DocketNumber: 17-1799
Citation Numbers: 893 F.3d 846
Judges: Gilman, Rogers, Stranch
Filed Date: 6/26/2018
Status: Precedential
Modified Date: 10/19/2024
*851Tyrone Christian was convicted by a jury for (1) possessing a controlled substance with the intent to distribute, in violation of
Christian renews both challenges on appeal. For the reasons set forth below, we REVERSE the judgment of the district court and REMAND the case for further proceedings consistent with this opinion.
I. BACKGROUND
On September 3, 2015, a state magistrate issued a search warrant for Christian's residence located at 618 Grandville Avenue in Grand Rapids, Michigan (the Residence), based on information contained in a four-and-a-half-page affidavit prepared by Thomas Bush, a Grand Rapids police officer. But the equivalent of only one page of the affidavit is dedicated to facts specifically related to Christian. The rest concerns generic information, including Officer Bush's qualifications and the nature of drug investigations.
The search was carried out shortly after midnight on September 4, uncovering various quantities of heroin, cocaine, and marijuana, as well as two firearms and sandwich bags with cut corners. Christian was not present for the search, but was stopped and detained in his car nearby.
Before trial, Christian sought to suppress the evidence from the search of the Residence, arguing that the warrant was not based on probable cause. The district court denied the motion, and the evidence was introduced at trial. Christian was convicted on all three counts with which he was charged. He now timely appeals his conviction, contending that the district court erred when it allowed evidence from the search to be introduced at trial.
Officer Bush's affidavit sought authorization to search the Residence for controlled substances, firearms, records relating to trafficking in controlled substances, and any quantities of cash that might be proceeds from the sale of controlled substances. In support of his request, Officer Bush outlined his qualifications and experience in investigating drug crimes and noted that he and other law-enforcement officers had become "involved in a drug investigation involving Tyrone Christian." He also provided six assertions of factual support relating to Christian:
• The Grand Rapids Police Department had previously executed two search warrants at Christian's residence in *8522009 and 2011 as part of drug investigations targeting Christian. Arrests resulted from both searches (including the arrest of Christian's wife for "maintaining a drug house").
• Christian has been convicted of several drug-related crimes over a nineteen-year period: (1) possession of cocaine in 1996, (2) an unspecified second controlled-substance offense in 2002, (3) delivery/manufacture of marijuana and possession of a firearm by a felon in 2009, and (4) delivery/manufacture of cocaine in 2011.
• In December 2014, Officer Bush "had contact with a credible and reliable informant who provided information on several drug traffickers including Tyrone Christian." The affidavit states that the unnamed informant "provided names, nicknames, phone numbers, residences utilized by the drug traffickers and information regarding specific drug transactions," and that Officer Bush was "able to confirm much of the information provided."
• At the direction of Officer Bush, the informant conducted a controlled purchase of drugs from Christian at the Residence in January 2015, eight months before the warrant in question. The affidavit notes that the drugs purchased were field tested with positive results.
• "Within the last four months, [Officer Bush] has been involved in or received information from several debriefs of subjects who have stated that Tyrone Christian is a large scale drug dealer. These subjects further stated that they have purchased large quantities of heroin and crack cocaine from Christian at 618 Grandville Avenue [ ] in the last four to five months."
• On September 3, 2015-the date that the warrant was requested and issued-surveillance of the Residence was established. A subject later identified as Rueben Thomas was seen "walk[ing] away from the area of 618 Grandville Avenue and leav[ing] the area in a vehicle." Surveillance of the vehicle continued until officers conducted a traffic stop for a civil infraction. During the stop, officers seized approximately 20 grams of heroin from the vehicle. Thomas admitted to being on Grandville Avenue, but denied being at the Residence, "contrary to observations of the law enforcement officers."
In addition to contesting the validity of the search warrant, Christian argued at trial that statements made during a recorded telephone call between Rueben Thomas and Thomas's girlfriend, Tanisha Edwards, constituted inadmissible hearsay and thus should not be admitted. The call occurred while Thomas was in jail following his arrest on September 3, 2015. Edwards informed Thomas during the call that he should be grateful to Christian because Christian had removed "groceries"-allegedly referring to drugs and firearms-from Thomas's home following the arrest. This call was used to tie Christian to Thomas and to contraband later found buried in the backyard of the house belonging to Christian's mother.
II. ANALYSIS
A. The district court erred in denying Christian's motion to suppress.
1. Standard of review
"When reviewing a district court's decision on a motion to suppress, we use a mixed standard of review...." United States v. Davis ,
2. Probable cause
The Fourth Amendment provides that
[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no [w]arrants shall issue, but upon probable cause, supported by [o]ath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
U.S. Const. amend. IV. " 'At the very core' of the Fourth Amendment 'stands the right of a man to retreat into his own home and there be free from unreasonable governmental intrusion.' " Kyllo v. United States ,
"To establish probable cause adequate to justify issuance of a search warrant, the governmental entity or agent seeking the warrant must submit to the magistrate an affidavit that establishes 'a fair probability that contraband or evidence of a crime will be found in a particular place.' " Brooks ,
Christian argues that the warrant issued to search the Residence was not supported by probable cause because each of the affidavit's supporting facts was either stale or failed to establish a sufficient nexus between the evidence sought and the Residence. To determine whether the affidavit supported probable cause to search the Residence, we will first assess the significance of each piece of evidence relied upon, and then we will consider all the evidence together to determine whether *854the totality of the circumstances supports a finding of probable cause.
The dissent contends that our approach is inconsistent with the well-established mandate to assess probable cause by considering the totality of the circumstances. Dissent Op. 871-72. According to the dissent, we have engaged in a "divide-and-conquer-approach" to assess the sufficiency of the affidavit that "has no place in our law."
i. Observations of Thomas
As noted above, officers observed Thomas "walk away from the area" of the Residence and leave in a vehicle on the day that the search warrant was issued. They followed Thomas and stopped him after an unknown period of time for a driving infraction. During the stop, the officers found approximately 20 grams of heroin in Thomas's vehicle. Crucially, the affidavit does not state that the officers saw Thomas entering or leaving the Residence, even though their surveillance was targeted specifically at that property. Nor does it say that Thomas was seen with Christian. In fact, the affidavit does not assert that there is any connection at all between Thomas and Christian.
True enough, the affidavit states that, during the traffic stop, "Rueben Thomas admitted that he had recently been at an address on Grandville Avenue in the City of Grand Rapids but denied being at 618 Grandville, contrary to observations of the law enforcement officers." But we decline to interpret this "contrary to observations" statement as an indication that officers saw Thomas actually entering or leaving the Residence itself. Officer Bush was undoubtedly aware that any evidence of Thomas being at the Residence would be highly relevant to the probable-cause determination, but chose instead to state simply that Thomas was seen "in the area"-a vague description that does not place Thomas at the Residence. Absent a direct statement that Thomas was seen entering or leaving the Residence, or even at the Residence in any sense, we are unwilling to read such a factual assertion into the affidavit.
The dissent, on the other hand, contends that the affidavit's lack of a direct statement that Thomas was at the Residence is attributable to the "haste of a criminal investigation," and that we are in effect requiring the affidavit to include "magic words," contrary to precedent from the Supreme Court. Dissent Op. 872-73 (quoting Illinois v. Gates ,
The dissent also notes that the affidavit "need only have alleged 'facts that create a reasonable possibility' " that "Thomas was seen leaving 618 Grandville." Dissent Op. 873. This statement reflects a subtle but crucial error. The affidavit must contain facts that establish probable cause that evidence of drug activity would be present in the Residence at the time of the search . Stated differently, probable cause must be established in relation to whether there is evidence of drug activity in the Residence, not in relation to whether Thomas was seen leaving the Residence. See United States v. Brooks ,
So even if the affidavit had stated that Thomas was seen on the lawn or in the driveway of the Residence, we would still have to speculate that Thomas was at one point inside the Residence and, taking the speculation one step further, that he engaged in drug activity while inside. Such an inference is made even more tenuous by the fact that there is nothing in the affidavit to suggest that the heroin later recovered during the traffic stop was on Thomas's person, rather than simply in the car, when Thomas was observed walking in the area of the Residence by the officers.
This leaves us to consider the significance of the following: A single individual with no known connection to Christian was seen walking away from the area of the Residence and then leaving that area in a car. He was followed by officers to a subsequent location where a traffic stop was conducted, during which heroin was found in the vehicle. If this provides any nexus at all between evidence of drug trafficking and the Residence, that nexus is so speculative and attenuated that it cannot, without more, support a finding of probable cause. See United States v. Arvizu ,
To conclude otherwise would allow officers seeking a warrant to rely on speculation that drug activity near a residence is related to that residence, significantly lowering the burden for the government to show probable cause in communities where drugs are prevalent. Because the government cites no case that would support such a proximity test for establishing probable cause, we find that the officers' observations of Thomas have little value on their own. But that does not end our inquiry. We must consider, as we do below, whether other evidence in the record bolsters or corroborates a connection between Thomas's alleged drug activity and the Residence, such that the magistrate could have found a fair probability that evidence of drug trafficking would be found at the Residence at the time of the search.
ii. Tips from unidentified informants
The affidavit further states:
Within the last four months, your affiant has been involved in or received information from several debriefs of subjects *856who have stated that Tyrone Christian is a large scale drug dealer. These subjects further stated that they have purchased large quantities of heroin and crack cocaine from Christian at 618 Grandville Avenue in the last four to five months.
Officer Bush's assertion that he received information from several unidentified subjects omits critical particulars. Among other things, the affidavit does not tell us the number of individuals who made the statements ("several" could indicate as few as three individuals), explain what constituted a "debrief," identify the contexts in which the debriefs occurred, or specify the date that the information was received (all of the information could have been received as many as four months before the search).
More importantly, Officer Bush's statement gives no indication as to the veracity or reliability of the information obtained from the "subjects." We have no way of knowing whether Officer Bush or another officer had a relationship with any of the subjects. Nor did Officer Bush assert any belief concerning the reliability or veracity of the subjects' comments, let alone provide any factual basis by which the magistrate could assess their reliability or veracity. See United States v. Helton ,
The affidavit's complete failure to address the credibility and reliability of the information provided by the subjects is even more glaring when juxtaposed with Officer Bush's inclusion of a paragraph supporting the credibility and reliability of the confidential informant who conducted the controlled buy in January 2015. With regard to this latter informant, Officer Bush stated that "[y]our affiant was able to confirm much of the information provided by the credible and reliable informant through information maintained by the Grand Rapids Police Department, other credible and reliable informants, public information sources and other law enforcement agencies." Because Officer Bush knew that hearsay statements from informants should be accompanied by an explanation of their credibility and reliability, his failure to do so with respect to information obtained from the unidentified subjects implies the absence of any such indicia.
An affidavit establishing probable cause based on an informant's tip must also provide facts identifying the basis of the informant's knowledge. Frazier ,
Although Officer Bush's affidavit suggests that the basis of the subjects' knowledge was that they had each purchased drugs from Christian at the Residence, the affidavit provides almost no details about the purchases beyond identifying the types of drugs involved. The unidentified subjects did not state exactly when they purchased drugs from Christian, the amount of the drugs purchased, or whether they *857entered the Residence and saw any controlled substances or other evidence of drug trafficking inside. This lack of detail further reduces the persuasive value of the information obtained from these sources.
"[I]n the absence of any indicia of the informants' reliability, courts insist that the affidavit contain substantial independent police corroboration." Frazier ,
Because the information from these unidentified subjects lacks any indicia of veracity or reliability and was not corroborated by subsequent police investigation, it should be accorded very little weight in determining whether there was probable cause to search the Residence. See United States v. McPhearson ,
iii. The January controlled buy
Christian also contends that the evidence of the January 2015 controlled buy was stale when the affidavit was executed in September 2015 and thus could not have supported a finding of probable cause to search the Residence. The government disputes this contention, arguing that because the officers sought records and indicia of continuous drug trafficking, the evidence was not stale.
"[S]tale information cannot be used in a probable cause determination." United States v. Perry ,
[1] [t]he character of the crime (chance encounter in the night or regenerating conspiracy?), [2] the criminal (nomadic or entrenched?), [3] the thing to be seized (perishable and easily transferable or of enduring utility to its holder?), [4] the place to be searched (mere criminal forum of convenience or secure operational base?).
Greene ,
a. Second and fourth factors
There is little question that the second and fourth factors weigh in favor of finding that the evidence of the January controlled buy was not stale. The affidavit supports the conclusion that Christian had been occupying the Residence in Grand Rapids since at least 2009 and was thus "entrenched" in the community. See Frechette ,
b. First factor
The first and third factors, however, weigh in favor of finding that the evidence of the controlled buy was stale. With regard to the first factor, "[i]f an affidavit recites activity indicating protracted or continuous conduct, time is of less significance." United States v. Henson ,
As this circuit has pointed out:
The crime at issue in this case-the sale of drugs out of a residence-is not inherently ongoing. Rather, it exists upon a continuum ranging from an individual who effectuates the occasional sale from his or her personal holdings of drugs to known acquaintances, to an organized group operating an established and notorious drug den. The inclusion of outdated information has been insufficient to render an entire affidavit stale when the affidavit as a whole establishes that the criminal activity in question is ongoing and continuous, or closer to the "drug den" end of the continuum.
Hython ,
*859United States v. Brooks ,
Again, we must focus on what the warrant application establishes through its factual assertions, not the conclusory statements made by the affiant. United States v. Williams ,
In denying Christian's motion to suppress, the district court recognized that the credible informant engaged in only a single buy in January 2015, but emphasized that the informant provided information describing Christian's involvement in a "more extensive network of trafficking." A review of the affidavit, however, does not support the district court's observation. The affidavit states that the credible informant "provided information on several drug traffickers including Tyrone Christian." This information consisted of "names, nicknames, phone numbers, residences utilized by the drug traffickers and information regarding specific drug transactions." But the affidavit gives no explanation as to what information the informant provided relating to Christian specifically. Nor does it suggest that Christian was in cahoots with the other alleged drug traffickers so as to imply his involvement in an extensive and organized network.
This vague and conclusory reference to Christian as a drug trafficker is insufficient. "A magistrate ... must base determination of probable cause on sufficient information for the exercise of independent judgment rather than merely ratifying the bare conclusions of others." United States v. Hoover ,
Here, the four corners of the affidavit reflect only a single purchase from a reliable informant eight months before the *860search and no other credible evidence of drug activity beyond four prior drug convictions ranging from 4 to 19 years old (the significance of these drug convictions for the probable-cause determination will be discussed in further detail below). We therefore conclude that the affidavit does not establish that Christian was engaged in protracted and continuous drug trafficking. Cf. United States v. Sinclair ,
c. Third factor
With regard to the third Spikes factor-whether the evidence to be seized is of enduring utility to the holder-the government contends that the warrant sought not only controlled substances, but also records of drug trafficking and firearms used in drug trafficking. These latter two categories of evidence, it argues, are likely to endure, even if controlled substances themselves are not. To support this argument, the government relies on United States v. Burney ,
In his affidavit in the present case, Officer Bush acknowledged the distinction between those who occasionally sell from their own supply-and thus produce little lasting evidence-and those who sell regularly for profit using extensive networks that likely involve durable evidence like records and firearms. Although Officer Bush stated in the affidavit that he was seeking records and firearms related to extensive drug-trafficking operations, this statement assumes what the affidavit tried and failed to prove by substantial evidence-that Christian was engaged in organized and extensive drug-trafficking operations likely to involve not only controlled substances, but also records and firearms.
Because the government has provided credible evidence of just one sale of an unknown quantity of a controlled substance in January 2015, rather than "a large-scale drug trafficking and money laundering operation," it failed to provide a reason to believe that records of drug trafficking and firearms would be found at the Residence. Whether those types of evidence are durable is thus irrelevant. And " 'because drugs are usually sold and consumed in a prompt fashion[,]' " evidence of *861a single drug sale became stale "very quickly" and well before the search was executed eight months later. See United States v. Abernathy ,
d. Conclusion on staleness
The first and third Spikes factors control the determination of whether evidence of the controlled buy is stale in this case. Although Christian is entrenched in the community and his residence would be a secure base of operations, the key question is whether evidence of drug activity would be found there at the time of the search. With no reliable evidence of continuous and protracted drug activity, the eight-month-old controlled buy was stale.
This court's decision in United States v. Brooks ,
But the affidavit in Brooks also contained several other pieces of information that by themselves would not, according to the court, have established probable cause. These were: (1) four tips from confidential informants, stating that the defendant was trafficking in cocaine, with the tips ranging from one to five years old at the time that the affidavit was executed; (2) a six-month-old tip from a confidential informant, stating that the defendant was selling cocaine from his residence; and (3) two controlled buys made by a confidential informant six months before the affidavit was executed. The court noted that
there is no question but that this information is stale for purposes of establishing probable cause in its own right. All of the information is regarding drug transactions that took place, at the most recent, approximately six months prior to the date of the affidavit. Given the mobile and quickly consumable nature of narcotics, evidence of drug sales or purchases loses its freshness extremely quickly.
iv. Criminal history
Although "a person's criminal record [demonstrating multiple drug offenses] alone does not justify a search of his or her home[,]" United States v. Payne ,
Whether these convictions can support a conclusion that Christian was engaged, at some point, in protracted drug activity is problematic. Precedent instructs us to consider "[t]he relative recency of a set of actions and their relative closeness in time to each other." United States v. Perry ,
But even assuming that these convictions, combined with the fact that two search warrants were executed at the Residence in 2009 and 2011, support a conclusion that Christian was engaged in protracted drug sales at the Residence at some point, there is no evidence to suggest that these sales were continuous at the time the warrant was sought and executed in September 2015. See United States v. Helton ,
The key issue is whether a search-warrant affidavit establishes a fair probability that the evidence sought will be found at the place identified at the time the warrant is executed. Hython ,
The government has identified no case where a record of past drug convictions, without recent credible evidence of drug activity, was sufficient to establish that a defendant was engaged in protracted and continuous drug activity. Rather, this court has generally relied on past drug convictions in combination with a defendant's recent drug activity in applying the principle that, "[i]n the case of drug dealers, evidence is likely to be found where the dealers live." United States v. White ,
Absent additional recent reliable evidence, then, old criminal convictions cannot support a finding that drug activity is continuous at the time of the search. Our legal system has long developed a strong policy against using propensity evidence to suggest an inference that an individual who has once committed a crime continues to engage in criminal activity. See Fed. R. Evid. 404(b)(1) ("Evidence of a crime, wrong, or other act is not admissible to prove a person's character in order to show that on a particular occasion the person acted in accordance with the character."). Although the Federal Rules of Evidence do not come into play when deciding the validity of a search warrant, the aim of Rule 404 is similar to the purpose of the staleness rule: to ensure that decisionmakers-whether jurors or magistrates-do not improperly assume based on past wrongs that an individual engaged in the specific criminal conduct at issue. See Old Chief v. United States ,
We thus conclude that Christian's prior criminal convictions, even considered with the eight-month-old controlled buy, do not establish that he was engaged in protracted and continuous drug activity. And absent some "independently corroborated fact that the defendant[ ] w[as a] known drug dealer[ ] at the time the police sought to search [his] home," probable cause did not exist to search the Residence based on Christian's criminal record. See McPhearson ,
v. Totality of the circumstances
As discussed above, the caselaw makes clear that the probable-cause determination must be based on the "totality of the circumstances." United States v. Williams ,
First, "[w]here recent information corroborates otherwise stale information, probable cause may be found." United States v. Spikes ,
Alternatively, evidence from an informant whose reliability is not known can be corroborated by independent information from police officers.
*864McPhearson ,
In sum, the affidavit shows that (1) search warrants were executed for drugs at the Residence in the past, (2) Christian has a history of years' old drug convictions, (3) he engaged in one sale of drugs at the Residence eight months prior to the execution of the search warrant, (4) unidentified subjects of unknown reliability reported that Christian was selling drugs in the more recent past, and (5) a man with no known connection to Christian was found to be in possession of drugs after leaving "the area" of the Residence on the date of the search-warrant affidavit. This evidence, even when considered cumulatively, fails to establish "fair probability" that drug activity was occurring at the Residence at the time the search warrant was executed. See United States v. Brooks ,
The dissent's conclusory statement to the contrary fails to explain how the individual pieces of evidence corroborate one another. Moreover, the dissent fails to analogize the facts of this case to those of any of our prior cases that have found a warrant supported by probable cause. It instead argues that United States v. Hines ,
The affidavit at issue in Hines contained the following evidence in support of a warrant to search a home: (1) a reliable confidential informant told officers five months prior to the warrant's execution that the defendant was selling large amounts of heroin from the home; (2) a statement from the same informant that he had seen heroin at the home the day before the search; (3) several months of surveillance of the home by law-enforcement officers showing the defendant's comings and goings; (4) a tip from a second reliable confidential informant the day before the warrant's execution stating that he was meeting the defendant at a nearby club to discuss an incoming heroin shipment; (5) officers' observations of the defendant driving "in a manner consistent with narcotics traffickers" to the club at the designated time; (6) statements from the second informant that he had received heroin from the defendant numerous times and was always instructed to meet him at the home to receive that heroin; (7) a tip from the second informant that he was instructed to collect heroin from the defendant at the home on the day that the warrant was executed; (8) three-year-old wiretaps identifying the defendant as a significant heroin trafficker; and (9) the *865two-year-old seizure of $33,500 from a third individual outside the home (believed to be payment from Hines for a kilogram of cocaine) and a subsequent statement from this individual that he had previously provided the defendant with heroin and cocaine.
The evidence detailed above in Hines directly linked the residence to heroin trafficking at the time of the search through information from reliable informants and specific observations by officers that corroborated the information provided by those informants. And after comparing this evidence with that used to support affidavits in other cases, the court in Hines ultimately concluded that the affidavit at least satisfied the Leon good-faith standard, if not probable cause.
For the reasons already discussed, the affidavit at issue here fails to establish more than a speculative connection between drug activity and the Residence at the time of the search. Unlike the affidavit in Hines , it contains no recent reliable evidence of drug activity at the Residence. The search warrant, accordingly, was not supported by probable cause. Under these circumstances, the deference that would otherwise be due the issuing magistrate is unjustified. See United States v. Leon ,
3. Leon good-faith exception
"Though evidence obtained in violation of the Fourth Amendment is generally excluded, the Supreme Court has held that the exclusionary rule 'should be modified so as not to bar the admission of evidence seized in reasonable, good-faith reliance on a search warrant that is subsequently held to be defective.' " United States v. Frazier ,
Four situations have been identified by the Supreme Court in which an officer could not reasonably believe that a search was valid, despite the issuance of a warrant. See United States v. Laughton ,
Determining whether an affidavit is more than "bare bones" is a "less demanding inquiry" than the inquiry into whether the magistrate had a substantial basis for concluding that an affidavit reflected probable cause.
This court's analysis in United States v. Hython ,
Similarly, the affidavit in this case primarily relies on a single stale controlled buy to link the Residence to drug activity at the time of the search. It does not provide any credible evidence that drug activity continued at the Residence in the interim, and the single instance of contemporary surveillance did not link the Residence to drug activity by anything more than speculation that Thomas purchased drugs at the Residence on September 3, 2015.
This court has also held that the Leon good-faith standard was not satisfied where "the 'evidence in the affidavit connecting the crime to the residence [wa]s so vague as to be conclusory or meaningless.' " McPhearson ,
*867In contrast, this court has held an affidavit insufficient to show probable cause to search a residence but sufficient to satisfy the Leon good-faith standard where the affidavit provided some link between the criminal activity alleged and the residence to be searched at the time of the search. See United States v. White ,
Contrary to the affidavit evidence considered in White , Higgins , Frazier , and Carpenter , Christian's criminal history and the January 2015 controlled buy do not establish a nexus between the Residence and drug activity at the time of the search . This nexus is required for the Leon good-faith exception to apply. See Hython ,
And although closer in time to the execution of the search, the information received from the unidentified subjects indicating that Christian was engaged in large-scale drug trafficking from the Residence was "so vague as to be conclusory or meaningless." See Frazier ,
An investigation by law enforcement can corroborate tips of unknown reliability. But the observation of Thomas "walk[ing] away from the area" of the Residence before he was later found with heroin in his vehicle does not provide this additional corroboration. At best, it allows for only speculation that Thomas purchased the drugs from the Residence. Such speculation cannot reasonably be thought to support a finding of probable cause. See White ,
We believe that our conclusion is in line with the policy behind the Leon good-faith exception to the exclusionary rule. A reasonable officer understands that allegations of protracted and continuous drug activity must be supported by information from informants whose reliability, veracity, and basis of knowledge have been shown. If no such credible information exists, the allegations must be corroborated by independent investigation by law-enforcement officers. Here, the police failed to provide the necessary corroboration. There is no evidence in the affidavit that they engaged in ongoing or repeated surveillance, arranged subsequent controlled buys, or otherwise monitored for "hallmarks of drug dealing" at the Residence. See United States v. McPhearson ,
B. The district court erred in admitting the recorded telephone call because it constituted inadmissible hearsay.
Christian also challenges the district court's decision to admit a recorded telephone call between Thomas and Thomas's girlfriend, Tanisha Edwards, arguing that the conversation was inadmissible hearsay. The government contends that the district court properly admitted the conversation under Rule 801(d)(2)(E) of the Federal Rules of Evidence as the statement of a coconspirator.
1. Standard of review
Rule 801(d)(2)(E) excludes from the definition of hearsay a statement offered against an opposing party when it is "made by the party's coconspirator during and in furtherance of the conspiracy." In order for an out-of-court statement offered for the truth of the matter asserted to be admitted under this section, the government must show by a preponderance of the evidence that (1) a conspiracy existed, (2) the defendant against whom the statement is admitted was a member of the conspiracy, and (3) that the statement was made in the course and in furtherance of the conspiracy. United States v. Martinez ,
Determining whether each of the three requirements was satisfied is a question of fact that we review under the clear-error standard. United States v. Warman ,
So although a complete failure to make Enright findings is undoubtedly an abuse of discretion, United States v. Mahar ,
If the appellate court concludes that the district court abused its discretion, it must then determine whether that error was harmless. Kone ,
2. Enright findings
The telephone call at issue occurred while Thomas was in jail, after he had been arrested by the police for possession of heroin. At trial, the government noted that Edwards called Thomas in jail, and it summarized the call as follows:
Rueben Thomas is told by Tanisha Edwards that he ought to be more grateful to Mr. Christian ... for helping him because Christian came and got the "groceries" out of the house. Edwards is going to say that when she said "groceries" she meant the gun and what she assumed to be drugs that she took out of there.
The government conceded that it did not "have any evidence that Tanisha Edwards was involved in drug trafficking herself." It instead contended that Christian and Edwards were participating in an uncharged "obstruction-of-justice conspiracy." According to this theory, Christian and Edwards conspired to remove evidence of drug trafficking from Thomas's home.
Although the government contends that the district court properly applied the Enright test when admitting the recorded call, it appears to concede that the court did not make specific findings regarding the final factor: whether Edwards's statement was made in the course of and in furtherance of the conspiracy. A review of the trial transcript shows that the court's Enright analysis was focused solely on the first two factors-the existence of a conspiracy and the membership of Christian and Edwards in that conspiracy. The court's failure to address the final Enright factor, however, does not constitute an abuse of discretion if the record is otherwise clear that the government met its burden with respect to that factor. We conclude that the government has not done so.
"A statement is considered to be in furtherance of the conspiracy 'if it is intended to promote the objectives of the conspiracy.' " United States v. Darwich ,
If, as the government contended at trial, the conspiracy was one "to remove incriminating evidence from Thomas's home so that Thomas could avoid further legal problems," then the aim of the conspiracy had already been accomplished *870at the time of the call. "A conspiracy is completed when the intended purpose of the conspiracy is accomplished." United States v. Mayes ,
The government now attempts to argue that, despite its own characterization of the conspiracy as one "to remove incriminating evidence," the conspiracy was actually broader in scope: "It was not simply to hide evidence. It was to keep Thomas quiet and continue the drug trafficking scheme." But the government did not argue for such a broad definition of the conspiracy at the trial level. Nor has it identified any evidence indicating that Edwards intended to "keep Thomas quiet" or linking Edwards to an agreement to engage in drug trafficking. The district court, moreover, never explicitly identified the scope or aim of the conspiracy in which Christian and Edwards were allegedly involved, implying that it agreed with the narrower scope of the conspiracy as identified by the government at trial.
Christian also raises a question of whether the alleged conspiracy-a conspiracy to remove incriminating evidence from Thomas's home and thus to obstruct justice-is a conspiracy that qualifies a statement for admission pursuant to Rule 801(d)(2)(E). As the Supreme Court has explained:
[A]fter the central criminal purposes of a conspiracy have been attained, a subsidiary conspiracy to conceal may not be implied from circumstantial evidence showing merely that the conspiracy was kept a secret and that the conspirators took care to cover up their crime in order to escape detection and punishment. As was there stated, allowing such a conspiracy to conceal to be inferred or implied from mere overt acts of concealment would result in a great widening of the scope of conspiracy prosecutions, since it would extend the life of a conspiracy indefinitely. Acts of covering up, even though done in the context of a mutually understood need for secrecy, cannot themselves constitute proof that concealment of the crime after its commission was part of the initial agreement among the conspirators. For every conspiracy is by its very nature secret; a case can hardly be supposed where men concert together for crime and advertise their purpose to the world. And again, every conspiracy will inevitably be followed by actions taken to cover the conspirators' traces. Sanctioning the Government's theory would for all practical purposes wipe out the statute of limitations in conspiracy cases, as well as extend indefinitely the time within which hearsay declarations will bind co-conspirators.
Grunewald v. United States ,
This court has recognized that Grunewald establishes that "an agreement to conceal a completed crime does not extend the life of the conspiracy," and that the Supreme Court rejected "the notion that after the central objectives of a criminal conspiracy have succeeded or failed, a subsidiary phase of the conspiracy, which has *871the conspiracy's concealment as its sole objective, always survives." United States v. Howard ,
Because the government concedes that Edwards was not a party to any drug-trafficking conspiracy, any question of whether the concealment was intended to further Christian's alleged drug trafficking is irrelevant. Nor need we address whether an alleged conspiracy to conceal evidence is the type of conspiracy that can qualify a statement for admission pursuant to Rule 801(d)(2)(E) because, as discussed above, there is no evidence in the record that Edwards's statement was made in the course of and in furtherance of the alleged conspiracy to remove evidence from Thomas's home. We thus have no basis to "conclude with confidence" that the government satisfied its burden as to the third Enright finding. See United States v. Martinez ,
III. CONCLUSION
The question of whether a reasonable officer could have believed that the search warrant was supported by probable cause is a close call in this case. But this court's relevant precedents, including United States v. Hython ,
True enough, the affidavit permits speculation of such drug activity. But the probable-cause standard requires more. See United States v. Arvizu ,
For all of the reasons set forth above, we REVERSE the judgment of the district court and REMAND the case for further proceedings consistent with this opinion.
DISSENT