Frederick Grumbley v. Sherry Burt

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 15a0078n.06
Case No. 13-1260
FILED
Jan 27, 2015
UNITED STATES COURT OF APPEALS DEBORAH S. HUNT, Clerk
FOR THE SIXTH CIRCUIT
FREDERICK GRUMBLEY, )
)
Petitioner-Appellant, )
) ON APPEAL FROM THE UNITED
v. ) STATES DISTRICT COURT FOR
) THE EASTERN DISTRICT OF
SHERRY BURT, ) MICHIGAN
)
Respondent-Appellee. ) OPINION
)
)
BEFORE: DAUGHTREY, ROGERS, and DONALD, Circuit Judges
BERNICE BOUIE DONALD, Circuit Judge. Frederick Grumbley (“Grumbley”), a
Michigan state prisoner, appeals the district court’s judgment denying his petition for writ of
habeas corpus filed pursuant to 28 U.S.C § 2254. The charges against Grumbley arose out of an
allegation by his then thirteen-year-old half-sister, Misty Grumbley (“Misty”), that Grumbley
had been pressuring her to make a sexually explicit film with one of her male friends, Chad
Fuoss (“Chad”), and threatened that he would have Chad charged with statutory rape if Misty
refused to have sex with Chad and allow Grumbley to videotape it. Misty also alleged that
Grumbley had sexually abused her on two occasions, once when she was seven and once when
she was twelve. Misty advised her parents of the matter and then recounted the allegations to the
police. Grumbley was arrested at his home, without a warrant, the day after Misty’s parents
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reported the allegations to the police, and a jury trial followed. After being convicted of five of
the seven charges brought against him,1 Grumbley was sentenced as a habitual offender, fourth
offense, Mich. Comp. Laws § 769.12, to a prison term of 24 to 50 years on extortion, attempt to
prepare child sexually abusive material, and felon in possession charges; a term of 5 to 15 years
on a count of possession of child sexually abusive material, to be served concurrently with the 24
to 50 year term; and a term of 2 years on the felony-firearm conviction, to be served preceding
and consecutive to the sentences on the other charges.
Grumbley argued in his federal habeas petition that his trial counsel was ineffective for
failing to file a motion to suppress evidence found during a search of Grumbley’s home, even
1
Although Grumbley was charged with seven offenses, some of these offenses contain multiple
parts. For clarification, they are broken down as follows:
Count I: Child sexually abusive material (guilty)
Count II: Second degree criminal sexual conduct as to Misty Grumbley (not
guilty)
Count III: Second degree criminal sexual conduct as to Misty Grumbley (not
guilty)
Count IV: Extortion (guilty)
Count V:
Part 1: Child sexually abusive activity as to Dory Robinson (not guilty)
Part 2: Child sexually abusive activity as to Misty Grumbley (guilty)
Part 3: Child sexually abusive activity as to Chad Fuoss (guilty)
(Count V was an “and/or” count, and therefore Grumbley was found guilty of the
whole count)
Count VI: felon in possession of a firearm (guilty)
Count VII:
Part 1: felony-firearm (possession of a firearm during the commission the
felony of child sexually abusive material) (guilty)
Part 2: felony-firearm (possession of a firearm during the commission of
the felony of being a felon in possession of a firearm ) (guilty)
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though the police found the evidence at issue after they had illegally arrested Grumbley in his
home without a warrant. For the reasons stated below, we REVERSE the district court’s finding
that Grumbley’s trial counsel was not ineffective for failing to move to suppress evidence
illegally seized from Grumbley’s home, and REMAND with instructions to grant Grumbley a
conditional writ of habeas corpus.
I.
A.
When his state case began, Grumbley was living with Connie Robinson (“Robinson”)
and her daughter, Dory, in a trailer. Dory’s age at that time is unspecified. Grumbley and
Robinson were intimately involved with one another for a short period of time, and then lived
together for eleven years “as friends.”
In the trailer, Grumbley had access to his bedroom as well as the common areas of the
living room, kitchen, and bathroom. Robinson and Dory slept in a separate bedroom.
Grumbley’s computer and associated media were stored in his room. Robinson never went into
Grumbley’s room to inspect his things. When asked if any of Grumbley’s computer or related
technology was ever in her bedroom or the common areas, Robinson testified that a Microsoft
disk was the only computer item of Grumbley’s that she had seen in the common areas.
Grumbley was arrested at this home on December 16, 2003, just after 9 p.m. Grumbley
was arrested based on accusations from his then thirteen-year-old half-sister, Misty, who alleged
that Grumbley had inappropriately touched her once in 2003 and once five years prior, when
Misty was seven. At trial, Grumbley denied both allegations of sexual contact with Misty, and a
jury acquitted him of two charges of criminal sexual conduct under Mich. Comp. Laws
§ 750.520c.
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Additionally, Misty alleged that Grumbley told her he wanted to make a sex tape of her
and Chad to put on the Internet. Misty further alleged that Grumbley said that if she did not
make the sex tape with Chad, then Grumbley wanted to have sex with her. Grumbley allegedly
gave Misty twenty-four hours to make a decision. Grumbley testified that he did not want to
make the sex tape for his own gratification, but to “prove” that Chad was involving Misty in a
“Gothic lifestyle.”
On December 15, 2003, Misty told her parents about the alleged conversation, and they
then called the police. They spoke to Deputy Travis Henige that day, and to Detective Virginia
May the following day. Sergeant Mark Garabelli also became involved with the case. Deputy
Henige took down Misty’s initial complaint. At that time, Misty’s father, Frederick Grumbley,
Sr., warned Deputy Henige that there might be a firearm in Grumbley’s trailer. Although they
did not obtain a warrant, Detective May, Deputy Henige, Sergeant Garabelli, and Deputy
Fresorger went to Grumbley’s trailer on the night of December 16, 2003, to arrest him.
Detective May testified that she conferred with her superior officer before making the arrest.
Detective May and her superior officer concluded at that time that where there was probable
cause for a felony, Detective May had authorization to arrest suspects without a warrant. Before
going to Grumbley’s home, Detective May met with the two deputies and Sergeant Garabelli to
update them on the status of the investigation. They then proceeded to the trailer. Detective
May was in plain clothes, while Deputy Henige, Deputy Fresorger, and Sergeant Garabelli were
in uniform. Sergeant Garabelli testified that either Deputy Fresorger or Deputy Henige knocked
on the door, and someone answered quickly. Grumbley, Robinson, and Dory were in the home.
Sergeant Garabelli testified that when the door to the small trailer was answered, the
officers had their guns drawn and they ordered Grumbley to the ground. Sergeant Garabelli
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testified that he did not recall having a conversation with the person who answered the door.
Detective May testified, “We knocked on the door. We identified ourselves, and we asked for
Frederick Grumbley. We went in.” Detective May further testified that, when Grumbley saw
who was at the door, he said “three times you’re out.” At this point, the officers secured
Grumbly in handcuffs and placed him on a chair in the living room. Robinson and Dory were
sitting on a couch in the living room.
Detective May requested permission to search the trailer. Sergeant Garabelli testified at
trial that Detective May asked both Grumbley and Robinson for permission to search the home,
and that both responded in the affirmative. Detective Henige testified that Detective May
requested and received consent to search the home from Grumbley, and that Robinson did not
register any protest. Robinson testified that she did not recall the police asking to look around.
Detective May and Sergeant Garabelli further testified that Grumbley gave them permission to
“take whatever you need,” and did not limit his permission or ask for a search warrant.
Detective May also testified that Grumbley signed a consent form in her presence, though the
prosecution was unable to produce the form at trial. At his sentencing hearing, Grumbley
testified that he had limited his consent on this form, and that he had granted permission only for
the police to take his computer.
With respect to the items seized, Sergeant Garabelli testified that he asked about the
presence of firearms, for the protection of the officers. Both Robinson and Grumbley indicated
where the officers would find guns in their respective bedrooms. Detective May testified that
Grumbley stated his computer had crashed, and that he had to take it apart. Sergeant Garabelli
testified that he did not recall Grumbley commenting about the condition of his computer.
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Detective May testified that she did not personally collect all of the evidence gathered
from Grumbley’s home, but that she bagged what the other officers collected after they had
advised her of where the items had been located. Some evidence was bagged at the Sheriff’s
Department, and some at the trailer. On appeal, Grumbley provides the following list of
evidence that is the “most closely related to the contested charges in this appeal”:
Three firearms: a pistol found in Robinson’s bedroom, and a case with two guns
found in Grumbley’s room.
One CD containing what appeared to be commercially made child pornography.
Grumbley testified at trial that he downloaded the child pornography. Grumbley
also testified at his sentencing hearing that the disc was deleted, and that he had
no way of accessing the material.
A desktop computer tower with no hard drive. Grumbley testified at trial that he
had destroyed the hard drive because it had gotten viruses on the Internet, and
therefore it had crashed several times.
Two other computers, neither of which contained hard drives. Grumbley testified
at trial that he was building one of these computers for Dory, and was using the
other himself.
Six floppy disks which did not contain child pornography. Detective Paul Dietzel
testified that these disks contained “writing,” including “bind twins, pullover, sex
rules, bear, opnut” and “nude lingerie.”
Magazines found in Grumbley’s bedroom. Sergeant Garabelli testified that the
magazines contained images of children.
Undeveloped film. The film was later processed, and included pictures of Dory
nude wearing her mother’s bra. Grumbley testified at trial that he had taken the
photos because Dory was “acting goofy” and he wanted to “capture it on film.”2
After the police searched his home, they took Grumbley to Saginaw County Jail.
Sergeant Garabelli read Grumbley his Miranda rights in the patrol vehicle and again at the
2
The jury ultimately acquitted Grumbley of child sexually abusive activity as to Dory Robinson.
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station, where Grumbley also signed a Miranda form. Sergeant Garabelli testified that
Grumbley made statements both in the car and after he had signed the waiver form at the station.
The statements made after Grumbley signed the waiver form were tape recorded and played at
trial.
Grumbley was tried in Saginaw County Circuit Court in June 2004. The Saginaw jury
convicted Grumbley of attempt to prepare child sexually abusive material, Mich. Comp. Laws §
750.145c(4); extortion, Mich. Comp. Laws § 750.213; child sexually abusive activity as to Misty
and Chad, Mich. Comp. Laws § 750.145c(2); being a felon in possession of a firearm, Mich.
Comp. Laws § 750.224f; and felony-firearm possession, Mich. Comp. Laws § 750.227b.
B.
On direct appeal, the Michigan Court of Appeals affirmed Grumbley’s convictions, and
denied his motion for reconsideration. People v. Grumbley, 2006 WL 3751427, at *1 (Mich. Ct.
App. Dec 21, 2006). The Michigan Supreme Court denied his application for leave to appeal.
People v. Grumbley, 737 N.W.2d 726 (Mich. 2007).
In October 2007, Grumbley filed a petition for writ of habeas corpus in the Eastern
District of Michigan pursuant to 28 U.S.C. § 2254. The State filed a motion to dismiss, arguing
that Grumbley had not fully exhausted all of his claims. The district court granted the State’s
motion and dismissed the case without prejudice. Grumbley then filed a motion for relief from
the judgment in the state trial court. The trial court denied the motion by opinion and order dated
July 21, 2008, holding that Grumbley could have raised his grounds for relief on direct appeal,
and that he had failed to establish ineffective assistance of counsel.
Grumbley then filed an application for leave to appeal in the Michigan Court of Appeals,
raising the same claims that he raised before the state trial court. The Michigan Court of
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Appeals, by ordered dated December 15, 2008, dismissed the application for leave to appeal for
“failure to pursue the case in conformity with the rules. MCR 7.201(B)(3) and 7.216(A)(10).”
Specifically, Grumbley failed to provide the court with the required number of copies of the
pleadings in a timely manner, despite the court’s warning that failure to provide the requisite
number of copies could result in the dismissal of his application. Grumbley then sought leave to
appeal this decision in the Michigan Supreme Court, but the court denied the application because
it was not persuaded that the questions presented should be reviewed. People v. Grumbley,
773 N.W.2d 15 (Mich. 2009).
Once Grumbley’s collateral appeal in the Michigan courts concluded, he filed a renewed
habeas petition in the district court. After the district court granted Grumbley review of his
habeas petition under 28 U.S.C. § 2241(c)(3), it denied the petition. The district court found that
five of Grumbley’s six claims were procedurally defaulted, and that Grumbley was not entitled
to habeas relief on his Fourth Amendment ineffective assistance of counsel claim—the issue
before us in this appeal. Additionally, the district court denied Grumbley a certificate of
appealability, denied him leave to proceed in forma pauperis on appeal, and denied a subsequent
motion for reconsideration. Grumbley v. Heynes, No. 1:10-CV-10240-BC, 2012 WL 6621153,
at *8 (E.D. Mich. Dec. 19, 2012), reconsideration denied, No. 1:10-CV-10240-BC, 2013 WL
172996 (E.D. Mich. Jan. 16, 2013).
Grumbley then petitioned this Court for a certificate of appealibility. This Court affirmed
the district court on the five procedurally defaulted claims, but granted a certificate of
appealibility solely as to “Grumbley’s claim that trial counsel was ineffective for failing to file a
motion to suppress.” Specifically, this Court stated:
Reasonable jurists could debate the district court’s resolution of
Grumbley’s claim that trial counsel was ineffective for failing to move to suppress
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the evidence seized from his home. “Where defense counsel’s failure to litigate a
Fourth Amendment claim competently is the principal allegation of
ineffectiveness, the defendant must also prove that his Fourth Amendment claim
is meritorious and that there is a reasonable probability that the verdict would
have been different absent the excludable evidence in order to demonstrate actual
prejudice.” Kimmelman v. Morrison, 477 U.S. 365, 375 (1986). According to the
Michigan Court of Appeals, the facts in the record did not support Grumbley’s
argument that a suppression motion would have been meritorious or outcome
determinative because, even if his arrest were illegal, his consent to search his
home allowed for the admission of the seized evidence. In reaching this
conclusion, the Michigan Court of Appeals considered the voluntariness of
Grumbley’s consent to search but did not address whether that consent was
sufficiently attenuated from the allegedly illegal arrest. See United States v.
Beauchamp, 659 F.3d 560, 573 (6th Cir. 2011); United States v. Lopez-Arias, 344
F.3d 623, 629 (6th Cir. 2003).
This Court granted Grumbley’s motion for leave to appeal in forma pauperis. Subsequently,
Grumbley moved for reconsideration of the denial of a certificate of appealability as to his
ineffective assistance of appellate counsel claims, and for appointment of counsel.3 This Court
denied Grumbley’s motion for reconsideration, and granted Grumbley’s motion for appointment
of counsel as to his ineffective assistance of trial counsel claim.
II.
A.
We have appellate jurisdiction over the district court’s denial of Grumbley’s habeas
petition pursuant to 28 U.S.C. §§ 1291 and 2253. When a district court denies a habeas petition,
we review the district court’s findings of law de novo, and its findings of fact for clear error.
Seymour v. Walker, 224 F.3d 542, 549 (6th Cir.2000), cert. denied, 532 U.S. 989 (2001). In
contrast, the standard for reviewing state court determinations of habeas petitions is governed by
3
Prior to being appointed counsel on the limited issue of ineffective assistance of trial counsel,
Grumbley proceeded pro se on all of his prior appeals—direct appeal, state habeas, federal
habeas before the district court, and his request for a certificate of appealability before this Court.
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the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), 28 U.S.C. § 2254. See
Fleming v. Metrish, 556 F.3d 520, 524 (6th Cir. 2009). AEDPA prohibits federal courts from
granting habeas relief “with respect to any claim that was adjudicated on the merits in State court
proceedings unless the adjudication of the claim . . . was contrary to, or involved an unreasonable
application of, clearly established Federal law . . . or . . . was based on an unreasonable
determination of the facts in light of the evidence presented in the State court proceeding.” 28
U.S.C. § 2254(d).
A state court adjudication is “contrary to” federal law if it reaches a conclusion of law
opposite to that reached by the Supreme Court, or if the state court decides a case with materially
indistinguishable facts differently than the Supreme Court. Goodell v. Williams, 643 F.3d 490,
495 (6th Cir. 2011) (citing Williams v. Taylor, 529 U.S. 362, 405-06 (2000)). A state court
decision is an unreasonable application of clearly established federal law if it “correctly
identifies the governing legal rule but applies it unreasonably to the facts of a particular
prisoner’s case.” Parker v. Renico, 506 F.3d 444, 448 (6th Cir. 2007) (citing Williams, 529 U.S.
at 407-08); see also Wiggins v. Smith, 539 U.S. 510, 520 (2003). “Clearly established Federal
law” refers to Supreme Court holdings at the time of the state court’s decision. Williams, 529
U.S. at 412. A panel may not employ circuit precedent “to refine or sharpen a general principle
of Supreme Court jurisprudence into a specific legal rule that [the Supreme] Court has not
announced.” Marshall v. Rodgers, 133 S. Ct. 1446, 1450 (2013) (per curiam).
Claims of ineffective assistance of counsel are governed by the law set forth in Strickland
v. Washington, 466 U.S. 668 (1984). In Strickland, the Supreme Court articulated a two-part test
for determining whether counsel was constitutionally ineffective:
First, the defendant must show that counsel’s performance was deficient. This
requires showing that counsel made errors so serious that counsel was not
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functioning as the “counsel” guaranteed the defendant by the Sixth Amendment.
Second, the defendant must show that the deficient performance prejudiced the
defense. This requires showing that counsel’s errors were so serious as to deprive
the defendant of a fair trial, a trial whose result is reliable.
466 U.S. at 687. The prejudice prong requires the petitioner to “show that there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding would have
been different. A reasonable probability is a probability sufficient to undermine confidence in
the outcome.” Id. at 694. Additionally, “[w]here defense counsel’s failure to litigate a Fourth
Amendment claim competently is the principal allegation of ineffectiveness, the defendant must
also prove that his Fourth Amendment claim is meritorious and that there is a reasonable
probability that the verdict would have been different absent the excludable evidence in order to
demonstrate actual prejudice.” Kimmelman, 477 U.S. at 375.
The Supreme Court has cautioned that the standards created by Strickland and § 2254(d)
“are both highly deferential,” and that “when the two apply in tandem, review is doubly so.”
Harrington v. Richter, 131 S. Ct. 770, 788 (2011) (quoting Lindh v. Murphy, 521 U.S. 320,
333 n.7 (1997) and Knowles v. Mirzayance, 556 U.S. 111, 123 (2009) (internal quotation marks
omitted)). Further, the Supreme Court has instructed federal habeas courts to “guard against the
danger of equating unreasonableness under Strickland with unreasonableness under § 2254(d).”
Id. “When § 2254(d) applies, the question is not whether counsel’s actions were reasonable.
The question is whether there is any reasonable argument that counsel satisfied Strickland’s
deferential standard.” Id.
B.
Because the Michigan Supreme Court denied Grumbley leave to appeal, see People v.
Grumbley, 737 N.W.2d 726, the Michigan Court of Appeals issued the last state court opinion
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adjudicating Grumbley’s Fourth Amendment claim on the merits. People v. Grumbley,
2006 WL 3751427.
The Michigan Court of Appeals began by noting that, because Grumbley did not timely
request a “Ginther hearing” on appeal, the record does not include testimony from his defense
counsel regarding counsel’s reasons for not filing a motion to suppress. Id. at *2 (citing People
v. Ginther, 212 N.W.2d 922 (Mich. 1973)). The court then found that the facts that are in the
record did not support Grumbley’s “contention that a motion to suppress the evidence based on
the constitutionality of the arrest and/or search would have been meritorious or that such a
motion would have been outcome determinative.” Id. The court based this conclusion on the
following analysis.
The court first found that the officers “clearly had probable cause to believe that
defendant recently committed or was still committing numerous felonies, including criminal
sexual conduct against his half-sister, possession of a firearm by a felon, felony-firearm,
extortion, possession of child pornography, and attempt to prepare child sexually abusive
material.” Id. at *3. The court based its probable cause determination on three sources:
(1) direct information from Misty that Grumbley had abused her in the past; (2) direct
information from Misty that Grumbley had given her a limited time to decide whether to
participate in a sexually explicit video or have Chad reported for statutory rape; and
(3) information from Grumbley and Misty’s mutual father that Grumbley had weapons in his
home. Id.
The court also acknowledged that, under the federal and state constitutions, arrests that
occur in the defendant’s residence require “special protections”—i.e., a warrant. Id. at *2. The
court then noted that the warrant requirement could be overcome either by consent or by exigent
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circumstances. Id. The court found the record inconclusive as to whether exigent circumstances
existed because it was “[u]nable to establish the precise location” of Grumbley’s arrest. Id. at
*3. In any event, the court determined that “[e]ven if the arrest was illegal, . . . defendant’s
consent to search the home allow[ed] for the admission of the seized evidence.” Id. The court
reasoned:
Under the exclusionary rule of Wong Sun v. United States, 371 U.S.
471 . . . (1963), “the appropriate inquiry, where a defendant claims that physical
evidence should be suppressed as a result of an unlawful seizure, is whether that
evidence was procured by an exploitation of the illegality or, instead, by means
sufficiently distinguishable to be purged of the primary taint.” People v. Kroll,
. . . 446 N[.]W[.]2d 317[, 318-19] ([Mich.] 1989). Evidence is not to be excluded
from trial if the connection between the purportedly illegal police conduct and the
discovery and seizure of the evidence is so attenuated as to dissipate the taint.
Consent by a defendant, if “sufficiently an act of free will” to purge the primary
taint of the unlawful search or seizure, may produce the requisite degree of
attenuation. People v. Essa, . . . 380 N[.]W[.]2d 96[, 99] ([Mich.] 1985).
The consent exception to the Fourth Amendment’s warrant requirement
allows search and seizure when consent is unequivocal, specific, and freely given.
People v. Marsack, . . . 586 N[.]W[.]2d 234[, 240] ([Mich.] 1998). “Whether
consent to search is freely and voluntarily given is a question of fact based on an
assessment of the totality of the circumstances.” People v. Borchard-Ruhland,
. . . 597 N[.]W[.]2d 1[, 10] ([Mich.] 1999).
Id. The court then found that Detective May, Deputy Henige, and Sergeant Garabelli all
consistently testified that Detective May requested and received permission from Grumbley to
search the trailer. Id. The court emphasized that Grumbley admitted at trial that he consented to
the search, cooperated in the search by directing the officers to locations in the trailer where they
could find his weapons, and “signed a written consent that neither specified the object of the
search nor limited the search in any manner.” Id. The court also emphasized that Grumbley
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“testified that he consented to the search because, although he admittedly downloaded child
pornography onto a computer disk, he forgot that he had the disk in the house.” Id.
The court claimed that Grumbley argued, for the first time on direct appeal, that his
consent was involuntary. See id. at *4 (“Defendant now claims, however, that he gave his
consent only after armed police officers placed him under arrest, and that his consent was thus
coerced and therefore invalid.”). The court found this argument to be dubious at best. Although
the court acknowledged that coercive police conduct or a coercive atmosphere is “relevant in
determining whether the consent was voluntary,” the court did not find Grumbley’s consent to be
involuntary. Id. The court concluded:
At trial, defendant acknowledged consenting to the search of his home,
corroborated numerous facts included in police descriptions of the search and of
defendant’s arrest, mentioned nothing at all about feeling scared, intimidated, or
threatened, and actually provided an explanation for allowing the police to
conduct this search even though defendant—by his own admission—had been
using his computer and recordable media to obtain child pornography.
Considering the totality of the circumstances—including defendant’s age, prior
experience with law enforcement, level of education (high school graduate with
some college), lack of any evidence of drug or alcohol intoxication, lack of
evidence of violence or threats of violence by police, the relatively short duration
of the police detention, the location of that detention being defendant’s home, the
presence of an adult female and young child in that location, defendant’s
testimony regarding his belief that he had already destroyed or discarded his
collection of child pornography, and numerous additional examples of defendant
voluntarily waiving constitutional rights despite his awareness of those rights, we
conclude that the consent to search given by defendant was the product of his own
free will. Additionally, the search was carried out within the scope of defendant’s
voluntarily given consent. It was therefore permissible for officers to seize the
evidence from defendant’s home without the benefit of a warrant. The items
seized were either in plain view or were found in the spots where defendant told
the officers to look.
In sum, given the subject matter of the investigation, the nature of the
information provided by witnesses during the interviews conducted prior to the
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search, and the limitless scope of defendant’s consent, it is reasonable to conclude
that: (1) the officers had probable cause to conduct the search, (2) defendant’s
voluntary, limitless consent vitiated the need for officers to obtain a search
warrant, (3) the incriminating nature of the items seized was readily apparent, and
(4) the officers’ search never exceeded the scope of defendant’s consent. The
evidence was therefore admissible.
Id.
C.
The district court determined that Grumbley’s Fourth Amendment claim “lacks merit.”
Grumbley v. Heynes, 2012 WL 6621153, at *5. Specifically, the district court determined that
Michigan “provides a procedural mechanism for raising a Fourth Amendment claim”—i.e., a
motion to suppress. Id. at *6. Because Grumbley “ha[d] not demonstrated that Michigan courts’
mechanism for evaluating [his] Fourth Amendment claim malfunctioned,” the district court
concluded that Grumbley did not have a cognizable, independent Fourth Amendment claim. Id.
However, the district court then found that, although Grumbley’s Fourth Amendment
claim was “not cognizable on habeas review under Stone [v. Powell, 428 U.S. 465 (1976)], he
[was] not precluded from raising a Sixth Amendment claim on the basis of his counsel’s not
litigating the claim.” Id. at *6. The district court, relying entirely on the above excerpted
portions of the Michigan Court of Appeals’ consent analysis, also found that Grumbley’s
ineffective assistance of counsel claim lacked merit. Id. at *8. The court thus denied habeas
relief on Grumbley’s ineffective assistance of counsel claim.
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III.
The Fourth Amendment protects “[t]he right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable searches and seizures. . . .” U.S. Const.
amend IV. The protections afforded by the Fourth Amendment are nowhere greater than in the
home. As stated by the Supreme Court in Payton v. New York:
The Fourth Amendment protects the individual’s privacy in a variety of settings.
In none is the zone of privacy more clearly defined than when bounded by the
unambiguous physical dimensions of an individual’s home—a zone that finds its
roots in clear and specific constitutional terms: “The right of the people to be
secure in their . . . houses . . . shall not be violated.” That language unequivocally
establishes the proposition that “[a]t the very core [of the Fourth Amendment]
stands the right of a man to retreat into his own home and there be free from
unreasonable governmental intrusion.” Silverman v. United States, 365 U.S. 505,
511, 81 S. Ct. 679, 683 [(1961)]. In terms that apply equally to seizures of
property and to seizures of persons, the Fourth Amendment has drawn a firm line
at the entrance to the house.
445 U.S. 573, 589-90 (1980) (first and second alterations in original). In Payton, the Supreme
Court made clear that the Fourth Amendment prohibits the police from making a warrantless and
nonconsensual entry into a suspect’s home in order to make a routine felony arrest. Id. at 576.
“Absent exigent circumstances,” the threshold of the home “may not reasonably be crossed
without a warrant.” Id. at 590.
A.
It is undisputed that the officers involved in Grumbley’s arrest did not have a warrant
when they arrested Grumbley at his home, and were not operating under any confused or
mistaken belief that they had a warrant. Accordingly, under Payton and its progeny, the officers’
entry into Grumbley’s private home without a warrant to effect an arrest can only be justified
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either by exigent circumstances or by consent. Payton, 445 U.S. at 576; see also Steagald v.
United States, 451 U.S. 204, 211 (1981).
The State does not argue that exigent circumstances permitted entry of the home without
a warrant or consent. Nor does the State argue that the post-arrest search would have been
permissible absent an original consent to enter the home.4 Accordingly, the only Fourth
Amendment issue on appeal is whether the arrest was legal because the officers had consent to
enter the home in the first place, as the State now argues. The State, however, did not make this
argument to the state courts or to the district court below. At oral argument, the State argued that
it should be excused from raising the issue below because of federalism concerns underlying the
limited nature of federal habeas corpus. But in this case, the State did not provide a factual basis
in the state courts for its present contention that the officers had consent to enter the home. 5 We
therefore conclude that the officers lacked consent to enter the home. It follows that the State is
4
The State chose not to address the issue certified for appeal. Rather, the State has raised two
arguments: (1) probable cause supported Grumbley’s in-home arrest and he voluntarily
consented to the search of the trailer; and (2) Grumbley gave consent for the police to enter his
home. As to the first argument, the state court employed the same logic when it concluded that,
“[e]ven if the arrest was illegal, . . . defendant’s consent to search the home allows for the
admission of the seized evidence.” People v. Grumbley, 2006 WL 3751427, at *3. Probable
cause alone is not sufficient to justify a warrantless, in-home search. For this reason, both the
State and the state court have elided the threshold question that this Court certified: whether
Grumbley’s warrantless, in-home arrest was illegal, and whether the subsequent consent to
search was sufficiently attenuated from the allegedly illegal arrest. In raising this argument,
rather than addressing the issue certified, the State concedes that were this Court to find
Grumbley’s arrest illegal, then his consent to search was not sufficiently attenuated from the
illegal arrest.
5
The factual basis for this argument is not apparent. The officers knocked on the door of the
trailer with guns drawn, an occupant of the trailer answered the door, the officers immediately
entered, and the officers immediately ordered Grumbley to the ground and handcuffed him.
Grumbley’s ambiguous statement, “three times you’re out,” upon seeing the officers at his door
cannot reasonably be construed as submitting to arrest or consenting to police entry, as the State
now argues.
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left without a leg to stand on regarding whether there was a Fourth Amendment violation
regarding the search.
B.
We turn now to the question of whether the state court unreasonably applied Strickland in
finding that Grumbley’s trial counsel was constitutionally effective despite his failure to move to
suppress the physical evidence obtained from the search of Grumbley’s home. We find that
Grumbley has met his burden under the doubly deferential standards of AEDPA and Strickland.
The state court concluded that “the facts in the record do not support defendant’s
contention that a motion to suppress the evidence based on the constitutionality of the arrest
and/or search would have been meritorious or that such a motion would have been outcome
determinative.” People v. Grumbley, 2006 WL 3751427, at *2. The state court predicated this
conclusion on its finding that, “[e]ven if the arrest was illegal, . . . [Grumbley]’s consent to
search the home allows for the admission of the seized evidence.” Id. at *3. For the reasons
discussed, the state court’s analysis is incorrect because voluntary consent alone is insufficient to
purge the taint of an illegal seizure. Voluntariness is only the “threshold” condition of the Fourth
Amendment analysis required by Supreme Court precedent. Dunaway v. New York, 442 U.S.
200, 219 (1979). In failing to conduct the attenuation analysis, the state court unreasonably
applied clearly established federal law. The district court, in relying entirely on the state court’s
consent analysis to determine that Grumbley’s ineffective assistance of counsel claim “lack[ed]
merit,” also erred. Grumbley v. Heynes, 2012 WL 6621153, at *8.
Under the first prong of the Strickland test, Grumbley has satisfied his burden of showing
his trial counsel’s performance fell below an objective standard of reasonableness when he failed
to move to suppress evidence tainted by illegality. Because Grumbley’s pro se Ginther motion
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was untimely, we cannot know what Grumbley’s trial counsel’s reasons were for not filing a
motion to suppress. Even so, it is difficult to conceive of a legitimate trial strategy or tactical
advantage to be gained by not filing a motion to suppress. The warrantless and nonconsensual
entry into Grumbley’s home in order to make a routine felony arrest is a clear violation of
Payton. That violation is not obviated by exigent circumstances and, under Wong Sun and its
progeny, is not obviated by valid consent.
Under the second prong of the Strickland test, Grumbley has satisfied his burden of
showing he was prejudiced by his counsel’s failure to file a motion to suppress. Conceptually,
the seven charges brought against Grumbley can be divided into three categories: (1) charges
related to Misty’s allegations (extortion, attempt to prepare child sexually abusive material, and
child sexually abusive activity as to Misty and Chad); (2) charges related to Dory (child sexually
abusive activity, of which Grumbley was acquitted); and (3) charges related to the firearms and
pornographic material found during the illegal search (possession of child sexually abusive
material, being felon in possession of a firearm, and felony-firearm possession). The charges in
the first category were not related to any of the effects found during the search. We can
therefore safely presume that other evidence presented at trial was sufficient to convict
Grumbley of the extortion and attempt to prepare child sexually abusive material charges. See
Strickland, 466 U.S. at 695 (noting that courts assess the totality of the evidence in the record in
evaluating whether an error prejudiced the defendant). The charges in the third category,
however, depend largely on the effects found during the unlawful search. In other words, the
critical components of the prosecution’s case against Grumbley for three of the five convictions
rest on evidence that should have been suppressed. If the trial court had suppressed the firearms,
the State would not have had physical evidence to support Grumbley’s convictions for felony-
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firearm possession and being a felon in possession of a firearm. If the trial court had suppressed
the CD, magazine, and photographs, the State would not have had physical evidence to support
Grumbley’s conviction for possession of child sexually abusive material. Without this evidence,
the State would have lost a significant evidentiary portion of its case-in-chief against Grumbley,
as well as the opportunity to further prejudice the jury against him.
The State avers that, even if this Court determines that trial counsel’s performance fell
outside the range of reasonable professional assistance, Grumbley’s claim still fails because he
cannot show a substantial likelihood that the outcome of trial would have been different absent
counsel’s alleged error. Scant record evidence supports this contention. The State cites to
extensive trial testimony by Misty and others regarding what Grumbley attempted to pressure
Misty into doing. Citation to this testimony is a red herring, however, because the charges
related to Grumbley’s conduct toward Misty are distinct from the charges related to the effects
found during the illegal search.
The State then argues that Robinson testified she once saw Grumbley viewing child
pornography on his computer, and that Robinson and Grumbley, Sr., testified that Grumbley kept
guns in his room. This testimony was not somehow sufficient for the jury to convict Grumbley,
as the State claims. Testimony by witnesses, coupled with introduction into evidence of the
firearms and pornographic materials seized during a search, is sufficient to support convictions
for possession of firearms or child sexually abusive materials. But exclusion of the physical
evidence would create a reasonable probability that the result might be different. It defies logic
for the State to suggest that the physical evidence of the alleged crimes was somehow immaterial
to Grumbley’s convictions. Because the State cannot point to any other record testimony
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supporting Grumbley’s convictions on the possession charges, we find that Grumbley was
prejudiced by his counsel’s errors.
Additionally, the Supreme Court’s decision in Kimmelman further informs our analysis of
the prejudice prong. Under Kimmelman:
Where defense counsel’s failure to litigate a Fourth Amendment claim
competently is the principal allegation of ineffectiveness, the defendant must also
prove that his Fourth Amendment claim is meritorious and that there is a
reasonable probability that the verdict would have been different absent the
excludable evidence in order to demonstrate actual prejudice.
477 U.S. at 375. We find that Grumbley has also satisfied this enhanced burden. As discussed,
the State has pointed to no competent record evidence to support its claim that, absent the
illegally seized effects, the other evidence presented at trial was sufficient to convict Grumbley
of the three possession charges. There is, therefore, reason to believe that the jury would not
have convicted Grumbley of the possession charges absent introduction of the effects the State
alleged he possessed. A motion to suppress, when granted, would have single-handedly
excluded the principal evidence in support of these three charges. The motion to suppress likely
would have been meritorious because of the illegality of Grumbley’s arrest and the insufficiency
of his consent to search. Without this physical evidence, there is a reasonable probability that the
outcome of the trial would have been different on these three charges.
C.
Finally, although the State originally argued that, under the concurrent sentence doctrine,
this Court should not review Grumbley’s ineffective assistance of counsel claim, the State
abandoned this contention at oral argument. The concurrent sentence doctrine does not dispose
of this case. It is clear that granting Grumbley a writ of habeas corpus throws out his conviction
for felony-firearm possession, for which he has served a two-year sentence preceding and
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consecutive to the sentences on the other charges. It is less clear what becomes of Grumbley’s
remaining sentences.
As partially explained by the State at oral argument, Michigan applies prior record
variables (“PRVs”) as part of its sentencing guidelines.6 PRVs are the seven factors Michigan
uses to evaluate an offender’s criminal history and determine the offender’s PRV score. An
offender’s PRV score determines the offender’s PRV level. An offender’s PRV level is
represented on the horizontal axis of each sentencing grid and is designated by capital letters
from A to F, according to the offender’s PRV point total. PRV level A represents the column
with the least number of points and PRV level F represents the column with the highest number
of points. Additionally, Michigan also applies offense variables (“OV”) as part of its sentencing
guidelines. OVs are the factors used to evaluate the seriousness of the offense and to determine
the offender’s OV score. An offender’s OV score determines the offender’s OV level.
Depending on the specific sentencing grid, the OV levels are designated by roman numerals
from I to VI along the vertical axis of the grid. The OV level’s numeric designation increases as
the offender’s OV point total increases. The severity of an offender’s penalty increases as both
their OV level and PRV level increases. An offender’s recommended minimum sentence range is
indicated by the numeric range in the cell located at the intersection of the offender’s “OV level”
(vertical axis) and “PRV level” (horizontal axis) on the appropriate sentencing grid. Mich.
Comp. Laws § 777.21(1)(c).
Of particular relevance here is PRV 7, which adds points to an offender’s PRV score
based on whether the offender has subsequent or concurrent felonies. Granting Grumbley a
6
Michigan Judicial Institute, State of Michigan Sentencing Guidelines Manual (2014), available
at http://courts.mi.gov/education/mji/publications/documents/sg-manual.pdf.
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conditional writ of habeas corpus has the effect of vacating three of his convictions, on which he
is serving concurrent sentences with other, non-vacated charges. Accordingly, this may affect
the number of points he was assessed under PRV 7, which in turn may change which cell of
Michigan’s sentencing grid he falls into. It may be that, after vacating the three convictions,
Grumbley’s sentence remains 24 to 50 years. Alternatively, it may be that throwing out the three
convictions results in a lowering of Grumbley’s sentence on the remaining convictions.
Because the result is unclear on the record before us, we remand to the district court with
instructions to grant Grumbley a conditional writ of habeas corpus vacating the three convictions
and ordering the State of Michigan to recalculate Grumbley’s sentence.
IV.
In summary, Grumbley’s trial counsel should have filed a motion to suppress the
evidence obtained from of the unlawful search, and that motion would have been meritorious and
outcome-determinative of three of Grumbley’s convictions. The state court, therefore,
unreasonably applied Strickland v. Washington in finding that Grumbley was not denied
effective assistance of counsel. For these reasons, we REVERSE the district court’s denial of
Grumbley’s § 2254 petition on his ineffective assistance of trial counsel claim, and REMAND
to the district court for entry of a conditional writ of habeas corpus and further proceedings
consistent with this opinion.
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