Nathaniel Ogle v. Ohio Civil Serv. Emps. Ass'n

RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 20a0070p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
NATHANIEL OGLE, ┐
Plaintiff-Appellant, │
│
> No. 19-3701
v. │
│
│
OHIO CIVIL SERVICE EMPLOYEES ASSOCIATION, │
AFSCME LOCAL 11, AFL-CIO, │
Defendant-Appellee. │
┘
Appeal from the United States District Court
for the Southern District of Ohio at Columbus.
No. 2:18-cv-01227—George C. Smith, District Judge.
Argued: January 30, 2020
Decided and Filed: March 5, 2020
Before: SUTTON, BUSH, and READLER, Circuit Judges.
_________________
COUNSEL
ARGUED: William Messenger, NATIONAL RIGHT TO WORK LEGAL DEFENSE
FOUNDATION, INC., Springfield, Virginia, for Appellant. Leon Dayan, BREDHOFF
& KAISER, PLLC, Washington, D.C., for Appellee. ON BRIEF: William Messenger, Aaron
Solem, NATIONAL RIGHT TO WORK LEGAL DEFENSE FOUNDATION, INC.,
Springfield, Virginia, Donald C. Bey, ISSAC WILES BURKHOLDER & TEETOR LLC,
Columbus, Ohio, for Appellant. Leon Dayan, Richard F. Griffin, Jr., April Pullium,
BREDHOFF & KAISER, PLLC, Washington, D.C., Brian J. Eastman, OHIO CIVIL SERVICE
EMPLOYEES ASSOCIATION, AFSCME LOCAL 11, AFL-CIO, Westerville, Ohio, for
Appellee.
No. 19-3701 Ogle v. Ohio Civil Serv. Emps. Ass’n Page 2
_________________
OPINION
_________________
PER CURIAM. Nathaniel Ogle works for the Ohio Department of Taxation. He is not a
member of the Ohio Civil Service Employees Association, the union that represents the
Department’s employees in collective bargaining with the State of Ohio. Under state law, the
union may require non-members like Ogle to pay “fair share” fees to defray the cost of
collective-bargaining activities. Ohio Rev. Code Ann. § 4117.09(C).
Between July 2015 and February 2018, the State deducted these fees from his pay
without consent. In July 2018, the Supreme Court held that compulsory “fair share” fees violate
the First (and Fourteenth) Amendment free-speech rights of public employees. Janus v.
AFSCME, Council 31, 138 S. Ct. 2448, 2486 (2018). In the process, the Court overruled Abood
v. Detroit Board of Education, 431 U.S. 209 (1977), which had authorized such fees.
A few months later, Ogle filed this § 1983 action against the union on free speech
grounds. Through this class-action lawsuit, he seeks a refund of the fees he and others paid from
2015 through 2018.
The union moved to dismiss the lawsuit on the ground that it relied on Abood in good
faith when it collected the fees. The district court granted the union’s motion to dismiss. Ogle
appealed.
In a separate appeal from a separate case, our court recently joined two other circuits in
holding that public-sector unions that collected “fair share” fees in reliance on Abood may assert
a good-faith defense to § 1983 lawsuits that seek the return of those fees. Lee v. Ohio Educ.
Ass’n, No. 19-3250, 2020 WL 881265, at *1 (6th Cir. Feb. 24, 2020); see Janus v. AFSCME,
Council 31, 942 F.3d 352, 364–66 (7th Cir. 2019); Danielson v. Inslee, 945 F.3d 1096, 1098–99
(9th Cir. 2019).
Because we have no license to overrule another panel of this court, we too must
recognize the union’s good-faith defense. One feature of today’s case, however, requires a brief
No. 19-3701 Ogle v. Ohio Civil Serv. Emps. Ass’n Page 3
addendum. The claimant in Lee conceded the existence of a good-faith defense. 2020 WL
881265, at *4. Ogle does not. He objects to its validity. Up-front challenges to the good-faith
defense and arguments about its scope have plenty of overlap to be sure. But Ogle raises a point
not squarely addressed in Lee. That prompts a few words about the basis for the defense and its
application here.
Ogle’s objection runs up against the reality that this circuit has long recognized a good-
faith defense to certain § 1983 claims. See Duncan v. Peck, 844 F.2d 1261, 1266–67 (6th Cir.
1988). So have members of the Supreme Court. In Wyatt v. Cole, five justices agreed that
private parties may assert a good-faith defense or good-faith immunity to some § 1983
lawsuits—there, a due process claim challenging the seizure of disputed property. See 504 U.S.
158, 170 (1992) (Kennedy, J., concurring, joined by Scalia, J.); id. at 176–77 (Rehnquist, C.J.,
dissenting, joined by Souter and Thomas, J.J.).
The defense emerges from an interpretation of § 1983. The statute’s silence about
defenses or immunities requires an inquiry into the historical context from which the statute
emerged, including the limitations on comparable actions that existed at common law. Wyatt,
504 U.S. at 170–72 (Kennedy, J., concurring); Pierson v. Ray, 386 U.S. 547, 554–57 (1967).
Congress enacted the 1871 law against the backdrop of “common-law principles, including
defenses previously recognized in ordinary tort litigation.” City of Newport v. Fact Concerts,
Inc., 453 U.S. 247, 258 (1981). That is why the Court “look[s] to the common law for guidance”
to decide when a public official enjoys immunity from lawsuits under § 1983, not to
“freewheeling policy choice[s].” Malley v. Briggs, 475 U.S. 335, 340, 342 (1986). And that is
why this circuit looks to the most closely analogous tort at common law in deciding whether
private defendants may assert a good-faith defense to certain § 1983 claims. Duncan, 844 F.2d
at 1263–64, 1266–68.
Lee explained that abuse of process is the most plausible common-law tort analogue to
employees’ post-Janus First Amendment claims. 2020 WL 881265, at *4 n.2. The Seventh and
Ninth Circuits agree. Danielson, 945 F.3d at 1102; Janus, 942 F.3d at 365. Under that analogy,
the union may avoid liability by showing good-faith reliance on Abood and the Ohio law that
permitted the collection of these fees. See Duncan, 844 F.2d at 1267–68. Think about the
No. 19-3701 Ogle v. Ohio Civil Serv. Emps. Ass’n Page 4
problem this way. Public-sector unions may enlist the State’s help (and its ability to coerce
unwilling employees) to carry out everyday functions. But a union that misuses this help, say
because the state-assisted action would violate the U.S. Constitution, may face liability under
§ 1983. See Danielson, 945 F.3d at 1102; cf. Thomas Cooley, A Treatise on the Law of Torts
189 (1879) (defining abuse of process at common law as the “willful[]” use of process “for a
purpose not justified by the law”). A narrow good-faith defense protects those who unwittingly
cross that line in reliance on a presumptively valid state law—those who had good cause in other
words to call on the governmental process in the first instance. Wyatt, 504 U.S. at 176 & n.1.
Unions that used the States’ authority to extract “fair share” fees from non-members may in
retrospect have crossed into forbidden territory, 138 S. Ct. at 2486, but if they did so before
Janus they may invoke the good-faith defense because Abood and state law told them they were
in the clear. All of this offers the best explanation for Lee and the best way to reconcile it with
our precedent and U.S. Supreme Court precedent.
Any other approach runs the risk of sweeping in more than necessary. How else to
distinguish cases in which a State discriminated in other ways—say based on race, gender, or
faith rather than political perspective? In these other settings, we can’t imagine that a court
would hesitate to award damages to the claimants in the amount of a discriminatory charge even
if the entity relied on a 40-year-old Supreme Court precedent and a state law, and even if the
request went back several years. Cf. NLRB v. Actors’ Equity Ass’n, 644 F.2d 939, 943 (2d Cir.
1981) (permitting the recoupment of five years’ worth of fees that discriminated based on
nationality and that violated the National Labor Relations Act). Most claims for discrimination
on the basis of race, gender, or faith do not depend on the use or misuse of state-law process but
on other grounds of state action. That said, the hard question left by this case is what would
happen if the discrimination involved state-law process and turned on these other forms of
discrimination. What’s good for one, it would seem, ought to be good for the other.
We affirm.