United States v. Demario Montague

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 11a0716n.06
No. 09-5542 FILED
UNITED STATES COURT OF APPEALS Oct 19, 2011
FOR THE SIXTH CIRCUIT LEONARD GREEN, Clerk
UNITED STATES OF AMERICA, )
)
)
Plaintiff-Appellee, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE WESTERN
DEMARIO MONTAGUE, ) DISTRICT OF TENNESSEE
)
)
Defendant-Appellant. ) OPINION
)
_______________________________________)
Before: CLAY and STRANCH, Circuit Judges; BARRETT, District Judge.*
JANE B. STRANCH, Circuit Judge. Demario Montague appeals his conviction and 110-
month sentence for being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g).
Montague challenges the sufficiency of the evidence to support his conviction and the procedural
and substantive reasonableness of his sentence. Although we are unpersuaded by Montague’s
sufficiency-of-the-evidence argument, we conclude that his sentence is procedurally unreasonable
because the district court failed to appreciate its authority to reject or vary, on policy grounds, from
the Sentencing Guidelines’ stolen-firearm enhancement. Consequently, we AFFIRM Montague’s
conviction, but VACATE his sentence and REMAND for resentencing.
*
The Honorable Michael R. Barrett, United States District Judge for the Southern District of
Ohio, sitting by designation.
No. 09-5542
United States v. Montague
I. BACKGROUND
On November 8, 2007, Montague was indicated on one count of being a felon in possession
of a firearm in violation of 18 U.S.C. § 922(g). On March 27, 2008, a superseding indictment added
a second count for knowingly possessing a stolen firearm in violation of 18 U.S.C. § 922(j). The
charges originated from a traffic stop of a vehicle in which Montague was riding with two other
individuals. Montague was riding in the backseat with a white towel or bandana around his face,
which, along with a missing rear-view mirror, drew the attention of Officer Wallace of the Memphis
Police Department. Victims of several robberies in the area had described the perpetrator as having
a white towel or bandana wrapped around his face.
At trial, Officer Wallace testified that during the traffic stop, he saw Montague repeatedly
reach down between his legs while seated in the vehicle, despite repeated instructions to stop doing
so. Several other officers at the scene witnessed similar behavior. Officer Bronstein observed
Montague reaching down and moving around as if he was trying to conceal something on the
floorboard. Officer Robinson also testified that he saw Montague attempting to shove something
underneath the seat, and that each time the officer would move his head a little bit, Montague would
reach down below his seat. As the officers removed Montague from the vehicle, Officer Wallace
saw a pistol “in plain view” on the floorboard in front of Montague’s seat. Officer Bronstein also
saw the gun on the floorboard, where Montague had been seated, as did Officer Robinson.
The jury convicted Montague of the felon in possession charge, but acquitted him of
knowingly possessing a stolen firearm. The Presentence Investigation Report (“PSR”) calculated
a total offense level of 28, which included two two-level enhancements, one for obstruction of
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justice, U.S.S.G. § 3C1.1, and one for possession of a stolen firearm, U.S.S.G. § 2K2.1(b)(4)(A).
At sentencing, the district court declined to apply the first enhancement, finding insufficient evidence
that Montague had obstructed justice. The court, however, applied the stolen-firearm enhancement
because there was no dispute that the firearm was stolen and the Guidelines commentary provides
that the enhancement strictly applies regardless of whether the defendant knew the firearm was
stolen. The court denied Montague’s request that it vary from the stolen-firearm enhancement on
policy grounds because the enhancement lacked a reliable empirical basis. In doing so, the court
repeatedly expressed its view that it is not the district court’s job to “figure out whether the
Guidelines are justified or not.”
Based on a total offense level of 26 and a criminal history category V, the district court
calculated the Sentencing Guidelines range of imprisonment to be 110 to 120 months.1 The district
court imposed a sentence of 110 months to be followed by three years of supervised release.
Montague filed this timely appeal, challenging the sufficiency of the evidence to support his
conviction and the procedural and substantive reasonableness of his sentence.
1
The Guidelines would have called for a range of 110 to 137 months of imprisonment, but
a statutory maximum sentence of 10 years pursuant to 18 U.S.C. § 922(g) capped the high end of the
guidelines range at 120 months of imprisonment.
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II. ANALYSIS
A. Sufficiency of the Evidence to Support Montague’s Conviction
1. Standard of Review
When considering a sufficiency-of-the-evidence challenge to a conviction under 18 U.S.C.
§ 922(g), this Court does not “weigh the evidence presented, consider the credibility of witnesses,
or substitute [its] judgment for that of the jury.” United States v. M/G Transp. Servs., Inc., 173 F.3d
584, 588–89 (6th Cir. 1999). Rather, “the question before us is whether, ‘after viewing the evidence
in the light most favorable to the prosecution, any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt.’” United States v. Martinez, 588 F.3d 301, 314
(6th Cir. 2009) (quoting Jackson v. Virginia, 443 U.S. 307, 319 (1979)). “In making this
determination, we reverse a judgment for insufficiency of evidence only if the judgment is not
supported by substantial and competent evidence upon the record as a whole, whether or not the
evidence is direct or wholly circumstantial.” Id. (alterations and internal quotation marks omitted).
2. Sufficiency of the Evidence Analysis
In order to secure a conviction under 18 U.S.C. § 922(g), the Government must prove three
elements: (1) that the defendant had a previous felony conviction; (2) that the defendant possessed
the firearm; and (3) that the firearm traveled in or affected interstate commerce. United States v.
Gardner, 488 F.3d 700, 713 (6th Cir. 2007). In this case, the only element in dispute is the
sufficiency of the evidence to support a finding that Montague possessed the firearm. “Actual or
constructive possession is sufficient to give rise to criminal liability under § 922(g),” United States
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v. Schreane, 331 F.3d 548, 560 (6th Cir. 2003), and both may be proven by circumstantial evidence,
United States v. Davis, 577 F.3d 660, 671 (6th Cir. 2009).
“[C]onstructive possession exists when a person does not have actual possession but instead
knowingly has the power and the intention at a given time to exercise dominion and control over an
object, either directly or through others.” Gardner, 488 F.3d at 713 (internal quotation marks
omitted). A defendant’s mere physical proximity to a gun is insufficient proof of constructive
possession. United States v. Arnold, 486 F.3d 177, 183 (6th Cir. 2007) (en banc). However, as this
Court summarized in United States v. Bailey, 553 F.3d 940 (6th Cir. 2009), “[i]n cases involving a
police officer’s discovery of a firearm located on or underneath a seat of the car that the defendant
. . . rode in as a passenger, courts of appeals have found sufficient evidence to establish constructive
possession when there exists additional evidence beyond proximity” such as “a police officer’s
testimony that he or she saw the defendant bend down to conceal something beneath the seat.” Id.
at 948 (collecting authority).
Having reviewed the record, we conclude that there is sufficient evidence to support a finding
that Montague constructively possessed a firearm. Not only was the firearm found in plain view on
the floorboard in front of Montague’s seat, but three police officers testified that during the traffic
stop they witnessed Montague repeatedly reach down in the direction of the floorboard as if to
conceal something. Given the proximity of the firearm, and the officers’ testimony of Montague’s
furtive movements, a rational juror could conclude beyond a reasonable doubt that Montague
constructively possessed the firearm. This conclusion is supported by additional circumstantial
evidence, including testimony by the other occupants of the vehicle that the gun was not theirs and
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testimony by the driver of the vehicle that Montague subsequently requested that he claim ownership
of the pistol. Accordingly, we reject Montague’s challenge to the sufficiency of the evidence.
B. District Court’s Authority to Reject Stolen-Firearm Enhancement on Policy Grounds
1. Standard of Review
Montague next challenges the procedural reasonableness of his sentence, alleging that the
district court failed to appreciate its authority to reject the stolen-firearm enhancement on policy
grounds. This Court “review[s] sentences imposed by the district court for reasonableness.” United
States v. Walls, 546 F.3d 728, 736 (6th Cir. 2008). Reasonableness challenges to a sentence, both
procedural and substantive, are usually considered under an abuse-of-discretion standard. United
States v. Bolds, 511 F.3d 568, 578 (6th Cir. 2007). While the Government might have contended
that Montague forfeited his procedural objection in the district court, United States v. Vonner, 516
F.3d 382, 386 (6th Cir. 2008) (en banc), the Government expressly conceded at oral argument that
the heightened plain-error standard should not be applied to this claim. In light of this concession,
we need only review the procedural reasonableness of Montague’s sentence for an abuse of
discretion. See United States v. Williams, 641 F.3d 758, 763–64 (6th Cir. 2011) (explaining that the
Government may forfeit application of the plain-error standard by not requesting it on appeal).
2. Authority to Reject Categorically or Vary on Policy Grounds
The Supreme Court addressed a district court’s authority to reject or vary from the
Sentencing Guidelines on policy grounds in two cases involving the crack-cocaine Guidelines. In
Kimbrough v. United States, 552 U.S. 85 (2007), the Court held that “the cocaine Guidelines, like
all other Guidelines, are advisory only.” Id. at 91. In making the determination whether “a
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within-Guidelines sentence is ‘greater than necessary’ to serve the objectives of sentencing” under
section 3553(a), the Court held that a district court “may consider the disparity between the
Guidelines’ treatment of crack and powder cocaine offenses.” Id. Subsequently, in Spears v. United
States, 555 U.S. 261 (2009) (per curiam), the Supreme Court clarified that a district court has the
“authority to vary from the crack cocaine Guidelines based on policy disagreement with them, and
not simply based on an individualized determination that they yield an excessive sentence in a
particular case.” Id. at 843. Accordingly, under Kimbrough and Spears, “district courts are entitled
to vary from the crack-cocaine guidelines [even] in a mine-run case where there are no ‘particular
circumstances’ that would otherwise justify a variance from the Guidelines’ sentencing range.” Id.
at 843–44.
In cases decided after the district court sentenced Montague, this Court has held that a district
court’s discretion to reject categorically or vary from the Guidelines on substantive policy grounds
is not limited to the crack-cocaine context. United States v. Herrera-Zuniga, 571 F.3d 568, 584 (6th
Cir. 2009). Rather, this discretion “applies to all aspects of the Guidelines.” United States v. Cole,
343 F. App’x 109, 115 (6th Cir. 2009); see, e.g., United States v. Camacho-Arellano, 614 F.3d 244,
250 (6th Cir. 2010) (remanding for resentencing where district court did not appreciate its discretion
to vary based on disparity among fast-track early-disposition programs); United States v. Janosko,
355 F. App’x 892, 895 (6th Cir. 2009) (recognizing that “district courts may choose to reject
guideline sentences for child-pornography offenses simply due to policy disagreements with those
guidelines”).
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If a district court procedurally errs by sentencing a defendant under the mistaken belief that
it lacks authority to reject or vary on policy grounds, we generally remand for resentencing “to give
the district court an opportunity to impose a sentence with full recognition of its authority.” United
States v. Johnson, 553 F.3d 990, 992 (6th Cir. 2009); accord United States v. Maye, 582 F.3d 622,
633 (6th Cir. 2009) (remanding for resentencing where record indicated that district court may not
have been aware of its authority to vary on policy grounds). Resentencing may not be required,
however, if the record establishes that “the district judge would have imposed the same sentence if
he had known of his discretion to vary categorically from the . . . Guidelines based on a policy
disagreement.” Johnson, 553 F.3d at 996 n.1.
The Government relies on two cases in which we rejected arguments that a district court did
not realize its authority to vary categorically from the stolen-firearm enhancement for policy reasons.
See United States v. Moore, 372 F. App’x 576 (6th Cir. 2010); United States v. Rolack, 362 F. App’x
460 (6th Cir. 2010). Like Montague, the defendants in Moore and Rolack relied heavily on Judge
Weinstein’s opinion in United States v. Handy, 570 F. Supp. 2d 437 (E.D.N.Y. 2008), which
invalidated the strict-liability component of the stolen-firearm enhancement largely on policy
grounds. In both cases decided by this Court, the record indicated that the district court understood
its authority to reject or vary on policy grounds and simply declined to exercise that authority. See
Moore, 372 F. App’x at 581–82; Rolack, 362 F. App’x at 465–66.
The record in this case, however, is very different from those in Moore and Rolack. At
sentencing, the district court repeatedly expressed the mistaken view that it was without power to
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reject or vary from the stolen-firearm enhancement on policy grounds, noting that it was “not [its]
job to figure out whether the Guidelines are justified or not.” The court stated,
the only way the enhancement would not apply is if I agree with Handy, and said
there is no justification for the Guideline, and therefore I’m going to expunge the
Guideline, I’m not going to follow the Guidelines in calculating the Guidelines. That
seems to me dead wrong. It is an invitation across the board for every Court in the
country, when a Guideline enhancement issue comes up, to examine what the
Sentencing Commission thought to see if the Court individually thinks that the
Sentencing Commission properly considered sufficient evidence in order to
promulgate the Guidelines. And then to determine, based on the Court’s personal
policy preferences, whether the Court thinks there is an appropriate Guideline.
That’s not the law. It’s not good law, post Booker. It’s not a fair reading of
Kimbrough. It’s not something I intend to do, nor do I think it would be anything
other than error -- clear error, for me to do so.
R78 at 17–18.
At one point during the sentencing hearing the district court seemed to recognize that, in
imposing sentence, it could consider the fact that Montague did not know the gun was stolen in
balancing the section 3553(a) factors. Yet, the court later expressed its view that it lacked authority
to “find that the [stolen-firearm] enhancement is not an appropriate enhancement” in light of the
3553(a) factors. In pronouncing sentence, the court reiterated its belief that the enhancement was
“necessary.” Moreover, at that time, the district court did not have the benefit of our subsequent
cases clarifying that the right to vary on policy grounds applies to all aspects of the Guidelines.
In sum, our review of the sentencing transcript as a whole leaves us with strong “reason to
believe that the judge did not recognize his authority to reject and vary from the [stolen-firearm
enhancement] based solely on a policy disagreement with [that enhancement].” Maye, 582 F.3d at
633 (internal quotation marks omitted). For this reason, we believe Montague’s sentence is
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procedurally unreasonable. See United States v. Davy, No. 09-4106, 2011 WL 2711045, at *7 (6th
Cir. July 12, 2011) (concluding that sentence was procedurally unreasonable partly based on district
court’s comments indicating that it did not believe it could vary from the stolen-firearm enhancement
on policy grounds).
For the first time at oral argument, the Government argued that we should infer from the
record that Montague’s sentence would be unchanged on remand because the district court indicated
at sentencing its agreement with the policy behind the stolen-firearm enhancement. In particular,
it points to the court’s statement that, “as far as [the court’s] view matters,” the court did not “see
any disjunction between the [stolen-firearm] enhancement . . . and the goals of the Guidelines.” We
initially note that the Government waived this argument by not including it in their brief to this
Court. Cf. Lane v. City of LaFollette, Tenn., 490 F.3d 410, 420 (6th Cir. 2007). Nonetheless, we
do not read the district court’s statement as establishing that the court necessarily would have
imposed the same sentence if it had realized its authority.
Because the district court did not appreciate its authority to reject or vary from the stolen-
firearm enhancement on policy grounds, we are required to vacate the district court’s sentence and
remand to the district court for resentencing. In doing so, we express no view as to how the district
court should exercise its discretion at resentencing.
C. Substantive Reasonableness of Montague’s Sentence
Montague also challenges the substantive reasonableness of his sentence, contending that the
district court gave an unreasonable amount of weight to his youthful criminal history. Because the
district court’s sentence is procedurally unreasonable for the reason explained above, and
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resentencing is required for this reason, we need not consider the substantive reasonableness of the
district court’s sentence at this time. See United States v. Wilson, 614 F.3d 219, 226 (6th Cir. 2010)
(declining to consider substantive-reasonableness challenge after finding procedural error in
sentencing).
CONCLUSION
For the foregoing reasons, we AFFIRM Montague’s conviction, but VACATE his sentence
and REMAND for resentencing.
11