United States v. Billy Brown

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 09a0122n.06
Filed: February 12, 2009
Case No. 07-6223
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE WESTERN
BILLY BROWN, ) DISTRICT OF TENNESSEE
)
Defendant-Appellant. )
)
_______________________________________ )
BEFORE: BATCHELDER, CLAY, and SUTTON, Circuit Judges.
ALICE M. BATCHELDER, Circuit Judge. Defendant Billy Brown appeals his jury
conviction and sentence for being a felon in possession of a firearm, in violation of 18 U.S.C. §
922(g), contending that his detention and seizure were in violation of the Fourth Amendment. We
affirm.
I. BACKGROUND
Around 8:00 PM on January 17, 2006, Memphis Police Officer Veronica Carson, who was
on routine patrol at the time, noticed Brown and another individual in the parking lot of Y&M
Foodmart. Brown was carrying a bag containing a bottle of beer that appeared to be open. Officer
Carson, in her vehicle, approached the men, intending to warn them to take their loitering and
drinking elsewhere. When Officer Carson instructed the men to take their activities elsewhere, the
individual with Brown promptly responded, “Yes ma’am.” Brown, however, immediately began to
act suspiciously. He made no verbal response when the officer asked him his name; he avoided any
eye contact with her; and, turning to walk away as if he had not heard her, he placed his hand over
the back right pocket of his pants and left it hovering there.
Because of Brown’s suspicious behavior, Officer Carson decided further investigation was
warranted. She got out of her vehicle, instructed Brown to place his hands on a nearby vehicle and
spread his legs, and conducted a pat-down for officer safety. Finding nothing during the pat-down,
Officer Carson asked Brown where his identification was. When Brown answered that it was in his
back right pocket, Carson told him that she was going to take his wallet out of his pocket and give
it to him so that he could produce his identification. On reaching for Brown’s wallet, Officer Carson
spotted a gun on his person. Carson immediately handcuffed Brown, retrieved the weapon, called
for back-up, placed Brown in the back of the squad car, and had dispatch run a check on both Brown
and the weapon. Dispatch reported an outstanding arrest warrant for Brown and Officer Carson
arrested him.
Brown was indicted on one count of being a felon in possession of a firearm in violation of
18 U.S.C. § 922(g). He filed a motion to suppress, arguing that the gun should be suppressed
because (1) the investigative stop was not supported by reasonable suspicion, and (2) his seizure was
unreasonable and in violation of the Fourth Amendment.1 The district court conducted a suppression
hearing, and denied the motion. The court found that carrying an open container in the Y&M
Foodmart was illegal conduct pursuant to local ordinance:
1
Brown also argued in his motion to suppress that any statements made by him at the scene were obtained in
violation of the Fourth, Fifth, and Sixth Amendments. The district court denied the motion, and Brown has
abandoned the argument on appeal.
2
It is unlawful for any person or persons, while in or on any streets, sidewalks,
alleyways, parking areas, bus and trolley stops and shelters, or other open areas
operated and controlled by the city within the central business improvement district
. . . to consume any alcoholic beverage . . . or to possess for the purpose of
consumption any such alcoholic beverage, unless such beverage remains
commercially sealed.
Mun. Code of Memphis, Tenn. § 7-4-15(A). The court held that the “central business district”
language did not limit the breadth of the ordinance, so the fact that the Y&M parking lot was not
included within that area was immaterial, and therefore, contrary to Brown’s contention, the Y&M
parking lot was an area subject to the ordinance. The ordinance, coupled with Officer Carson’s own
observations, the court held, provided a reasonable suspicion that Brown was engaging in illegal
activity, and justified the investigatory stop. Finally, Officer Carson had probable cause to arrest
Brown “[w]hen she observed the gun and became aware that Brown was wanted on an outstanding
warrant . . . .”
After a bench trial, the district court found Brown guilty of being a felon in possession and
sentenced him to fifty-five (55) months’ imprisonment, followed by three (3) years’ supervised
release. Brown filed a timely notice of appeal.
II. STANDARD OF REVIEW
When reviewing a district court’s denial of a motion to suppress, we review the court’s
findings of fact for clear error and its conclusions of law de novo. United States v. Moncivais, 401
F.3d 751, 754 (6th Cir. 2005). We must “consider[] the evidence in the light most favorable to the
government.” Id. “With regard to Terry-stop analysis in particular, although the standard of review
on the ultimate reasonable suspicion inquiry is de novo, the district court is at an institutional
advantage, having observed the testimony of the witnesses and understanding local conditions, in
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making this determination. Accordingly, due weight should be given to the inferences drawn from
the facts by resident judges.” United States v. Caruthers, 458 F.3d 459, 464 (6th Cir. 2006) (internal
quotations omitted).
III. ANALYSIS
This court conducts a two-step analysis in evaluating investigative detentions under Terry
v. Ohio, 392 U.S. 1 (1968). We first ask “whether there was a proper basis for the stop, which is
judged by examining whether the law enforcement officers were aware of specific and articulable
facts which give rise to reasonable suspicion.” Caruthers, 458 F.3d at 464 (6th Cir. 2006) (quoting
United States v. Davis, 430 F.3d 345, 354 (6th Cir. 2005)). “If the stop was proper, then we must
determine whether the degree of intrusion . . . was reasonably related in scope to the situation at
hand, which is judged by examining the reasonableness of the officials’ conduct given their
suspicions and the surrounding circumstances.” Id. (quotations and citations omitted).
Before the district court, Brown simply challenged his detention under the first step of our
analytical framework, arguing that Officer Carson had not had reasonable suspicion to conduct an
investigatory stop. On appeal, he repeats this argument, but also contends that the degree of
intrusion exceeded the reasonable scope of the detention when Officer Carson (1) patted him down,
and (2) removed his wallet from his pocket, revealing the gun.
A. Step 1 – Whether Officer Carson had reasonable suspicion sufficient to justify an
investigatory stop of Brown.
“An investigatory stop . . . is permissible under the Fourth Amendment if supported by
reasonable suspicion.” United States v. Jacob, 377 F.3d 573, 577 (6th Cir. 2004) (citing Terry, 392
U.S. at 22). All that is required to justify a Terry-level search or seizure is “some minimal level of
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objective justification.” INS v. Delgado, 466 U.S. 210, 217 (1984). In determining whether an
officer has reasonable suspicion, we must consider the “totality of circumstances … to see whether
the detaining officer has a particularized and objective basis for suspecting legal wrongdoing.”
Jacob, 377 F.3d at 577 (quoting United States v. Arvizu, 534 U.S. 266, 273 (2002)). “[T]he question
is not whether there is a possible innocent explanation for each of the factors, but whether all of them
taken together give rise to reasonable suspicion that criminal activity may be afoot.” Id. (citing
Arvizu, 534 U.S. at 274-75, 277). “Terry accepts the risk that officers may stop innocent people.”
Illinois v. Wardlow, 528 U.S. 119, 126 (2000).
In this case, two separate actions taken by Officer Carson require our review: (1) her initial
contact with Brown and his companion to advise them to take their activities elsewhere, and (2) her
initiation of physical contact with Brown after he began to walk away. We hold that each of these
actions was permissible.
There was nothing objectionable about Officer Carson’s initial contact with Brown and his
companion in the parking lot. Even if the district court’s interpretation of Memphis’s open-container
ordinance is incorrect and, in fact, the ordinance did not cover the Y&M Foodmart parking lot, the
inapplicability of that ordinance would not affect the propriety of Officer Carson’s initial actions.
First, Officer Carson did not need reasonable suspicion of criminal activity to justify her approaching
Brown and the other individual for the purpose of telling them to take their activities elsewhere. Not
all interaction between police officers and citizens implicates the Fourth Amendment. Delgado, 466
U.S. at 215. Indeed, the Fourth Amendment is implicated only when “the circumstances of [an]
encounter are so intimidating as to demonstrate that a reasonable person would have believed he was
not free to leave if he had not responded . . . .” Id. at 216; see also United States v. Waldon, 206 F.3d
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597, 603 (6th Cir. 2000) (an encounter is consensual so long as the officer “refrain[s] from the type
of intimidating behavior that would lead a reasonable person to believe that the person was not free
to leave”). In this case, not only was Brown free to leave, but Officer Carson told him to do so. And
the consensual nature of this interaction did not change merely by virtue of Officer Carson’s asking
Brown his name. See Delgado, 466 U.S. at 216 (“police questioning, by itself, is unlikely to result
in a Fourth Amendment violation”).
Second, even if this initial interaction did amount to a detention under the Fourth
Amendment, Officer Carson had a reasonable suspicion that Brown was engaging in legal
wrongdoing. Reasonable suspicion does not require that officers precisely parse statutory language
prior to initiating investigatory stops. It simply requires that the officers have a “particularized and
objective basis for suspecting legal wrongdoing.” Jacob, 377 F.3d at 577. Officer Carson had a
reasonable understanding of the ordinance, and Brown does not cite any judicial opinions
contradicting or even casting doubt on that understanding. Thus, Officer Carson’s observation that
Brown was carrying a container that appeared to be open, coupled with her reasonable belief that
Memphis law made that conduct illegal, at the very least provided Carson with reasonable suspicion
that Brown was violating the law. The key point here is that the objective circumstances justified
the stop, an issue that does not turn on the state of mind of the individual officer. See Whren v.
United States, 517 U.S. 806, 813 (1996) (“Subjective intentions play no role in ordinary, probable-
cause Fourth Amendment analysis.”)
Regardless of whether Officer Carson’s initial contact with Brown was a consensual
encounter or one supported by reasonable suspicion of unlawful activity, she needed reasonable
suspicion to justify her initiating physical contact with Brown. By that point, Officer Carson had a
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number of particularized and objective bases for suspecting wrongdoing: Brown’s loitering in the
parking lot; the time of night (after 8pm); the fact that she had made numerous arrests in that same
parking lot; Brown’s failure to respond to or make eye contact with her; Brown’s attempting simply
to walk away rather than respond; and Brown’s placing his hand over his back-right pocket as he
walked away. Brown’s actions contrast greatly with those of his unnamed companion, who both
maintained eye contact with Officer Carson and responded to her questions. These factors,
considered together, were sufficient to give Officer Carson a reasonable suspicion that Brown was
engaging in wrongdoing and to provide an objective basis for making the investigatory stop.
B. Step 2 – Whether the degree of intrusion of the investigatory stop was reasonable.
At this step of the analysis we must determine “whether the degree of intrusion . . . was
reasonably related in scope to the situation at hand, which is judged by examining the reasonableness
of the officials’ conduct given their suspicions and the surrounding circumstances.” Davis, 430 F.3d
at 354 (quoting United States v. Garza, 10 F.3d 1241, 1245 (6th Cir. 1993)). Brown challenges both
Officer Carson’s patting him down, and her removing his wallet from his pocket, at which time she
discovered the gun. The pat-down was illegal, Brown contends, because — as Officer Carson
testified — she conducted it as a matter of course, and she did not indicate that she had any belief
that Brown was dangerous. Therefore, Brown argues, the removal of the wallet was illegal because
it amounted to a search, and Officer Carson had neither probable cause nor consent to justify the
search.
Brown did not squarely raise these arguments before the district court. His Motion to
Suppress argues only that Officer Carson did not have reasonable suspicion of any wrongdoing
sufficient to justify an investigatory detention in the first place, and the transcript of the motion
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hearing at best hints at these degree-of-intrusion arguments. “Ordinarily, the courts of appeals do
not consider claims or arguments that were not raised in the district court.” United States v. Hayes,
218 F.3d 615, 619 (6th Cir. 2000). But even if we do not consider these arguments forfeited, we
would not find that Brown has shown error. The record supports Officer Carson’s reasonable belief
that her safety was in jeopardy: it was late at night, she was alone, Brown was acting nervously and
evasively, and, as the district court found, Brown made a furtive gesture towards his back pocket as
he tried to leave the scene. Officer Carson patted him down and removed his wallet from his pocket
out of concern for her own safety, and this “search” was no broader than necessary to ensure that
Brown did not have access to any weapon. Neither action violated the Fourth Amendment.
IV. CONCLUSION
For the foregoing reasons, we AFFIRM Brown’s conviction.
8
CLAY, Circuit Judge, dissenting. A temporary involuntary detention or stop that is not
based upon an officer’s “reasonable suspicion” violates the Fourth Amendment. United States v.
Pearce, 531 F.3d 374, 380 (2d Cir. 2008). An officer’s temporary involuntary stop of a citizen
complies with the Fourth Amendment only if, first, the officer is justified to search or seize the
citizen in the first place; and second, the scope of the search or seizure reasonably relates to the
circumstances. Terry v. Ohio, 392 U.S. 1, 19-20. An officer is justified to conduct a Terry stop if
the officer has a “reasonable suspicion to believe that criminal activity ‘may be afoot.’” United
States v. Arvizu, 534 U.S. 266, 273 (2002) (quoting United States v. Sokolow, 490 U.S. 1, 7 (1989)).
An officer acts on reasonable suspicion if, based on the “totality of the circumstances,” the officer
has a “particularized and objective” basis for suspecting legal wrongdoing. Id. (quoting United
States v. Cortez, 449 U.S. 411, 417 (1981)). The officer’s reasons for stopping a citizen must be
“‘specific and articulable,’” and must amount to more than “‘an inchoate and unparticularized
suspicion or hunch.’” United States v. Urrieta, 520 F.3d 569, 578 (6th Cir. 2008) (quoting Terry,
392 U.S. at 27).
The majority concludes that by the time Officer Carson detained Brown, she “had a number
of particularized and objective bases for suspecting wrongdoing: Brown’s loitering in the parking
lot; the time of night (after 8pm); the fact that she had made numerous arrests in that same parking
lot; Brown’s failure to respond to or make eye contact with her; Brown’s attempting simply to walk
away rather than respond; and Brown’s placing his hand over his back-right pocket as he walked
away.” Majority Op. at 6-7. The majority does not attempt to explain why these circumstances
should cause suspicion, instead merely reciting them and then declaring that in their totality they
created reasonable suspicion. However, a closer look at these reasons shows that even considering
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No. 07-6223
them in their totality, they do not form the basis for reasonable suspicion.
First, even if Brown violated a local ordinance by possessing an open beer container in the
parking lot, the majority opinion does not explain why his presence in the lot, which it characterizes
as “loitering,” might lead a reasonable officer to suspect criminal activity. Officer Carson testified
that she had observed Brown and his companion in the lot “for a few seconds as I was driving up.”
(Joint Appendix (“J.A.”) at 73.) Another witness at the suppression hearing offered unrebutted
testimony that Brown had already been arrested just “two to three minutes” after he left the Y&M
Foodmart. (J.A. at 78.) Officer Carson acknowledged that neither Brown nor his companion was
doing anything “aggressive,” and that the only reason she told them to walk away was that she
believed Brown’s open beer container violated the law. (J.A. at 58.) Thus, the record is clear that
Brown could not have been in the parking lot for more than two or three minutes, and during that
time was interacting with his friend without exhibiting any aggressive or unusual behavior. Even
if such behavior can constitute “loitering,” it is hardly suspicious.
To the extent that the majority relies on Brown’s open beer container as a basis for finding
his “loitering” suspicious, such a reason would be invalid. The relevant question is not whether
Brown’s open container was illegal, but whether standing in a parking lot with an open beer
container could be a basis for suspecting that further wrongdoing may be afoot. Evidently, Brown’s
open beer container did not raise Officer Carson’s suspicions, because upon seeing it she simply told
Brown and his companion to leave, and by her own account only became suspicious upon Brown’s
subsequent behavior. Thus, Officer Carson’s own lack of suspicion further limits the importance
of this factor.
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No. 07-6223
Second, although “[a] late hour can contribute to reasonable suspicion . . . our cases so
holding typically involve a much later hour than [10:30 p.m.].” United States v. Blair, 524 F.3d 740,
751 (6th Cir. 2008). Because Carson’s encounter occurred at the early evening hour of 8:00 p.m.,
the time of night is also of little weight in the “reasonable suspicion” analysis.
Third, Officer Carson’s prior experience arresting people at the parking lot in the past should
not weigh heavily. This Court has been wary of considering that a Terry stop occurred in a “high
crime area” as a factor justifying an officer’s suspicions, because this reason can be used to justify
violating the Fourth Amendment in less affluent neighborhoods. See United States v. Caruthers, 458
F.3d 459, 468 (6th Cir. 2006) (“‘Any person who happened to wander into a high-crime area, late
at night, in the immediate aftermath of a serious crime, could be detained.’”) (quoting United States
v. Woodrum, 202 F.3d 1, 7 (1st Cir. 2000)). Here, we should be particularly skeptical, especially in
light of Officer Carson’s professed, legally questionable policy of performing a pat-down “any time
I have physical contact with anyone during any kind of investigation . . . for my safety.” (J.A. at 54.)
Such a statement does not inspire confidence that Officer Carson’s prior detainments in the parking
lot reflected actual suspicion of criminal activity.
Fourth, there was nothing suspicious about Brown walking away from Officer Carson, since
Officer Carson in fact told him to walk away. While “unprovoked flight” may form the basis for
reasonable suspicion, Illinois v. Wardlow, 528 U.S. 119, 124 (2000), a person need not respond to
questions from an officer who has not detained him, and “his refusal to listen or answer does not,
without more, furnish [reasonable suspicion] grounds.” Florida v. Royer, 460 U.S. 491, 497-98
(1983); see also Caruthers, 458 F.3d at 466 (“[S]imply walking away from the police does not give
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No. 07-6223
rise to reasonable suspicion[.]”). Although Brown did not give his name when Officer Carson asked
him for it, he was not being detained at that point and was under no obligation to give his name. The
majority explains that Brown’s reticence stood in contrast to his companion, who chose to give his
name to Officer Carson. However, the reaction of Brown’s companion does not shed any light on
whether there was any reason to suspect Brown of criminal activity; the majority’s implication that
Brown’s response might have been less suspicious had his companion responded differently ignores
the requirement that the reasons for suspicion be objective.
The only facts that could have conceivably justified Officer Carson’s decision to detain
Brown were Brown’s failure to make eye contact and the momentary movement of his hand to his
back pocket as he was walking away, and these two facts by themselves cannot form the basis of
reasonable suspicion. Although this Court has considered subtle hand movements and indications
of nervousness as objective reasons for suspicion, we have typically done so only when those
circumstances were present in combination with other factors. See United States v. Paulette, 457
F.3d 601, 606 (6th Cir. 2006) (reasonable suspicion based upon suspect’s “hand movements
consistent with drug-dealing activity, efforts to evade the police upon noticing them, and presence
in a high crime area”); United States v. Mesa, 62 F.3d 159, 162 (6th Cir. 1995) (“[N]ervousness is
generally included as one of several grounds for finding reasonable suspicion and not a ground
sufficient in and of itself.”). Although Brown failed to make eye contact with Officer Carson while
she was informing him that his open beer container violated the law, this kind of encounter with an
accusing police officer could cause any person to act nervously, whether or not that person was
engaged in other criminal activity. Brown holding his hand over his back pocket as he was walking
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No. 07-6223
away, without more, cannot be considered a “furtive” movement; such a subtle movement cannot
by itself justify an officer’s reasonable suspicion of criminal activity. See Caruthers, 458 F.3d at 466(“Although the police may validly consider an individual’s furtiveness in deciding whether to
conduct a Terry stop, courts must take care that the factor not be invoked cavalierly.”).
It is true that we must view the totality of the circumstances, and that we may find reasonable
suspicion based on a combination of factors which by themselves might not create such suspicion.
However, in this case we are faced with several reasons that are inappropriate to consider, and a few
others that, even taken together, do not amount to anything more than an unsupportable hunch. See
Urrieta, 520 F.3d at 578. For these reasons, I would find that Officer Carson did not have reasonable
suspicion to seize Brown, and I would therefore reverse.
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