United States v. Herald Alexander

NOT RECOMMENDED FOR PUBLICATION
File Name: 13a0566n.06
No. 12-3436 FILED
Jun 11, 2013
UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR
) THE SOUTHERN DISTRICT OF
HERALD ALEXANDER, ) OHIO
)
Defendant-Appellant. )
Before: MARTIN and SUTTON, Circuit Judges; ADAMS, District Judge.*
BOYCE F. MARTIN, JR., Circuit Judge. Cincinnati police officers searched Herald
Alexander’s car during a traffic stop and found a nine-millimeter pistol in the trunk. Alexander
pleaded guilty to being a convicted felon in possession of a firearm in violation of 18 U.S.C. §§
922(g)(1) and 924(a)(2), and the district court judge sentenced him to five years and ten months of
imprisonment. Alexander appeals the district court’s denial of his motion to suppress the evidence
obtained during the search, and he also appeals the length of his sentence. For the reasons that
follow, we AFFIRM the district court.
I.
On October 8, 2010, Cincinnati Police Officers Heather Saidler, Jason Rice, and Kevin Butler
investigated a complaint of drug activity at a gas station in Cincinnati, Ohio. Officers Saidler and
*
The Honorable John R. Adams, United States District Court Judge for the Northern District
of Ohio, sitting by designation.
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United States v. Alexander
Rice, plainclothes officers in an unmarked vehicle, parked close enough to the gas station so that
they could observe the alleged drug-dealing activity. They communicated with Officer Butler, who
was in uniform and parked a block away in a police cruiser, over the police radio.
A car drew the attention of Officers Saidler and Rice because, although it was parked next
to a gas pump, the driver, Alexander, was not buying gas. Officers Saidler and Rice testified that
they observed what appeared to be two hand-to-hand drug transactions. According to them, on two
occasions, an individual walked up to the driver’s side of the car, exchanged something with
Alexander, and walked away. After each exchange, Alexander went to the trunk of his car and
appeared to either retrieve something from, or drop something off, in the driver-side area of the
trunk. Officers Saidler and Rice both testified that they did not see any narcotics, weapons, or cash
during the exchanges.
After the second hand-to-hand transaction, Alexander drove away from the gas station, at
which point Officer Saidler noticed that the vehicle’s license-plate light was not working, in
violation of Cincinnati Municipal Code § 503-1. Using the police radio, Officers Saidler and Rice
contacted Officer Butler and told him about the alleged license-plate-light violation and of the
suspected drug activity that they had observed at the gas station.
With Officers Saidler and Rice directly behind him, Officer Butler pulled over Alexander’s
car. Officer Rice used the police radio to request a drug-detection dog as soon as Alexander pulled
over. Approximately eighteen minutes after Officer Butler made the stop, Officer Fromhold arrived
on the scene with the drug-detection dog. The officers asked Alexander to exit the car and the dog
began to sniff the car. Less than four minutes after Officer Fromhold arrived on the scene, the dog
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“alerted” or “hit” on the driver-side door, meaning that the dog detected the presence of drugs. Once
Officer Fromhold opened the door, the dog entered the car and alerted to the center of the dash area.
Officers Fromhold and Saidler searched the area and found crack cocaine wrapped in foil. After
searching the interior of the car, Officer Saidler searched the trunk and discovered a digital scale and
a loaded nine-millimeter handgun. The officers placed Alexander under arrest.
Alexander moved to suppress the evidence found pursuant to the search because, according
to him, the police obtained it as the result of having unlawfully stopped him. After a hearing, the
district court denied the motion. Alexander then moved for the appointment of new counsel on the
grounds that his counsel failed to introduce key witnesses at the motion-to-suppress hearing. In
particular, he alleged that his counsel failed to call several witnesses who would have testified that
his license-plate light was functioning properly. The district court granted Alexander’s motion.
With new counsel, Alexander moved to reopen the suppression hearing and the district court granted
that motion as well. During the reopened hearing, Alexander’s mother, Mary Grove-Alexander,
testified that the license plate light was working properly both when Alexander left her home on the
evening of his arrest and when she retrieved the car from the impound lot the next day. No one else
testified on Alexander’s behalf. Alexander’s counsel attempted to further cross-examine Officers
Saidler and Rice regarding their observations of the suspected drug transactions, but the judge did
not allow it. The district court ultimately denied Alexander’s renewed motion to suppress.
Alexander pleaded guilty to possession of a gun as a convicted felon and preserved his right
to appeal the denial of his suppression motions. The plea contained a waiver which provided that
“the defendant waives all rights to appeal the sentence imposed except for the ground that the
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United States v. Alexander
sentence exceeds the maximum advisory Sentencing Guideline range as determined by the Court or
the statutory maximum penalty.” The district court judge determined that Alexander’s offense level
was twenty-three and that he had a criminal-history category of four, which resulted in a maximum
advisory Sentencing Guideline range of seventy to eighty-seven months. The judge sentenced
Alexander to seventy months of imprisonment and three years of supervised release. On appeal,
Alexander argues that the district court erred in denying his motions to suppress and in limiting the
scope of the reopened suppression hearing. Alexander also appeals the length of his sentence.
II.
In reviewing a motion to suppress, we review the district court’s factual findings for clear
error and its legal determinations de novo. United States v. Long, 464 F.3d 569, 572 (6th Cir. 2006)
(citing United States v. Williams, 224 F.3d 530, 532 (6th Cir. 2000)). When a district court has
denied a motion to suppress, we consider the evidence in the light most favorable to the government.
Id. (citing United States v. Erwin, 155 F.3d 818, 822 (6th Cir. 1998)). We will overturn the district
court’s factual findings “only if we have the ‘definite and firm conviction that a mistake has been
committed.’” Id. (quoting United States v. Worley, 193 F.3d 380, 384 (6th Cir.1999)).
The Fourth Amendment prohibits unreasonable searches and seizures by the Government,
and an ordinary traffic stop is a “seizure” within the meaning of the Fourth Amendment. United
States v. Jackson, 682 F.3d 448, 453 (6th Cir. 2012). A police officer may lawfully stop a car when
he or she either has probable cause to believe that a civil traffic violation has occurred or reasonable
suspicion of an ongoing crime. Id. (citing United States v. Blair, 524 F.3d 740, 748 (6th Cir. 2008)
(rest of citation omitted)).
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Alexander makes two arguments in support of his claim that the stop conducted by Officer
Butler was an unlawful seizure in violation of the Fourth Amendment. First, he argues that Officer
Butler had neither probable cause to believe that a traffic violation occurred nor reasonable suspicion
of an ongoing crime. Second, he argues that the officers took an unreasonable amount of time to
conduct the traffic stop.
A. Probable Cause and Reasonable Suspicion
To support his claim that Officer Butler did not have probable cause to believe that a traffic
violation had occurred, Alexander relies on his mother’s testimony as showing that there was
contradictory evidence as to whether his license-plate light was working.
Probable cause is a reasonable ground for belief supported by less than prima facie proof but
more than mere suspicion. Blair, 524 F.3d at 748 (citing United States v. Jackson, 470 F.3d 299,
306 (6th Cir. 2006) (rest of citation omitted)). Officers Saidler and Rice testified that, as Alexander
pulled away from the gas station, the license-plate light was not working, and Officer Butler testified
that the license-plate light was not working when he pulled over Alexander. Although Alexander’s
mother testified that the light was working when Alexander left her home on the evening of the
traffic stop and when she picked the car up from the impound lot the next morning, she was not able
to answer whether the light was working at the time of the traffic stop because she was not there.
Furthermore, although Alexander’s mother claimed that there were several other people that could
corroborate her story, none of those people testified at the hearing. Therefore, the district court did
not commit clear error when it believed the officers and determined that the light was not working
when Officer Butler pulled over Alexander. Because a malfunctioning license-plate light violates
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section 503-1 of Cincinnati’s Municipal Code, Officer Butler had probable cause to believe a civil
traffic violation had occurred when he stopped Alexander.
Concerning Alexander’s claim that Officer Butler did not have reasonable suspicion of an
ongoing crime, Alexander argues that Officers Saidler’s and Rice’s observations of him at the gas
station did not create reasonable suspicion of drug activity.
When justifying a traffic stop based on reasonable suspicion of criminal activity, “the police
officer must be able to point to specific and articulable facts which, taken together with rational
inferences from those facts, reasonably warrant that intrusion.” Terry v. Ohio, 392 U.S. 1, 21 (1968).
Courts must judge those facts by an objective reasonableness standard; an “inarticulate hunch” does
not constitute a reasonable suspicion. Id. at 21–22. Nonetheless, courts must give due weight to
officers’ factual inferences in deference to their specialized training, which allows them to make
deductions that might well elude an untrained person. United States v. Luqman, 522 F.3d 613, 616
(6th Cir. 2008) (quoting United States v. Marxen, 410 F.3d 326, 331–32 (6th Cir. 2005) (quotation
marks omitted)).
As initial matter, we may impute Officers Saidler’s and Rice’s knowledge to Officer Butler
because the three officers were working as a team and Officers Saidler and Rice communicated their
observations to Officer Butler prior to the traffic stop. United States v. Woods, 544 F.2d 242, 260
(6th Cir. 1976) (“[W]e do mutually impute the knowledge of all the agents working together on the
scene and in communication with each other.”). Alexander argues that Officer Butler did not know
about the observed transactions prior to the traffic stop because the video from Officer Butler’s
dashboard camera shows Officer Rice telling Officer Butler what he observed at the gas station after
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the traffic stop had been made. But just because Officer Rice told Officer Butler, after stopping
Alexander, what he had witnessed at the gas station does not necessarily mean that Officers Saidler
and Rice had not told Officer Butler about their observations before the traffic stop. Officer Rice
could simply have been providing further explanation. Thus, the district court did not commit clear
error by determining that Officers Saidler and Rice made Officer Butler aware of the suspected drug
transactions before Officer Butler pulled over Alexander.
Several facts support the government’s argument that Officers Saidler and Rice had a
reasonable suspicion of drug activity. First, Officers Saidler and Rice testified that they observed
what they believed to be two hand-to-hand drug transactions between Alexander and two
unidentified persons. Although this Court must apply an objective reasonableness standard when
determining whether the officers had a reasonable suspicion of ongoing criminal activity, we must
give due weight to their factual inferences in deference to their specialized training. Luqman, 522
F.3d at 616. Hand-to-hand transactions consistent with drug transactions are “highly probative” in
evaluating reasonable suspicion. United States v. Jones, 673 F.3d 497, 502 (6th Cir. 2012). Second,
Officers Saidler and Rice observed that Alexander was parked next to a gas pump but never
purchased gas, which supports the idea that he was at the gas station for some other purpose than
purchasing gas. Lastly, Officers Saidler and Rice were responding to a complaint about drug
activity. This fact, however, should not be given undue weight because the caller did not identify
the persons involved in the suspected drug activity. United States v. Johnson, 620 F.3d 685, 693–94.
These specific facts, taken together with the officers’ rational inferences, support the district court’s
finding that Officer Butler had a reasonable suspicion of drug activity that justified the traffic stop.
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Alexander relies on United States v. Keith, 559 F.3d 499 (6th Cir. 2009) and Johnson to
support his argument that the alleged drug activity observed at the gas station did not give rise to
reasonable suspicion. In both cases, we reversed the district court’s denial of the defendant’s motion
to suppress; however, neither of those cases is analogous to the present case because none of the
police officers in either case claimed to have observed hand-to-hand drug transactions. In Johnson,
we even noted that the officers did not observe conduct by the defendant consistent with drug
activity and that the person who placed the original complaint with the police did not claim that any
illegal activity had taken place. Johnson, 620 F.3d at 693-94. Likewise, in Keith, the officers did
not observe actions consistent with drug activity and an initial complaint had never been made with
the police. Keith, 559 F.3d at 501. Here, in contrast, the facts include both the police having
observed conduct consistent with drug activity and the police having received an initial complaint
of illegal activity, specifically drug activity.
B. The Duration of the Traffic Stop
Alexander also argues that the officers took an unreasonable amount of time to conduct the
traffic stop. “[A]n investigative detention must be temporary and last no longer than is necessary
to effectuate the purpose of the stop,” while “the investigative methods employed should be the least
intrusive means reasonably available to verify or dispel the officer’s suspicion in a short period of
time.” Florida v. Royer, 460 U.S. 491, 500 (1983). Alexander’s argument fails because it is
premised on the idea that Officer Butler did not have a reasonable suspicion of drug activity before
pulling him over. Alexander does not dispute that, if such reasonable suspicion existed, the duration
of the traffic stop fell within the bounds of the Fourth Amendment. Consequently, given that we
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have determined that Officer Butler had reasonable suspicion of drug activity when he pulled over
Alexander, Alexander’s argument regarding the duration of the traffic stop has no basis.
III.
This court reviews a district court’s ruling on a motion to reopen a suppression hearing for
an abuse of discretion. United States v. Carter, 374 F.3d 399, 405 (6th Cir. 2004), vacated on other
grounds, 543 U.S. 1111 (2005) (citing United States v. Lawrence, 308 F.3d 623, 627 (6th Cir. 2002)
(rest of citation omitted)). Although this Court has not determined the standard of review applicable
to a district court’s decision regarding the scope of a reopened suppression hearing, both parties
agree that the appropriate standard is abuse of discretion. We will assume, for the purposes of this
motion, that the appropriate standard is abuse of discretion.
Alexander argues that the district court erred by limiting the scope of the reopened
suppression hearing to the issue of the license-plate light and not allowing his new counsel to recall
Officers Saidler and Rice in order to further cross-examine them about their observations of
Alexander supposedly dealing drugs. In Alexander’s motion to appoint new counsel, he complained
of his counsel’s performance with regard to the issue of the license-plate light. He did not allege that
his counsel was ineffective in his cross-examination of Officers Saidler and Rice. Alexander
requested the opportunity to be heard on the license-plate light issue and claimed that there were
several witnesses prepared to testify in his defense. Alexander did not request an opportunity to re-
explore the testimony of Officers Saidler and Rice. When Alexander’s new counsel declared that
he intended to further cross-examine Officers Saidler and Rice regarding the alleged drug
transactions, the district court judge would not allow it. The judge, however, allowed Alexander’s
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new counsel to proffer his intended cross-examination and to make some limited arguments with
regard to the issue of reasonable suspicion. Alexander neither requested nor presented evidence
supporting an opportunity to cross-examine Officers Saidler and Rice. The district court provided
Alexander the opportunity to be heard on the license-plate light issue, as he requested, and did not
abuse its discretion by limiting the scope of the reopened suppression hearing and disallowing
Alexander’s new counsel to cross-examine Officers Saidler and Rice.
IV.
Finally, Alexander argues that his seventy-month sentence is unreasonable because the judge
did not take into account his lack of intent to have possession of a stolen firearm. Alexander’s plea
agreement contains a waiver of his right to appeal his sentence with an exception for an appeal on
the “ground that the sentence exceeds the maximum advisory Sentencing Guideline range.”
Alexander’s seventy-month sentence does not exceed the maximum advisory Sentencing Guideline
range, which the district court determined was seventy to eighty-seven months, and Alexander does
not appeal his sentence on that ground. The district court judge reviewed the waiver during
Alexander’s change-of-plea proceeding, and when asked if he understood what he was waiving,
Alexander responded in the affirmative. Later in the proceeding, counsel for the government went
over the waiver in greater detail. Alexander’s counsel did not object to the waiver. Alexander
waived his right to appeal his sentence as part of his plea agreement and his appeal does not fall
within the waiver’s exception.
We AFFIRM the district court’s judgment.
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