United States v. Fudge

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 06a0245n.06
Filed: April 7, 2006
No. 04-2403
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
MELVIN FUDGE, ) WESTERN DISTRICT OF MICHIGAN
)
Defendant-Appellant. )
Before: BOGGS, Chief Judge; MOORE, and COOK, Circuit Judges.
COOK, Circuit Judge. Melvin Fudge appeals his convictions for drug related offenses
committed in Grand Rapids, Michigan. Our review of his arguments regarding failure to instruct
on possession as a lesser-included offense, a Booker challenge to the fine imposed, and the
sufficiency of the evidence leads us to affirm.
Background
On March 5, 2004, members of the Grand Rapids Police Department (“GRPD”) executed
a search warrant at Fudge’s apartment building. The officers tried to enter the apartment through
trickery (by posing as UPS deliverymen and by attempting to tow Fudge’s car), but after two failed
attempts they entered by force. Once inside, the officers searched Fudge’s apartment and other
vacant apartments in the building without finding Fudge. While the officers continued to look for
No. 04-2403
United States v. Fudge
Fudge, Steve Baribeau, a civilian who worked across the street from Fudge’s building, alerted
Detective Robert Stanton, who was standing on the front porch of the apartment building, that he
had observed a sock being thrown from the apartment building onto the sidewalk in front of an
adjacent building. Stanton pointed this out to Officer David Nowakowski, who retrieved the sock
and secured it in his cruiser. It was later determined that the sock contained plastic baggies with 36
grams of crack and 33 grams of powder cocaine.1
As Nowakowski returned from his cruiser, he saw Fudge emerge from the basement and run
into an alley. Nowakowski, aided by Officer Gene Tobin, caught up with Fudge and arrested him.
Tobin placed Fudge in the backseat of a police cruiser and the officers continued to search the
building. When Tobin returned to the cruiser, he sat down in the backseat next to Fudge. Tobin
testified that he introduced himself as a detective with the GRPD and advised Fudge of his Miranda
rights. After Fudge said he understood his rights, Tobin told him that the police were interested in
him becoming an informant, but that “prior to being able to discuss that,” Fudge “needed to be
honest . . . about what was occurring on this incident.” Tobin also told Fudge that the police had a
witness who saw him throw the drug-filled sock out of an upstairs window of the building. Fudge
then confessed to throwing the sock out of the window.
1
The parties stipulated to the character and quantity of the drugs.
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The search of Fudge’s apartment resulted in the discovery and seizure of evidence, including:
a police scanner programmed to GRPD frequencies (including the little-known Vice Unit
frequency), a box of plastic baggies, a digital scale, a cell-phone, two-way radios, and a wallet with
$597 in cash. Officers also noticed that the front and rear entrances of the building were monitored
by surveillance cameras connected to televisions in Fudge’s apartment. Additionally, the officers
searched the entire building and “did not see any indications that any other person occupied or had
recently occupied the other vacant apartments.”
At trial, David Allen, Director of Lighthouse Communities, the non-profit housing
organization that owned Fudge’s apartment building, testified that at the time of the search Fudge
was the only tenant in the building. Allen also testified that because his company was renovating
the property he was often present on the premises. Allen then described unusual activity with
respect to Mr. Fudge’s apartment—people would often come to the door, stay a couple of minutes,
and then leave.
Steve Baribeau, who worked across the street from Fudge’s building, also testified that he
noticed “unusual activity” taking place at Fudge’s building—“there were a lot of very short visits
over there. . . . [W]e’d see a car pull up or something, go up onto the porch, and if they were let in,
they might be in for just a few minutes and then they’d leave and we saw that quite often.” Kenneth
Johnson, an employee at the store adjacent to Fudge’s building, also testified that he witnessed
“unusual activity” similar to that described by Baribeau.
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In defense, Fudge testified that he found the police scanner in his apartment when he moved
in and that the surveillance cameras were installed before he took possession of his apartment. With
respect to the day of the search, Fudge testified that he went outside when he saw his car being
towed. He told the truck driver he was going to go inside to get his keys, but when he went back
inside he decided to get a drink of water because he was dehydrated on account of having just
awakened. Finding the faucet broken, Fudge went to the basement to investigate the plumbing
problem. While checking the pipes in the basement, Fudge testified that he heard walkie-talkies and
eventually realized that the references to “the suspect” he was hearing over the walkie-talkies meant
that the police were inside the building and were looking for him. Panicked, Fudge walked out of
the basement where he was arrested and placed into a police cruiser. Fudge denied that Tobin ever
introduced himself or advised him of his rights. Fudge also denied ever seeing the drug-filled sock
and denied confessing to throwing the sock out of the window.
Fudge told the jury that he operated a business, “One Stone Clothing,” out of his apartment,
selling oils, incense, soap, recorded CDs, and T-shirts. To support this testimony, Fudge produced
a business license issued by Kent County. On cross-examination, however, Fudge admitted he did
not have a federal tax identification number, he did not keep tax records, he did not have a sign
identifying his business, and he did not keep regular business hours.
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Fudge also testified that he has been addicted to drugs “[o]ff and on since ‘90, ‘91,” and that
despite completing counseling for his cocaine addiction he was still using cocaine because he was
“[j]ust addicted to it.”
Before the case was submitted to the jury, Fudge requested that the district court instruct on
a lesser-included offense of simple possession of cocaine. The court denied the request and the jury
returned a verdict of guilty on both counts of the indictment. The court later sentenced Fudge to 168
months’ imprisonment on Count 1, life on Count 2, and imposed a $10,000 fine.
Lesser-Included-Offense Instruction
We review the district court’s decision to deny the request for a lesser-included-offense
instruction for an abuse of discretion. United States v. Colon, 268 F.3d 367, 373 (6th Cir. 2001)
(citing United States v. Ursery, 109 F.3d 1129, 1136 (6th Cir. 1997)). “To find an abuse of
discretion we must have a definite and firm conviction that the trial court committed a clear error
of judgment.” Williams v. Eau Claire Pub. Schs., 397 F.3d 441, 445 (6th Cir. 2005) (quotation
omitted).
A court should give a lesser-included-offense instruction when: “(1) a proper request is
made; (2) the elements of the lesser offense are identical to part of the elements of the greater
offense; (3) the evidence would support a conviction on the lesser offense; and (4) the proof on the
element or elements differentiating the two crimes is sufficiently disputed so that a jury could
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consistently acquit on the greater offense and convict on the lesser.” Colon, 268 F.3d at 373
(citations omitted). It is generally reversible error to deny the request if all the requirements are
satisfied. United States v. Waldon, 206 F.3d 597, 604 (6th Cir. 2000).
Fudge, having requested the jury instruction for simple possession, and it being a lesser-
included offense of possession with the intent to distribute, see United States v. Sharp,12 F.3d 605,
606 (6th Cir. 1993), satisfies the first two prongs of the test.2 And assuming (discussed in greater
detail below) Fudge possessed the charged drugs, our review must focus on the fourth
prong—whether the district court abused its discretion in determining that the element
differentiating the two offenses (the intent to distribute) was not in dispute to the extent that the jury
could consistently acquit on intent to distribute and convict on simple possession.
The government argues that because Fudge “vigorously denied any connection to the
charged [drugs] . . . [he] created a situation where the only disputed element was possession, not
intent.” The district court agreed, noting that although the differentiating element between the
offenses is an intent to distribute, “that’s not what’s in contest here. What’s in contest is the
possessory interest in the cocaine.” Because the court found that Fudge did not dispute the intent-to-
distribute element, it declined to give the lesser-included-offense instruction.
2
“A violation of 21 U.S.C. § 841(a), possession with intent to distribute, requires: (1)
knowingly or intentionally, (2) possessing, (3) with the intent to distribute, (4) a controlled
substance. A violation of 21 U.S.C. § 844(a), simple possession, requires: (1) knowingly or
intentionally, (2) possessing, (3) a controlled substance.” United States v. Monger, 185 F.3d 574,
577 n.2 (6th Cir. 1999).
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Fudge concedes that he denied any “relationship” to the drugs, but argues that with his
testimony about his long-standing drug addiction it “is conceivable that the jury would have
discounted his explanation for the sock and found it to be an act of denial of an addict.” From this,
Fudge concludes that a properly instructed jury could have believed that he possessed the drugs for
personal use. We find no abuse of discretion by the trial court in evaluating the request to instruct
in light of the quantity of drugs involved.
Sentencing
Fudge’s only challenge to his sentence concerns the imposition of $10,000 as unreasonable
given his lack of means to pay. Fudge says the district court failed to consider the factors set forth
in U.S.S.G. § 5E1.2(d) and in 18 U.S.C. §§ 3553(a) and 3572(a) before imposing the fine, and
because the Guidelines were mandatory when the district court sentenced him, the case should be
remanded for “reevaluation.”
Fudge concedes that he posed no objection to the imposition of the fine in the district court.
Booker had not been decided at the time of Fudge’s sentencing, so we review his sentence for plain
error. United States v. Smith, 429 F.3d 620, 625 (6th Cir. 2005). The government concedes plain
error but opposes re-sentencing, arguing that Fudge cannot show that the error affected his
substantial rights.
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Generally, to demonstrate that the plain error “affected substantial rights,” a defendant must
show that the error was “prejudicial,” which means that the error “must have affected the outcome
of the district court proceedings.” United States v. Trammel, 404 F.3d 397, 401 (6th Cir. 2005)
(citations and quotations omitted). In cases where a defendant was sentenced under the mandatory
Guidelines regime, prejudice may be presumed, but the presumption can be rebutted “where the trial
record contains clear and specific evidence that the district court would not have, in any event,
sentenced the defendant to a lower sentence under an advisory Guidelines regime.” United States
v. Barnett, 398 F.3d 516, 529 (6th Cir. 2005). The government argues this is one of those cases.
The Guideline range for a fine was $15,000-$12,000,000, see U.S.S.G. § 5E1.2(c)(3), (4), and
because the district court actually fined Fudge only $10,000 (to be paid in $10-per-month
installments) the government argues that there is no prejudice—“[Fudge] would not have received
a fine of even less than $10.00 per month [for a total of $10,000],” even had the district court known
that the Guidelines were only advisory. We agree and we also determine the fine to be reasonable.
The district court imposed a fine below the applicable Guidelines range, explicitly
considering at least two factors on the record—Fudge’s ability to pay (including the ability to pay
over a period of time), see U.S.S.G. § 5E1.2(d)(2), 18 U.S.C. § 3572(a)(1), and the sentencing
ranges advised by the Guidelines, see 18 U.S.C. § 3553(a)(4). In its “Statement of Reasons”
attached to the Judgment, the district court noted that the fine was below the Guidelines range
because of Fudge’s inability to pay. Furthermore, the court waived the interest requirement because
it determined that Fudge did not have the ability to pay interest, and the court established a special
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schedule of payments ($10 per month to be paid from prison earnings) to accommodate Fudge’s
present inability to pay the fine in a lump sum.
Because the district court’s imposition of the fine reflects consideration of the very factors
Fudge points to on appeal, we have no cause to remand.
Sufficiency of the Evidence
Fudge contends that his convictions must be reversed for insufficient evidence that he
intended to distribute the seized drugs, because “proof of possession of a small amount of a
controlled substance, standing alone, is an insufficient basis from which an intent to distribute may
be inferred.” United States v. Franklin, 728 F.2d 994, 999 (8th Cir. 1984). Since Fudge moved for
a judgment of acquittal at the close of the government’s case without renewing his motion at the
close of all the evidence, the “manifest miscarriage of justice standard governs [his] challenge to the
sufficiency of the evidence.” United States v. Kolley, 330 F.3d 753, 756 (6th Cir. 2003) (quotation
omitted). “A miscarriage of justice exists only if the record is devoid of evidence pointing to guilt.”
United States v. Price, 134 F.3d 340, 350 (6th Cir. 1998) (citation and quotations omitted).
Fudge directs the panel’s attention to two cases from sister circuits to support his argument:
United States v. Stephens, 23 F.3d 553 (D.C. Cir. 1994) and Franklin, 728 F.2d 994. These cases
do not persuade us to reverse his convictions because Fudge was charged with possessing far more
drugs than the defendants in the cited cases—33 grams of cocaine and 36 grams of crack. As Fudge
acknowledges, “‘intent to distribute a controlled substance [may be] inferred solely from possession
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of a large quantity of the substance.’” United States v. White, 932 F.2d 588, 590 (6th Cir. 1991)
(quoting Franklin, 728 F.2d at 998). An officer testified at trial that 36 grams of crack is the
equivalent of 360 “rocks” of crack, with an average street value of over $7,000, whereas the “normal
user amount” in Grand Rapids is under five rocks.
Unlike both Franklin and Stephens, where the government “offered no other evidence
suggesting distribution,” Stephens, 23 F.3d at 556, the government’s proof here included additional
circumstances and evidence consistent with an intent to distribute narcotics, including classic
trappings of drug dealing—a digital scale, plastic baggies, a police scanner and surveillance
cameras—plus testimony regarding “unusual visitation patterns” around Fudge’s building and
apartment.
Fudge fails to show a manifest miscarriage of justice here. We affirm.
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