untrustworthy because it was made after both
Lillard and Rogers, whom the statement implicated in the shooting, were beyond the reach of
prosecution. This credibility determination–which was within the discretion of the trial court–led
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to the conclusion that the new evidence did not disclose a strong probability that, if retried, Benning
would be acquitted. Consistent with this conclusion, other Ohio courts have affirmed the denial of
a motion for a new trial where the newly discovered evidence consists of a codefendant’s statement
assuming full responsibility for the crime. See, e.g., State v. Scott, 2007 WL 416700, at *4 (Ohio
Ct. App. Feb. 8, 2007); State v. Kelly, 2000 WL 1471063, at *1-2 (Ohio Ct. App. Oct. 4, 2000); State
v. Rife, 1980 WL 353747, at *5 (Ohio Ct. App. Oct. 9, 1980). Against this backdrop of Ohio case
law, Benning cannot establish that the judgment of the trial court was wrong, let alone
“unreasonable, arbitrary or unconscionable.” Blakemore, 450 N.E.2d at 1142; cf. United States v.
Barlow, 693 F.2d 954, 965-66 (6th Cir. 1982) (finding no abuse of discretion where trial court
denied motion for a new trial based on codefendant’s letter accepting full responsibility for the crime
of conviction). Therefore, Benning cannot show a reasonable probability that the Ohio Court of
Appeals would have reversed the judgment of the trial court.
Alternatively, Benning asserts that the Ohio Court of Appeals would have remanded the case
for an evidentiary hearing. The decision whether or not to hold an evidentiary hearing on a motion
for a new trial is within the discretion of the trial court. See State v. Smith, 506 N.E.2d 1205, 1207
(Ohio Ct. App. 1986). Because the court previously had the opportunity to observe Lillard’s
demeanor at trial, it acted within its discretion in finding the new statements unreliable without
holding an evidentiary hearing. See State v. Solether, 2008 WL 4278210, at *4 (Ohio Ct. App. Sept.
19, 2008).
In sum, Benning has not shown a reasonable probability that the Ohio Court of Appeals
would have reversed the judgment of the trial court or remanded his case for an evidentiary hearing.
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Therefore, he has not established prejudice and cannot show that appellate counsel was ineffective
for failing to appeal the denial of his motion for a new trial.
D.
Finally, Benning claims that he is actually innocent of the shootings, thereby excusing the
procedural default of his constitutional claims. See Schlup v. Delo, 513 U.S. 298, 315-16 (1995).
To succeed on this theory, Benning must show that “it is more likely than not that no reasonable
juror would have found him guilty beyond a reasonable doubt.” See Souter v. Jones, 395 F.3d 577,
602 (6th Cir. 2005). This requires him “to support his allegations of constitutional error with new
reliable evidence–whether it be exculpatory scientific evidence, trustworthy eyewitness accounts,
or critical physical evidence–that was not presented at trial.” Schlup, 513 U.S. at 324. Although this
standard “does not require absolute certainty,” it “is demanding and permits review only in the
extraordinary case.” House v. Bell, 547 U.S. 518, 538 (2006) (internal quotation marks omitted).
Benning contends that the Lillard affidavit constitutes “new reliable evidence.” The affidavit
was based on a letter Lillard wrote to Benning after Lillard pled guilty and implicated Lillard and
a third man, Rogers, in the crime; Rogers was now dead. In assessing the reliability of newly
discovered evidence, this court “may consider how the timing of the submission and the likely
credibility of the affiant[] bear on the probable reliability of that evidence.” Schlup, 513 U.S. at 332.
Here, Lillard wrote the letter only after he had accepted a plea bargain and Rogers had died. The
timing is therefore “highly suspect” because the letter inculpated two men who were shielded from
prosecution at the time it was written. See In re Byrd, 269 F.3d 585, 606 (6th Cir. 2001) (collecting
cases) (timing was suspect where codefendant’s affidavit was submitted only after he was
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convicted); see also Allen v. Yukins, 366 F.3d 396, 405 (6th Cir. 2004) (“[P]ostconviction statements
by codefendants are inherently suspect because codefendants may try to assume full responsibility
for the crime without any adverse consequences.”). For the same reasons, Lillard is not credible.
Therefore, Benning’s proffered newly discovered evidence is not sufficiently reliable to have, more
likely than not, changed the outcome of the trial. See Allen, 366 F.3d at 405-06; Byrd, 269 F.3d at
605. As a result, actual innocence cannot serve as an excuse for the procedural default of Benning’s
constitutional claims.
III.
For the foregoing reasons, we reverse the judgment of the district court with respect to
Benning’s claim that appellate counsel was ineffective for failing to raise Blakely on direct appeal
and remand with instructions to enter a conditional writ of habeas corpus giving the State of Ohio
180 days to resentence Benning or release him. We affirm the judgment of the district court with
respect to the remainder of Benning’s claims.