United States v. Michael Moore

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 14a0680n.06
No. 12-5665 FILED
Sep 02, 2014
UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
v. ) COURT FOR THE EASTERN
) DISTRICT OF TENNESSEE
MICHAEL EDWARD MOORE, )
)
OPINION
Defendant-Appellant. )
)
Before: MOORE, WHITE, and DONALD, Circuit Judges.
KAREN NELSON MOORE, Circuit Judge. In 2012, a jury convicted Michael
Edward Moore of being a felon in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1)
and 924(e), and of possessing a stolen firearm, in violation of 18 U.S.C. § 922(j). Absent any
enhancement, his guidelines-recommended sentence for these crimes would have been 100 to
125 months of imprisonment. A dozen years earlier, however, Moore had also been convicted
on four counts of burglary in violation of Tennessee Code Annotated § 39-14-402(a). The
district court classified each of these burglary convictions as a “violent felony” under the Armed
Career Criminal Act (the “ACCA”), 18 U.S.C. § 924(e), which resulted in a new guidelines-
recommended sentence of 235 to 293 months of imprisonment. The district court sentenced
Moore to 235 months of imprisonment. On appeal, Moore argues that his burglary convictions
do not categorically qualify as violent felonies. We disagree and AFFIRM the sentence
imposed by the district court.
No. 12-5665
United States v. Moore
I. BACKGROUND
In 2000, Moore committed a string of burglaries. According to the various charging
affidavits, Moore forcibly removed the padlocks on storage trailers outside of Wal-Mart, P & S
School Supply, Dick’s Sporting Goods, and The Home Place. See, e.g., App’x at 20. Then, once
inside, Moore and his accomplices stole merchandise, including electronics and home furniture.
Within days, however, the police apprehended Moore, and a Hamilton County grand jury
indicted Moore with “unlawfully and knowingly enter[ing] the business[es] . . . without the
owner’s effective consent, with intent to commit Theft, in violation of Tennessee Code
Annotated [§] 39-14-402 . . . .” App’x at 17, 33, 46, 60. Moore pleaded guilty to the four
burglary counts in exchange for the prosecutor dropping other charges, and the state-court judge
sentenced Moore to nearly one year in a workhouse and ten years of probation.
Unfortunately, Moore did not stop his criminal activity after serving his sentence. In
2010, Moore became involved in a child-custody dispute with his wife. He enlisted the help of
the police in recovering physical custody of his child, but they first ran a computerized record
check. During the check, the police discovered that Moore had an outstanding warrant. The
police arrested him, but he fled on foot to a friend’s automobile. When the police subdued him,
they discovered a magazine containing ten bullets under the seat that Moore had been occupying.
The police also found two other firearms, one of which had been stolen, during a search of
Moore’s property.
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A federal grand jury indicted Moore on four gun charges. Moore went to trial, and the
jury convicted him on two of the charges: being a felon in possession of a firearm and
possessing a stolen firearm. Moore does not appeal these convictions.
While compiling the Presentence Investigation Report (“PSR”), the probation office
discovered Moore’s lengthy criminal history. The PSR classified Moore as an armed career
criminal under the ACCA on the basis of a 2001 state-court conviction for aggravated burglary
pursuant to Tennessee Code Annotated § 39-14-403 and the four convictions relating to
burglaries committed in 2000. PSR at 17–18. Moore objected to the use of the four burglary
convictions as predicate offenses, which trigger the ACCA’s harsher penalties. Specifically, he
claimed that a conviction pursuant to § 39-14-402 does not categorically qualify as a violent
felony under the ACCA’s enumerated-offense clause or residual clause. The district court
overruled Moore’s objections and sentenced him to 235 months of imprisonment. Moore now
appeals.
II. ANALYSIS
A. The ACCA
Moore challenges the district court’s determination that his four burglary convictions
qualify as violent felonies under the ACCA, presenting a question of law. Accordingly, we
review de novo. United States v. McMurray, 653 F.3d 367, 371 (6th Cir. 2011).
Under the ACCA, “the term ‘violent felony’ means any crime punishable by
imprisonment for a term exceeding one year, . . . that—(i) has as an element the use, attempted
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use, or threatened use of physical force against the person of another; or (ii) is burglary . . . , or
otherwise involves conduct that presents a serious potential risk of physical injury to another
. . . .” 18 U.S.C. § 924(e)(2)(B). We have interpreted this language as creating three separate
hooks of liability: the “elements prong,” the “enumerated-offense prong,” and the “residual
prong.”1 United States v. Cooper, 739 F.3d 873, 878 (6th Cir. 2014).
In determining whether a state statute fits on one of these hooks, we employ a familiar
two-step test. “First, we apply the categorical approach outlined in Taylor v. United States,
495 U.S. 575 (1990), ‘look[ing] only to the fact of conviction and the statutory definition—not
the facts underlying the offense—to determine whether that definition supports a conclusion that
the conviction was for a [violent felony.]’” Cooper, 739 F.3d at 878 (quoting United States v.
Bartee, 529 F.3d 357, 359 (6th Cir. 2008)) (first alteration in original). “Second, ‘[i]f it is
possible to violate the statute in a way that would constitute a [violent felony] and in a way that
would not, [we] may consider the indictment, guilty plea, or similar documents to determine
whether they necessarily establish the nature of the prior conviction.’” Id. (quoting United States
v. Gibbs, 626 F.3d 344, 352 (6th Cir. 2010)) (first and third alterations in original).
B. Section 39-14-402 Is a Divisible Statute
Under Tennessee Code Annotated § 39-14-402,
(a) A person commits burglary who, without the effective consent of the
property owner:
1
“Whether a conviction is a ‘violent felony’ under the ACCA is analyzed in the same way
as whether a conviction is a ‘crime of violence’ under the United States Sentencing
Guidelines (‘U.S.S.G.’) § 4B1.2(a).” McMurray, 653 F.3d at 371–72 n.1 (citing United States v.
Gibbs, 626 F.3d 344, 352 n.6 (6th Cir. 2010)).
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(1) Enters a building other than a habitation (or any portion thereof) not
open to the public, with intent to commit a felony, theft or assault;
(2) Remains concealed, with the intent to commit a felony, theft or
assault, in a building;
(3) Enters a building and commits or attempts to commit a felony, theft
or assault; or
(4) Enters any freight or passenger car, automobile, truck, trailer, boat,
airplane or other motor vehicle with intent to commit a felony, theft
or assault or commits or attempts to commit a felony, theft or assault.
This statute is “divisible,” meaning that it “list[s] potential offense elements in the alternative,
render[ing] opaque which element played a part in the defendant’s conviction.” Descamps v.
United States, 133 S. Ct. 2276, 2283 (2013). Thus, for a conviction under § 39-14-402 to qualify
as a violent felony under the categorical approach, each version of the crime must qualify as a
violent felony. Gibbs, 626 F.3d at 352. The statute cannot satisfy this standard because a
conviction under § 39-14-402(a)(4) is not necessarily a violent felony under the ACCA. See
United States v. Couch, 65 F.3d 542, 544–45 (6th Cir. 1995); Appellee Br. at 9 n.2 (conceding
that convictions under § 39-14-402(a)(4) “do not constitute violent felonies under the
enumerated-offense clause”).
C. Moore Pleaded Guilty to Violating § 39-14-402(a)(3)
Because a conviction under § 39-14-402 does not categorically qualify as a violent
felony, we must turn to the modified-categorical approach to determine, if we can, to which
version of the crime Moore pleaded guilty. At this second step, we may consult “the terms of the
charging document, the terms of a plea agreement or transcript of colloquy between judge and
defendant in which the factual basis for the plea was confirmed by the defendant, or to some
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comparable judicial record of this information” to determine the precise subsection to which
Moore pleaded guilty. Shepard v. United States, 544 U.S. 13, 26 (2005).
Moore has submitted three sets of documents that might (1) qualify under Shepard and
(2) be useful—the affidavits of complaint, the indictments, and the state-court judgments;
however, only the state-court judgments meet both criteria. First, the affidavits of complaint are
not appropriate Shepard documents. See Shepard, 544 U.S. at 16 (holding that courts cannot
rely upon “complaint applications to determine whether an earlier guilty plea necessarily
admitted, and supported a conviction for, generic burglary.”); United States v. Medina-Almaguer,
559 F.3d 420, 423–24 (6th Cir. 2009) (noting problems with relying on affidavits of complaint);
United States v. Wells, 473 F.3d 640, 647–48 n.5 (6th Cir. 2007) (limiting the use of affidavits of
complaint to determinations of “whether prior offenses constitute a single criminal episode or
multiple episodes”).
Second, the indictments are not useful because they charge Moore with “unlawfully and
knowingly enter[ing] [a] business . . . .” App’x at 17, 33, 46, 60 (emphasis added). Section 39-
14-402, however, differentiates between buildings and other, more mobile enclosures, such as
freight cars and automobiles. Compare § 39-14-402(a)(1)–(3) with § 39-14-402(a)(4). A
“business” could fall within either category, and therefore, the indictments are of little use.
Third, the state-court judgments are valid Shepard documents. See, e.g., United States v.
Cooper, 739 F.3d 873, 880–81 (6th Cir. 2014) (relying upon a Tennessee judgment form);
United States v. McMurray, 653 F.3d 367, 378 (6th Cir. 2011) (considering a Tennessee
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United States v. Moore
judgment form to be a valid Shepard document). They are also useful because they indicate that
Moore pleaded guilty to a Class D version of burglary. App’x at 12, 24, 30, 51. Given this fact,
we can safely conclude that Moore must have been charged with violating subsection (a)(1),
(a)(2), or (a)(3). See § 39-14-402(c) (“Burglary under subdivision (a)(1), (2) or (3) is a Class D
felony.”); § 39-14-402(d) (“Burglary under subdivision (a)(4) is a Class E felony.”). Moreover,
Moore agrees with this conclusion.2 See Appellant Br. at 7 (“Mr. Moore argued that the portion
of Tennessee’s burglary statute Mr. Moore had been convicted under included subsection (a)(3)
. . . .”); id. at 9 (“[Moore’s state-court] judgments reflect he was convicted of Class D felonies
. . . .”); id. at 12 (“Mr. Moore . . . was convicted under § 39-14-402(a)(1)–(3).”); id. at 14 (“Mr.
Moore’s judgments reflect conviction for burglary as a Class D felony, which would be § 39-14-
402(a)(1)–(3).”).
While Moore and the government agree that Moore pleaded guilty to a Class D felony,
they disagree over whether Moore was convicted under subsection (a)(1) or (a)(3). The
government argues that Tennessee convicted Moore of violating subsection (a)(1), given the
similarity between the indictment’s language and that subsection. See Appellee Br. at 9. Moore
disagrees, implicitly asserting that he was convicted under subsection (a)(3). See Appellant Br.
at 13. Importantly, in his objections to the PSR, Moore conceded that “both sections 39-14-
2
While Moore concedes that he was convicted under Tennessee Code Annotated § 39-14-
402(a)(1), (2), or (3), he argues that he should have been charged with violating § 39-14-
402(a)(4). Appellant Br. at 12–13. This may be so, but if Moore believes that his conduct
violated only subsection (a)(4), then he must challenge his convictions in state court. In
determining whether his convictions qualify as violent felonies under the ACCA, we merely rely
upon the state-court documents, and those documents clearly demonstrate that Moore pleaded
guilty of violating § 39-14-402(a)(1), (2), or (3).
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402(a)(1) and (a)(2) are generic burglaries under the Taylor definition,” Objections to PSR at 2,
waiving any argument that a conviction under one of those subsections does not qualify as a
violent felony, see United States v. Kincaide, 145 F.3d 771, 784 (6th Cir. 1998). Ultimately, it
makes little difference, but for simplicity’s and Moore’s sake, we assume that (a)(3) is the
applicable subsection. The important takeaway from the Shepard documents is that Moore could
not have pleaded guilty to violating subsection (a)(4) because a violation of that subsection is a
Class E felony. See § 39-14-402(d). The state-court judgments foreclose that possibility.
D. A Conviction Under § 39-14-402(a)(3) Qualifies As a Violent Felony
Having concluded that § 39-14-402(a)(3) is the relevant subsection, we must determine
whether a violation of it categorically qualifies as a violent felony under one of the ACCA’s
prongs. No one argues that subsection (a)(3) satisfies the elements prong. The government does
contend, however, that burglary, as defined in subsection (a)(3), is a violent felony under the
ACCA’s enumerated-offense and residual clauses. Moore disagrees. Based on available case
law, we must side with the government and conclude that a conviction under § 39-14-402(a)(3)
qualifies as a violent felony under the residual clause of the ACCA.3
In determining whether an offense qualifies under the residual clause, the Supreme Court
has directed the lower courts to “employ the ‘categorical approach’ . . . , ‘look[ing] only to the
fact of conviction and the statutory definition . . . and not generally consider[ing] the particular
facts disclosed by the record of conviction.’” James v. United States, 550 U.S. 192, 202 (2007)
3
Because we conclude that subsection (a)(3) satisfies the residual clause, we express no
view on whether it would also satisfy the enumerated-offense clause.
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(quoting Shepard, 544 U.S. at 17). If “‘the risk posed by [the crime in question] is comparable to
that posed by its closest analog among the enumerated offenses,’” then the offense is a violent
felony under the residual clause. Sykes v. United States, 131 S. Ct. 2267, 2273 (2011) (quoting
James, 550 U.S. at 203) (alteration in original). Here, unsurprisingly, the closest analogous
offense to burglary is burglary. The Supreme Court has already recognized that a generic
burglary presents “the possibility of a face-to-face confrontation between the burglar and a third
party—whether an occupant, a police officer, or a bystander—who comes to investigate.”
James, 550 U.S. at 203. Burglary, as defined in subsection (a)(3), also presents this risk of
confrontation and violence and, thus, qualifies as a violent felony under the residual clause.
Moreover, in United States v. Brown, 516 F. App’x 461 (6th Cir 2013), a panel of this
court reached the same conclusion regarding subsection (a)(3). See id. at 465. As we stated in
that unpublished case, the conduct prohibited by subsection (a)(3) “is violent and aggressive
because it is ‘aimed at other persons or property where persons might be located and thereby
injured.’” Id. (quoting United States v. Vanhook, 640 F.3d 706, 714 (6th Cir. 2011)). Moore
offers no valid distinction between his case and Brown, nor does he offer any incisive criticism
of Brown. Thus, seeing no reason to deviate from our prior holding, we conclude that Moore’s
conviction under subsection (a)(3) qualifies as a violent felony under the residual clause.
Moore argues to the contrary, but he is unconvincing. He claims that his conviction
under subsection (a)(3) is not covered by the residual clause in this instance because the charging
affidavits allege that he entered into storage trailers outside of various businesses and that the
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risk of violence was considerably less than when someone breaks into the average building. See
Appellant Br. at 13–14. This argument, however, runs directly counter to the clear directions of
Shepard and James, which require the courts to take a categorical approach and ignore the
specific facts of conviction. Consequently, we reject Moore’s counterargument.
III. CONCLUSION
For the foregoing reasons, we AFFIRM Moore’s sentence.
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