United States v. Perkins

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 05a0281n.06
Filed: April 13, 2005
No. 04-1328
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
DWAIN PERKINS, )
)
Defendant-Appellant, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
UNITED STATES OF AMERICA, ) WESTERN DISTRICT OF MICHIGAN
)
Plaintiff-Appellee. )
Before: MOORE and SUTTON, Circuit Judges; CARMAN, Judge.*
SUTTON, Circuit Judge. Dwain Perkins pleaded guilty to possession with intent to distribute
cocaine, and the district court sentenced him to 80 months in prison. Perkins’ plea agreement
reserved the right to appeal the district court’s denial of his motion to suppress evidence that police
obtained during a protective sweep of his residence. Because the officers’ protective sweep was
consistent with Maryland v. Buie, 494 U.S. 325 (1990), and with our cases applying Buie, we affirm.
I.
*
The Honorable Gregory W. Carman, Judge for the United States Court of International
Trade, sitting by designation.
No. 04-1328
Perkins v. United States
On March 28, 2001, a confidential informant told Michigan police officers that Perkins had
called him the day before and told him that a female would be delivering guns to him. According to
the informant, Perkins asked him to transport guns to Chicago and return to Michigan with nine
ounces of cocaine. Shortly after that conversation, a female arrived at the informant’s residence and
delivered four revolvers in a maroon backpack.
The officers instructed the informant not to proceed with the transaction but to bring the guns
to them. The informant complied, and the officers determined that three of the four guns had been
stolen. At this point, the informant told Perkins that he had a family emergency in Florida and would
not be able to bring the guns to Chicago but that he would store them for Perkins at a secure location
in Big Bay, Michigan.
On April 5, 2001, the informant contacted the officers and told them that Perkins had asked
him to bring the guns to 1449 Lynn Street in Marquette, Michigan. The informant told police that
he had reminded Perkins that Perkins still owed him eight grams of cocaine from a prior transaction
and that Perkins had said he would provide the cocaine if the informant brought the guns to the
residence. The informant agreed to call Perkins later that evening to schedule a time to deliver the
guns. According to the informant, Perkins also told him to bring enough money to purchase one
ounce of cocaine.
In anticipation of the controlled delivery—by which the informant would deliver guns to, and
receive cocaine from, Perkins—the officers set up a surveillance at 1449 Lynn Street where they had
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Perkins v. United States
spotted Perkins’ car several times before (during prior surveillances) and where Perkins had told the
informant he was staying. Prior to the controlled delivery, the officers also obtained an anticipatory
search warrant to seize the maroon backpack containing the four guns from the residence after the
informant delivered them to Perkins.
At approximately 8:00 p.m. that evening, the officers observed Perkins and another male, later
identified as Nathaniel Edgecomb, enter the residence. They instructed the informant to call the
residence. An unidentified woman answered the phone and told the informant that Perkins and
Edgecomb were out of town. At approximately 8:10 p.m., the informant met with the officers outside
the residence. They patted him down to ensure that he was free of any controlled substances, gave
him the backpack with the guns and provided him with $1,200 in funds to purchase cocaine from
Perkins. The officers observed the informant enter the residence. At approximately 8:20 p.m., the
informant left the residence without the backpack and gave the cocaine he had purchased to the
officers.
Shortly thereafter, the officers executed the search warrant to retrieve the guns. The officers
confronted Perkins as he was trying to leave the residence in his car, detained him at the scene and
entered the residence to execute the warrant. Upon entry, the officers’ “first action was to secure the
residence and to identify any persons who might be present.” JA 129. Shortly after entering the
residence, the officers located Edgecomb and secured him while they looked for the backpack. They
eventually located the backpack in the kitchen but did not see the woman who had answered the
telephone roughly twenty minutes earlier. During the protective sweep of the area, one officer went
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Perkins v. United States
into the basement and in plain view observed a green tray with a plastic bag containing a quantity of
marijuana as well as a digital scale.
Based upon the evidence obtained from the controlled purchase and from the seizure of
marijuana and the digital scale in the basement, the officers obtained a second warrant to search the
residence for drugs and drug-related materials. In connection with the second search, the officers
found additional controlled substances (including cocaine), a spoon with a white residue and the
$1,200 that the informant had used to purchase the cocaine.
A federal grand jury indicted Perkins on April 25, 2001, and returned a superceding
indictment on May 30, 2001, charging him with one count of distributing a “substance containing a
detectable amount of cocaine,” one count of possession “with intent to distribute 5 grams or more of
a mixture or substance containing cocaine base,” one count of possession “with intent to distribute
a mixture or substance containing a detectable amount of cocaine” and one count of being a felon in
possession of a firearm. JA 20–23.
Perkins moved to suppress the evidence seized during the protective sweep and during the
execution of the second search warrant. The magistrate judge recommended that the motion be
denied, and the district judge, adopting the magistrate judge’s report and recommendation, denied
the motion.
The government and Perkins eventually reached a plea agreement. Perkins pleaded guilty to
one count in the superseding indictment—possession with intent to distribute five grams or more of
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No. 04-1328
Perkins v. United States
crack cocaine in violation of 21 U.S.C. § 841(a)(1)—in return for which the government agreed to
drop the remaining counts in the indictment. The plea agreement also permitted Perkins to seek
review of the denial of his motion to suppress the evidence.
On May 20, 2002, the court sentenced Perkins to an 80-month prison term and to five years
of supervised release. Although Perkins intended to appeal the judgment, his attorney failed to file
a timely notice of appeal. As a result, Perkins filed a § 2255 motion, claiming ineffective assistance
of counsel and claiming that his criminal history category had been miscalculated at sentencing. On
March 1, 2004, the district court granted Perkins’ motion, vacated his original sentence and sentenced
him to a 60-month prison term and four years of supervised release. Perkins filed a notice of appeal
on March 4, 2004, which perhaps unsurprisingly was filed seven days ahead of the deadline.
II.
The sole issue raised by Perkins on appeal is whether some of the evidence seized by the
police during the protective sweep of the residence—the marijuana and the scale—should have been
suppressed because the scope of the sweep violated Perkins’ Fourth Amendment rights. We review
a district court’s conclusions of law on a motion to suppress de novo and its findings of fact for clear
error. United States v. Hammond, 351 F.3d 765, 770 (6th Cir. 2003). And when reviewing the denial
of a motion to suppress, we consider the evidence regarding the search in a light most favorable to
the government. United States v. Rodriguez-Suazo, 346 F.3d 637, 643 (6th Cir. 2003).
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No. 04-1328
Perkins v. United States
Ever since Maryland v. Buie, 494 U.S. 325, 327 (1990), it has been clear that police officers
may conduct a “protective sweep” of a residence in the course of making an arrest without running
afoul of the Fourth Amendment’s prohibition against “unreasonable searches and seizures,” U.S.
Const. amend. IV. As the phrase implies, however, such sweeps are limited by the police-protection
concern that animates them. A “quick and limited search,” Buie holds, is permitted “to protect the
safety of police officers” when they “possess[] a reasonable belief based on specific and articulable
facts which, taken together with the rational inferences from those facts, reasonably warrant[] the
officer[s] in believing that the area swept harbor[s] an individual posing a danger to the officer[s] or
others.” Buie, 494 U.S. at 327 (quotation and citations omitted).
In Buie, two men, one of whom was wearing a red running suit, robbed a pizza restaurant.
Id. at 328. The officers obtained an arrest warrant for Buie and another individual. Before executing
the arrest warrant for Buie, the officers had a police department secretary telephone Buie’s residence
to verify that he was home. The secretary initially talked to a female, then spoke to Buie himself.
Officers entered Buie’s house, searched the first and second floors, and secured the basement door
so that no one could come up from the basement and surprise the officers. The police announced
their presence and ordered anyone in the basement to come upstairs. Buie eventually emerged from
the basement and was arrested, searched and hand-cuffed. One officer then “entered the basement
‘in case there was someone else’ down there.” Id. While the officer did not find anyone else in the
basement, he did see a red running suit in plain view and seized it. Id.
The Supreme Court rejected Buie’s effort to suppress the running suit, holding that
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No. 04-1328
Perkins v. United States
as an incident to the arrest the officers could, as a precautionary matter and without
probable cause or reasonable suspicion, look in closets and other spaces immediately
adjoining the place of arrest from which an attack could be immediately launched.
Beyond that, however, . . . there must be articulable facts which, taken together with
the rational inferences from those facts, would warrant a reasonably prudent officer
in believing that the area to be swept harbors an individual posing a danger to those
on the arrest scene.
Id. at 334. In upholding the search, the Court reasoned further that “an in-home arrest puts the officer
at the disadvantage of being on his adversary’s ‘turf’” because “[a]n ambush in a confined setting of
unknown configuration is more to be feared than it is in open, more familiar surroundings.” Id. at
333.
In the fifteen years since Buie, this circuit has had several opportunities to apply the decision.
And in each instance that the officers had a reasonable belief that another person (besides the seized
individual) was on the premises and posed a threat to the officers who were making the arrest the
court has upheld a protective sweep incident to the arrest. In United States v. Biggs, 70 F.3d 913 (6th
Cir. 1995), the suspect was a fugitive, and officers set up a surveillance outside of his motel room.
Id. at 915. After Biggs exited the room, the officers placed him in custody in the parking lot. Two
of the officers then went inside his motel room through the partially opened door and conducted a
protective sweep of the room, during which they found a gun in plain view. In upholding the
protective sweep, the court reasoned that the officers had pointed to specific articulable facts that
would warrant “a reasonably prudent officer to believe that the officers might be in danger from
someone in the motel room”: Namely, the officers had been told that someone would be meeting
Biggs at the motel room; Biggs left the door open so that anyone in the motel room would have a
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Perkins v. United States
clear view of the officers; and the officers knew that Biggs had been arrested on two previous
occasions in the presence of someone with a firearm. Id. at 916.
In United States v. Taylor, 248 F.3d 506, 510 (6th Cir. 2001), the officers heard shuffling
noises inside Taylor’s apartment before Taylor’s brother, Hill, permitted them into the apartment.
Upon seeing a marijuana stem in plain view, the officers informed Hill that they would secure the
residence until they could obtain a search warrant. Even though Hill had assured the officers that no
one else was in the apartment (he claimed Taylor was at the gym), the officers conducted a protective
sweep of the apartment. During the sweep, an officer located Taylor hiding in the bathroom and in
opening a nearby closet found an open duffle bag revealing several bags of marijuana. Id. at 510.
In rejecting Taylor’s Fourth Amendment claim, the court noted the following legitimate explanations
for the protective sweep: The officers had heard shuffling noises inside the apartment, suggesting
the presence of more than one person in the apartment; a report from local police indicated that
Taylor was believed to be a drug and weapons dealer and that he was suspected of involvement in
more than one murder; and Hill’s demeanor indicated that he was trying to hide something. Id. at
514.
In United States v. Bass, 315 F.3d 561 (6th Cir. 2002), officers received a report that a male
had fired gunshots at two other males and retreated into an apartment. Id. at 563. The officers
knocked on the apartment door, and a woman answered. When asked who else was present in the
apartment, she responded that her husband and children were present. When a man came into the
living room, police handcuffed him and proceeded to conduct a protective sweep of the apartment.
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Perkins v. United States
One officer lifted the box springs of a bed to see if anyone was hiding underneath it and when
dropping the bed back into place, he spotted a sawed-off shotgun hidden between the box springs and
the mattress. The court upheld the search because the officers were not sure that the man that they
had handcuffed was the shooter, they had reason to believe there was a loaded weapon in the
apartment and the woman’s description of the apartment’s occupants left open the possibility that
other people remained in the apartment. Id. at 564. See also United States v. Talley, 275 F.3d 560,
564 (6th Cir. 2001) (protective sweep of residence was justified when officers had articulable reason
to believe that others were in the house); compare United States v. Colbert, 76 F.3d 773, 777–78 (6th
Cir. 1996) (protective sweep of apartment after defendant was arrested outside was unreasonable as
the officers had no information that additional individuals may have been present in the apartment).
As in these cases and as in Buie itself, the officers in today’s case pointed to “articulable facts
which, taken together with the rational inferences from those facts, would warrant a reasonably
prudent officer in believing that the area to be swept harbors an individual posing a danger to those
on the arrest scene.” Buie, 494 U.S. at 334. The officers established a surveillance of the property
and saw Perkins and Edgecomb enter the residence. The informant called the residence, and a
woman answered the phone. The officers arrested Perkins outside of the home and had little trouble
seizing Edgecomb and eventually the guns upon entering the residence. The woman who had
answered the phone was nowhere immediately to be seen, and accordingly the officers had
“articulable facts” that “would warrant a reasonably prudent officer in believing that the area to be
swept harbors an individual posing a danger to those on the arrest scene.” Id. Adding to the officers’
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Perkins v. United States
concern, they could reasonably believe that Perkins and his companions had ready access to
weapons—remember, he had just asked the informant to transport stolen weapons for him—and
accordingly could reasonably fear that not only was another individual present in the house but that
she was armed. As in Buie, moreover, Perkins has not shown that securing the basement was an
unreasonable act on the part of the officers—either because it was not near the kitchen (where the
guns were found) or because its opening to the upstairs otherwise did not present a risk to the
officers. Indeed, Perkins has not presented any evidence regarding the proximity of the basement to
the other rooms in the house that would make us question the reasonableness of the search. Cf.
Rodriguez-Suazo, 346 F.3d at 643 (considering the evidence regarding a search in the light most
favorable to the government when examining the denial of a motion to suppress).
Neither United States v. Akrawi, 920 F.2d 418 (6th Cir. 1990), nor United States v. Hatcher,
680 F.2d 438 (6th Cir. 1982), undermine this conclusion. In Akrawi, it is true, the court invalidated
a protective sweep. But in that case, the officers—after arresting the subject of the arrest warrant and
detaining others found immediately upon entry—remained in the residence an additional forty-five
minutes and eventually searched rooms on the second floor. Akrawi, 920 F.2d at 420. The officers
in Akrawi “articulated no specific basis for believing that the second floor of the . . . residence
harbored any individual posing a threat to the agents” and failed to present any justification for the
length of their stay. Id. Here, in contrast, the officers had a legitimate reason for believing another
person was in the house, and Perkins has not argued that the officers stayed in the house for an
unjustifiably long period of time.
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No. 04-1328
Perkins v. United States
Hatcher likewise invalidated a protective search but is likewise beside the salient point here.
After arresting Hatcher, a suspected drug dealer, authorities conducted a search of his entire house,
including several rooms in the basement. Hatcher, 680 F.2d at 442. The district court found that
“there was no evidence that Hatcher was a dangerous individual and no indication that any other
persons were in the house at the time of Hatcher’s arrest,” id. at 444, but nonetheless concluded that
the search was valid because “the subject of drugs is a dangerous one, dangerous for all of those
persons involved in it, especially those on the law enforcement side.” Id. (quoting district court
opinion). In reversing the district court’s decision, the court made the point that officers may not
justify a protective sweep solely on the ground that the arrested individual was suspected of drug
dealing. In contrast to Hatcher, the officers here had more than a generalized suspicion of the risks
associated with narcotics investigations; they had a legitimate reason for believing another individual
(and an armed individual at that) was in the house—which, since Buie, has always been a sufficient
reason for a protective sweep.
III.
For these reasons, we affirm the district court’s denial of Perkins’ motion to suppress.
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