Amanda Landis v. Jason Baker

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 08a0622n.06
Filed: October 16, 2008
Nos. 07-2360/07-2361
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
AMANDA LANDIS, Personal Representative
of the Estate of Charles Christopher
Keiser, Deceased. On Appeal from the United
States District Court for the
Plaintiff-Appellee Eastern District of Michigan
vs.
JASON BAKER, et al.
Defendants-Appellants.
BEFORE: MOORE, COLE, Circuit Judges; and GRAHAM*, District Judge.
GRAHAM, District Judge. This civil rights and wrongful death action concerns
whether the defendants, a Michigan State Trooper and three Livingston County Deputy
Sheriffs, are entitled to qualified and/or governmental immunity arising from the death of
a suspect during an attempted arrest. Charles Keiser, deceased (Keiser) drowned
when the individual defendants were attempting to arrest him while he was in
approximately two feet of water, mud and sediment.
Plaintiff Amanda Landis, Keiser’s daughter and personal representative, filed a
* The Hon. James L. Graham, United States District Judge for the Southern
District of Ohio, sitting by designation.
1
complaint for wrongful death against Michigan State Troopers Todd Cardoza (Cardoza)1
and Greg Galarneau (Galarneau), Livingston County Deputy Sheriffs Jason Baker (Baker),
James Lynch (Lynch), William Schuster (Schuster),2 (collectively, defendant officers) and
Livingston County. Plaintiff alleged a 42 U.S.C. §1983 claim for violation of Keiser’s
constitutional right to be free from unreasonable searches and seizures, claiming that the
defendant officers used excessive force in arresting him. Plaintiff also alleged a section
1983 claim against Livingston County claiming it has a policy of violating constitutional
rights by its conscious disregard of the substantial risk of harm posed by its failure to
properly train, screen, investigate and discipline its employees. Count Three of the
complaint alleged state claims of assault and battery. Plaintiff sought both compensatory
and punitive damages.
Defendant Galarneau filed an answer, along with a motion to dismiss the section
1983 and assault and battery claims, on December 21, 2005. Livingston County, and
Deputy Sheriffs Lynch, Baker, and Schuster filed an answer on January 6, 2006. The
County, Deputy Sheriffs and Galarneau filed motions for summary judgment. The individual
officers all claimed qualified and governmental immunity. After conducting a hearing on
the motions, the district court denied the individual officers’ motions on September 28,
2007.
1
Trooper Cardoza died in an unrelated incident on March 25, 2005 and
was dismissed from the case on October 17, 2007.
2
Deputy Schuster was dismissed from the case on October 17, 2007.
2
The defendant officers argue on appeal that the district court erred in concluding
that a reasonable jury could find that their actions against Keiser were objectively
unreasonable. Defendants assert that the totality of the circumstances required a finding
that the officers did not use excessive force against Keiser and that even if they did, they
had no reason to know that their actions would violate a clearly established constitutional
right.
I. Background
In order to seek interlocutory review, the defendants must concede the plaintiff’s
view of the facts. Shehee v. Luttrel, 199 F 3d 295, 299 (6th Cir. 1999).
On the morning of November 25, 2004, several motorists called Livingston County
911 Central Dispatch to report that a bulldozer was blocking the two southbound lanes on
US-23 near —59 in Hartland Township. Callers described a white male with long blond hair
and a brown jacket running down the median in a southbound direction away from the
bulldozer. Trooper Cardoza and Livingston County Sheriff Deputy Oswalt were dispatched
to the scene at 8:37a.m. Trooper Cardoza arrived first, and, noticing the precarious position
of the bulldozer which was perched near the crest of the hill, he asked Oswalt to shut down
southbound US-23.
Cardoza continued down US-23 until he noticed a man matching the 911 callers’
description trying to enter a large front and rear loader in the median of the highway, south
of the bulldozer. After exiting his vehicle, Cardoza approached the man, Charles Keiser,
a forty-seven year old resident of Oakland County, Michigan. When asked to stop by the
3
officer, Keiser “muttered something about God” and ran towards traffic heading northbound
on US-23, eventually crossing the freeway toward a fence separating US-23 from Blaine
Road. Because Keiser would not stop as ordered, Cardoza sprayed him in the face with
pepper spray but Keiser managed to climb the fence and continued running away from
Cardoza.
Another Michigan State Trooper, Greg Galarneau, who had been alerted to the
situation, arrived on Blaine Road and saw Keiser walking southbound towards him.
However, when Keiser looked up and noticed Galarneau, he began running back towards
Trooper Cardoza, who by now had climbed the fence and was running down Blaine Road.
Despite verbal commands to stop, Keiser continued running until Trooper Cardoza was
able to tackle him to the ground. Galarneau then arrived and assisted Cardoza in trying
to handcuff and restrain Keiser.
At some point, Keiser was able to roll over and grab Galarneau by the throat3.
Noticing that Galarneau was having difficulty breathing, Cardoza retrieved Galarneau’s
baton and struck Keiser with it in the forearms and thighs. Galarneau then sprayed his
pepper spray in Keiser’s face which caused him to release his grip on Galarneau’s throat.
3
There is a factual question as to how this occurred. In his statement,
Cardoza indicates that the officers and Keiser were positioned on an embankment and
began sliding, which allowed Keiser the opportunity to free his hands. According to
Cardoza, Keiser then began choking Galarneau with both hands for approximately 15
seconds. Detective Gregory Poulson reports in his incident report, that the officers were
unable to control Keiser and he “threw them off of him.” He further states that as
Galarneau was holding Keiser’s left arm, Keiser grabbed Galarneau’s throat with his
right hand and began choking him.
4
Keiser then stood up and walked into the nearby woods. At 8:48 a.m., Galarneau radioed
in to dispatch to report that “this guy [Keiser]’s on something, man” and that “nothing can
stop him at this point.” Galarneau then requested back up from a county officer with a
taser.4 Neither Galarneau nor Cardoza had been trained in the use of a taser, and they
were not authorized to carry one. After calling in for a taser and backup, Galarneau and
Cardoza followed Keiser into the woods until Keiser stopped in a swampy area. Keiser had
not spoken to the officers and “gave no verbal resistance.” He was not armed when the
officers approached him in the swamp.
At 8:51 a.m., Deputy Lynch who had been listening to the radio traffic, relayed to the
dispatcher that he was in possession of a taser and would be heading out to meet the
other units. Deputy Baker was also alerted to the situation and arrived on the scene prior
to Lynch. At this point, Trooper Galarneau was positioned approximately twenty feet to the
east of Keiser, with Trooper Cardoza on the west side of Keiser. As Baker approached the
scene, he saw Keiser in a “water hole, just standing, not swaggering, not pacing, not doing
anything, just standing.” Keiser had his hands in the water, as though he were searching
for something, but in a very slow and methodical manner. Baker referred to Keiser as “very
4
A “'taser' is an electronic device used to subdue violent or aggressive
individuals. By pressing a lever, a high voltage electrical current is transmitted through a
wire to the target." Nicholson v. Kent County Sheriff's Dept., 839 F. Supp. 508, 515, n.4
(W.D. Mich. 1993). The “advanced tasers” like the one used by Deputy Lynch not only
“stun the target; they directly control the muscles, causing an uncontrollable
contraction.” The taser can be used to either shoot 2 probes out at the target up to a
range of 21 feet or in “stun gun” mode where the taser is directly placed on the body of
the target. When the taser is used in “stun mode” the taser does not fully incapacitate
the muscles but rather is used for “pain compliance.”
5
lethargic, almost like ‘Frankenstein.’” Baker tried to talk Keiser into giving himself up and
coming out of the water. He asked Keiser “his name, where he was, what day it was, etc.”
but “Keiser had nothing but a blank stare on his face and looked right through [Baker].”
Shortly thereafter, Deputy Lynch, along with Deputy Schuster, arrived on scene and
asked Keiser to take his hands out of his pockets at least three times. Keiser did not
respond. Lynch noted that “Keiser was completely oblivious to his surroundings. . . there
was no response verbally to anything that [Lynch] or Deputy Baker said.” According to
Lynch, during the entire time he was on the scene, Keiser “never said one word.” At some
point Keiser pulled a shiny metallic object out of his pocket and threw it to the side of the
water. Deputy Baker mentioned that it could have been a knife. However, the officers
agree that Keiser did not have any visible weapons on him.
The officers were now in positions approximately 20 feet to 20 yards away from
Keiser, surrounding him on all sides. When Keiser again failed to respond to an order that
he take his hands from his pockets, Trooper Galarneau then told Deputy Lynch to “tase
him [Keiser].” Deputy Lynch gave a few more instructions to an unresponsive Keiser and
thereafter fired two probes from the taser at Keiser from approximately 7 yards away.5 One
probe stuck in the exterior of Keiser’s jacket while the other probe bounced off and fell to
the ground. When the taser was deployed Keiser “flinched downward” and then pulled the
probe off his coat and begin pulling at the wires. At this point, the officers attempted to
5
This is the farthest distance from which the taser should be shot. The
taser manual states “never fire the advanced taser at a target more than 21 feet away”
and the optimal range is 7-10 feet.
6
move in on Keiser, with Baker reaching Keiser first and grabbing him by both of the arms
while Galarneau hit Keiser with a baton in the legs “approximately ten (10) times with no
effect.”6 Deputy Lynch confirmed that there were “several” baton strikes to no effect.
While Baker was still trying to maintain a hold on Keiser’s arms, Keiser fell face forward,
forcing himself and Baker into a “semi-prone” position in the water. Keiser had his face
just above the water at that point with his hands underneath him holding his head and face
out of the water. The depth of the water was later measured by police technicians at 10
3/4 inches and the depth of the water and sediment at 20 and ½ inches. Trooper
Galarneau was “kneeling on the suspect’s waist area” with Deputies Lynch and Baker on
each side of Keiser. Trooper Cardoza and Deputy Schuster were observing the struggle
from the side.
While Keiser was facing downwards towards the water in a push-up type position
with his arms supporting the weight of his body, with Trooper Galarneau on Keiser’s back
holding one handcuffed arm, and Deputy Baker holding onto Keiser’s other arm, Deputy
Lynch moved in with the taser in “stun mode” and applied it directly to the back of Keiser’s
leg at the tibial nerve. When the trigger on the taser is pulled, a charge is emitted for
approximately 5 seconds. Keiser had no obvious reaction to this stun. Fourteen seconds
6
Trooper Galarneau offers a different version of events than both Lynch
and Baker, who both testified that Baker made the first contact with Keiser by grabbing
him at the wrists. In his deposition, Galarneau asserts that he made the first contact
with Keiser when he struck him with a baton. He then states that Keiser turned and
came at Galarneau and that at this point Galarneau grabbed Keiser and the other
officers jumped in to help.
7
after the first stun, Lynch stunned Keiser a second time on the bare skin of his back. After
the second stun, Keiser arched his back and groaned but failed to give his un-cuffed hand
to the officers. Lynch then applied the taser to Keiser’s brachial plexis region. Although
Deputy Lynch states that he only shot the taser four times (once using the probe aimed at
Keiser’s chest and three times in stun mode), the taser records show that it was deployed
against Keiser a total of five times in a span of one minute and thirty-seven seconds.7
Deputy Lynch then noticed that Keiser’s face was under water up to his ear level.
He informed the other officers that Keiser’s face was underwater but the other officers were
busy trying get Mr. Keiser’s hands out from under him. Lynch then holstered his taser and
attempted to pull Keiser’s head out of the water by his hair. Deputy Baker also noticed that
Keiser’s face was, at one point, submerged to his hairline for approximately 10-15 seconds.
Lynch stated that Keiser resisted having his head pulled out of the water and when he was
unable to pull Keiser’s head out of the water he released it. At this time, Keiser had only
one arm underneath him for support, an officer on his back and another officer holding his
other arm, and he was being stunned with the taser.
Eventually, the officers were able to handcuff Keiser’s other arm and drag him out
of the water onto dry land. Shortly thereafter, the officers noticed that Keiser was not
breathing and that he had a “blue tint to his lips.” The officers began chest compressions
and breaths until an ambulance arrived. The EMS squad suctioned a “substantial amount”
7
The State’s autopsy report identified what appeared to be taser marks on
the front of Keiser’s thigh which may account for the fourth recorded activation of the
taser.
8
of water, leaves, twigs and mud out of Keiser’s airway. Keiser was pronounced dead upon
arrival at the hospital. Two autopsy results, one conducted by the county, and one ordered
privately by the plaintiff, reported finding thick mud in Keiser’s airway and lungs, and
concluded that he had died as a result of drowning.
II. The decision below
On September 28, 2007, the district court denied summary judgment to
Galarneau, Lynch and Baker and took the county’s motion under advisement8. The
district court concluded that there were issues of material fact with regards to qualified
and governmental immunity. In reaching this decision, the court applied a three-step
inquiry: 1) whether the facts viewed in a light most favorable to the plaintiff showed that
a constitutional violation had occurred; 2) whether the violation involved a clearly
established constitutional right of which a reasonable person would have known; and 3)
whether plaintiff offered sufficient evidence to indicate that what the officer did was
objectively unreasonable in light of clearly established constitutional rights. See
Champion v. Outlook Nashville, Inc., 380 F. 3d 893, 900 (6th Cir. 2004).
The district court concluded that the evidence demonstrated that the officers had
committed a constitutional violation by using excessive force in attempting to arrest
Keiser. Construing the facts in favor of the plaintiff, the court noted evidence that Keiser
was suspected of moving construction equipment to block traffic . The court also
commented that although Keiser had actively resisted arrest previously, at the time the
8
The county is not a party to the appeal.
9
force was used against him, “he was unarmed, knee deep in muddy water, surrounded
by at least four law enforcement officers, and was no longer trying to resist arrest.” In
this position, he was then struck multiple times with a baton, shocked with a taser and
pushed into a position that submerged his head in muddy water. The court concluded
this conduct was objectively unreasonable and therefore constituted excessive force.
The district court next considered whether the defendant officers’ actions
violated a “clearly established constitutional right.” In concluding that there was
sufficient evidence upon which the court could answer the question in the affirmative,
the court broke the officers’ actions down into: 1) the use of the baton on Keiser, 2) the
use of the taser on Keiser, and 3) the act of placing Keiser into a position such that his
head became submerged in the muddy swamp. The court determined that the officers
should have known that striking Keiser with a baton more times than was reasonably
necessary to subdue him, or after he was already subdued, would constitute a violation
of a constitutional right. The court reached the same conclusion about the use of
tasers, drawing an analogy to cases in which the excessive use of pepper spray has
been found to violate constitutional rights. The court further added that “common sense
and analogy” mandated the conclusion that submerging a suspect’s head under water
would violate a clearly established constitutional right.
Finally, the district court considered whether the plaintiff had set forth sufficient
evidence to indicate that the defendant officers’ conduct was objectively unreasonable
in light of the clearly established constitutional rights. Plaintiff offered the Autopsy
10
Report of Werner U. Spitz, MD and the statements of the officers to support her
contention that the officers acted unreasonably in repeatedly striking Keiser with a
baton. The autopsy report found “two parallel linear bruises approximately 3" in length,
3/8" apart with extensive underlying hemorrhage” on the front and back of Keiser’s right
thigh and concluded these were “baton marks.” In an internal investigation report by the
Livingston County Sheriff’s Department, Deputy Baker reported that Galarneau struck
Keiser at least ten times with the baton while Keiser was standing in knee deep water.
These facts led the district court to conclude that there was a genuine issue of material
fact with regards to whether the officers’ conduct was objectively reasonable.
The autopsy report also indicated evidence of “paired taser injuries, total of 5
individual marks up to 1 1/4" apart with surrounding red halo” and “subcutaneous
hemorrhage.” Dr. Spitz’ report also contained his opinion that the “use of taser while
immersed would have enhanced the drowning process.” A copy of the taser data log
showed that the taser had been fired five times in a span of one minute and twenty
three seconds. The district court concluded that this evidence suggested that Keiser
was tasered five times in under two minutes, and possibly while his head was
submerged in water. These facts led the court to conclude that the plaintiffs had
established sufficient evidence to create a genuine issue of material fact with regards to
whether the defendant officers’ conduct was objectively reasonable.
Finally, the district court concluded that the evidence could support a finding that
the officers’ actions during the course of the attempted arrest forced Keiser’s head
11
under water causing him to drown. These facts led the district court to conclude that
there was a genuine issue of material fact with regards to whether the defendant
officers were entitled to qualified immunity.
The district court also denied the defendants officers’ motions for summary
judgment based on Michigan’s Governmental Tort Liability Act (GTLA). Under GTLA,
governmental immunity applies to actions by a government official which are justified
and are objectively reasonable, even if the actions are purportedly intentional torts. Van
Vorous v. Burmeister, 262 Mich App. 467, 480; 687 NW2d 132, 141 (Mich. Ct. App.
2004). Because the analysis under GTLA also turns on whether the officers’ actions
were objectively reasonable, the court reiterated its finding that the evidence presented
a genuine issue of material fact as to whether the officers’ actions were objectively
reasonable under the circumstances presented by this case.
III. Standard of review
The issue of whether qualified immunity is applicable to an official’s conduct is a
question of law. See Champion, 380 F. 3d at 900 (6th Cir. 2004). If the legal question
is dependent upon which version of facts one believes, then the jury must determine
liability. Id. Thus, if there is a disagreement as to the facts, the reviewing court must
consider the evidence in the light most favorable to the Plaintiff. Id. This court reviews
such mixed questions of law and fact, as are found in a district court’s denial of qualified
immunity, de novo. Nelson v. Riddle, No. 06-5570, 217 Fed. Appx. 456, 460 (6th Cir.
2007). A defendant who is denied qualified immunity may file an interlocutory appeal if
12
the appeal raises pure legal issues. Shehee v. Lutrell, 199 F. 3d 295, 299 (6th Cir.
1999). A federal court of appeals hears an appeal of a denial of qualified immunity at
summary judgment as an interlocutory appeal pursuant to the collateral-order doctrine
under 28 U.S.C. § 1291. Dorsey v. Barber, 517 F.3d 389, 394 (6th Cir. 2008). Further,
Michigan state law “authorizes an interlocutory appeal from an order denying
governmental immunity from suit.” Marvin v. City of Taylor, 509 F.3d 234, 251 (6th Cir.
2007).
IV. Discussion
A. Whether the district court improperly denied the motions of
defendant officers for summary judgment based on qualified
immunity?
Qualified immunity provides that “government officials performing discretionary
functions generally are shielded from liability for civil damages insofar as their conduct
does not violate clearly established statutory or constitutional rights of which a
reasonable person would have known." Champion, 380 F.3d at 900-901 (citing Harlow
v. Fitzgerald, 457 U.S. 800, 818 (1982)). The Sixth Circuit evaluates qualified immunity
claims using the three-part inquiry employed below by the district court. See Feathers v.
Aey, 319 F. 3d 843, 848 (6th Cir. 2003). First, this court must determine whether the
plaintiff has alleged facts which, taken in a light most favorable to him, show that the
official's conduct violated a constitutionally protected right. If the answer to the first
question is “yes,” then this court must determine whether the violated right was “clearly
established such that a reasonable official, at the time the act was committed, would
13
have understood that his conduct violated that right.” Id. Thirdly, if the right was clearly
established, we must consider whether the plaintiff has alleged sufficient facts and
supported his allegations with sufficient evidence to indicate that what the official did
was unreasonable in light of the clearly established constitutional right. Id.
1. Whether a constitutional right was violated.
The Supreme Court has established that the right to be free from excessive force
during an arrest or investigatory stop is guaranteed by the Fourth Amendment's
prohibition against unreasonable seizures. Graham v. Connor, 490 U.S. 386, 393-94
(1989). Claims of excessive force in the context of arrests or investigatory stops are
analyzed under the Fourth Amendment's "objective reasonableness standard," not
under substantive due process principles. Id. Given that police officers often have to
make split-second decisions under tense circumstances, “the reasonableness of an
officer’s belief as to the appropriate level of force should be judged from that on-scene
perspective.” Id. at 396. In considering the merits of a constitutional excessive force
claim, the court must pay “ careful attention to the facts and circumstances of each
particular case, including the severity of the crime at issue, whether the suspect poses
an immediate threat to the safety of the officers or others, and whether he is actively
resisting arrest or attempting to evade arrest by flight." Id.Here, the facts, taken in a light most favorable to the plaintiff, establish that a
14
constitutional violation occurred.9 Construing the facts in the light most favorable to the
plaintiff requires us to assume that the defendant officers used substantial force,
including at least ten strikes of a police baton, to force Keiser face down into two feet of
mud and water when he was not actively resisting arrest or posing a threat to anyone in
the vicinity. This court must also assume that while Keiser was being pinned down by
having Trooper Cardoza on his back, and while his arms were being held by two
officers, Keiser was tasered four times in a span of several seconds. The facts, taken
in a light most favorable to the plaintiff, also require us to assume that Keiser’s face was
submerged for at least ten to fifteen seconds during the time the officers were holding
him down. All of this must be examined against the backdrop of an initially minor and
non-violent crime of moving pieces of construction equipment to block a freeway.
Although Keiser’s second alleged crime, of attempting to choke Trooper
Galarneau and/or evade the officers, was more severe and would constitute a felony
under Michigan law, see, MCLS § 750.479 (a person shall not knowingly and willfully
resist or obstruct and officer in the discharge of his duty), the evidence tends to show
9
In making his argument on appeal, Trooper Galarneau does not accept the
facts as asserted by plaintiff to be true. Rather, Galarneau asserts that he only struck
Keiser with the baton once and that he did so because Keiser had turned towards him
as if to attack. Deputies Baker and Lynch, however, both reported that Galarneau
struck Keiser multiple times with the baton. The difference between the plaintiff’s
version of events (that Galarneau struck Keiser at least ten times with his baton) and
Galarneau’s assertion that he struck once in response to an attack, is obvious and
important. It may be objectively reasonable to strike an attacking suspect once while it
might be objectively unreasonable to strike a non-violent, non-resisting suspect ten
times. For purposes of an interlocutory appeal, the Court must view the facts in a light
most favorable to the plaintiff and cannot consider Galarneau’s factual arguments.
15
that at the time of the fatal struggle, Keiser was no longer a threat to the officers nor
was he actively attempting to flee. See Frazell v. Flanigan, 102 F.3d 877, 885 (7th Cir.
1996) (the fact that a certain degree of force may have been justified earlier in the
encounter to restrain the suspect does not mean that such force still was justified once
the suspect had been restrained), overruled on other grounds by McNair v. Coffey, 279
F.3d 462 (7th Cir. 2002). After Keiser released Galarneau and walked into the woods,
there was no longer a threat to any of the officers. Keiser was not belligerent or verbally
resistant. He was not wielding a weapon. He was moving lethargically and appeared to
be unaware of his surroundings. He was standing in at least a foot of muddy and cold
water, surrounded by at least four officers who were aware that Keiser was behaving in
a manner that could indicate a mental illness.
The district court correctly concluded that, when the facts are viewed in this light,
the conduct of the officers was clearly unreasonable and a constitutional right was
violated.
2. Clearly established right.
"Even if a plaintiff can establish the violation of a constitutional right by an officer,
he must additionally establish that the right was clearly established at the time of
violation in order to avoid dismissal on the grounds of immunity.” Griffith v. Coburn, 473
F.3d 650, 658 (6th Cir. 20007). To satisfy this second prong, “the right must have been
'clearly established' in a particularized sense: The contours of the right must be
sufficiently clear that a reasonable official would understand that what he is doing
16
violates that right." Anderson v. Creighton, 483 U.S. 635, 640 (1987). However, the
official’s exact action need not have been previously held to be unlawful but rather, “in
light of pre-existing law the unlawfulness must be apparent.” Champion, 380 F. 3d at901 (citing Anderson, 483 U.S. at 640); Hope v Pelzer, 536 U.S. 730, 741 (2002) (an
official "can still be on notice that [his] conduct violates established law even in novel
factual circumstances"); Harlow v. Fitzgerald, 457 U.S. 800, 820-21 (1982) (imposing
liability “when a public-official defendant 'knew or should have known' of the
constitutionally violative effect of his actions”). Thus, in order to demonstrate that the
officers violated a clearly established right, the plaintiff must show “the prior articulation
of a prohibition against the type of excess force exerted here.” Champion, 380 F. 3d at
902. For purposes of determining whether a constitutional right is clearly established,
the district court must first look to decisions of the Supreme Court, then decisions of
Sixth Circuit and other courts within the circuit, and finally to decisions in other circuits.
See Chappel v. Montgomery Fire Prot Dist. No 1,131 F.3d 564, 579 (6th Cir. 1997).
“The right to be free from excessive force is a clearly established right.” Walton v.
Southfield, 995 F.2d 1331, 1342 (6th Cir. 1993), overruled on other grounds by Saucier
v. Katz, 533 U.S. 194 (2004). Factors relevant to assessing disproportionate use of
force include, but are not limited to, the need for the force, the degree of force applied,
the injuries inflicted, and totality of the circumstances surrounding the use of the force.
Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir. 1973). The trier of fact may infer from
serious injuries sustained during an altercation with law enforcement that the type and
17
amount of forced used by police officers was unreasonable. Estate of Escobedo v. City
of Redwood City, No. C 03-3204 MJJ, 2005 U.S. Dist. LEXIS 23821 (N.D. Cal. Jan. 28,
2005).
The district court properly concluded that the officers violated a clear
constitutional right when they 1) struck Keiser with a police baton more times than
reasonably necessary, 2) shocked Keiser with a taser more times than necessary and
in an unreasonably dangerous manner, and 3) pushed Keiser into a position in which
his head was submerged in muddy water for a period of time.
a. Police baton.
The district court correctly concluded that the officers should have known that
striking Keiser more times than was reasonably necessary would constitute a violation
of a clearly established constitutional right. At the time that Keiser was being repeatedly
struck with a baton, the officers should have known that the excessive use of a police
baton can cause serious injury and may violate a constitutional right. McDowell v.
Rogers, 863 F.2d 1302, 1307 (6th Cir. 1988) ("[A] totally gratuitous blow with a
policeman's nightstick may cross the constitutional line"). Even where some degree of
force is necessary, “gratuitous acts against a person who has been seized can violate
the Fourth Amendment's reasonableness standard.” Phelps v. Coy, 286 F.3d 295, 297,
301-02 (6th Cir. 2002); see also Shreve v. Jessamine County Fiscal Court, 453 F.3d
681, 688 (6th Cir. 2006)(“cases in this circuit clearly establish the right of people who
pose no safety risk to the police to be free from gratuitous violence during arrest").
18
Plaintiff produced evidence that Keiser was struck ten times by Trooper
Galarneau’s baton while he was standing in the middle of a pool of at least ten inches
of muddy water surrounded by at least four officers who apparently did nothing to stop
Deputy Galarneau. In the Livingston County investigative report both Baker and Lynch
report that Trooper Galarneau struck Keiser multiple times with his baton with enough
force to make Deputy Lynch state that “he cringed with the thought of being hit.” 10 The
deposition testimony of the state medical examiner, Dr. Yung A. Chung, M.D., confirms
that Keiser was struck with a baton. She testified that there were “patterned contusions”
on the front and back of Keiser’s right thigh, which in her medical opinion were
consistent with two strikes to the thigh with a police baton. The district court did not err
in concluding that the officers should have known that striking Keiser more than
necessary would constitute a violation of a clearly established constitutional right.
The fact that Deputies Lynch and Baker did not participate in using the baton on
Keiser during the standoff does not diminish their culpability. The district court did not
discuss the fact that Lynch and Baker were not active participants in concluding that all
the motions should be denied. However, the plaintiff has presented evidence that the
deputies observed or had reason to know that excessive force would be or was being
used, and had both the opportunity and the means to prevent the harm from occurring.
10
Defendants assert that this sentence meant that Lynch was afraid that he
would actually get hit. Regardless, the statement is indicative of the violent nature of the
baton strikes being imposed upon Keiser by Galarneau.
19
See Turner v. Scott, 119 F.3d 425, 429 (6th Cir. 1997). Both officers were aware that
the baton was being used repeatedly on Keiser. The officers were within feet of Keiser
and Galarneau at the time of the beating, close enough that Galarneau was able to
simply hand over his baton to Deputy Lynch when he had finished striking Keiser. See
Skover v. Titchenell, 408 F. Supp. 2d 445, 451 (E.D. Mich. 2005) (question of fact
remained where there was evidence the distance between the officer and the suspect
being beaten was small and jury could conclude that the officer had the means to
prevent the harm).
The district court did not err in concluding that the use of the baton on Keiser
was a violation of a clearly established constitutional right.
b. Taser
The district court correctly concluded that the officers should have known that the
gratuitous or excessive use of a taser would violate a clearly established constitutional
right. See Hickey v. Reeder, 12 F.3d 754, 757 (8th Cir. 1993) (“a stun gun inflicts a
painful and frightening blow, which temporarily paralyzes the large muscles of the body,
rendering the victim helpless” and its use without a legitimate reason might violate the
8th amendment); Williams v. Franklin County, Ohio Sheriff's Dep't, 84 Ohio App. 3d
826, 619 N.E. 2d 23 (Ohio Ct. App. 1992) (genuine issue of material fact presented as
to whether the use of stun gun twice on a woman who was surrounded by six officers
and who may have been resisting was excessive). Even without precise knowledge
that the use of the taser would be a violation of a constitutional right, the officers should
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have known based on analogous cases that their actions were unreasonable. See
Greene v. Barber, 310 F.3d 889, 898 (6th Cir. 2002) (holding that it may be excessive
force to use pepper spray on suspect who was resisting arrest but "not threatening
anyone's safety or attempting to evade arrest by flight"); Vaughn v. City of Lebanon, 18
Fed. Appx. 252, 266, (6th Cir. 2001) (holding that the use of a chemical spray may be
unconstitutional when there is no immediate threat to the safety of the officers or
others); Adams v. Metiva, 31 F.3d 375, 386 (6th Cir. 1994) (holding that the use of
mace on a compliant suspect is constitutionally unreasonable).
The evidence indicates that Lynch fired the taser probes at Keiser and that the
probes did not appear to attach to Keiser’s body. Thereafter, Lynch altered the taser’s
configuration so that it could be used in stun mode and then applied the taser directly
the Keiser’s bare skin at least three times in a matter of seconds. Each stun lasts five
seconds and recovery time is “several minutes.” During all the times that he was
tasered in stun mode, Keiser was in a “semi-prone push-up position” in at least 10
inches of muddy water with officers surrounding him, with one officer kneeling on his
back and, one arm in a handcuff. The taser manual warns against using the taser in
water, stating:
The Advanced Taser causes temporary incapacitation. This can be dangerous
and even fatal under specific circumstances. For example, someone tasered in a
swimming pool could drown as they could not swim or support themselves.
The defendant officers should have known that the use of a taser in stun mode, in
rapid succession on a suspect who is surrounded by officers, in a prone position in a
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muddy swamp, who has only one arm beneath him, and who has just been struck
several times with a baton would be a violation of a constitutional right.
The fact that only Deputy Lynch pulled the trigger on the taser does not absolve
Baker and Galarneau of liability. Bruner v. Dunaway, 684 F.2d 422, 426 (6th Cir. 1982)
("it is not necessary, in order to hold a police officer liable under [§] 1983, to
demonstrate that the officer actively participated in [using force against] a plaintiff").
There is evidence that Trooper Galarneau, who requested backup from a patrol car with
a taser, encouraged and agreed with the use of the taser employed against Keiser.
Deputy Lynch testified that Trooper Galarneau yelled for Lynch to “tase” Keiser. Both
Baker and Galarneau were holding onto Keiser in the water at the time that Lynch was
deploying the taser, and saw Lynch do so. A reasonable jury could conclude that they
had the means and opportunity to prevent the harm to Keiser.
c. Kneeling on and tasering the suspect in several inches
of water so that his head became submerged.
The defendant officers should have known that placing Keiser in a position so
that his face would be submerged in muddy water would violate a clearly established
constitutional right. It was more than foreseeable that in pinning Keiser face down in
nearly one foot of water, with one officer on top of Keiser’s back, and two others trying
to grab his arms out from under him, his face would fall forward into the water. While in
this position, Keiser was repeatedly stunned with the taser. The officers should have
known that their actions would violate a clearly established constitutional right. This
court has stated that “it is clearly established that putting exceptional pressure on a
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suspect’s back while that suspect is in a face-down prone position after being subdued
and/or incapacitated, constitutes excessive force.” Champion, 380 F. 3d at 903. It
should have been that much more obvious to the officers that applying pressure to keep
a man in a face down position in nearly two feet of water and mud would constitute
excessive force. Although the defendants argue that Keiser was still resisting arrest,
his only act of resistance was to refuse to give his arms up to the officers, when his
arms were apparently the only things holding his face out of the water. At the time of
the fatal struggle, it was clear that forcefully tackling and pinning down a suspect who
was unarmed would constitute excessive force. See Nelson v. Mattern, 844 F. Supp.
216, 222 (E.D. Pa. 1994) (finding that forcefully tackling a fleeing suspect who was
unarmed constituted excessive force).
3. Whether the plaintiff has set forth sufficient evidence to
indicate that what the defendant officers did was objectively
unreasonable in light of the clearly established constitutional
rights.
Once a civil rights plaintiff has presented sufficient evidence as to the first two
components of the qualified immunity inquiry, the burden shifts to the law enforcement
officer to demonstrate that "the evidence [will] not support a reasonable jury finding that
[his] actions were objectively unreasonable." Estate of Kenneth Griffin v. Hickson, No.
98-3805, 2002 U.S. Dist. LEXIS 8567, *23 (E.D. Pa, May 9, 2002) (citing Groman v.
Township of Manalapan, 47 F.3d 628, 634 (3d Cir. 1995)). The defendants have failed
to demonstrate that the evidence does not support a reasonable jury finding that they
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acted unreasonably. This court has found that “[e]ven if a situation is 'tense, uncertain,
and rapidly evolving,' that does not innoculate an officer from a charge that he crossed
the line from subduing an individual to assaulting him." Lawler v. City of Taylor, 268
Fed. Appx. 384, 387 (6th Cir. 2008) (quoting Graham, 490 U.S. at 397). Here, a jury
could reasonably conclude that it was objectively unreasonable to hold Keiser in a face
down prone position in two feet of mud and water, after striking him ten times with a
baton, and to apply a stun gun to Keiser four times while he was in this position, and
after at least one hand was handcuffed. The Sixth Circuit has expressly concluded that
“[c]reating asphyxiating conditions by putting substantial or significant pressure, such as
body weight, on the back of an incapacitated and bound suspect constitutes objectively
unreasonable excessive force." See Pirolozzi v. Stanbro, No. 07-CV-798, 2008 U.S.
Dist. LEXIS 36054, *19 (N.D. Ohio May 1, 2008) (quoting Champion, 380 F.3d at 903).
A determination of the reasonableness of the defendant officers’ conduct must
take into account the fact that at the time of the fatal struggle, the defendant officers
had reason to believe that Keiser was either on drugs or mentally unstable and they
knew that he was unarmed. Deorle v. Rutherford, 272 F.3d 1272, 1282-83 (9th Cir.
2001) (the mental illness of a suspect is also a factor to be considered in determining
the reasonableness of the force employed). Thus, the Defendant officers should have
approached the situation with Keiser bearing this fact in mind. Id. (different tactics
should be employed against an unarmed, emotionally distraught individual who is
resisting arrest or creating disturbance than would be used against an armed and
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dangerous criminal who has recently committed a serious offense); Marsall v. City of
Portland, No. CV-01-1014-ST, 2004 U.S. Dist. LEXIS 8764, *33 (D. Or. May 7, 2004)
(“when police are confronted by an unarmed, emotionally distraught individual who has
committed no serious crime, as opposed to an armed and dangerous criminal, the
governmental interest in using force is diminished, not strengthened, even when the
suspect is irrational and inviting the use of force”).
The Plaintiff has presented sufficient evidence to create a genuine issue of
material fact with regard to whether the conduct of the defendant officers was
objectively unreasonable.
B. Whether the district court improperly denied defendants’ motions for
summary judgment on plaintiff’s assault and battery claims based on
governmental immunity.
Governmental actions which would purportedly constitute intentional torts are
protected by governmental immunity if those actions are justified. Conversely, if the
actions are not justified, they are not protected by governmental immunity. Brewer v.
Perrin, 132 Mich. App. 520, 349 N.W.2d 198, 202 (Mich. Ct. App. 1984). In order to
support a claim for assault and battery, the amount of force used must have been
unlawful because a police officer may use reasonable force when making an arrest. Id.;
Smith v. Yono, 613 F. Supp. 50, 54 (E.D. Mich. 1974) (citing Brewer v. Perrin, 349
N.W.2d at 528) (“the measure of necessary force is that which an ordinarily prudent and
intelligent person, with the knowledge and in the situation of the arresting officer, would
have deemed necessary”). An officer who uses excessive force may be held liable for
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assault and battery. White v. City of Vassar, 157 Mich. App. 282, 293; 403 N.W.2d 124(Mich. Ct. App. 1987).
In considering whether an officer is entitled to immunity under GTLA, the court
must decide whether there is a genuine issue of material fact about whether the use of
force was objectively reasonable. Murry v. Yuchasz, No. 268909, 2006 Mich App.
LEXIS 3254 (Mich. Ct. App. May 11, 2007). This is the same analysis that the court
employs in determining the 42 U.S.C. §1983 claim. Id. Because the analysis is identical
to that used in the excessive force claim, the district court properly concluded that there
was a genuine issue of material fact with regard to whether the officers’ actions were
objectively reasonable under the circumstances of this case.
V. Conclusion
For the foregoing reasons the district court is affirmed.
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