Brian Viergutz v. Lucent Technologies, Inc.

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 10a0250n.06
No. 08-3626
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
Apr 23, 2010
BRIAN J. VIERGUTZ, LEONARD GREEN, Clerk
Plaintiff-Appellant,
ON APPEAL FROM THE
v. UNITED STATES DISTRICT
COURT FOR THE NORTHERN
LUCENT TECHNOLOGIES, INC. DISTRICT OF OHIO
Defendant-Appellee.
_________________________________/
BEFORE: MARTIN, SUHRHEINRICH, and WHITE, Circuit Judges.
SUHRHEINRICH, Circuit Judge. Plaintiff-Appellant Brian Viergutz (“Viergutz”),
proceeding pro se, appeals from the order and judgment of the district court granting summary
judgment to Defendant-Appellee Lucent Technologies, Inc. (“Lucent”) in this action under the Age
Discrimination in Employment Act, 29 U.S.C. §§ 621-634 (“ADEA”). We AFFIRM.
I. Background
Lucent hired Viergutz in 1997 as an installer. He was forty-three years old. In December
2002, Lucent reduced its workforce, and Viergutz was laid off. While employed at Lucent, Viergutz
had, by his own account, numerous interpersonal conflicts with his peers.
In 2005, Lucent posted a job listing for installers, and Viergutz applied. His application was
forwarded by human resources personnel to the hiring manager, Melissa Reznick. Reznick
recognized Viergutz’s name because she had briefly supervised him. Reznick decided not to
interview Viergutz because she knew from other managers that he had a poor reputation. Further,
No. 08-3626
Viergutz v. Lucent Technologies, Inc.
his level of experience exceeded what the new position required. Reznick informed the human
resources personnel team that Viergutz “would not be a good candidate for this job,” because he had
“a bad reputation” and that it was “not in Lucent’s best interest to hire Brian for this job.” Lucent
hired Jared Sudy. He had a background in general laborer work and met the skill set necessary for
the position. He was under forty years of age.
On August 22, 2005, Viergutz filed a charge claiming age discrimination with the Equal
Employment Opportunity Commission (“EEOC”). On January 31, 2006, the EEOC dismissed the
charge and issued a right to sue notice. On March 31, 2006, Viergutz filed suit in federal district
court, but dismissed it on August 3, 2006, with the court’s permission. Thirty-six days later he filed
a similar complaint in state court. The complaint presented two claims. First, Viergutz alleged age
discrimination under the ADEA arising out of Lucent’s decision not to hire him for the installer
position in 2005. Second, he stated a claim of “Harassment/Defamation of Character” based on
various events during his employment at Lucent, specifically “rumors and lies” by various managers
and coworkers which destroyed his reputation as a technician and caused him to have a heart attack
in May 2002. Lucent removed this action to federal district court on both federal question and
diversity grounds.
After discovery, Lucent moved for summary judgment on both claims. In response to
Lucent’s motion, Viergutz filed a four-page unsworn statement, without any supporting affidavits
or admissible evidence. Viergutz claimed simply that he could “prove, with witnesses and
documents that I was an above average installer, with a good attitude and I worked well with others
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while working at Lucent Technologies.” ROA 144-45. On April 11, 2008, the district court granted
Lucent’s motion and Viergutz then filed this timely appeal.
II. Analysis
Summary judgment is appropriate only “if the pleadings, the discovery and disclosure
materials on file, and any affidavits show that there is no genuine issue as to any material fact and
that the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(c)(2). This court
reviews de novo the district court’s grant of summary judgment. Briscoe v. Fine, 444 F.3d 478, 485
(6th Cir. 2006) (citation omitted).
A. ADEA Claim
The ADEA prohibits an employer from refusing to hire an employee “because of such
individual’s age.” 29 U.S.C. § 623(a)(1). “‘The ultimate question in every employment
discrimination case involving a claim of disparate treatment is whether the plaintiff was the victim
of intentional discrimination.’” Geiger v. Tower Automotive, 579 F.3d 614, 620 (6th Cir. 2009)
(quoting Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 153 (2000)).
A plaintiff may establish a violation of the ADEA with circumstantial evidence. See Geiger,
579 F.3d at 620 . “ Once a plaintiff satisfies his . . . prima facie burden, the burden of production
shifts to the employer to articulate a legitimate nondiscriminatory reason for the adverse employment
action.” Allen v. Highlands Hosp. Corp., 545 F.3d 387, 394 (6th Cir. 2008) (internal quotation
marks and citation omitted). If the employer meets this burden, the burden of production shifts back
to the plaintiff to show that the employer’s explanation was a mere pretext for intentional age
discrimination. Id. (citation omitted). The burden of persuasion, however, remains on the ADEA
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plaintiff at all times to demonstrate “‘that age was the “but-for” cause of their employer’s adverse
action.’” Geiger, 579 F.3d at 620 (quoting Gross v. FBL Fin. Servs. Inc., 129 S.Ct. 2343, 2351 n.4
(2009)).1
It is undisputed here that Viergutz established a prima facie case of discrimination
because (1) he is a member of a protected class (over 40 years of age); (2) he was subjected to an
adverse employment action; (3) he applied for and was qualified to perform the position of
installer; (3) he was considered for and denied the position; and (4) he was rejected in favor of
another person with similar qualifications who was substantially younger. Bush v. Dictaphone
Corp., 161 F.3d 363, 368 (6th Cir. 1998).
The burden of production therefore shifted to Lucent. As the district court held, Lucent
stated a legitimate, nondiscriminatory reason for not hiring Viergutz–his poor reputation. In her
affidavit, Reznick averred that Viergutz’s supervisors indicated that he did not work well with others
and needed constant supervision. See, e.g., Stein v. Kent State Univ., No. 98-3278, 1999 WL
357752, at *9 (6th Cir. May 11, 1999) (defendants offered the plaintiff’s non-collegiality and
unwillingness to cooperate with others as nondiscriminatory reason); McShane v. U.S. Att’y Gen.,
144 F. App’x 779, 792-93 (11th Cir. 2005) (holding that employer offered a legitimate
nondiscriminatory reason for terminating the plaintiff because she could not get along well with
others).
1
In Gross v. FBL Fin. Servs. Inc., 129 S.Ct. 2343, 2349 & n.2 (2009), the Supreme Court
expressly declined to decide whether the McDonnell Douglas test applies to the ADEA. This Court
recently held that the McDonnell Douglas framework may still be used to analyze ADEA claims
based on circumstantial evidence. Geiger, 579 F.3d at 622.
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After Lucent met its burden of production, the burden shifted back to Viergutz to show
pretext. Again, as the district court also found, Viergutz failed to demonstrate that Lucent’s
proffered reason had no basis in fact, did not actually motivate the defendant’s challenged conduct,
or was insufficient to motivate the defendant’s challenged conduct. See Manzer v. Diamond
Shamrock Chem. Co., 29 F.3d 1078, 1084 (6th Cir. 1994).
Lucent’s decision not to hire Viergutz had a basis in fact. As the job posting stated, the
position performed “321 level Installation Work, to free up higher skilled installers for higher skilled
jobs.” Viergutz’s superior skills did not make him more qualified than the other applicant because
his superior abilities were not needed for the installer position. Reznick’s focus on Viergutz’s poor
reputation also had a basis in fact. Viergutz does not dispute that he was referred for a psychiatric
evaluation after an incident with a coworker in 2000. Tom Gavel, who also supervised Viergutz,
described Viergutz as “ready to snap” and stated coworkers were afraid “he’ll explode.” And
Viergutz’s own deposition testimony chronicles numerous disputes with coworkers. While he may
dispute the characterizations of these disputes, there is no doubt that they occurred. Thus, even if
Viergutz’s unsupported assertions were ultimately the correct view, they do not dispel Lucent’s
belief that Viergutz would be a troublesome employee. See Smith v. Chrysler Corp., 155 F.3d 799,
807 (6th Cir. 1998) (holding that “[i]n deciding whether an employer reasonably relied on the
particularized facts then before it,” this court “do[es] not require that the decisional process used by
the employer be optimal or that it left no stone unturned. Rather, the key inquiry is whether the
employer made a reasonably informed and considered decision before taking an adverse employment
action”).
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Reznick’s affidavit as well and her email to the human resources personnel establish that
Viergutz’s poor reputation actually motivated the decision. Finally, as noted above, the inability to
get along with co-workers is a sufficient basis to take adverse employment action. In short, Viergutz
failed to show that Lucent’s reasons for failing to hire him were pretextual.
Viergutz alleges that he would present documents and witnesses to support his claim at trial.
However, he was obligated at the summary judgment phase to “identify specific facts that can be
established by admissible evidence, which demonstrate a genuine issue for trial.” Amini v. Oberlin
College, 440 F.3d 350, 357 (6th Cir. 2006) (citations omitted). Indeed, Federal Rule of Civil
Procedure 56(e)(2) requires that “[w]hen a motion for summary judgment is properly made and
supported, an opposing party may not rely merely on allegations or denials in its own pleading;
rather, its response must–by affidavits or as otherwise provided in this rule–set out specific facts
showing a genuine issue for trial.” Viergutz’s status as a pro se litigant does not alter his duty on a
summary judgment motion. See United States v. Ninety Three Firearms, 330 F.3d 414, 427-28 (6th
Cir. 2003) (holding that in this circuit there is no rule providing “special assistance” to nonprisoner
pro se litigants responding to summary judgment motions). Viergutz’s opinion of his performance,
which he suggests would establish that his bad reputation is baseless, is insufficient to refute
Lucent’s honestly held belief. See, e.g., Briggs v. Potter, 463 F.3d 507, 516 (6th Cir. 2006) (stating
that the employee’s “subjective view of [his] qualifications in relation to those of other applicants,
without more, cannot sustain a claim of discrimination”) (internal quotation marks and citation
omitted).
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B. Harassment Claim
A hostile work environment occurs “when the workplace is permeated with discriminatory
intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter the conditions of the
victim’s employment and create an abusive working environment.” Harris v. Forklift Sys., Inc., 510
U.S. 17, 21 (1993) (internal quotations and citations omitted). The only evidence Viergutz has
produced is his self-described personality conflicts with former managers and coworkers. However,
to advance a hostile work environment claim under the ADEA, Viergutz must show that he was
“subjected to harassment . . . based on age.” Crawford v. Medina Gen. Hosp., 96 F.3d 830, 834 (6th
Cir. 1996). In any event, Viergutz failed to timely submit a charge to the EEOC. The ADEA applies
to acts that occurred within 300 days of when the EEOC charge was filed. See Amini, 259 F.3d at
498 (noting that Ohio is a deferral state and therefore a plaintiff has 300 days from alleged unlawful
employment practice to file a charge with the EEOC). Viergutz’s challenge to events that occurred
when he worked at Lucent his claim is time-barred.
C. Defamation Claim
Viergutz’s defamation claim is also time-barred. The alleged defamation occurred during
his employment at Lucent between 1997 and 2002. He did not file this action until 2006, long past
Ohio’s one-year statute of limitations period. See Ohio Rev. Code § 2305.11(A). See also Friedler
v. Equitable Life Assur. Soc’y of U.S., 86 F. App’x 50, 53 (6th Cir. 2003) (noting that the statute of
limitations begins to run when the allegedly defamatory statements are made, regardless of victim’s
knowledge of them). Viergutz has not alleged that any defamatory statements were made within the
one year prior to the time he brought this suit.
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III. Conclusion
For the foregoing reasons, as well as those articulated by the district court in its opinion dated
April 11, 2008, the judgment of the district court is AFFIRMED.
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BOYCE F. MARTIN, Jr., Circuit Judge, with whom WHITE, Circuit Judge, joins,
concurring. I concur fully in the lead opinion. I write separately to make two comments.
First, Mr. Viergutz’s pro se brief makes it clear that he feels wronged. I do not doubt that
his feelings are genuine. It is equally clear that this feeling is compounded by what he perceives as
a system stacked against him. He states numerous times that all he seeks is his day in court. He
comments, candidly and poetically, that he “must have failed to properly present my case. In my
formal complaint I thought I sincerely explained it properly. I truly believe that justice should not
be only for the individuals who can afford it.” I could not agree more. For that reason, I have
devoted significant effort to ensure that dismissing Mr. Viergutz’s claims is the right result under
the law and not merely the product of a legal mismatch. I am convinced that the result would have
been the same even had Mr. Viergutz had the services of a lawyer, the only difference being that Mr.
Viergutz has saved himself substantial expense in attorney’s fees. In these kinds of cases, it is all
too common that pro se litigants perceive our affirmance of the dismissal of their claims as just
another example of a rigged, self-protecting system. It is my sincere hope that Mr. Viergutz walks
away knowing that he did receive his day in court and that nothing he or anyone else could have done
would have changed the outcome.
Second, I feel compelled to compliment counsel for Lucent on his presentation of the issues
in his brief to this Court. It is not uncommon that we see briefs, especially in civil cases, replete with
counterproductive hostility towards the opposing party and counsel, and to a heightened degree in
cases involving pro se litigants. Lawyers often view pro se litigants as a nuisance not worth the time
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required to draft a proper brief, and so they instead vent their frustrations by writing briefs heavy on
scorn and condescension but light on utility. Counsel for Lucent, on the other hand, dispassionately
set forth the relevant facts and issues, even those that were not helpful to his case. Counsel’s brief
struck the proper balance between objectively describing the record and relevant law and zealously
advocating his client’s position. This approach is very helpful to judges when the opposing brief,
submitted by a pro se litigant, understandably does not present a clear picture of the facts and the
applicant law. This approach is also tactically advantageous as it establishes credibility with the
reader. I therefore applaud counsel’s efforts and encourage other attorneys to follow suit.
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